-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O+Vmow2MpYzVl97wfkgLirjIhGHzxZSdV4E/8+e1h8zcn6pIgcfCxidPpnid1Jjs CLIlzQlspIwVWkatjFhjDA== 0001085146-07-000291.txt : 20070212 0001085146-07-000291.hdr.sgml : 20070212 20070209174812 ACCESSION NUMBER: 0001085146-07-000291 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070212 DATE AS OF CHANGE: 20070209 EFFECTIVENESS DATE: 20070212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRILOGY CAPITAL, LLC CENTRAL INDEX KEY: 0001388307 IRS NUMBER: 134181272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12152 FILM NUMBER: 07599752 BUSINESS ADDRESS: STREET 1: 2 PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 971-3400 MAIL ADDRESS: STREET 1: 2 PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 tril4q06.txt TRILOGY CAPITAL LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Trilogy Capital LLC Address: 2 Pickwick Plaza Greenwich, CT 06830 13F File Number: 28-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth A. Cowin Title: Chief Compliance Officer Phone: 203-971-3400 Signature, Place, and Date of Signing: /s/ Kenneth A. Cowin Greenwich, CT February 09, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 18 Form13F Information Table Value Total: $137,582 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMR CORP PUT 001765956 10 200000 SH PUT DEFINED 0 200000 0 BORG WARNER INC COM 099724106 9679 164000 SH DEFINED 0 164000 0 FORD MTR CO DEL COM PAR $0.01 345370860 20728 2760000 SH DEFINED 0 2760000 0 GLOBALSTAR INC COM 378973408 1072 77094 SH DEFINED 0 77094 0 HAYES LEMMERZ INTL INC COM NEW 420781304 782 200000 SH DEFINED 0 200000 0 LUCENT TECHNOLOGIES INC SDCV 8.000% 8/0 549463AK3 5000 5000000 PRN DEFINED 0 5000000 0 MAGELLAN HEALTH SVCS INC COM NEW 559079207 407 9409 SH DEFINED 0 9409 0 MAGNA INTL INC CL A 559222401 5639 70000 SH DEFINED 0 70000 0 MIRANT CORP NEW COM 60467R100 28868 914400 SH DEFINED 0 914400 0 MIRANT CORP NEW *W EXP 01/03/201 60467R126 1562 110997 SH DEFINED 0 110997 0 PORTLAND GEN ELEC CO COM NEW 736508847 1363 50033 SH DEFINED 0 50033 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 8057 339100 SH DEFINED 0 339100 0 SMURFIT-STONE CONTAINER CORP PFD CV EX A 7% 832727200 7924 330149 SH DEFINED 0 330149 0 SUNCOR ENERGY INC COM 867229106 3946 50000 SH DEFINED 0 50000 0 TENNECO INC COM 880349105 13275 537000 SH DEFINED 0 537000 0 TENNECO INC PUT 880349955 54 537000 SH PUT DEFINED 0 537000 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 17514 677000 SH DEFINED 0 677000 0 VISTEON CORP COM 92839U107 11702 1380000 SH DEFINED 0 1380000 0
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