SC 13G/A 1 ss57103_sc13ga.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* ULURU Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value -------------------------------------------------------------------------------- (Title of Class of Securities) 90403T100 -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2008 -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 CUSIP No. 90403T100 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Investment Corporation --------------------------------------------------------------------- 22-2514825 --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 0 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 628,873 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 0 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 628,873 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 628,873 ----------------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 1.0% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO ------------------------ -------------------------------------------------------------------------------- Page 2 CUSIP No. 90403T100 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Paul Tudor Jones, II --------------------------------------------------------------------- --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 0 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 628,873 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 0 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 628,873 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 628,873 ----------------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 1.0% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN ------------------------ -------------------------------------------------------------------------------- Page 3 CUSIP No. 90403T100 ------------------- -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Tudor BVI Global Portfolio L.P. (f/k/a The Tudor BVI Global Portfolio Ltd.) --------------------------------------------------------------------- --------------------------------------------------------------------- -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) X ----------------------------------------------------------------- -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands -------------------------------- -------------------------------------------------------------------------------- (5) Sole Voting Power 0 ------------------------------------ Number of Shares ------------------------------------------------------------- Beneficially (6) Shared Voting Power 628,873 Owned by Each ---------------------------------- Reporting Person ------------------------------------------------------------- With (7) Sole Dispositive Power 0 ------------------------------- ------------------------------------------------------------- (8) Shared Dispositive Power 628,873 ----------------------------- -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 628,873 ----------------------------- -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------------------------------- -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 1.0% ------------------- -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN ------------------------ -------------------------------------------------------------------------------- Page 4 Item 1(a). Name of Issuer: ULURU Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 4452 Beltway Drive Addison, Texas 75001 Item 2(a). Name of Person Filing: Tudor Investment Corporation ("TIC") Paul Tudor Jones, II The Tudor BVI Global Portfolio L.P. (fka The Tudor BVI Global Portfolio Ltd.) ("BVI Portfolio") Item 2(b). Address of Principal Business Office or, if none, Residence: The principal business office of TIC is: 1275 King Street Greenwich, CT 06831 The principal business office of Mr. Jones is: c/o Tudor Investment Corporation 1275 King Street Greenwich, CT 06831 The principal business office of BVI Portfolio is: c/o CITCO Kaya Flamboyan 9 P.O. Box 4774 Curacao, Netherlands Antilles Item 2(c). Citizenship: TIC is a Delaware corporation. Mr. Jones is a citizen of the United States. BVI Portfolio is a limited partnership organized under the laws of the Cayman Islands. Item 2(d). Title of Class of Securities: Common Stock, par value $0.001 Item 2(e). CUSIP Number: 90403T100 Page 5 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employment Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(H) Item 4. Ownership (As of December 31, 2008). (a) Amount Beneficially Owned: See Item 9 of cover pages (b) Percent of Class: See Item 11 of cover pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See Item 5 of cover pages ------------------------- (ii) shared power to vote or to direct the vote See Item 6 of cover pages ------------------------- (iii) sole power to dispose or to direct the disposition of See Item 7 of cover pages ------------------------- (iv) shared power to dispose or to direct the disposition of See Item 8 of cover pages ------------------------- Pursuant to an agreement dated December 31, 2008, by and among TIC, James J. Pallotta ("Pallotta"), and others, TIC transacted a split-off of, among other entities, The Raptor Global Portfolio Ltd., a Cayman Islands corporation ("Raptor Portfolio") (such split-off, the "Split-off"). As a result of the Split-off, TIC: (i) no longer employs Pallotta as its vice chairman, and (ii) is no longer involved, affiliated or associated with the management or operations of Raptor Portfolio. As of January 1, 2009, Pallotta, separately from TIC, manages and operates Raptor Portfolio as well as other funds and entities. As a result of the Split-off, Pallotta and Raptor Portfolio are no longer members of the Group. Following the Split-off, BVI Portfolio held a total of 628,873 shares of Common Stock (the "Common Stock") of Uluru Inc. (the "Company"). BVI Portfolio holds approximately 1.0% of the Common Stock. This calculation is based on 65,509,481 shares of Common Stock of the Company outstanding as of November 1, 2008 as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2008. Because Tudor Investment Corporation ("TIC") provides investment advisory services to BVI Portfolio, TIC may be deemed to beneficially own the shares of common stock owned by each such entity. TIC expressly disclaims such beneficial ownership. In addition, because Mr. Jones is the controlling shareholder of TIC, Mr. Jones may be deemed to beneficially own the shares of common stock deemed beneficially owned by TIC. Mr. Jones expressly disclaims such beneficial ownership. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Page 6 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. See cover pages Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 2009 TUDOR INVESTMENT CORPORATION By: /s/ Stephen N. Waldman -------------------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel /s/ Paul Tudor Jones, II -------------------------------------------- Paul Tudor Jones, II THE TUDOR BVI GLOBAL PORTFOLIO LTD. By: Tudor Investment Corporation, Its: Trading Advisor By: Tudor Investment Corporation, Trading Advisor By: /s/ Stephen N. Waldman --------------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel Page 7