-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KaOYTax9okI6qD3/H5PsMeCRHT5q9iOfxejFIOFOyXdVuJcxADj0ykDy+c/ypusb hjNnNBjOllOdk/ZXlgyhWg== 0001085146-08-001513.txt : 20081110 0001085146-08-001513.hdr.sgml : 20081110 20081110160123 ACCESSION NUMBER: 0001085146-08-001513 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081110 DATE AS OF CHANGE: 20081110 EFFECTIVENESS DATE: 20081110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRILOGY CAPITAL, LLC CENTRAL INDEX KEY: 0001388307 IRS NUMBER: 134181272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12152 FILM NUMBER: 081175597 BUSINESS ADDRESS: STREET 1: 2 PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 971-3400 MAIL ADDRESS: STREET 1: 2 PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 tric3q08.txt TRILOGY CAPITAL LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Trilogy Capital LLC Address: 2 Pickwick Plaza Greenwich, CT 06830 13F File Number: 028-12152 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Caren Pennington Title: Chief Compliance Officer Phone: 203-971-3400 Signature, Place, and Date of Signing: /s/ Caren Pennington Greenwich, CT November 10, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 3 Form13F Information Table Value Total: $4,694 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- FOSTER WHEELER LTD SHS NEW G36535139 3 70 SH DEFINED 0 70 0 MAGELLAN HEALTH SVCS INC COM NEW 559079207 386 9409 SH DEFINED 0 9409 0 SMURFIT-STONE CONTAINER CORP PFD CV EX A 7% 832727200 4305 330149 SH DEFINED 0 330149 0
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