-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sgd14vKqDUbF4NYfFfXxvoDGFM2OwjMnuazVb6jb44gHeAaT7fILBO4jZ9CFACMP q12XubhbA8YLfiFouMgAoQ== 0000701221-00-000001.txt : 20000214 0000701221-00-000001.hdr.sgml : 20000214 ACCESSION NUMBER: 0000701221-00-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXCEL INDUSTRIES INC CENTRAL INDEX KEY: 0000740868 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 351551685 STATE OF INCORPORATION: IN FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-37601 FILM NUMBER: 534447 BUSINESS ADDRESS: STREET 1: 1120 N MAIN ST STREET 2: P O BOX 3118 CITY: ELKHART STATE: IN ZIP: 46515-3118 BUSINESS PHONE: 2192642131 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CIGNA CORP CENTRAL INDEX KEY: 0000701221 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 061059331 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLACE 48TH FLOOR STREET 2: 1601 CHESTNUT STREET CITY: PHILADELPHIA STATE: PA ZIP: 19192-1550 BUSINESS PHONE: 2157616211 MAIL ADDRESS: STREET 1: TWO LIBERTY PLACE 48TH FLOOR STREET 2: 1601 CHESTNUT STREET CITY: PHILADELPHIA STATE: PA ZIP: 19192 SC 13G/A 1 AMENDMENT NO. 5 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No. 5 )/1/ ------------ Excel Industries, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 300657 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed. [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) _____________________ /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages CUSIP No. 300657 10 3 13G Page 2 of 6 Pages ------------------ - -------------------------------------------------------------------------------- 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (Entities Only) CIGNA Corporation 06-1059331 - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of ------------------------------------------------------------ Shares Beneficially (6) Shared Voting Power 0 Owned by Each ------------------------------------------------------------ Reporting Person (7) Sole Dispositive Power 0 With ------------------------------------------------------------ (8) Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 0 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0 - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) HC, CO - -------------------------------------------------------------------------------- 13G Page 3 of 6 Pages ITEM 1(A) Name of Issuer: Excel Industries, Inc. ----------------------------------------------------------------- ITEM 1(B) Address of Issuer's Principal Executive Offices: 1120 North Main Street, Elkhart, IN 46514 - -------------------------------------------------------------------------------- ITEM 2(A) Name of Person Filing: CIGNA Corporation ---------------------------------------------------------- ITEM 2(B) Address of Principal Business Office or, if none, Residence: One Liberty Place, Philadelphia, Pennsylvania 19192 - -------------------------------------------------------------------------------- ITEM 2(C) Citizenship: Delaware -------------------------------------------------------------------- ITEM 2(D) Title of Class of Securities: Common Stock, no par value --------------------------------------------------- ITEM 2(E) CUSIP Number: 300657 10 3 ------------------------------------------------------------------- 13G Page 4 of 6 Pages ITEM 3 If this statement is filed pursuant to Rules l3d-l(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (d) [ ] Investment company registered under section 8 of the Investment Company Act (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) (f) [ ] An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F) (g) [X] A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G) (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J) If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] ITEM 4 Ownership. The following ownership information is as of December 31, 1998. (a) Amount Beneficially Owned: 0 ---------------------------------------------- (b) Percent of Class: 0 ------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 0 ---------------------- (ii) shared power to vote or to direct the vote 0 -------------------- (iii) sole power to dispose or to direct the disposition of 0 --------- (iv) shared power to dispose or to direct the disposition of 0 -------- *See attached Exhibit 13G Page 5 of 6 Pages ITEM 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. ITEM 6 Ownership of More than Five Percent on Behalf of Another Person. Not applicable ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. See attached Exhibit. ITEM 8 Identification and Classification of Members of the Group. Not applicable. ITEM 9 Notice of Dissolution of Group. Not applicable. ITEM 10 CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 --------------------------------------------------------------------------- Signature: /s/ Kathryn Pietrowiak ---------------------------------------------------------------------- Name/Title: Kathryn Pietrowiak, Assistant Corporate Secretary --------------------------------------------------------------------- 13G Page 6 of 6 Pages EXHIBIT CIGNA Corporation ("CIGNA") is filing this Schedule 13G as the ultimate parent company of the following wholly-owned subsidiaries. CIGNA may be deemed to have shared voting power and shared dispositive power with respect to the shares of Common Stock beneficially owned by such entities. Nature of Item 3 Identity Beneficial Ownership Classification -------- -------------------- -------------- Connecticut General Direct owner of shares IC Life Insurance Company of Common Stock Life Insurance Company Direct owner of shares IC of North America of Common Stock CIGNA Investment Indirect through performance of IA Advisory Company, Inc. Investment management activities (n/k/a CIGNA Investments, for above direct owners Inc.) CIGNA Investments, Inc. Indirect through performance of IA (n/k/a TimesSquare investment management activities Capital Management, Inc.) for CIGNA Mezzanine Partners II, L.P., the direct owner of shares of Common Stock -----END PRIVACY-ENHANCED MESSAGE-----