-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D37PxXPZQ1SlL+abJbY4rSMD+roIjtljEFoIVrTdVM/lK/BHIZL1bvOQrqNT2kDr vEjUJNn4KvUmsfJRODgrPw== 0000315498-97-000004.txt : 19970222 0000315498-97-000004.hdr.sgml : 19970222 ACCESSION NUMBER: 0000315498-97-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ CENTRAL INDEX KEY: 0000315498 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363052539 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49963 FILM NUMBER: 97533150 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3300 CITY: CHICAGO STATE: IL ZIP: 60604 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAWRENCE KAMIN SAUNDERS & UHLENHOP CENTRAL INDEX KEY: 0001004915 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 362182738 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 208 S LASALLE ST STREET 2: STE 1750 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3123721947 MAIL ADDRESS: STREET 1: 208 S LASALLE ST STREET 2: STE 1750 CITY: CHICAGO STATE: IL ZIP: 60604 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1943 Amendment No. 2 LINCOLN SNACKS COMPANY Name of Issuer ___________COMMON____________ Title of Class of Securities _______534744107______ CUSIP Number heck the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gofen and Glossberg, Inc. Tax I.D. No. 36-3052539 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* [a] [ ] [b] [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Illinois 1 NUMBER OF 5. SOLE VOTING POWER SHARES 6,000 BENEFICIALLY 6. SHARED VOTING POWER OWNED BY None EACH 7. SOLE DISPOSITIVE POWER REPORTING 291,250 PEROSN 8. SHARED DISPOSITIVE POWER WITH 15,250 9. AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH REPORTING PERSON 306,500 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Row 9 includes 15,250 shares with respect to which the power of disposition is limited to the power to make recommendations regarding disposition. 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.8% 12. TYPE OF REPORTING PERSON* IA Item 1[a] Name of Issuer: Lincoln Snacks Company Item 1[b] Address: 4 High Ridge Park Stanford, CT 06905 Item 2[a] Name of Person Filing: Gofen and Glossberg, Inc. Item 2[b] Address: Gofen and Glossberg, Inc. 455 Cityfront Plaza, Ste 3000 Chicago, IL 60611 Item 2[c] Citizenship: Illinois Item 2[d] Title of Class of Securities: Common Item 2[e] CUSIP Number: 534744107 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (e) Investment adviser registered under section 203 of the Investment Advisor Act of 1940 Item 4[a] Amount Beneficially Owned: 306,500 Item 4[b] Percent of Class 4.8% 2 Item 4[c] Number of Shares as to which such person has: (i) sole power to vote 6,000 (ii) shared power to vote: None (iii) sole power to dispose: 291,250 (iv) shared power to dispose 15,250 Item 5 Ownership of Five Percent or Less of a Class: YES Item 6 Ownership of More than Five Percent on Behalf of Another Person N/A Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on the Parent Holding Company: N/A Item 8 Identification and Classification of Members of the Group: N/A Item 9 Notice of Dissolution of Group N/A Item 10 Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 1997 Signature: William H. Gofen Name/Title: William H. Gofen, President Represents 15,250 shares with respect to which the power of disposition is limited to the power to make recommendations regarding disposition; beneficial ownership of such shares is disclaimed pursuant to Rule 13d-4 of the Securities Exchange Act of 1934. 3 -----END PRIVACY-ENHANCED MESSAGE-----