-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JwG/qP6F4GGEYmKII0bxUj4TYx2ANcpc6z2WBnpm9/jI2B9laBDRw4HTVQ3VUPZp fZ66KT4s3CANAfa62lKWLA== 0000950149-02-001747.txt : 20020814 0000950149-02-001747.hdr.sgml : 20020814 20020814180151 ACCESSION NUMBER: 0000950149-02-001747 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020628 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000884546 IRS NUMBER: 943106735 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03128 FILM NUMBER: 02737767 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 13F-HR/A 1 f83863e13fvhrza.txt REPORT ON FORM 13F, AMENDMENT #1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 28, 2002 Check here if Amendment [X]; Amendment Number: 1 ----- This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Charles Schwab Investment Management, Inc. Address: 101 Montgomery Street San Francisco, CA 94104 - ------------------------------------------ Form 13F File Number: 28-3128 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Randy Fillmore Title: CSIM Chief Compliance Officer Phone: (415) 636-3680 Signature, Place, and Date of Signing: /s/ Randy Fillmore, San Francisco, California, August 13, 2002 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 13 Form 13F Information Table Entry Total: 4,295 Form 13F Information Table Value Total: $16,777,513(thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
No. Form 13F File Number Name 1 028-01091 American Century Investment Management, Inc. 2 028-05422 Artisan Partners LP 3 028-02013 Harris Associates LP 4 028-04871 William Blair & Company LLC 5 028-05508 Aronson & Partners 6 028-01548 Berger LLC/Perkins, Wolf, McDonnell & Co. 7 028-01666 Eagle Asset Management Inc. 8 028-02701 Pimco Advisors LP 9 028-06683 TCW Investment Management Company 10 028-06605 Thornburg Investment Management, Inc. 11 028-03780 Royce & Associates, Inc. 12 028-03063 Tocqueville Asset Management LP 13 028-07802 Veredus Asset Management LLC
Charles Schwab Investment Management, Inc. ("CSIM") is a wholly-owned direct subsidiary of The Charles Schwab Corporation ("Schwab"), which is a publicly traded company. U.S. Trust Corporation ("UST"), which is also a wholly-owned direct subsidiary of Schwab, files a separate report on Form 13F, via its subsidiary, the United States Trust Company of New York, under File Number 28-380. Neither CSIM nor UST has any power or influence with respect to the voting or disposition of securities reflected in the other's Form 13. Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- 1 800 Flowers Com CL A 68243Q106 849 76100 SH SOLE 76100 1-800 Contacts Inc COM 681977104 20 1500 SH SOLE 1500 1st Source Corp COM 336901103 1438 58171 SH SOLE 58171 21st Centy Ins Group COM 90130N103 931 49000 SH SOLE 49000 3com Corp COM 885535104 1024 232650 SH SOLE 232650 3-D Sys Corp Del COM NEW 88554D205 17 1400 SH SOLE 1400 3-D Sys Corp Del COM NEW 88554D205 311 25,500 SH OTHER (11) 25,500 3-Dimensional Pharma COM 88554W104 6 1400 SH SOLE 1400 3do Co COM 88553W105 1 2100 SH SOLE 2100 3m Co COM 88579Y101 70275 571338 SH SOLE 571338 3tec Energy Corp COM NEW 88575R308 21 1200 SH SOLE 1200 4 Kids Entmt Inc COM 350865101 97 4700 SH SOLE 4700 7-Eleven Inc COM NEW 817826209 2319 288040 SH SOLE 288040 99 Cents Only Stores COM 65440K106 1029 40132 SH SOLE 40132 A B Watley Group Inc COM 788109 0 1300 SH SOLE 1300 A C Moore Arts & Cra COM 00086T103 80 1700 SH SOLE 1700 A S V Inc COM 1963107 8 700 SH SOLE 700 Aaipharma Inc COM 00252W104 1135 50500 SH SOLE 50500 Aaon Inc COM PAR 360206 30 1575 SH SOLE 1575 Aar Corp COM 361105 105 10300 SH SOLE 10300 Aaron Rents Inc CL A 2535300 25 1100 SH SOLE 1100 Aaron Rents Inc COM 2535201 153 6400 SH SOLE 6400 Abbott Labs COM 2824100 84073 2233023 SH SOLE 2233023 Abercrombie & Fitch CL A 2896207 1399 58000 SH SOLE 58000 Abgenix Inc COM 00339B107 489 49900 SH SOLE 49900 Abiomed Inc COM 3654100 7 800 SH SOLE 800 Abm Inds Inc COM 957100 2357 135800 SH SOLE 135800 Acacia Resh Corp COM 3881109 2 330 SH SOLE 330 Acclaim Entmt Inc COM PAR 4325205 950 269200 SH SOLE 269200 Accor COM F00189120 1722 42457 SH SOLE 42457 Accredo Health Inc COM 00437V104 3945 85498 SH SOLE 85498 Ace Ltd ORD G0070K103 7082 224100 SH SOLE 224100 Ace Ltd ORD G0070K103 774 24,500 SH OTHER (4) 24,500 Aceto Chem Inc COM 4446100 5 500 SH SOLE 500 Aclara Biosciences I COM 00461P106 4 2400 SH SOLE 2400 Acme Communication I COM 4631107 14 1900 SH SOLE 1900 Act Teleconferencing COM 955104 3 1100 SH SOLE 1100 Actel Corp COM 4934105 1387 66000 SH SOLE 66000 Action Performance C COM 4933107 2019 63900 SH SOLE 63900
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Action Performance C COM 4933107 275 8,700 SH OTHER (13) 8,700 Activision Inc New COM NEW 4930202 1090 37500 SH SOLE 37500 Actrade Intl Ltd COM 00507P102 10 1000 SH SOLE 1000 Actuant Corp CL A NEW 00508X203 59 1420 SH SOLE 1420 Actuate Software Cor COM 00508B102 10 2300 SH SOLE 2300 Actv Inc COM 00088E104 1 1100 SH SOLE 1100 Acuity Brands Inc COM 00508Y102 2251 123700 SH SOLE 123700 Acxiom Corp COM 5125109 1298 74200 SH SOLE 74200 Acxiom Corp COM 5125109 115 6,600 SH OTHER (5) 6,600 Adaptec Inc COM 00651F108 794 100600 SH SOLE 100600 Adaptec Inc COM 00651F108 95 12,000 SH OTHER (6) 12,000 Adc Telecommunicatio COM 886101 2549 1112958 SH SOLE 1112958 Adc Telecommunicatio COM 886101 131 57,150 SH OTHER (7) 57,150 Adc Telecommunicatio COM 886101 364 159,000 SH OTHER (7) 159,000 Ade Corp Mass COM 00089C107 7 600 SH SOLE 600 Adecco Sa COM H00392185 1242 20902 SH SOLE 20902 Adecco Sa COM H00392185 832 14,000 SH OTHER (4) 14,000 Administaff Inc COM 7094105 772 77200 SH SOLE 77200 Adobe Sys Inc COM 00724F101 9664 339089 SH SOLE 339089 Adolor Corp COM 00724X102 15 1300 SH SOLE 1300 Adtran Inc COM 00738A106 1991 104800 SH SOLE 104800 Advanced Auto Parts COM 00751Y106 48 880 SH SOLE 880 Advanced Digital Inf COM 7525108 1415 167800 SH SOLE 167800 Advanced Digital Inf COM 7525108 126 15,000 SH OTHER (6) 15,000 Advanced Energy Inds COM 7973100 1912 86200 SH SOLE 86200 Advanced Fibre Commu COM 00754A105 786 47500 SH SOLE 47500 Advanced Marketing S COM 00753T105 996 54400 SH SOLE 54400 Advanced Micro Devic COM 7903107 4669 480353 SH SOLE 480353 Advanced Neuromodula COM 00757T101 21 700 SH SOLE 700 Advanced Power Techn COM 00761E108 22 1500 SH SOLE 1500 Advancepcs COM 00790K109 1286 53700 SH SOLE 53700 Advanta Corp CL A 7942105 48 4400 SH SOLE 4400 Advantest COM J00210104 1039 16700 SH SOLE 16700 Advent Software Inc COM 7974108 509 19800 SH SOLE 19800 Advent Software Inc COM 7974108 800 31,120 SH OTHER (10) 31,120 Advisory Brd Co COM 00762W107 36 1000 SH SOLE 1000 Advo System Inc COM 7585102 2140 56200 SH SOLE 56200 Aegis Rlty Inc COM 00760P104 8 700 SH SOLE 700 Aegon Nv COM N00890132 4479 214844 SH SOLE 214844 Aeon Co Ltd COM J28751121 1282 48000 SH SOLE 48000
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Aep Inds Inc COM 1031103 14 400 SH SOLE 400 Aeroflex Inc COM 7768104 1135 163300 SH SOLE 163300 Aerogen Inc COM 7779101 3 3200 SH SOLE 3200 Aerosonic Corp Del COM PAR 8015307 24 1000 SH SOLE 1000 Aes Corp COM 00130H105 4077 752192 SH SOLE 752192 Aes Corp COM 00130H105 31 5,700 SH OTHER (5) 5,700 Aether Sys Inc COM 00808V105 316 107100 SH SOLE 107100 Aetna U S Healthcare COM 00817Y108 10284 214392 SH SOLE 214392 Afc Enterprises Inc COM 00104Q107 31 1000 SH SOLE 1000 Affiliated Computer CL A 8190100 3680 77500 SH SOLE 77500 Affiliated Computer CL A 8190100 1178 24,800 SH OTHER (10) 24,800 Affiliated Managers COM 8252108 806 13100 SH SOLE 13100 Affymetrix Inc COM 00826T108 801 33400 SH SOLE 33400 Aflac Inc COM 1055102 25023 781964 SH SOLE 781964 Aflac Inc COM 1055102 54 1,700 SH OTHER (7) 1,700 Aflac Inc COM 1055102 154 4,800 SH OTHER (7) 4,800 Aftermarket Technolo COM 8318107 35 1800 SH SOLE 1800 Ag Svcs Amer Inc COM 1250109 4 300 SH SOLE 300 Agco Corp COM 1084102 3870 198462 SH SOLE 198462 Agere Sys Inc COM 00845V100 168 120316 SH SOLE 120316 Agere Sys Inc COM 00845V100 146 104,800 SH OTHER (9) 104,800 Agere Sys Inc COM 00845V100 97 69,600 SH OTHER (9) 69,600 Agere Sys Inc COM 00845V209 798 531901 SH SOLE 531901 Agere Sys Inc COM 00845V209 103 68,600 SH OTHER (9) 68,600 Agere Sys Inc COM 00845V209 59 39,600 SH OTHER (9) 39,600 Agile Software Corp COM 00846X105 937 128900 SH SOLE 128900 Agilent Technologies COM 00846U101 15896 672143 SH SOLE 672143 Agl Res Inc COM 1204106 735 31700 SH SOLE 31700 Ahl Svcs Inc COM 1296102 4 2200 SH SOLE 2200 Ahold(Kon)Nv COM N0137M102 3233 153701 SH SOLE 153701 Air Liquide(L') COM F01764103 3883 25236 SH SOLE 25236 Air Prods & Chems In COM 9158106 16690 330701 SH SOLE 330701 Airborne Inc COM 9269101 2953 153800 SH SOLE 153800 Airborne Inc COM 9269101 2953 153800 SH SOLE 153800 Airborne Inc COM 9269101 369 19,200 SH OTHER (13) 19,200 Airgas Inc COM 9363102 3306 191100 SH SOLE 191100 Airgate Pcs Inc COM 9367103 67 66800 SH SOLE 66800 Airnet Communication COM 00941P106 1 1300 SH SOLE 1300 Airnet Sys Inc COM 9417106 7 800 SH SOLE 800 Airtran Hldgs Inc COM 00949P108 1017 190100 SH SOLE 190100
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Ajinomoto Co Inc COM J00882126 1470 137000 SH SOLE 137000 Ak Stl Hldg Corp COM 1547108 3778 294927 SH SOLE 294927 Ak Stl Hldg Corp COM 1547108 88 6,900 SH OTHER (7) 6,900 Ak Stl Hldg Corp COM 1547108 245 19,100 SH OTHER (7) 19,100 Ak Stl Hldg Corp COM 1547108 438 34,200 SH OTHER (9) 34,200 Ak Stl Hldg Corp COM 1547108 167 13,000 SH OTHER (9) 13,000 Akamai Technologies COM 00971T101 407 313338 SH SOLE 313338 Akzo Nobel Nv COM N01780126 3044 69897 SH SOLE 69897 Akzo Nobel Nv COM N01780126 2351 54,000 SH OTHER (3) 54,000 Alabama Natl Bancorp COM 10317105 1481 34200 SH SOLE 34200 Alamo Group Inc COM 11311107 8 500 SH SOLE 500 Alamosa Hldgs Inc COM 11589108 5 3700 SH SOLE 3700 Alaska Airgroup COM 11659109 1903 72900 SH SOLE 72900 Alaska Communication COM 01167P101 13 2700 SH SOLE 2700 Albany Intl Corp CL A 12348108 2487 92401 SH SOLE 92401 Albany Intl Corp CL A 12348108 296 11,000 SH OTHER (11) 11,000 Albany Molecular Res COM 12423109 1928 91200 SH SOLE 91200 Albemarle Corp COM 12653101 3561 115800 SH SOLE 115800 Alberto Culver Co CL B CONV 13068101 4051 84751 SH SOLE 84751 Albertsons Inc COM 13104104 17885 587177 SH SOLE 587177 Albertsons Inc COM 13104104 369 12,100 SH OTHER (5) 12,100 Alcan Aluminium Ltd COM 13716105 2800 73805 SH SOLE 73805 Alcan Inc. COM 13716105 10247 273111 SH SOLE 273111 Alcatel COM F0191J101 1857 267079 SH SOLE 267079 Alcoa Inc COM 13817101 40297 1215586 SH SOLE 1215586 Alexander & Baldwin COM 14482103 2870 112400 SH SOLE 112400 Alexanders Inc COM 14752109 15 200 SH SOLE 200 Alexandria Real Esta COM 15271109 2255 45700 SH SOLE 45700 Alexion Pharmaceutic COM 15351109 727 48000 SH SOLE 48000 Alfa Corp COM 15385107 2562 219000 SH SOLE 219000 Alico Inc COM 16230104 9 300 SH SOLE 300 Align Technology Inc COM 16255101 7 1700 SH SOLE 1700 Alkermes Inc COM 01642T108 599 37400 SH SOLE 37400 Alleghany Corp COM 17175100 798 4177 SH SOLE 4177 Allegheny Energy Inc COM 17361106 4736 183932 SH SOLE 183932 Allegheny Energy Inc COM 17361106 232 9,000 SH OTHER (5) 9,000 Allegheny Technologi COM 01741R102 1789 113257 SH SOLE 113257 Allegiance Telecom I COM 01747T102 553 302250 SH SOLE 302250 Allen Telecom Inc COM 18091108 35 8100 SH SOLE 8100 Allen Telecom Inc COM 18091108 237 55,000 SH OTHER (11) 55,000
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Allergan Inc COM 18490102 13036 195296 SH SOLE 195296 Allete COM 18522102 1325 48900 SH SOLE 48900 Alliance Cap Mgmt Hl UNIT LTD PARTN 01855A101 236 6900 SH SOLE 6900 Alliance Fiber Optic COM 18680108 1 2100 SH SOLE 2100 Alliance Gaming Corp COM NEW 01859P609 1680 134600 SH SOLE 134600 Alliance Imaging Inc COM 18606202 24 1800 SH SOLE 1800 Alliance Pharmaceuti COM 18773309 0 220 SH SOLE 220 Alliance Resource Pa UT LTD PART 01877R108 17 700 SH SOLE 700 Alliance Semiconduct COM 01877H100 867 122100 SH SOLE 122100 Alliant Corp COM 18802108 1318 51300 SH SOLE 51300 Alliant Techsystems COM 18804104 1428 22387 SH SOLE 22387 Allied Cap Corp New COM 01903Q108 1330 58700 SH SOLE 58700 Allied Irish Banks COM 18998203 52 3,900 SH OTHER (2) 3,900 Allied Resh Assoc In COM 19483106 13 500 SH SOLE 500 Allied Waste Inds In COM PAR NEW 19589308 2647 275780 SH SOLE 275780 Allmerica Finl Corp COM 19754100 1423 30800 SH SOLE 30800 Alloy Online Inc COM 19855105 1570 108700 SH SOLE 108700 Allsctipts Healthcar COM 01988P108 7 1900 SH SOLE 1900 Allstate Corp COM 20002101 37813 1022522 SH SOLE 1022522 Allstate Corp COM 20002101 466 12,600 SH OTHER (5) 12,600 Alltel Corp COM 20039103 21130 449570 SH SOLE 449570 Alltel Corp COM 20039103 315 6,700 SH OTHER (5) 6,700 Alpha Hospitality Co COM NEW 20732202 4 500 SH SOLE 500 Alpharma Inc CL A 20813101 2608 153600 SH SOLE 153600 Altadis Sa COM E89691120 1350 65393 SH SOLE 65393 Altana Ag COM D03304108 629 11,600 SH OTHER (4) 11,600 Altera Corp COM 21441100 7484 550281 SH SOLE 550281 Alvis COM G02366105 83 33,700 SH OTHER (1) 33,700 Amazon Com Inc COM 23135106 4771 293600 SH SOLE 293600 Amb Property Corp. REIT 00163T109 1494 48200 SH SOLE 48200 Ambac Finl Group Inc COM 23139108 10131 150763 SH SOLE 150763 Ambassadors Group In COM 23177108 24 1700 SH SOLE 1700 Ambassadors Intl Inc COM 23178106 17 1700 SH SOLE 1700 Amc Entmt Inc COM 1669100 41 2900 SH SOLE 2900 Amcore Finl Inc COM 23912108 1581 68250 SH SOLE 68250 Amdocs Ltd ORD G02602103 57 7,600 SH OTHER (5) 7,600 Amer Group COM X0123M107 587 18,000 SH OTHER (1) 18,000 Amerada Hess Corp COM 23551104 10433 126461 SH SOLE 126461 Amerada Hess Corp COM 23551104 330 4,000 SH OTHER (5) 4,000 Amerco COM 23586100 837 56600 SH SOLE 56600
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Ameren Corp COM 23608102 8688 202010 SH SOLE 202010 America Movil S A De SPON ADR L SHS 02364W105 210 15700 SH SOLE 15700 America Online Latin CL A 02365B100 2 2500 SH SOLE 2500 America West Hldg Co CL B 23657208 3 1100 SH SOLE 1100 American Axle & Mfg COM 24061103 3952 132900 SH SOLE 132900 American Axle & Mfg COM 24061103 41 1,400 SH OTHER (7) 1,400 American Axle & Mfg COM 24061103 119 4,000 SH OTHER (7) 4,000 American Axle & Mfg COM 24061103 755 25,400 SH OTHER (13) 25,400 American Capital Str COM 24937104 2942 107100 SH SOLE 107100 American Eagle Outfi COM 02553E106 877 41500 SH SOLE 41500 American Eagle Outfi COM 02553E106 222 10,500 SH OTHER (6) 10,500 American Eagle Outfi COM 02553E106 530 25,100 SH OTHER (9) 25,100 American Eagle Outfi COM 02553E106 203 9,600 SH OTHER (9) 9,600 American Elec Pwr In COM 25537101 19409 484985 SH SOLE 484985 American Elec Pwr In COM 25537101 364 9,100 SH OTHER (5) 9,100 American Express Co COM 25816109 68470 1885191 SH SOLE 1885191 American Express Co COM 25816109 113 3,100 SH OTHER (7) 3,100 American Express Co COM 25816109 316 8,700 SH OTHER (7) 8,700 American Finl Group COM 25932104 1295 54180 SH SOLE 54180 American Finl Hldgs COM 26075101 206 6900 SH SOLE 6900 American Greetings CL A 26375105 3835 230188 SH SOLE 230188 American Healthcorp COM 02649V104 743 41750 SH SOLE 41750 American Home Mtg Hl COM 02660M108 25 2000 SH SOLE 2000 American Intl Group COM 26874107 256989 3766505 SH SOLE 3766505 American Intl Group COM 26874107 106 1,550 SH OTHER (7) 1,550 American Intl Group COM 26874107 297 4,350 SH OTHER (7) 4,350 American Italian Pas CL A 27070101 2514 49300 SH SOLE 49300 American Ld Lease In COM 27118108 11 700 SH SOLE 700 American Locker Grou COM 27284108 7 500 SH SOLE 500 American Med Sec Gro COM 02744P101 86 3600 SH SOLE 3600 American Med Sys Hld COM 02744M108 1743 86900 SH SOLE 86900 American Mgmt Sys In COM 27352103 2448 128100 SH SOLE 128100 American Mtg Accep C SH BEN INT 27568104 20 1500 SH SOLE 1500 American Natl Ins Co COM 28591105 1493 15500 SH SOLE 15500 American Physicians COM 28884104 18 1000 SH SOLE 1000 American Pwr Convers COM 29066107 3495 276730 SH SOLE 276730 American Pwr Convers COM 29066107 841 66,600 SH OTHER (12) 66,600 American Retirement COM 28913101 2 700 SH SOLE 700 American Rl Es Partn DEPOSITRY UNIT 29169109 17 1800 SH SOLE 1800 American Rlty Invs I COM 29174109 12 1037 SH SOLE 1037
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- American Science &En COM 29429107 8 500 SH SOLE 500 American Std Cos Inc COM 29712106 7660 102000 SH SOLE 102000 American Sts Wtr Co COM 29899101 1243 46900 SH SOLE 46900 American Superconduc COM 30111108 4 700 SH SOLE 700 American Technical C COM 30137103 3 500 SH SOLE 500 American Tower Sys C CL A 29912201 367 106300 SH SOLE 106300 American Woodmark Co COM 30506109 1218 21700 SH SOLE 21700 American Wtr Wks Inc COM 30411102 2511 58100 SH SOLE 58100 Americredit Corp COM 03060R101 1425 50800 SH SOLE 50800 Amerigroup Corp COM 03073T102 25 900 SH SOLE 900 Ameripath Inc COM 03071D109 2246 93600 SH SOLE 93600 Amerisourcebergen Co COM 03073E105 11679 153672 SH SOLE 153672 Ameristar Casinos In COM 03070Q101 49 1700 SH SOLE 1700 Ameritrade Hldg Corp CL A 03072H109 2485 542500 SH SOLE 542500 Ameron Inc COM 30710107 51 700 SH SOLE 700 Amersham COM G03276105 1474 166672 SH SOLE 166672 Amerus Group Co COM 03072M108 928 25000 SH SOLE 25000 Ametek Inc New COM 31100100 3602 96700 SH SOLE 96700 Amgen COM 31162100 61283 1463305 SH SOLE 1463305 Amkor Technology Inc COM 31652100 649 104400 SH SOLE 104400 Amli Residential Ppt SH BEN INT 1735109 1305 50200 SH SOLE 50200 Amn Healthcare Servi COM 1744101 77 2200 SH SOLE 2200 Amn Healthcare Servi COM 1744101 560 16,000 SH OTHER (13) 16,000 Ampco-Pittsburgh Cor COM 32037103 22 1800 SH SOLE 1800 Amphenol Corp New CL A 32095101 886 24600 SH SOLE 24600 Amr Corp COM 1765106 3428 203326 SH SOLE 203326 Amsouth Bancorporati COM 32165102 11800 527243 SH SOLE 527243 Amsurg Corp COM 03232P405 18 700 SH SOLE 700 Amsurg Corp COM 03232P405 423 16,100 SH OTHER (13) 16,100 Amtran Inc COM 03234G106 8 1200 SH SOLE 1200 Amvescap COM G49154100 1442 177010 SH SOLE 177010 Amylin Pharmaceutica COM 32346108 2371 216700 SH SOLE 216700 Anadarko Pete Corp COM 32511107 17746 359963 SH SOLE 359963 Anadigics Inc COM 32515108 688 83550 SH SOLE 83550 Analog Devices Inc COM 32654105 15508 522155 SH SOLE 522155 Analogic Corp COM PAR 32657207 1903 38700 SH SOLE 38700 Analysts Intl Corp COM 32681108 31 7300 SH SOLE 7300 Anaren Microwave Inc COM 32744104 507 58700 SH SOLE 58700 Anchor Bancorp Wis I COM 32839102 1794 74400 SH SOLE 74400 Andersen Labs Inc COM 33501107 12 1400 SH SOLE 1400
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Andersons Inc COM 34164103 20 1500 SH SOLE 1500 Andrew Corp COM 34425108 2088 139961 SH SOLE 139961 Andrx Corp Del COM 34553107 1170 43400 SH SOLE 43400 Angelica Corp COM 34663104 52 3000 SH SOLE 3000 Anheuser Busch Cos COM 35229103 63327 1266534 SH SOLE 1266534 Anheuser Busch Cos COM 35229103 228 4,550 SH OTHER (7) 4,550 Anheuser Busch Cos COM 35229103 635 12,700 SH OTHER (7) 12,700 Anixter Intl Inc COM 35290105 3055 130000 SH SOLE 130000 Anixter Intl Inc COM 35290105 200 8,500 SH OTHER (9) 8,500 Anixter Intl Inc COM 35290105 75 3,200 SH OTHER (9) 3,200 Ann Taylor Stores Co COM 36115103 3421 134749 SH SOLE 134749 Annaly Mtg Mgmt Inc COM 35710409 4427 228200 SH SOLE 228200 Ansoft Corp COM 36384105 14 2300 SH SOLE 2300 Answerthink Consulti COM 36916104 6 1700 SH SOLE 1700 Ansys Inc COM 03662Q105 844 42000 SH SOLE 42000 Anteon Intl Corp COM 03674E108 197 7800 SH SOLE 7800 Anthem Inc COM 03674B104 769 11400 SH SOLE 11400 Anthracite Cap Inc COM 37023108 1680 126800 SH SOLE 126800 Antigenics Inc Del COM 37032109 886 89900 SH SOLE 89900 Aol Time Warner Inc COM 00184A105 94418 6418658 SH SOLE 6418658 Aol Time Warner Inc COM 00184A105 1267 86,100 SH OTHER (10) 86,100 Aon Corp COM 37389103 11439 388013 SH SOLE 388013 Apa Optics Inc COM 1853100 2 1000 SH SOLE 1000 Apache Corp COM 37411105 11555 201030 SH SOLE 201030 Apache Corp COM 37411105 328 5,700 SH OTHER (5) 5,700 Apartment Invt & Mgm CL A 03748R101 2293 46600 SH SOLE 46600 Apco Argentina Inc ORD 37489101 4 200 SH SOLE 200 Aphton Corp COM 03759P101 6 800 SH SOLE 800 Apogee Enterprises COM 37598109 1229 85600 SH SOLE 85600 Apogent Technologies COM 03760A101 1271 61800 SH SOLE 61800 Apollo Group Inc CL A 37604105 10699 271400 SH SOLE 271400 Apple Computer Inc COM 37833100 8962 505776 SH SOLE 505776 Applebees Intl Inc COM 37899101 749 32625 SH SOLE 32625 Applica Inc COM 03815A106 125 10100 SH SOLE 10100 Applied Biosystems G COM 38020103 5867 301033 SH SOLE 301033 Applied Extrusion Te COM 38196101 243 35,000 SH OTHER (11) 35,000 Applied Films Corp COM 38197109 212 19,000 SH OTHER (11) 19,000 Applied Indl Technol COM 03820C105 1154 59200 SH SOLE 59200 Applied Innovation I COM 37916103 5 1100 SH SOLE 1100 Applied Matls Inc COM 38222105 44785 2354652 SH SOLE 2354652
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Applied Micro Circui COM 03822W109 2050 433480 SH SOLE 433480 Applied Molecular Ev COM 03823E108 12 2100 SH SOLE 2100 Applied Signal Techn COM 38237103 28 2300 SH SOLE 2300 Apria Healthcare Gro COM 37933108 717 32000 SH SOLE 32000 Aptargroup Inc COM 38336103 646 21000 SH SOLE 21000 Apw Ltd COM G04397108 0 1700 SH SOLE 1700 Aquila Inc COM 03840P102 656 82021 SH SOLE 82021 Aramark Corp CL B 38521100 33 1300 SH SOLE 1300 Arbitron COM 03875Q108 2522 80820 SH SOLE 80820 Arch Cap Group Ltd ORD G0450A105 39 1400 SH SOLE 1400 Arch Chemicals Inc COM 03937R102 1685 68200 SH SOLE 68200 Arch Chemicals Inc COM 03937R102 210 8,500 SH OTHER (11) 8,500 Arch Coal Inc COM 39380100 3252 143200 SH SOLE 143200 Archer Daniels Midla COM 39483102 12582 983720 SH SOLE 983720 Archstone Smith Tr COM 39583109 2776 103985 SH SOLE 103985 Archstone Smith Tr COM 39583109 200 7,500 SH OTHER (6) 7,500 Arctic Cat Inc COM 39670104 1111 63900 SH SOLE 63900 Arden Group Inc CL A 39762109 36 600 SH SOLE 600 Arden Rlty Group Inc COM 39793104 1050 36900 SH SOLE 36900 Arena Pharmaceutical COM 40047102 7 800 SH SOLE 800 Argonaut Group Inc COM 40157109 1264 59000 SH SOLE 59000 Argosy Gaming Co COM 40228108 2246 79100 SH SOLE 79100 Ariba Inc COM 04033V104 548 171800 SH SOLE 171800 Arkansas Best Corp COM 40790107 1898 74500 SH SOLE 74500 Arkansas Best Corp COM 40790107 319 12,500 SH OTHER (11) 12,500 Armstrong Hldgs Inc COM 42384107 3 1600 SH SOLE 1600 Arqule Inc COM 04269E107 406 60200 SH SOLE 60200 Arris Group Inc COM 04269Q100 977 218100 SH SOLE 218100 Arrow Electrs Inc COM 42735100 1199 57800 SH SOLE 57800 Arrow Electrs Inc COM 42735100 521 25,100 SH OTHER (9) 25,100 Arrow Electrs Inc COM 42735100 197 9,500 SH OTHER (9) 9,500 Arrow Finl Corp COM 42744102 25 735 SH SOLE 735 Arrow Intl Inc COM 42764100 2366 60600 SH SOLE 60600 Art Technology Group COM 04289L107 2 2200 SH SOLE 2200 Artesian Res Corp CL A 43113208 6 200 SH SOLE 200 Artesyn Technologies COM 43127109 716 109600 SH SOLE 109600 Arthrocare Corp COM 43136100 859 66800 SH SOLE 66800 Artisan Components I COM 42923102 10 1100 SH SOLE 1100 Artistdirect Inc COM NEW 04315D400 10 1000 SH SOLE 1000 Arvinmeritor Inc COM 43353101 974 40600 SH SOLE 40600
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Asahi Breweries COM J02100113 711 85000 SH SOLE 85000 Asahi Glass Co COM J02394120 1139 178000 SH SOLE 178000 Asahi Kasel Corp COM J02184133 1042 313000 SH SOLE 313000 Asbury Automotive Gr COM 43436104 22 1600 SH SOLE 1600 Ascential Software C COM 04362P108 2107 755050 SH SOLE 755050 Ashland Inc COM 44204105 4052 100045 SH SOLE 100045 Ashland Inc COM 44204105 89 2,200 SH OTHER (5) 2,200 Ashworth Inc COM 04516H101 23 2600 SH SOLE 2600 Ask Jeeves Inc COM 45174109 2 1900 SH SOLE 1900 Aspect Communication COM 04523Q102 43 13500 SH SOLE 13500 Aspect Med Sys Inc COM 45235108 5 1200 SH SOLE 1200 Aspen Technology Inc COM 45327103 867 104000 SH SOLE 104000 Aspen Technology Inc COM 45327103 444 53,300 SH OTHER (9) 53,300 Aspen Technology Inc COM 45327103 168 20,200 SH OTHER (9) 20,200 Assocd Brit Ports COM G05628105 2444 356,300 SH OTHER (3) 356,300 Associated Banc Corp COM 45487105 1583 41971 SH SOLE 41971 Astec Inds Inc COM 46224101 90 5600 SH SOLE 5600 Astoria Finl Corp COM 46265104 1715 53500 SH SOLE 53500 Astoria Finl Corp COM 46265104 260 8,100 SH OTHER (5) 8,100 Astoria Finl Corp COM 46265104 208 6,500 SH OTHER (6) 6,500 Astronics Corp COM 46433108 8 1000 SH SOLE 1000 Astronics Corp COM 46433207 2 250 SH SOLE 250 Astropower Inc COM 04644A101 1199 61049 SH SOLE 61049 Asyst Technology Cor COM 04648X107 1978 97200 SH SOLE 97200 Asyst Technology Cor COM 04648X107 122 6,000 SH OTHER (6) 6,000 At & T Latin Amer Co COM 04649A106 1 2100 SH SOLE 2100 At Rd Inc COM 04648K105 6 900 SH SOLE 900 At&T Corp COM 1957109 59488 5559634 SH SOLE 5559634 At&T Corp COM 1957109 2154 201,300 SH OTHER (3) 201,300 At&T Wireless Svcs I COM 00209A106 22809 3898990 SH SOLE 3898990 Atchison Casting Cor COM 46613105 0 900 SH SOLE 900 Atlantic Coast Airls COM 48396105 2615 120500 SH SOLE 120500 Atlantic Tele Networ COM NEW 49079205 12 800 SH SOLE 800 Atlas Air Worldwide COM 49164106 385 104000 SH SOLE 104000 Atmel Corp COM 49513104 1675 267500 SH SOLE 267500 Atmi Inc COM 00207R101 1917 85700 SH SOLE 85700 Atmos Energy Corp COM 49560105 2935 125200 SH SOLE 125200 Atp Oil & Gas Corp COM 00208J108 5 1600 SH SOLE 1600 Atrix Labs Inc COM 04962L101 1408 63300 SH SOLE 63300 Atwood Oceanics Inc COM 50095108 1650 44000 SH SOLE 44000
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Auckwall-Alto Stores COM 264142100 25 1800 SH SOLE 1800 Audiovox Corp CL A 50757103 62 7800 SH SOLE 7800 August Technology Co COM 05106U105 13 1300 SH SOLE 1300 Aurora Foods Inc COM 05164B106 4 2500 SH SOLE 2500 Aust & Nz Bank Grp COM Q09504137 3726 344078 SH SOLE 344078 Autodesk Inc COM 52769106 2039 153854 SH SOLE 153854 Autodesk Inc COM 52769106 146 11,000 SH OTHER (6) 11,000 Autodesk Inc COM 52769106 921 69,500 SH OTHER (12) 69,500 Autoliv Inc COM 52800109 126 5,000 SH OTHER (6) 5,000 Automatic Data Proce COM 53015103 39273 901782 SH SOLE 901782 Automatic Data Proce COM 53015103 72 1,650 SH OTHER (7) 1,650 Automatic Data Proce COM 53015103 200 4,600 SH OTHER (7) 4,600 Autonation Inc COM 05329W102 3176 219000 SH SOLE 219000 Autonation Inc COM 05329W102 258 17,800 SH OTHER (5) 17,800 Autozone Inc COM 53332102 12304 159177 SH SOLE 159177 Autozone Inc COM 53332102 294 3,800 SH OTHER (5) 3,800 Avalonbay Cmntys Inc COM 53484101 1896 40600 SH SOLE 40600 Avanex Corp COM 05348W109 359 184900 SH SOLE 184900 Avanir Pharmaceutica CL A 05348P104 2 1900 SH SOLE 1900 Avant Immunotherapeu COM 53491106 3 3000 SH SOLE 3000 Avantgo Inc COM 05349M100 2 3500 SH SOLE 3500 Avatar Hlds Inc COM 53494100 20 700 SH SOLE 700 Avaya Inc COM 53499109 2606 526450 SH SOLE 526450 Avery Dennison Corp COM 53611109 9568 152472 SH SOLE 152472 Aviall Inc New COM 05366B102 32 2300 SH SOLE 2300 Avici Sys Inc COM 05367L109 2 1500 SH SOLE 1500 Avid Technology Inc COM 05367P100 82 8900 SH SOLE 8900 Avid Technology Inc COM 05367P100 315 34,000 SH OTHER (11) 34,000 Avigen Inc COM 53690103 8 900 SH SOLE 900 Avista Corp COM 05379B107 1971 142800 SH SOLE 142800 Avnet Inc COM 53807103 1605 72988 SH SOLE 72988 Avocent Corp COM 53893103 2089 131249 SH SOLE 131249 Avon Prods Inc COM 54303102 17565 336227 SH SOLE 336227 Avx Corp New COM 2444107 1651 101100 SH SOLE 101100 Aware Inc Mass COM 05453N100 23 6000 SH SOLE 6000 Axcelis Technologies COM 54540109 671 59344 SH SOLE 59344 Axt Inc COM 00246W103 49 6100 SH SOLE 6100 Aztar Corp COM 54802103 2298 110500 SH SOLE 110500 Azz Inc COM 2474104 11 700 SH SOLE 700 Baa COM 05518L107 2152 235673 SH SOLE 235673
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Bae Systems COM 110418100 1727 338284 SH SOLE 338284 Bae Systems COM 110418100 979 191,700 SH OTHER (2) 191,700 Baker Hughes Inc COM 57224107 15989 480297 SH SOLE 480297 Baker Michael Corp COM 57149106 8 500 SH SOLE 500 Baldor Elec Co COM 57741100 2314 91820 SH SOLE 91820 Baldor Elec Co COM 57741100 214 8,500 SH OTHER (11) 8,500 Baldor Elec Co COM 57741100 980 38,900 SH OTHER (12) 38,900 Baldwin & Lyons Inc CL B 57755209 14 600 SH SOLE 600 Ball Corp COM 58498106 3288 79256 SH SOLE 79256 Ball Corp COM 58498106 257 6,200 SH OTHER (5) 6,200 Ballys Health & Tenn COM 05873K108 1822 97400 SH SOLE 97400 Bancfirst Corp COM 05945F103 23 500 SH SOLE 500 Bancorpsouth Inc COM 59692103 1148 56812 SH SOLE 56812 Bancorpsouth Inc COM 59692103 230 11,400 SH OTHER (5) 11,400 Banctrust Financial COM 05978R107 13 1100 SH SOLE 1100 Bandag Inc COM 59815100 1628 57500 SH SOLE 57500 Bank Amer Corp COM 60505104 163074 2317705 SH SOLE 2317705 Bank Amer Corp COM 60505104 999 14,200 SH OTHER (5) 14,200 Bank Hawaii Corp COM 62540109 1253 44750 SH SOLE 44750 Bank Montreal Que COM 63671101 2766 118013 SH SOLE 118013 Bank New York Inc COM 64057102 34677 1027474 SH SOLE 1027474 Bank New York Inc COM 64057102 1229 36,400 SH OTHER (10) 36,400 Bank Nova Scotia Hal COM 64149107 3946 120052 SH SOLE 120052 Bank Of The Ozarks I COM 63904106 31 1400 SH SOLE 1400 Bank One Corp COM 06423A103 65257 1695864 SH SOLE 1695864 Bankatlantic Bancorp CL A 65908501 1867 150600 SH SOLE 150600 Banknorth Group Inc COM 06646R107 2302 88474 SH SOLE 88474 Banknorth Group Inc COM 06646R107 356 13,700 SH OTHER (9) 13,700 Banknorth Group Inc COM 06646R107 132 5,100 SH OTHER (9) 5,100 Bankunited Finl Corp CL A 06652B103 1314 68600 SH SOLE 68600 Banner Corp COM 06652V109 30 1200 SH SOLE 1200 Banta Corp COM 66821109 2527 70400 SH SOLE 70400 Banyu Pharm COM J04284105 426 33,000 SH OTHER (2) 33,000 Bard C R Inc COM 67383109 4104 72529 SH SOLE 72529 Barnes & Nobles Inc COM 67774109 1033 39100 SH SOLE 39100 Barnes Group Inc COM 67806109 1301 56800 SH SOLE 56800 Barr Labs Inc COM 68306109 1591 25036 SH SOLE 25036 Barra Inc COM 68313105 2248 60450 SH SOLE 60450 Barratt Devel COM G08288105 289 45,200 SH OTHER (4) 45,200 Barrick Gold Corp COM 67901108 2324 122591 SH SOLE 122591
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Barrick Gold Corp COM 67901108 8698 458024 SH SOLE 458024 Basf Ag COM D06216101 5941 127583 SH SOLE 127583 Bassett Furniture In COM 70203104 72 3700 SH SOLE 3700 Bausch & Lomb Inc COM 71707103 2520 74437 SH SOLE 74437 Baxter Intl Inc COM 71813109 37479 843170 SH SOLE 843170 Baxter Intl Inc COM 71813109 138 3,100 SH OTHER (7) 3,100 Baxter Intl Inc COM 71813109 396 8,900 SH OTHER (7) 8,900 Bay View Cap Corp COM 07262L101 1112 173461 SH SOLE 173461 Baycorp Hldgs Corp COM 72728108 1 100 SH SOLE 100 Bayer Ag COM D07112119 5241 163545 SH SOLE 163545 Bb&T Corp COM 54937107 25863 670033 SH SOLE 670033 Bce Inc COM 05534B109 1139 65656 SH SOLE 65656 Be Aerospace Inc COM 73302101 14 1100 SH SOLE 1100 Bea Sys Inc COM 73325102 2248 236400 SH SOLE 236400 Bea Sys Inc COM 73325102 2248 236400 SH SOLE 236400 Beacon Power Corp COM 73677106 0 272 SH SOLE 272 Bear Stearns Cos Inc COM 73902108 9138 149318 SH SOLE 149318 Bear Stearns Cos Inc COM 73902108 312 5,100 SH OTHER (5) 5,100 Beazer Homes Usa Inc COM 07556Q105 2810 35120 SH SOLE 35120 Beazer Homes Usa Inc COM 07556Q105 784 9,800 SH OTHER (13) 9,800 Bebe Stores Inc COM 75571109 39 1900 SH SOLE 1900 Beckman Coulter Inc COM 75811109 1786 35800 SH SOLE 35800 Becton Dickinson COM 75887109 12625 366476 SH SOLE 366476 Bed Bath & Beyond In COM 75896100 15496 410587 SH SOLE 410587 Bedford Ppty Invs In COM PAR 76446301 1271 46900 SH SOLE 46900 Bei Technologies Inc COM 05538P104 14 1200 SH SOLE 1200 Bel Fuse Inc CL A 77347201 16 700 SH SOLE 700 Bel Fuse Inc CL B 77347300 76 2800 SH SOLE 2800 Belden Inc COM 77459105 1555 74600 SH SOLE 74600 Bell Microproducts I COM 78137106 49 6100 SH SOLE 6100 Bell Microproducts I COM 78137106 302 37,500 SH OTHER (11) 37,500 Bellsouth Corp COM 79860102 87841 2788595 SH SOLE 2788595 Bellsouth Corp COM 79860102 406 12,900 SH OTHER (5) 12,900 Belo A H Corp COM SER A 80555105 1433 63400 SH SOLE 63400 Belo A H Corp COM SER A 80555105 312 13,800 SH OTHER (9) 13,800 Belo A H Corp COM SER A 80555105 120 5,300 SH OTHER (9) 5,300 Bemis Inc COM 81437105 3592 75629 SH SOLE 75629 Benchmark Electrs In COM 08160H101 2207 76100 SH SOLE 76100 Berkley W R Corp COM 84423102 1095 19900 SH SOLE 19900 Berkshire Bancorp In COM 84597103 37 1200 SH SOLE 1200
Form 13F - as of 6/28/02 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Berkshire Hathaway I CL A 84670108 61656 923 SH SOLE 923 Berkshire Hills Banc COM 84680107 37 1400 SH SOLE 1400 Berry Pete Co CL A 85789105 17 1000 SH SOLE 1000 Best Buy Inc COM 86516101 16285 448622 SH SOLE 448622 Bethlehem Stl Corp COM 87509105 1 2884 SH SOLE 2884 Beverly Enterprises COM NEW 87851309 2336 307000 SH SOLE 307000 Bhp Billiton Ltd COM Q18193120 5062 875532 SH SOLE 875532 Big Lots Inc COM 89302103 8084 410755 SH SOLE 410755 Bindview Dev Corp COM 90327107 2 1700 SH SOLE 1700 Bio Rad Labs Inc CL A 90572207 3240 71200 SH SOLE 71200 Bio Technology Gen COM 90578105 1022 170100 SH SOLE 170100 Biocryst Pharmaceu COM 09058V103 1 1400 SH SOLE 1400 Biogen Inc COM 90597105 8759 211407 SH SOLE 211407 Biomarin Pharmaceuti COM 09061G101 758 145200 SH SOLE 145200 Biomet Inc COM 90613100 10542 388731 SH SOLE 388731 Biopure Corp CL A 09065H105 613 80100 SH SOLE 80100 Bioreliance Corp COM 90951104 25 1000 SH SOLE 1000 Biosite Inc. COM 90945106 39 1400 SH SOLE 1400 Biovail Corp COM 09067J109 536 18,500 SH OTHER (4) 18,500 Birmingham Utils Inc COM 91270108 4 200 SH SOLE 200 Bisys Group Inc COM 55472104 2421 72700 SH SOLE 72700 Bj Svcs Co COM 55482103 7559 223100 SH SOLE 223100 Bjs Wholesale Club I COM 05548J106 1625 42200 SH SOLE 42200 Black & Decker Mfg COM 91797100 6229 129236 SH SOLE 129236 Black Box Corp Del COM 91826107 2493 61200 SH SOLE 61200 Black Hills Pwr & Lt COM 92113109 2520 72800 SH SOLE 72800 Blackrock Inc CL A 09247X101 2069 46700 SH SOLE 46700 Blair Corp COM 92828102 13 500 SH SOLE 500 Block H & R Inc COM 93671105 13314 288487 SH SOLE 288487 Blockbuster Inc CL A 93679108 3118 115900 SH SOLE 115900 Blount Intl Inc New COM 95180105 5 1200 SH SOLE 1200 Blue Martini Softwar COM 95698106 2 2000 SH SOLE 2000 Blyth Inc COM 09643P108 3968 127100 SH SOLE 127100 Bmc Inds Inc Minn COM 55607105 2 2100 SH SOLE 2100 Bmc Inds Inc Minn COM 55607105 77 80,000 SH OTHER (11) 80,000 Bmc Software Inc COM 55921100 5759 346908 SH SOLE 346908 Bob Evans Farms Inc COM 96761101 3060 97200 SH SOLE 97200 Boc Group COM G12068113 1729 111320 SH SOLE 111320 Boca Resorts Inc CL A 09688T106 1416 106900 SH SOLE 106900 Boeing Co COM 97023105 56567 1257046 SH SOLE 1257046
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Boeing Co COM 97023105 392 8,700 SH OTHER (5) 8,700 Boise Cascade Corp COM 97383103 2847 82453 SH SOLE 82453 Boise Cascade Corp COM 97383103 173 5,000 SH OTHER (6) 5,000 Bok Finl Corp COM NEW 05561Q201 1023 30559 SH SOLE 30559 Bombardier Inc COM 97751200 2022 244100 SH SOLE 244100 Bombay Co Inc COM 97924104 247 55,000 SH OTHER (11) 55,000 Bone Care Intl Inc COM 98072101 8 1400 SH SOLE 1400 Boots Co COM G12488113 2010 202695 SH SOLE 202695 Borders Group Inc COM 99709107 874 47500 SH SOLE 47500 Borg-Warner Automoti COM 99724106 895 15500 SH SOLE 15500 Borg-Warner Automoti COM 99724106 399 6,900 SH OTHER (13) 6,900 Borland Software Cor COM 99849101 1977 191900 SH SOLE 191900 Boston Acoustics Inc COM 100534106 18 1300 SH SOLE 1300 Boston Beer Inc CL A 100557107 16 1000 SH SOLE 1000 Boston Communication COM 100582105 62 7700 SH SOLE 7700 Boston Private Banco COM 101119105 1542 62329 SH SOLE 62329 Boston Properties In COM 101121101 2121 53100 SH SOLE 53100 Boston Scientific Co COM 101137107 17158 585204 SH SOLE 585204 Boston Scientific Co COM 101137107 756 25,800 SH OTHER (9) 25,800 Boston Scientific Co COM 101137107 293 10,000 SH OTHER (9) 10,000 Bottomline Tech Del COM 101388106 3 500 SH SOLE 500 Bouygues COM F11487125 941 33690 SH SOLE 33690 Bowater Inc COM 102183100 1718 31600 SH SOLE 31600 Bowne & Co Inc COM 103043105 1468 99600 SH SOLE 99600 Boyd Gaming Corp COM 103304101 40 2800 SH SOLE 2800 Boyds Collection Ltd COM 103354106 14 2200 SH SOLE 2200 Bp COM G15596110 44488 5296894 SH SOLE 5296894 Bp Amoco P L C COM 55622104 1823 36,100 SH OTHER (10) 36,100 Bp Prudhoe Bay Rty T UNIT BEN INT 55630107 25 2200 SH SOLE 2200 Bradley Pharmaceutic COM 104576103 7 500 SH SOLE 500 Brady Corporation CL A 104674106 2184 62400 SH SOLE 62400 Brambles Inds Ltd COM Q17481104 1143 215620 SH SOLE 215620 Brandywine Rlty Tr SH BEN INT NEW 105368203 2556 98700 SH SOLE 98700 Brasil Telecom Parti SPONSORED ADR PFD 105530109 102 3600 SH SOLE 3600 Braun Consulting Inc COM 105651103 5 1300 SH SOLE 1300 Bre Properties Inc CL A 05564E106 809 26000 SH SOLE 26000 Bridgestone Corp COM J04578126 2148 156000 SH SOLE 156000 Bridgford Foods Corp COM 108763103 4 300 SH SOLE 300 Briggs & Stratton Co COM 109043109 2561 66800 SH SOLE 66800 Briggs & Stratton Co COM 109043109 173 4,500 SH OTHER (6) 4,500
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Bright Horizon Famil COM 109195107 1132 34200 SH SOLE 34200 Brinker Intl Inc COM 109641100 1810 57000 SH SOLE 57000 Brio Software COM 109704106 2 2300 SH SOLE 2300 Bristol Myers Squibb COM 110122108 71150 2768468 SH SOLE 2768468 Bristol Myers Squibb COM 110122108 167 6,500 SH OTHER (7) 6,500 Bristol Myers Squibb COM 110122108 460 17,900 SH OTHER (7) 17,900 Broadcom Corp CL A 111320107 6638 378430 SH SOLE 378430 Broadvision Inc COM 111412102 231 746711 SH SOLE 746711 Broadwing Inc COM 111620100 327 125820 SH SOLE 125820 Brocade Communicatio COM 111621108 2365 135300 SH SOLE 135300 Brocade Communicatio COM 111621108 143 8,200 SH OTHER (7) 8,200 Brocade Communicatio COM 111621108 399 22,800 SH OTHER (7) 22,800 Brookline Bancorp In COM 113739106 28 1100 SH SOLE 1100 Brook-Pri Automation COM 11442E102 2668 104388 SH SOLE 104388 Brook-Pri Automation COM 11442E102 307 12,000 SH OTHER (11) 12,000 Brookstone Inc COM 114537103 23 1300 SH SOLE 1300 Brooktrout Technolog COM 114580103 21 3600 SH SOLE 3600 Brown & Brown Inc COM 115236101 1273 40400 SH SOLE 40400 Brown Forman Dst 'b' CL B 115637209 6536 94727 SH SOLE 94727 Brown Shoe Inc New COM 115736100 200 7100 SH SOLE 7100 Bruker Daltonics Inc COM 116795105 8 2100 SH SOLE 2100 Brunswick Corp COM 117043109 3513 125472 SH SOLE 125472 Brunswick Corp COM 117043109 112 4,000 SH OTHER (6) 4,000 Brush Engineered Mat COM 117421107 61 4900 SH SOLE 4900 Bryn Mawr Bk Corp COM 117665109 28 700 SH SOLE 700 Bsb Bancorp COM 55652101 24 900 SH SOLE 900 Bsquare Corp COM 11776U102 4 1600 SH SOLE 1600 Bt Group COM G15820114 7866 2047660 SH SOLE 2047660 Buca Inc COM 117769109 21 1100 SH SOLE 1100 Buckeye Partners L P UNIT LTD PARTN 118230101 50 1400 SH SOLE 1400 Buckeye Technologies COM 118255108 1025 104600 SH SOLE 104600 Buckle Inc COM 118440106 1438 58350 SH SOLE 58350 Building Matls Hldg COM 120113105 73 5100 SH SOLE 5100 Bull Run Corp COM 120182100 1 1100 SH SOLE 1100 Bunge Limited COM G16962105 95 4500 SH SOLE 4500 Burlington Coat Fact COM 121579106 2867 134940 SH SOLE 134940 Burlington Northn Sa COM 12189T104 16543 551430 SH SOLE 551430 Burlington Northn Sa COM 12189T104 90 3,000 SH OTHER (5) 3,000 Burlington Res Inc COM 122014103 11037 290456 SH SOLE 290456 Burlington Res Inc COM 122014103 285 7,500 SH OTHER (6) 7,500
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Bush Inds Inc CL A 123164105 1069 89,100 SH OTHER (12) 89,100 Butler Mfg Co Del COM 123655102 38 1400 SH SOLE 1400 C Cor Electrs Inc COM 125010108 741 105800 SH SOLE 105800 C Cor Electrs Inc COM 125010108 119 17,000 SH OTHER (6) 17,000 C Cor Electrs Inc COM 125010108 308 44,000 SH OTHER (11) 44,000 C Cor Electrs Inc COM 125010108 324 46,300 SH OTHER (13) 46,300 C D I Corp COM 125071100 1927 59200 SH SOLE 59200 C H Robinson Worldwi COM 12541W100 1646 49100 SH SOLE 49100 C&D Technologies Inc COM 124661109 1429 79300 SH SOLE 79300 Cable & Wireless COM G17416127 1603 628952 SH SOLE 628952 Cable Desing Technol COM 126924109 1338 130525 SH SOLE 130525 Cablevision Sys Corp CL A 12686C109 727 76900 SH SOLE 76900 Cablevision Sys Corp CL A 12686C109 946 100,000 SH OTHER (3) 100,000 Cablevision-Rainbow CL A RAINB MED 12686C844 18 2100 SH SOLE 2100 Cabot Corp COM 127055101 1057 36900 SH SOLE 36900 Cabot Microelectroni COM 12709P103 607 14060 SH SOLE 14060 Cabot Oil & Gas Corp CL A 127097103 2182 95500 SH SOLE 95500 Cacheflow Inc COM 126946102 1 1700 SH SOLE 1700 Caci Inc CL A 127190304 2937 76900 SH SOLE 76900 Cadbury Schweppes COM G17444103 3730 497925 SH SOLE 497925 Cadence Designs Sys COM 127387108 2437 151150 SH SOLE 151150 Cadiz Inc COM 127537108 18 2100 SH SOLE 2100 Cadmus Communication COM 127587103 16 1400 SH SOLE 1400 Cal Dive Intl Inc COM 127914109 2196 99800 SH SOLE 99800 Calgon Carbon Corp COM 129603106 19 2300 SH SOLE 2300 Calgon Carbon Corp COM 129603106 252 30,000 SH OTHER (11) 30,000 California Amplifier COM 129900106 5 1000 SH SOLE 1000 California Pizza Kit COM 13054D109 1265 51000 SH SOLE 51000 California Wtr Svc G COM 130788102 1074 42600 SH SOLE 42600 Caliper Technologies COM 130876105 526 63000 SH SOLE 63000 Callaway Golf Co COM 131193104 719 45400 SH SOLE 45400 Callon Pete Co Del COM 13123X102 8 1700 SH SOLE 1700 Calpine Corp COM 131347106 3707 527241 SH SOLE 527241 Cambrex Corp COM 132011107 2803 69900 SH SOLE 69900 Camco Finl Corp COM 132618109 10 700 SH SOLE 700 Camden Natl Corp COM 133034108 19 700 SH SOLE 700 Camden Ppty Tr SH BEN INT 133131102 859 23200 SH SOLE 23200 Caminus Corp COM 133766105 307 52600 SH SOLE 52600 Campbell Soup Co COM 134429109 15960 577009 SH SOLE 577009 Canaan Energy Corp COM 134743103 27 1500 SH SOLE 1500
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Canada Life Finl Cor COM 135113108 884 36153 SH SOLE 36153 Canadian Natl Ry Co COM 136375102 2280 43316 SH SOLE 43316 Canadian Pac Ry Ltd COM 13645T100 881 35642 SH SOLE 35642 Canadian Pac Ry Ltd COM 13645T100 2 100 SH OTHER (5) 100 Canon Inc COM J05124144 7332 194000 SH SOLE 194000 Canon Inc COM J05124144 529 14,000 SH OTHER (2) 14,000 Canon Inc COM J05124144 718 19,000 SH OTHER (4) 19,000 Cantel Inc COM 138098108 25 1381 SH SOLE 1381 Canwest Global Commu COM 138906102 101 18,900 SH OTHER (2) 18,900 Cap Gemini COM F13587120 997 25072 SH SOLE 25072 Capital Automotive R COM SH BEN INT 139733109 1744 73100 SH SOLE 73100 Capital City Bk Grou COM 139674105 41 1200 SH SOLE 1200 Capital One Finl Cor COM 14040H105 18978 310861 SH SOLE 310861 Capital One Finl Cor COM 14040H105 189 3,100 SH OTHER (7) 3,100 Capital One Finl Cor COM 14040H105 519 8,500 SH OTHER (7) 8,500 Capitol Bancorp Ltd COM 14056D105 36 1500 SH SOLE 1500 Capitol Fed Finl COM 14057C106 89 3420 SH SOLE 3420 Capstead Mtg Corp COM 14067E506 5 240 SH SOLE 240 Capstone Turbine Cor COM 14067D102 4 2600 SH SOLE 2600 Captaris Inc COM 14071N104 23 7800 SH SOLE 7800 Captaris Inc COM 14071N104 615 208,400 SH OTHER (12) 208,400 Caraustar Inds Inc COM 140909102 120 9600 SH SOLE 9600 Carbo Ceramics Inc COM 140781105 37 1000 SH SOLE 1000 Cardinal Health Inc COM 14149Y108 39429 642066 SH SOLE 642066 Carecentric Inc COM 14166Y106 0 119 SH SOLE 119 Career Education Cor COM 141665109 1184 26300 SH SOLE 26300 Caremark Rx Inc COM 141705103 2449 148400 SH SOLE 148400 Caremark Rx Inc COM 141705103 1274 77,200 SH OTHER (10) 77,200 Carlisle Corp COM 142339100 3724 82800 SH SOLE 82800 Carlton Communctns COM G19068108 374 116,800 SH OTHER (2) 116,800 Carnival Cruise Line COM 143658102 23396 844912 SH SOLE 844912 Carnival Cruise Line COM 143658102 166 6,000 SH OTHER (6) 6,000 Carnival Cruise Line COM 143658102 1661 60,000 SH OTHER (3) 60,000 Carnival Cruise Line COM 143658102 617 22,300 SH OTHER (9) 22,300 Carnival Cruise Line COM 143658102 238 8,600 SH OTHER (9) 8,600 Carpenter Technology COM 144285103 1766 61300 SH SOLE 61300 Carramerica Rlty Cor COM 144418100 1101 35700 SH SOLE 35700 Carrefour COM F13923119 6319 116751 SH SOLE 116751 Carrefour COM F13923119 671 12,400 SH OTHER (2) 12,400 Carreker Antinori In COM 144433109 89 7700 SH SOLE 7700
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Carreker Antinori In COM 144433109 184 16,000 SH OTHER (11) 16,000 Carrier Access Corp COM 144460102 2 2000 SH SOLE 2000 Cascade Bancorp COM 147154108 38 2124 SH SOLE 2124 Cascade Corp COM 147195101 37 2400 SH SOLE 2400 Cascade Nat Gas Corp COM 147339105 90 4300 SH SOLE 4300 Casella Waste Sys In CL A 147448104 771 64200 SH SOLE 64200 Caseys Gen Stores COM 147528103 1777 147600 SH SOLE 147600 Cash Amer Invts Inc COM 14754D100 81 8800 SH SOLE 8800 Cash Amer Invts Inc COM 14754D100 271 29,500 SH OTHER (11) 29,500 Casino Guich-Perr COM F14133106 51 600 SH OTHER (2) 600 Castle A M & Co COM 148411101 56 4500 SH SOLE 4500 Castorama Dubois I COM F14217107 1023 15931 SH SOLE 15931 Catalina Marketing C COM 148867104 982 34800 SH SOLE 34800 Catalytica Energy Sy COM 148884109 3 848 SH SOLE 848 Catapult Communicati COM 149016107 35 1600 SH SOLE 1600 Catellus Dev Corp COM 149111106 1064 52100 SH SOLE 52100 Caterpillar Inc COM 149123101 24421 498901 SH SOLE 498901 Cathay Bancorp Inc COM 149150104 2013 48500 SH SOLE 48500 Cato Corp New CL A 149205106 27 1200 SH SOLE 1200 Cbl & Assoc Pptys In COM 124830100 3171 78300 SH SOLE 78300 Cbrl Group Inc COM 12489V106 971 31900 SH SOLE 31900 Ccbt Finl Cos Inc COM 12500Q102 6 200 SH SOLE 200 Ccc Information Svcs COM 12487Q109 81 5800 SH SOLE 5800 Cdn Imperial Bk Of C COM 136069101 2720 85116 SH SOLE 85116 Cdw Computer Ctrs In COM 125129106 2420 51700 SH SOLE 51700 Cec Entmt Inc COM 125137109 3215 77850 SH SOLE 77850 Cedar Fair L P DEPOSITRY UNIT 150185106 55 2300 SH SOLE 2300 Celera Genomics Gr COM CE GEN GRP 38020202 473 39400 SH SOLE 39400 Celestica Inc SUB VTG SHS 15101Q108 985 43765 SH SOLE 43765 Celestica Inc SUB VTG SHS 15101Q108 35 1,550 SH OTHER (7) 1,550 Celestica Inc SUB VTG SHS 15101Q108 28 1,250 SH OTHER (7) 1,250 Celgene Corp COM 151020104 666 43500 SH SOLE 43500 Cell Genesys Inc COM 150921104 1312 97300 SH SOLE 97300 Cell Pathways Inc Ne COM 15114R101 2 1600 SH SOLE 1600 Cell Therapeutics In COM 150934107 501 91700 SH SOLE 91700 Cendant Corp COM 151313103 23852 1502040 SH SOLE 1502040 Cendant Corp COM 151313103 87 5,500 SH OTHER (6) 5,500 Cendant Corp COM 151313103 1817 114,400 SH OTHER (3) 114,400 Centennial Bancorp COM 15133T104 20 2476 SH SOLE 2476 Centennial Cellular CL A NEW 15133V208 608 249200 SH SOLE 249200
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Center Tr Inc COM 151845104 16 2300 SH SOLE 2300 Centerpoint Pptys Co SH BEN INT 151895109 3631 62600 SH SOLE 62600 Centex Construction COM 15231R109 1860 51100 SH SOLE 51100 Centex Corp COM 152312104 4991 86368 SH SOLE 86368 Centillium Communica COM 152319109 9 1000 SH SOLE 1000 Centra Software Inc COM 15234X103 4 2400 SH SOLE 2400 Central Coast Bancor COM 153145107 27 1210 SH SOLE 1210 Central European Dis COM 153435102 8 500 SH SOLE 500 Central Garden & Pet COM 153527106 30 1700 SH SOLE 1700 Central Pkg Corp COM 154785109 2468 108000 SH SOLE 108000 Central Vt Pub Svc COM 155771108 67 3700 SH SOLE 3700 Century Alum Co COM 156431108 100 6700 SH SOLE 6700 Centurytel Inc COM 156700106 6967 236170 SH SOLE 236170 Centurytel Inc COM 156700106 136 4,600 SH OTHER (5) 4,600 Centurytel Inc COM 156700106 1407 47,700 SH OTHER (3) 47,700 Cephalon Inc COM 156708109 1478 32700 SH SOLE 32700 Ceres Group Inc COM 156772105 138 35,300 SH OTHER (11) 35,300 Ceridian Corp New COM 156779100 2056 108300 SH SOLE 108300 Cerner Corp COM 156782104 1004 21000 SH SOLE 21000 Certegy Inc COM 156880106 1486 40050 SH SOLE 40050 Cerus Corp COM 157085101 1494 44100 SH SOLE 44100 Ch Energy Group Inc COM 12541M102 2403 48800 SH SOLE 48800 Chalone Inc COM 157639105 0 1 SH SOLE 1 Champion Enterprises COM 158496109 813 144700 SH SOLE 144700 Champion Enterprises COM 158496109 225 40,000 SH OTHER (11) 40,000 Championship Auto Ra COM 158711101 10 1000 SH SOLE 1000 Charles Riv Labs Int COM 159864107 897 25600 SH SOLE 25600 Charles River Associ COM 159852102 10 500 SH SOLE 500 Charlotte Russe Hldg COM 161048103 1271 56900 SH SOLE 56900 Charming Shoppes Inc COM 161133103 2669 308900 SH SOLE 308900 Chart Inds Inc COM 16115Q100 164 85,000 SH OTHER (11) 85,000 Charter Communicatio CL A 16117M107 757 185600 SH SOLE 185600 Charter Communicatio CL A 16117M107 415 101,700 SH OTHER (9) 101,700 Charter Communicatio CL A 16117M107 157 38,500 SH OTHER (9) 38,500 Charter Finl Corp We COM 16122M100 26 900 SH SOLE 900 Charter Mun Mtg Acce SH BEN INT 160908109 1999 111800 SH SOLE 111800 Charter One Finl Inc COM 160903100 12527 364358 SH SOLE 364358 Chase Corp COM 16150R104 1 100 SH SOLE 100 Chase Inds Inc COM 161568100 7 500 SH SOLE 500 Chateau Cmntys Inc COM 161726104 2500 81700 SH SOLE 81700
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Chattem Drug & Chem COM 162456107 69 2200 SH SOLE 2200 Chc Helicopter Corp CL A SUB VTG 12541C203 891 27,200 SH OTHER (1) 27,200 Chc Helicopter Corp CL A SUB VTG 12541C203 891 12,100 SH OTHER (4) 12,100 Checkfree Corp New COM 162813109 693 44300 SH SOLE 44300 Checkpoint Sys Inc COM 162825103 1134 96900 SH SOLE 96900 Cheesecake Factory I COM 163072101 993 27975 SH SOLE 27975 Chelsea Ppty Group I COM 163421100 3412 102000 SH SOLE 102000 Chemed Corp COM 163596109 1112 29500 SH SOLE 29500 Chemfirst Inc COM 16361A106 1275 44500 SH SOLE 44500 Chemical Finl Corp COM 163731102 2339 62363 SH SOLE 62363 Chesapeake Corp Va COM 165159104 1264 48000 SH SOLE 48000 Chesapeake Energy Co COM 165167107 3255 452100 SH SOLE 452100 Chesapeake Utils Cor COM 165303108 13 700 SH SOLE 700 Chesterfield Finl Co COM 166435107 27 1500 SH SOLE 1500 Chevrontexaco Corp COM NRE 166764100 135127 1526863 SH SOLE 1526863 Chevrontexaco Corp COM NRE 166764100 133 1,500 SH OTHER (7) 1,500 Chevrontexaco Corp COM NRE 166764100 363 4,100 SH OTHER (7) 4,100 Chicos Fas Inc COM 168615102 4026 110848 SH SOLE 110848 Chicos Fas Inc COM 168615102 490 13,500 SH OTHER (13) 13,500 Childrens Pl Retail COM 168905107 1935 73000 SH SOLE 73000 China Mobile Hong Ko SPONSORED ADR 16941M109 367 25100 SH SOLE 25100 China Unicom Ltd SPONSORED ADR 16945R104 65 8400 SH SOLE 8400 Chippac Inc CL A 169657103 1385 224100 SH SOLE 224100 Chippac Inc CL A 169657103 58 9,350 SH OTHER (7) 9,350 Chippac Inc CL A 169657103 160 25,950 SH OTHER (7) 25,950 Chiron Corp COM 170040109 9693 274190 SH SOLE 274190 Chittenden Corp COM 170228100 2604 89850 SH SOLE 89850 Choice Hotels Intl I COM 169905106 2235 111700 SH SOLE 111700 Choice One Communica COM 17038P104 1 1400 SH SOLE 1400 Choicepoint Inc COM 170388102 2204 48466 SH SOLE 48466 Cholestech Corp COM 170393102 18 1700 SH SOLE 1700 Chordiant Software I COM 170404107 2 1100 SH SOLE 1100 Christopher & Banks COM 171046105 2872 67900 SH SOLE 67900 Chromavision Med Sys COM 17111P104 2 1100 SH SOLE 1100 Chromcraft Revington COM 171117104 18 1300 SH SOLE 1300 Chronimed Inc COM 171164106 3 600 SH SOLE 600 Chubb Corp COM 171232101 17234 243424 SH SOLE 243424 Chubu Elec Power COM J06510101 2373 135100 SH SOLE 135100 Church & Dwight Inc COM 171340102 3409 108800 SH SOLE 108800 Churchill Downs Inc COM 171484108 1520 37700 SH SOLE 37700
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Ciber Inc COM 17163B102 1316 181500 SH SOLE 181500 Ciena Corp COM 171779101 3076 734232 SH SOLE 734232 Cigna Corp COM 125509109 22940 235471 SH SOLE 235471 Cigna Corp COM 125509109 127 1,300 SH OTHER (5) 1,300 Cima Labs Inc COM 171796105 931 38600 SH SOLE 38600 Cincinnati Finl Corp COM 172062101 10849 233172 SH SOLE 233172 Cinergy Corp COM 172474108 8505 236323 SH SOLE 236323 Cinram Ltd COM 17252T105 683 100,300 SH OTHER (1) 100,300 Cintas Corp COM 172908105 11982 242399 SH SOLE 242399 Ciphergen Biosystems COM 17252Y104 6 1700 SH SOLE 1700 Circor Intl Inc COM 17273K109 21 1250 SH SOLE 1250 Circuit City Store I CIRCT CITY GRP 172737108 5675 302674 SH SOLE 302674 Cirrus Logic Corp COM 172755100 1686 228700 SH SOLE 228700 Cisco Sys Inc COM 17275R102 149808 10738912 SH SOLE 10738912 Cisco Sys Inc COM 17275R102 80 5,700 SH OTHER (5) 5,700 Cisco Sys Inc COM 17275R102 249 17,850 SH OTHER (7) 17,850 Cisco Sys Inc COM 17275R102 692 49,600 SH OTHER (7) 49,600 Citigroup Inc COM 172967101 294658 7604089 SH SOLE 7604089 Citigroup Inc COM 172967101 721 18,600 SH OTHER (5) 18,600 Citigroup Inc COM 172967101 339 8,750 SH OTHER (7) 8,750 Citigroup Inc COM 172967101 940 24,250 SH OTHER (7) 24,250 Citizens Bkg Corp Mi COM 174420109 768 26490 SH SOLE 26490 Citizens Communicati COM 17453B101 3293 393953 SH SOLE 393953 Citizens First Banco COM 17461R106 16 700 SH SOLE 700 Citrix Sys Inc COM 177376100 1602 265266 SH SOLE 265266 City Hldg Co COM 177835105 42 1800 SH SOLE 1800 City Natl Corp COM 178566105 2752 51200 SH SOLE 51200 Cke Restaurants Inc COM 12561E105 1786 156900 SH SOLE 156900 Claires Stores Inc COM 179584107 3052 133275 SH SOLE 133275 Clakr / Bardes Hldgs COM 180668105 1051 46000 SH SOLE 46000 Clarcor Inc COM 179895107 2144 67750 SH SOLE 67750 Clark Dick Prodtns I COM 181512104 14 990 SH SOLE 990 Clarus Corp COM 182707109 6 1200 SH SOLE 1200 Clayton Homes Inc COM 184190106 1259 79682 SH SOLE 79682 Clear Channel Commun COM 184502102 27925 872117 SH SOLE 872117 Clearone Communicati COM 185060100 15 1000 SH SOLE 1000 Cleco Corp New COM 12561W105 2762 126100 SH SOLE 126100 Cleveland Cliffs Inc COM 185896107 102 3700 SH SOLE 3700 Click Commerce Inc COM 18681D109 2 1600 SH SOLE 1600 Clorox Co COM 189054109 14824 358510 SH SOLE 358510
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Clorox Co COM 189054109 157 3,800 SH OTHER (5) 3,800 Closure Med Corp COM 189093107 13 900 SH SOLE 900 Clp Holdings COM Y14800109 1801 453080 SH SOLE 453080 Cmgi Inc COM 125750109 506 1054286 SH SOLE 1054286 Cms Energy Corp COM 125896100 2016 183646 SH SOLE 183646 Cna Finl Corp COM 126117100 3461 130600 SH SOLE 130600 Cna Surety Corp COM 12612L108 1726 118600 SH SOLE 118600 Cnet Networks Inc COM 12613R104 734 368683 SH SOLE 368683 Cnf Inc COM 12612W104 1071 28200 SH SOLE 28200 Cnf Inc COM 12612W104 133 3,500 SH OTHER (6) 3,500 Coach Inc COM 189754104 1391 25333 SH SOLE 25333 Coachmen Inds Inc COM 189873102 80 5500 SH SOLE 5500 Coastal Bancorp Inc COM 19041P105 25 800 SH SOLE 800 Coastal Finl Corp De COM 19046E105 28 1886 SH SOLE 1886 Cobalt Corp COM 19074W100 182 8000 SH SOLE 8000 Coca Cola Bottlng Co COM 191098102 17 400 SH SOLE 400 Coca Cola Co COM 191216100 198840 3550719 SH SOLE 3550719 Coca Cola Enterprise COM 191219104 14064 636939 SH SOLE 636939 Cognex Corp COM 192422103 2416 120500 SH SOLE 120500 Cognitronics Corp COM 192432102 7 2600 SH SOLE 2600 Cognizant Technology CL A 192446102 59 1100 SH SOLE 1100 Cognos Inc COM 19244C109 40 1,800 SH OTHER (5) 1,800 Coherent Inc COM 192479103 2597 86600 SH SOLE 86600 Cohu Inc COM 192576106 992 57400 SH SOLE 57400 Coinstar Inc COM 19259P300 1504 61500 SH SOLE 61500 Coldwater Creek Inc COM 193068103 17 700 SH SOLE 700 Cole Kenneth Prodtns CL A 193294105 1583 55850 SH SOLE 55850 Cole National Corp N CL A 193290103 25 1300 SH SOLE 1300 Colgate Palmolive Co COM 194162103 38641 772039 SH SOLE 772039 Collins & Aikman Cor COM 194830204 13 1400 SH SOLE 1400 Colonial Bancgroup I COM 195493309 996 66400 SH SOLE 66400 Colonial Pptys Tr COM SH BEN INT 195872106 2481 63700 SH SOLE 63700 Columbia Bancorp COM 197227101 17 700 SH SOLE 700 Columbia Bkg Sys Inc COM 197236102 24 1859 SH SOLE 1859 Columbia Labs Inc COM 197779101 300 50,000 SH OTHER (11) 50,000 Columbia Sportswear COM 198516106 59 1850 SH SOLE 1850 Columbus Mckinnon Co COM 199333105 21 2400 SH SOLE 2400 Com21 Inc COM 205937105 1 1400 SH SOLE 1400 Comarco Inc COM 200080109 4 500 SH SOLE 500 Comcast Corp CL A SPL 200300200 32840 1377523 SH SOLE 1377523
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Comcast Corp CL A SPL 200300200 163 6,850 SH OTHER (7) 6,850 Comcast Corp CL A SPL 200300200 465 19,500 SH OTHER (7) 19,500 Comcast Corp CL A SPL 200300200 1290 54,100 SH OTHER (10) 54,100 Comdisco Inc COM 200336105 0 4700 SH SOLE 4700 Comerica Inc COM 200340107 15610 254235 SH SOLE 254235 Commerce Bancorp Inc COM 200519106 1841 41660 SH SOLE 41660 Commerce Bancshares COM 200525103 1697 38359 SH SOLE 38359 Commerce Group Inc M COM 200641108 771 19500 SH SOLE 19500 Commerce One Inc Del COM 200693109 283 745400 SH SOLE 745400 Commercial Federal C COM 201647104 4072 140400 SH SOLE 140400 Commercial Metals Co COM 201723103 1935 41233 SH SOLE 41233 Commercial Net Lease COM 202218103 1760 110020 SH SOLE 110020 Commonwealth Bancorp COM 20268X102 42 1400 SH SOLE 1400 Commonwealth Inds In COM 203004106 30 4200 SH SOLE 4200 Commonwealth Tel Ent COM 203349105 2732 67900 SH SOLE 67900 Commscope Inc COM 203372107 2078 166200 SH SOLE 166200 Commscope Inc COM 203372107 359 28,700 SH OTHER (9) 28,700 Commscope Inc COM 203372107 138 11,000 SH OTHER (9) 11,000 Community Bk Sys Inc COM 203607106 1187 36800 SH SOLE 36800 Community First Bank COM 203902101 2904 111300 SH SOLE 111300 Community Health Sys COM 203668108 1541 57500 SH SOLE 57500 Community Tr Bancorp COM 204149108 27 960 SH SOLE 960 Companhia Vale Do Ri COM 204412209 102 3,700 SH OTHER (2) 3,700 Compass Bancshares I COM 20449H109 2497 74312 SH SOLE 74312 Compass Bancshares I COM 20449H109 296 8,800 SH OTHER (5) 8,800 Compass Bancshares I COM 20449H109 168 5,000 SH OTHER (6) 5,000 Compton Pete Corp COM 204940100 265 102,000 SH OTHER (4) 102,000 Compucredit Corp COM 20478N100 873 128000 SH SOLE 128000 Computer Access Tech COM 204853105 3 800 SH SOLE 800 Computer Assoc Intl COM 204912109 13425 844871 SH SOLE 844871 Computer Horizons Co COM 205908106 702 144,100 SH OTHER (12) 144,100 Computer Network Tec COM 204925101 512 83500 SH SOLE 83500 Computer Sciences Co COM 205363104 13536 283180 SH SOLE 283180 Computer Sciences Co COM 205363104 330 6,900 SH OTHER (5) 6,900 Computer Task Group COM 205477102 31 6200 SH SOLE 6200 Computer Task Group COM 205477102 224 45,000 SH OTHER (11) 45,000 Compuware Corp COM 205638109 3249 535222 SH SOLE 535222 Compx International CL A 20563P101 11 800 SH SOLE 800 Comstock Res Inc COM NEW 205768203 27 3500 SH SOLE 3500 Comtech Telecommunic COM NEW 205826209 3 500 SH SOLE 500
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Comverse Technology COM PAR 205862402 2390 258115 SH SOLE 258115 Comverse Technology COM PAR 205862402 130 14,000 SH OTHER (6) 14,000 Conagra Foods Inc COM 205887102 22622 818156 SH SOLE 818156 Conagra Foods Inc COM 205887102 271 9,800 SH OTHER (5) 9,800 Conceptus Inc COM 206016107 742 45000 SH SOLE 45000 Concerto Software In COM 20602T106 28 4400 SH SOLE 4400 Concord Camera Corp COM 206156101 31 6100 SH SOLE 6100 Concord Communicatio COM 206186108 740 44900 SH SOLE 44900 Concord Efs Inc COM 206197105 21773 722395 SH SOLE 722395 Concurrent Computer COM 206710204 791 170000 SH SOLE 170000 Conectiv Inc COM 206829103 1327 51400 SH SOLE 51400 Conexant Systems Inc COM 207142100 69 42696 SH SOLE 42696 Conmed Corp COM 207410101 1929 86400 SH SOLE 86400 Conn Wtr Svc Inc COM 207797101 14 450 SH SOLE 450 Connecticut Bancshar COM 207540105 23 700 SH SOLE 700 Connetics Corp COM 208192104 1085 84000 SH SOLE 84000 Conoco Inc COM 208251504 24950 897474 SH SOLE 897474 Conseco Inc COM 208464107 980 489816 SH SOLE 489816 Consol Energy Inc COM 20854P109 81 3800 SH SOLE 3800 Consolidated Edison COM 209115104 12899 308970 SH SOLE 308970 Consolidated Freight COM 209232107 9 2700 SH SOLE 2700 Consolidated Graphic COM 209341106 116 6100 SH SOLE 6100 Consolidated Tomoka COM 210226106 18 900 SH SOLE 900 Constellation Brands CL A 21036P108 1645 51400 SH SOLE 51400 Constellation Energy COM 210371100 6925 236036 SH SOLE 236036 Constellation Energy COM 210371100 150 5,100 SH OTHER (5) 5,100 Continental Airls In CL B 210795308 581 36800 SH SOLE 36800 Convergys Corp COM 212485106 4768 244764 SH SOLE 244764 Convergys Corp COM 212485106 156 8,000 SH OTHER (6) 8,000 Convergys Corp COM 212485106 440 22,600 SH OTHER (9) 22,600 Convergys Corp COM 212485106 168 8,600 SH OTHER (9) 8,600 Cooper Cameron Corp COM 216640102 1516 31300 SH SOLE 31300 Cooper Cameron Corp COM 216640102 523 10,800 SH OTHER (9) 10,800 Cooper Cameron Corp COM 216640102 203 4,200 SH OTHER (9) 4,200 Cooper Cos Inc COM NEW 216648402 2039 43300 SH SOLE 43300 Cooper Inds Ltd COM G24182100 5331 135642 SH SOLE 135642 Cooper Inds Ltd COM G24182100 197 5,000 SH OTHER (5) 5,000 Cooper Tire & Rubr COM 216831107 5299 257866 SH SOLE 257866 Cooper Tire & Rubr COM 216831107 80 3,900 SH OTHER (5) 3,900 Coors Adolph Co CL B 217016104 3148 50531 SH SOLE 50531
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Coorstek Inc COM 217020106 957 30950 SH SOLE 30950 Coorstek Inc COM 217020106 297 9,600 SH OTHER (11) 9,600 Copart Inc COM 217204106 845 52050 SH SOLE 52050 Copper Mtn Networks COM 217510106 2 2000 SH SOLE 2000 Cordiant Comm COM G77355116 2038 1,748,000 SH OTHER (3) 1,748,000 Core Laboratories N COM N22717107 793 66,000 SH OTHER (12) 66,000 Corillian Corp COM 218725109 5 2000 SH SOLE 2000 Corinthian Colleges COM 218868107 4046 119400 SH SOLE 119400 Corio Inc COM 218875102 2 1400 SH SOLE 1400 Corixa Corp COM 21887F100 760 110902 SH SOLE 110902 Corn Prods Intl Inc COM 219023108 3414 109700 SH SOLE 109700 Cornell Corrections COM 219141108 25 2100 SH SOLE 2100 Cornerstone Rlty Inc COM 21922V102 1478 130800 SH SOLE 130800 Corning Inc COM 219350105 4795 1350823 SH SOLE 1350823 Corporacion Mapfre S COM 219872207 149 18,900 SH OTHER (2) 18,900 Corporate Executive COM 21988R102 699 20400 SH SOLE 20400 Corporate Office Ppt SH BEN INT 22002T108 22 1500 SH SOLE 1500 Correctional Pptys T COM 22025E104 35 1600 SH SOLE 1600 Correctional Svcs Co COM 219921103 5 2000 SH SOLE 2000 Corrections Corp Ame COM NEW 22025Y407 1329 76828 SH SOLE 76828 Corus Bankshares Inc COM 220873103 1837 40000 SH SOLE 40000 Corus Entertainment COM CL B NON VTG 220874101 235 13,300 SH OTHER (2) 13,300 Corvel Corp COM 221006109 1082 32300 SH SOLE 32300 Corvis Corp COM 221009103 641 986000 SH SOLE 986000 Cosine Communication COM 221222102 3 7300 SH SOLE 7300 Cost Plus Inc Calif COM 221485105 1797 59000 SH SOLE 59000 Costar Group Inc COM 22160N109 912 44400 SH SOLE 44400 Costco Whsl Corp New COM 22160K105 25170 651741 SH SOLE 651741 Costco Whsl Corp New COM 22160K105 160 4,150 SH OTHER (7) 4,150 Costco Whsl Corp New COM 22160K105 448 11,600 SH OTHER (7) 11,600 Cott Corp Que COM 22163N106 408 21,500 SH OTHER (1) 21,500 Countrywide Cr Inds COM 222372104 9298 192701 SH SOLE 192701 Countrywide Cr Inds COM 222372104 313 6,500 SH OTHER (5) 6,500 Countrywide Cr Inds COM 222372104 265 5,500 SH OTHER (6) 5,500 Countrywide Cr Inds COM 222372104 844 17,500 SH OTHER (9) 17,500 Countrywide Cr Inds COM 222372104 328 6,800 SH OTHER (9) 6,800 Cousins Pptys Inc COM 222795106 3365 135900 SH SOLE 135900 Covad Communications COM 222814204 697 590500 SH SOLE 590500 Covance Inc COM 222816100 651 34700 SH SOLE 34700 Covansys Corp COM 22281W103 14 2500 SH SOLE 2500
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Coventry Health Care COM 222862104 1361 47900 SH SOLE 47900 Coventry Health Care COM 222862104 74 2,600 SH OTHER (5) 2,600 Cox Communications I CL A 224044107 9547 346521 SH SOLE 346521 Cox Communications I CL A 224044107 102 3,700 SH OTHER (7) 3,700 Cox Communications I CL A 224044107 280 10,150 SH OTHER (7) 10,150 Cox Radio Inc CL A 224051102 2752 114200 SH SOLE 114200 Cpi Corp COM 125902106 58 3000 SH SOLE 3000 Craftmade Intl Inc COM 22413E104 27 1800 SH SOLE 1800 Crane Co COM 224399105 2135 84119 SH SOLE 84119 Crawford & Co CL B 224633107 13 1600 SH SOLE 1600 Cray Inc COM 225223106 268 60,000 SH OTHER (11) 60,000 Credence Sys Corp COM 225302108 2900 163200 SH SOLE 163200 Credit Accep Corp Mi COM 225310101 30 2400 SH SOLE 2400 Cree Inc COM 225447101 552 41700 SH SOLE 41700 Crescent Real Estate COM 225756105 1543 82500 SH SOLE 82500 Crh COM G25508105 536 32,900 SH OTHER (4) 32,900 Crompton Corp COM 227116100 3958 310424 SH SOLE 310424 Cross A T Co CL A 227478104 54 7200 SH SOLE 7200 Cross A T Co CL A 227478104 366 48,800 SH OTHER (12) 48,800 Cross Ctry Inc COM 22748P105 60 1600 SH SOLE 1600 Cross Ctry Inc COM 22748P105 635 16,800 SH OTHER (13) 16,800 Cross Media Marketin COM NEW 22754R201 13 1391 SH SOLE 1391 Cross Timbers Rty Tr TR UNIT 22757R109 22 1400 SH SOLE 1400 Crown Castle Intl Co COM 228227104 545 138800 SH SOLE 138800 Crown Cork & Seal In COM 228255105 25 3600 SH SOLE 3600 Crown Cork & Seal In COM 228255105 502 73,300 SH OTHER (13) 73,300 Crown Media Hldgs In CL A 228411104 1564 198200 SH SOLE 198200 Cryolife Inc COM 228903100 842 52450 SH SOLE 52450 Csg Sys Intl Inc COM 126349109 601 31400 SH SOLE 31400 Css Inds Inc COM 125906107 21 600 SH SOLE 600 Csx Corp COM 126408103 10846 309440 SH SOLE 309440 Ct Communications In COM NEW 126426402 16 1000 SH SOLE 1000 Ctb Intl Corp COM 125960104 25 1600 SH SOLE 1600 Ctc Communications G COM 126419100 3 1550 SH SOLE 1550 Cts Corp COM 126501105 1175 97600 SH SOLE 97600 Cts Corp COM 126501105 259 21,500 SH OTHER (11) 21,500 Cubic Corp COM 229669106 1725 72800 SH SOLE 72800 Cubist Pharmaceutica COM 229678107 733 77900 SH SOLE 77900 Cullen Frost Bankers COM 229899109 1075 29900 SH SOLE 29900 Cummins Engine Inc COM 231021106 1988 60051 SH SOLE 60051
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Cummins Engine Inc COM 231021106 411 12,400 SH OTHER (9) 12,400 Cummins Engine Inc COM 231021106 162 4,900 SH OTHER (12) 4,900 Cummins Engine Inc COM 231021106 152 4,600 SH OTHER (9) 4,600 Cumulus Media Inc CL A 231082108 1750 127000 SH SOLE 127000 Cuno Inc COM 126583103 1686 46600 SH SOLE 46600 Curagen Corp COM 23126R101 748 132900 SH SOLE 132900 Curative Health Svcs COM 231264102 49 2900 SH SOLE 2900 Curis Inc COM 231269101 4 3140 SH SOLE 3140 Curtiss Wright Corp CL B 231561408 13 168 SH SOLE 168 Curtiss Wright Corp COM 231561101 2360 29500 SH SOLE 29500 Cv Therapeutics Inc COM 126667104 216 11600 SH SOLE 11600 Cvb Finl Corp COM 126600105 2146 94485 SH SOLE 94485 Cvs Corp COM 126650100 17119 559431 SH SOLE 559431 Cyber-Care Inc COM 23243T105 0 900 SH SOLE 900 Cyberonics Inc COM 23251P102 787 60000 SH SOLE 60000 Cygnus Inc COM 232560102 1 600 SH SOLE 600 Cymer Inc COM 232572107 3238 92400 SH SOLE 92400 Cypress Semiconducto COM 232806109 1060 69800 SH SOLE 69800 Cysive Inc COM 23281T108 2 1000 SH SOLE 1000 Cytec Inds Inc COM 232820100 3380 107500 SH SOLE 107500 Cytogen Corp COM 232824102 2 2300 SH SOLE 2300 Cytyc Corp COM 232946103 542 71100 SH SOLE 71100 Cytyc Corp COM 232946103 345 45,300 SH OTHER (13) 45,300 D & E Communications COM 232860106 22 2099 SH SOLE 2099 D & K Wholesale Drug COM 232861104 106 3000 SH SOLE 3000 D R Horton Inc COM 23331A109 2226 85524 SH SOLE 85524 D R Horton Inc COM 23331A109 567 21,800 SH OTHER (13) 21,800 Dai Nippon Printng COM J10584100 1872 141000 SH SOLE 141000 Daiichi Pharm Co COM J09786112 932 51000 SH SOLE 51000 Daily Journal Co COM 233912104 13 500 SH SOLE 500 Daisytek Intl Corp COM 234053106 29 1700 SH SOLE 1700 Daisytek Intl Corp COM 234053106 546 32,200 SH OTHER (12) 32,200 Daiwa Secs Group COM 234064202 1750 270000 SH SOLE 270000 Daiwa Secs Group COM 234064202 2334 360,000 SH OTHER (3) 360,000 Daktronics Inc COM 234264109 12 1200 SH SOLE 1200 Daleen Technologies COM 23437N104 0 800 SH SOLE 800 Dana Corp COM 235811106 4136 223231 SH SOLE 223231 Danaher Corp COM 235851102 14102 212539 SH SOLE 212539 Danisco A/S COM K21514110 29 800 SH OTHER (2) 800 Danone COM F12033134 4061 29538 SH SOLE 29538
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Danone COM F12033134 69 500 SH OTHER (2) 500 Darden Restaurants I COM 237194105 6836 276762 SH SOLE 276762 Datascope Corp COM 238113104 1285 46500 SH SOLE 46500 Datastream Sys Inc COM 238124101 9 1300 SH SOLE 1300 Datum Inc COM 238208102 24 2300 SH SOLE 2300 Dave & Busters Inc COM 23833N104 21 1700 SH SOLE 1700 Davita Inc COM 23918K108 1254 52700 SH SOLE 52700 Dbs Group Hldgs COM V27915103 1734 247000 SH SOLE 247000 Dbs Group Hldgs COM V27915103 421 60,000 SH OTHER (2) 60,000 Ddi Corp COM 233162106 113 125400 SH SOLE 125400 De Luxe Check Printe COM 248019101 3612 92866 SH SOLE 92866 De Vere Group COM G40852124 588 109,600 SH OTHER (1) 109,600 Dean Foods Co New COM 242370104 1952 52342 SH SOLE 52342 Debs Shop Inc COM 242728103 54 1600 SH SOLE 1600 Deere & Co COM 244199105 16420 342792 SH SOLE 342792 Del Monte Foods Co COM 24522P103 1669 141400 SH SOLE 141400 Dell Computer Corp COM 247025109 99684 3813448 SH SOLE 3813448 Dell Computer Corp COM 247025109 230 8,800 SH OTHER (7) 8,800 Dell Computer Corp COM 247025109 642 24,550 SH OTHER (7) 24,550 Delphi Corp COM 247126105 10506 795886 SH SOLE 795886 Delphi Finl Group In CL A 247131105 2728 62926 SH SOLE 62926 Delta & Pine Ld Co COM 247357106 2167 107800 SH SOLE 107800 Delta Air Lines Del COM 247361108 3494 174713 SH SOLE 174713 Delta Nat Gas Inc COM 247748106 22 1000 SH SOLE 1000 Deltagen Inc COM 24783R103 5 2200 SH SOLE 2200 Deltic Timber Corp COM 247850100 148 4300 SH SOLE 4300 Denbury Res Inc COM NEW 247916208 15 1500 SH SOLE 1500 Dendreon Corp COM 24823Q107 3 1400 SH SOLE 1400 Dendrite Intl Inc COM 248239105 1029 106450 SH SOLE 106450 Denso Corp COM J53032116 1860 119000 SH SOLE 119000 Dentsply Intl Inc Ne COM 249030107 1694 45900 SH SOLE 45900 Department 56 Inc COM 249509100 37 2300 SH SOLE 2300 Deswell Inds Inc COM 250639101 269 12,000 SH OTHER (11) 12,000 Deutsche Telekom Ag SPONSORED ADR 251566105 65 7002 SH SOLE 7002 Developers Diversifi COM 251591103 3960 175980 SH SOLE 175980 Devon Energy Corp COM 25179M103 10950 222192 SH SOLE 222192 Devon Energy Corp COM 25179M103 685 13,900 SH OTHER (9) 13,900 Devon Energy Corp COM 25179M103 261 5,300 SH OTHER (9) 5,300 Devry Inc Del COM 251893103 920 40300 SH SOLE 40300 Dewolfe Cos Inc COM 252115100 11 1050 SH SOLE 1050
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Dgse Companies Inc COM 23323G106 1 700 SH SOLE 700 Diageo COM G42084114 10355 797303 SH SOLE 797303 Diageo COM G42084114 1466 112,900 SH OTHER (2) 112,900 Diageo COM G42084114 2072 159,500 SH OTHER (3) 159,500 Diagnostic Prods Cor COM 252450101 2875 77700 SH SOLE 77700 Dial Corp New COM 25247D101 1115 55700 SH SOLE 55700 Dial Corp New COM 25247D101 164 8,200 SH OTHER (5) 8,200 Diamond Offshore Dri COM 25271C102 2177 76400 SH SOLE 76400 Diamondcluster Intl CL A 25278P106 6 1000 SH SOLE 1000 Dianon Sys Inc COM 252826102 1774 33200 SH SOLE 33200 Dice Inc COM 25301P107 2 1000 SH SOLE 1000 Diebold Inc COM 253651103 1587 42618 SH SOLE 42618 Diebold Inc COM 253651103 149 4,000 SH OTHER (6) 4,000 Digene Corp COM 253752109 570 48500 SH SOLE 48500 Digex Inc Del CL A 253756100 0 1800 SH SOLE 1800 Digi Intl Inc COM 253798102 13 4000 SH SOLE 4000 Digi Intl Inc COM 253798102 227 68,700 SH OTHER (11) 68,700 Digimarc Corp COM 253807101 10 1000 SH SOLE 1000 Digital Insight Corp COM 25385P106 1418 86200 SH SOLE 86200 Digital Lightwave In COM 253855100 3 1300 SH SOLE 1300 Digital Riv Inc COM 25388B104 661 71900 SH SOLE 71900 Digitalthink Inc COM 25388M100 147 105100 SH SOLE 105100 Digitas Inc COM 25388K104 7 1500 SH SOLE 1500 Dillards Inc CL A 254067101 3120 118688 SH SOLE 118688 Dillards Inc CL A 254067101 237 9,000 SH OTHER (5) 9,000 Dime Cmnty Bancorp I COM 253922108 1640 72300 SH SOLE 72300 Dimon Inc COM 254394109 92 13300 SH SOLE 13300 Dionex Corp COM 254546104 1543 57600 SH SOLE 57600 Disney Walt Prodtns COM DISNEY 254687106 56856 3008234 SH SOLE 3008234 Disney Walt Prodtns COM DISNEY 254687106 1928 102,000 SH OTHER (3) 102,000 Ditech Communication COM 25500M103 5 1600 SH SOLE 1600 Diversa Corp COM 255064107 963 96800 SH SOLE 96800 Divine Inc COM 255402406 1 161 SH SOLE 161 Dixie Group Inc CL A 255519100 218 35,100 SH OTHER (11) 35,100 Dixons Group COM G27804114 1315 451176 SH SOLE 451176 Dj Orthopedics Inc COM 23325G104 4 500 SH SOLE 500 Dmc Stratex Networks COM 23322L106 476 236700 SH SOLE 236700 Dmc Stratex Networks COM 23322L106 60 30,000 SH OTHER (6) 30,000 Dobson Communication CL A 256069105 3 3100 SH SOLE 3100 Docent Inc COM 25608L106 2 1900 SH SOLE 1900
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Documentum Inc COM 256159104 1292 107700 SH SOLE 107700 Documentum Inc COM 256159104 364 30,300 SH OTHER (13) 30,300 Dole Food Inc COM 256605106 935 32400 SH SOLE 32400 Dole Food Inc COM 256605106 222 7,700 SH OTHER (5) 7,700 Dollar Gen Corp COM 256669102 9591 503996 SH SOLE 503996 Dollar Thrifty Autom COM 256743105 1728 66700 SH SOLE 66700 Dollar Tree Stores I COM 256747106 2575 65350 SH SOLE 65350 Dominion Homes Inc COM 257386102 10 500 SH SOLE 500 Dominion Homes Inc COM 257386102 57 2,800 SH OTHER (13) 2,800 Dominion Res Inc Va COM 25746U109 26277 396933 SH SOLE 396933 Donaldson Inc COM 257651109 897 25600 SH SOLE 25600 Donnelley R R & Sons COM 257867101 5190 188396 SH SOLE 188396 Donnelley R R & Sons COM 257867101 168 6,100 SH OTHER (5) 6,100 Donnely Corp CL A 257870105 27 1000 SH SOLE 1000 Doral Finl Corp COM 25811P100 938 28100 SH SOLE 28100 Doral Finl Corp COM 25811P100 127 3,800 SH OTHER (5) 3,800 Dot Hill Sys Corp COM 25848T109 225 56,800 SH OTHER (11) 56,800 Doubleclick Inc COM 258609304 1001 138137 SH SOLE 138137 Dover Corp COM 260003108 10220 292006 SH SOLE 292006 Dover Downs Gaming & COM 260095104 476 37180 SH SOLE 37180 Dover Motorsports In COM 260174107 584 102400 SH SOLE 102400 Dow Chem Co COM 260543103 44420 1292025 SH SOLE 1292025 Dow Jones & Co Inc COM 260561105 5725 118159 SH SOLE 118159 Downey Finl Corp COM 261018105 4011 84800 SH SOLE 84800 Dpl Inc COM 233293109 1940 73344 SH SOLE 73344 Dqe Inc COM 23329J104 2142 153000 SH SOLE 153000 Dr Reddys Labs Ltd ADR 256135203 330 17,000 SH OTHER (4) 17,000 Dress Barn Inc COM 261570105 1788 115600 SH SOLE 115600 Drew Inds Inc COM NEW 26168L205 8 500 SH SOLE 500 Drexler Technology COM 261876106 22 1000 SH SOLE 1000 Dreyers Grand Ice Cr COM 261878102 1427 20800 SH SOLE 20800 Dril-Quip Inc COM 262037104 1327 53200 SH SOLE 53200 Drs Technologies Inc COM 23330X100 1937 45300 SH SOLE 45300 Dsp Group Inc COM 23332B106 1686 86000 SH SOLE 86000 Dst Sys Inc Del COM 233326107 3360 73500 SH SOLE 73500 Dst Sys Inc Del COM 233326107 1115 24,400 SH OTHER (10) 24,400 Dt Industries Inc COM 23333J108 4 1200 SH SOLE 1200 Dte Energy Co COM 233331107 10587 237167 SH SOLE 237167 Du Pont E I De Nemou COM 263534109 64745 1458228 SH SOLE 1458228 Duane Reade Inc COM 263578106 2176 63900 SH SOLE 63900
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Ducommun Inc Del COM 264147109 34 1300 SH SOLE 1300 Duke Power Co COM 264399106 36994 1189520 SH SOLE 1189520 Duke Realty Corp. COM NEW 264411505 2290 79090 SH SOLE 79090 Dun & Bradstreet Cor COM 26483E100 1517 45900 SH SOLE 45900 Dupont Photomasks In COM 26613X101 1799 55400 SH SOLE 55400 Dura Automotive Syst CL A 265903104 237 11400 SH SOLE 11400 Durect Corp COM 266605104 1034 129300 SH SOLE 129300 Dvi Financial Corp COM 233343102 23 1200 SH SOLE 1200 Dyax Corp COM 26746E103 8 2000 SH SOLE 2000 Dycom Inds Inc COM 267475101 1536 131399 SH SOLE 131399 Dycom Inds Inc COM 267475101 187 16,000 SH OTHER (6) 16,000 Dynacq Intl Inc COM PAR 267919306 23 1600 SH SOLE 1600 Dynamics Resh Corp COM 268057106 29 1200 SH SOLE 1200 Dynegy Inc New CL A 26816Q101 3602 500327 SH SOLE 500327 E M C Corp Mass COM 268648102 24133 3196479 SH SOLE 3196479 E Piphany Inc COM 26881V100 848 193100 SH SOLE 193100 E Trade Group Inc COM 269246104 1294 236935 SH SOLE 236935 E Trade Group Inc COM 269246104 823 150,700 SH OTHER (10) 150,700 E.On Ag COM D85916100 8256 142293 SH SOLE 142293 Eagle Bancshares Inc COM 26942C109 36 1400 SH SOLE 1400 Earthlink Inc COM 270321102 662 99850 SH SOLE 99850 East West Bancorp In COM 27579R104 2233 64700 SH SOLE 64700 Eastgroup Ppty Inc COM 277276101 1167 45600 SH SOLE 45600 Eastman Chem Co COM 277432100 5169 110208 SH SOLE 110208 Eastman Chem Co COM 277432100 295 6,300 SH OTHER (5) 6,300 Eastman Kodak Co COM 277461109 12178 417474 SH SOLE 417474 Eastman Kodak Co COM 277461109 257 8,800 SH OTHER (5) 8,800 Eaton Corp COM 278058102 8290 113948 SH SOLE 113948 Eaton Vance Corp COM NON VTG 278265103 1251 40100 SH SOLE 40100 Ebay Inc COM 278642103 10586 171800 SH SOLE 171800 Ebenx Inc COM 278668108 5 2000 SH SOLE 2000 Echelon Corp COM 27874N105 1374 106700 SH SOLE 106700 Echo Bay Mines Ltd COM 278751102 265 230,600 SH OTHER (12) 230,600 Echostar Communicati CL A 278762109 2662 143400 SH SOLE 143400 Eclipsys Corp COM 278856109 802 122300 SH SOLE 122300 Ecolab Inc COM 278865100 8557 185099 SH SOLE 185099 Eden Bioscience Corp COM 279445100 2 1000 SH SOLE 1000 Edgewater Technology COM 280358102 3 767 SH SOLE 767 Edison Intl COM 281020107 8185 481477 SH SOLE 481477 Edison Intl COM 281020107 90 5,300 SH OTHER (5) 5,300
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Edison Schools Inc CL A 281033100 140 138800 SH SOLE 138800 Edo Corp COM 281347104 1585 55600 SH SOLE 55600 Education Mgmt Corp COM 28139T101 3869 95000 SH SOLE 95000 Edward A G Inc COM 281760108 1829 47043 SH SOLE 47043 Edwards Lifesciences COM 26746E103 1197 51600 SH SOLE 51600 Efunds Corp COM 28224R101 1313 138402 SH SOLE 138402 Efunds Corp COM 28224R101 643 67,800 SH OTHER (12) 67,800 Egl Inc COM 268484102 2231 131550 SH SOLE 131550 Eisai Co COM J12852117 1465 57000 SH SOLE 57000 El Paso Corp COM 28336L109 15122 733729 SH SOLE 733729 El Paso Elec Co COM NEW 283677854 2136 154200 SH SOLE 154200 Elcor Corp COM 284443108 1466 53600 SH SOLE 53600 Electrabel COM B3458H101 1564 6766 SH SOLE 6766 Electro Rent Corp COM 285218103 14 1100 SH SOLE 1100 Electro Scientific COM 285229100 2010 82700 SH SOLE 82700 Electroglas Inc COM 285324109 60 6000 SH SOLE 6000 Electrolux Ab COM W24713120 1539 76240 SH SOLE 76240 Electronic Arts COM 285512109 5694 86200 SH SOLE 86200 Electronic Arts COM 285512109 139 2,100 SH OTHER (7) 2,100 Electronic Arts COM 285512109 383 5,800 SH OTHER (7) 5,800 Electronic Data Sys COM 285661104 25595 688971 SH SOLE 688971 Electronic Data Sys COM 285661104 1389 37,400 SH OTHER (3) 37,400 Electronics Boutique COM 286045109 38 1300 SH SOLE 1300 Electronics For Imag COM 286082102 2358 148200 SH SOLE 148200 Elite Information Gr COM 28659M106 5 500 SH SOLE 500 Eloyalty Corp COM NEW 290151307 1 190 SH SOLE 190 Embarcadero Technolo COM 290787100 18 2900 SH SOLE 2900 Embrex Inc COM 290817105 27 1300 SH SOLE 1300 Emc Ins Group Inc COM 268664109 18 1200 SH SOLE 1200 Emcor Group Inc COM 29084Q100 2612 44500 SH SOLE 44500 Emcore Corp COM 290846104 577 96200 SH SOLE 96200 Emerson Elec Co COM 291011104 32383 605181 SH SOLE 605181 Emex Corp COM 291206100 1 1193 SH SOLE 1193 Emi Group COM G88346138 751 197961 SH SOLE 197961 Emisphere Technologi COM 291345106 195 46600 SH SOLE 46600 Emmis Communications CL A 291525103 3005 141800 SH SOLE 141800 Empire Dist Elec Co COM 291641108 1238 60400 SH SOLE 60400 Ems Technologies Inc COM 26873N108 21 1000 SH SOLE 1000 Emulex Corp COM NEW 292475209 1061 47100 SH SOLE 47100 Encana Corp COM 292505104 1535 49992 SH SOLE 49992
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Encompass Svcs Corp COM 29255U104 1 2525 SH SOLE 2525 Encore Acquisition C COM 29255W100 17 1000 SH SOLE 1000 Encore Wire Corp COM 292562105 7 500 SH SOLE 500 Endesa Sa COM E41222105 3034 208824 SH SOLE 208824 Endo Pharmaceuticals COM 29264F205 204 29200 SH SOLE 29200 Endocare Inc COM 29264P104 16 1200 SH SOLE 1200 Energen Corp COM 29265N108 2915 106000 SH SOLE 106000 Energizer Hldgs Inc COM 29266R108 1468 53533 SH SOLE 53533 Energizer Hldgs Inc COM 29266R108 112 4,100 SH OTHER (5) 4,100 Energy Conver Device COM 292659109 916 58400 SH SOLE 58400 Energy East Corp COM 29266M109 1539 68094 SH SOLE 68094 Energy Partners Ltd COM 29270U105 16 1700 SH SOLE 1700 Energysouth Inc COM 292970100 35 1100 SH SOLE 1100 Enesco Group Inc COM 292973104 45 5200 SH SOLE 5200 Engage Technologies COM 292827102 0 4900 SH SOLE 4900 Engelhard Corp COM 292845104 5288 186726 SH SOLE 186726 Engelhard Corp COM 292845104 212 7,500 SH OTHER (5) 7,500 Engineered Support S COM 292866100 58 1100 SH SOLE 1100 Enpro Inds Inc COM 29355X107 5 920 SH SOLE 920 Ensco Intl Inc COM 26874Q100 2625 96300 SH SOLE 96300 Ensco Intl Inc COM 26874Q100 646 23,700 SH OTHER (9) 23,700 Ensco Intl Inc COM 26874Q100 251 9,200 SH OTHER (9) 9,200 Entegris Inc COM 29362U104 361 24700 SH SOLE 24700 Enterasys Networks COM 293637104 200 112500 SH SOLE 112500 Entercom Communicati CL A 293639100 1460 31800 SH SOLE 31800 Entergy Corp New COM 29364G103 13646 321529 SH SOLE 321529 Enterprise Prods Par COM 293792107 81 5000 SH SOLE 5000 Entertainment Pptys COM SH BEN INT 29380T105 17 700 SH SOLE 700 Entrada Networks Inc COM NEW 29382Y102 0 75 SH SOLE 75 Entravision Communic CL A 29382R107 100 8200 SH SOLE 8200 Entremed Inc COM 29382F103 4 1200 SH SOLE 1200 Entrust Technologies COM 293848107 497 182700 SH SOLE 182700 Enzo Biochem Inc COM 294100102 1120 78185 SH SOLE 78185 Enzon Inc COM 293904108 613 24900 SH SOLE 24900 Eog Res Inc COM 26875P101 6710 169011 SH SOLE 169011 Epicor Software Corp COM 29426L108 156 100,000 SH OTHER (11) 100,000 Epiq Sys Inc COM 26882D109 26 1550 SH SOLE 1550 Epresence Inc COM 294348107 36 9500 SH SOLE 9500 Epresence Inc COM 294348107 233 62,000 SH OTHER (11) 62,000 Equifax Inc COM 294429105 6294 233107 SH SOLE 233107
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Equinix Inc COM 29444U106 1 2100 SH SOLE 2100 Equitable Res Inc COM 294549100 1293 37700 SH SOLE 37700 Equity Inns Inc COM 294703103 22 2700 SH SOLE 2700 Equity Office Proper COM 294741103 17811 591744 SH SOLE 591744 Equity One COM 294752100 22 1600 SH SOLE 1600 Equity Residential P SH BEN INT 29476L107 11233 390729 SH SOLE 390729 Equity Residential P SH BEN INT 29476L107 216 7,500 SH OTHER (6) 7,500 Ericsson L M Tel Co ADR CL B SEK10 294821400 93 64366 SH SOLE 64366 Ericsson(Lm)Tel COM W26049119 2636 1742766 SH SOLE 1742766 Ericsson(Lm)Tel COM W26049119 3288 2,173,900 SH OTHER (3) 2,173,900 Erie Indty Co CL A 29530P102 1511 37300 SH SOLE 37300 Escalade Inc COM 296056104 34 1500 SH SOLE 1500 Esco Technologies In COM 296315104 1274 36400 SH SOLE 36400 Espeed Inc CL A 296643109 14 1300 SH SOLE 1300 Ess Technology Inc COM 269151106 295 16800 SH SOLE 16800 Essex Ppty Tr Inc COM 297178105 2691 49200 SH SOLE 49200 Esterline Technologi COM 297425100 1446 63700 SH SOLE 63700 Ethan Allen Interior COM 297602104 819 23500 SH SOLE 23500 Everest Re Group Ltd COM G3223R108 1343 24000 SH SOLE 24000 Evergreen Res Inc COM NO PAR 299900308 2202 51800 SH SOLE 51800 Evergreen Solar Inc COM 30033R108 1 1000 SH SOLE 1000 Exact Sciences Corp COM 30063P105 10 600 SH SOLE 600 Exar Corp COM 300645108 2319 117600 SH SOLE 117600 Excel Technology Inc COM 30067T103 13 600 SH SOLE 600 Excelon Corp COM 300691102 3 3653 SH SOLE 3653 Exe Technologies Inc COM 301504106 3 2600 SH SOLE 2600 Exelixis Inc COM 30161Q104 1142 151600 SH SOLE 151600 Exelon Corp COM 30161N101 24182 462368 SH SOLE 462368 Expedia Inc CL A 302125109 65 1100 SH SOLE 1100 Expeditors Intl Wash COM 302130109 1996 60200 SH SOLE 60200 Express Scripts Inc CL A 302182100 2320 46300 SH SOLE 46300 Expressjet Holdings COM 30218U108 39 3000 SH SOLE 3000 Extended Stay Amer I COM 30224P101 871 53700 SH SOLE 53700 Extensity Inc COM 302255104 2 1900 SH SOLE 1900 Extreme Networks Inc COM 30226D106 664 65800 SH SOLE 65800 Exult Inc Del COM 302284104 521 80200 SH SOLE 80200 Exxon Mobil Corp COM 30231G102 402660 9840180 SH SOLE 9840180 Exxon Mobil Corp COM 30231G102 1277 31,200 SH OTHER (5) 31,200 Exxon Mobil Corp COM 30231G102 213 5,200 SH OTHER (7) 5,200 Exxon Mobil Corp COM 30231G102 589 14,400 SH OTHER (7) 14,400
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Ezenia Inc COM 302311105 0 1000 SH SOLE 1000 F M C Corp COM NEW 302491303 555 18400 SH SOLE 18400 F5 Networks Inc COM 315616102 679 69400 SH SOLE 69400 Factory 2-U Inc COM 303072102 8 600 SH SOLE 600 Factset Resh Sys Inc COM 303075105 2709 91000 SH SOLE 91000 Fair Isaac & Co Inc COM 303250104 634 19275 SH SOLE 19275 Fairchild Corp CL A 303698104 10 3100 SH SOLE 3100 Fairchild Semiconduc CL A 303726103 1703 70100 SH SOLE 70100 Fairchild Semiconduc CL A 303726103 134 5,500 SH OTHER (6) 5,500 Fairmont Hotels Reso COM 305204109 193 7,500 SH OTHER (6) 7,500 Falcon Prods Inc COM 306075102 9 1500 SH SOLE 1500 Falconstor Software COM 306137100 494 116900 SH SOLE 116900 Family Dlr Stores In COM 307000109 8713 247190 SH SOLE 247190 Fannie Mae COM 313586109 107592 1458872 SH SOLE 1458872 Fannie Mae COM 313586109 317 4,300 SH OTHER (5) 4,300 Fannie Mae COM 313586109 66 900 SH OTHER (7) 900 Fannie Mae COM 313586109 192 2,600 SH OTHER (7) 2,600 Fanuc COM J13440102 1221 24300 SH SOLE 24300 Fastenal Co COM 311900104 1710 44400 SH SOLE 44400 Fbl Finl Group Inc CL A 30239F106 1566 70690 SH SOLE 70690 Fedders Corp COM 313135501 14 5510 SH SOLE 5510 Federal Realty Invt SH BEN INT NEW 313747206 3067 110700 SH SOLE 110700 Federal Screw Wks COM 313819104 27 700 SH SOLE 700 Federal Signal Corp COM 313855108 2978 124100 SH SOLE 124100 Federated Dept Store COM 31410H101 13083 329546 SH SOLE 329546 Federated Dept Store COM 31410H101 159 4,000 SH OTHER (6) 4,000 Federated Invs Inc P CL B 314211103 2330 67400 SH SOLE 67400 Fedex Corp COM 31428X106 25211 472125 SH SOLE 472125 Fedex Corp COM 31428X106 240 4,500 SH OTHER (5) 4,500 Fei Co COM 30241L109 2162 88200 SH SOLE 88200 Felcor Lodging Tr In COM 31430F101 2653 144600 SH SOLE 144600 Ferro Corp COM 315405100 3172 105200 SH SOLE 105200 Fiat Spa COM T42084136 710 56599 SH SOLE 56599 Fibermark Inc COM 315646109 9 1100 SH SOLE 1100 Fidelity Bankshares COM 31604Q107 43 1933 SH SOLE 1933 Fidelity Nat Finl Co COM 316326107 1993 63079 SH SOLE 63079 Fidelity Nat Finl Co COM 316326107 281 8,900 SH OTHER (5) 8,900 Fidelity National So COM 31620P109 26 1100 SH SOLE 1100 Fifth Third Bancorp COM 316773100 55181 827923 SH SOLE 827923 Filenet Corp COM 316869106 1383 95400 SH SOLE 95400
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Filenet Corp COM 316869106 152 10,500 SH OTHER (6) 10,500 Filenet Corp COM 316869106 315 21,700 SH OTHER (13) 21,700 Financial Fed Corp COM 317492106 1546 46700 SH SOLE 46700 Financial Inds Corp COM 317574101 13 700 SH SOLE 700 Finisar COM 31787A101 268 113000 SH SOLE 113000 Finish Line Inc CL A 317923100 32 1800 SH SOLE 1800 First Amern Finl Cor COM 318522307 1447 62900 SH SOLE 62900 First Bancorp P R COM 318672102 2752 73000 SH SOLE 73000 First Busey Corp COM 319383105 22 1000 SH SOLE 1000 First Charter Corp COM 319439105 1539 85100 SH SOLE 85100 First Citizens Bancs CL A 31946M103 3285 29700 SH SOLE 29700 First Comwlth Finl P COM 319829107 2154 159700 SH SOLE 159700 First Consulting Gro COM 31986R103 541 62900 SH SOLE 62900 First Data Corp COM 319963104 43225 1161968 SH SOLE 1161968 First Energy Corp COM 337932107 14281 427822 SH SOLE 427822 First Essex Bancorp COM 320103104 24 700 SH SOLE 700 First Fed Cap Corp COM 319960100 33 1500 SH SOLE 1500 First Financial Hldg COM 320239106 46 1400 SH SOLE 1400 First Finl Bancorp COM 320209109 2465 125969 SH SOLE 125969 First Finl Bankshare COM 32020R109 1386 33125 SH SOLE 33125 First Finl Corp Ind COM 320218100 15 300 SH SOLE 300 First Health Group C COM 320960107 1621 57800 SH SOLE 57800 First Horizon Pharma COM 32051K106 1988 96100 SH SOLE 96100 First Horizon Pharma COM 32051K106 308 14,900 SH OTHER (13) 14,900 First Ind Corp COM 32054R108 30 1375 SH SOLE 1375 First Industrial Rea REIT 32054K103 3561 108400 SH SOLE 108400 First Merchants Corp COM 320817109 28 945 SH SOLE 945 First Midwest Bancor COM 320867104 787 28325 SH SOLE 28325 First Niagara Finl G COM 33582U100 33 1200 SH SOLE 1200 First Pl Finl Corp COM 33610T109 28 1400 SH SOLE 1400 First Rep Bk San Fra COM 336158100 149 5400 SH SOLE 5400 First Sentinel Banco COM 33640T103 1185 86091 SH SOLE 86091 First Tenn Natl Corp COM 337162101 7063 184400 SH SOLE 184400 First Tenn Natl Corp COM 337162101 253 6,600 SH OTHER (5) 6,600 First Utd Corp COM 33741H107 39 2200 SH SOLE 2200 First Va Bankshares COM 337477103 1497 27925 SH SOLE 27925 First Virtual Commun COM 337484109 1 1200 SH SOLE 1200 Firstfed Amer Bancor COM 337929103 24 1000 SH SOLE 1000 Firstfed Finl Corp D COM 337907109 1554 53600 SH SOLE 53600 Firstmerit Corp COM 337915102 1360 49300 SH SOLE 49300
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Fischer Imaging Corp COM 337719108 4 500 SH SOLE 500 Fiserv Inc COM 337738108 9947 270953 SH SOLE 270953 Fisher Scientific In COM NEW 338032204 2279 81400 SH SOLE 81400 Five Star Quality Ca COM 33832D106 1 135 SH SOLE 135 Fki COM G35280109 1365 571,300 SH OTHER (3) 571,300 Flagstar Bancorp Inc COM 337930101 1990 86150 SH SOLE 86150 Fleetboston Finl Cor COM 339030108 48496 1499108 SH SOLE 1499108 Fleetwood Enterprise COM 339099103 923 106100 SH SOLE 106100 Fleming Cos Inc COM 339130106 2844 156700 SH SOLE 156700 Fleming Cos Inc COM 339130106 281 15,500 SH OTHER (11) 15,500 Flexsteel Inds Inc COM 339382103 9 600 SH SOLE 600 Flir Sys Inc COM 302445101 1973 47000 SH SOLE 47000 Flir Sys Inc COM 302445101 281 6,700 SH OTHER (13) 6,700 Florida East Coast R CL A 340632108 2505 99000 SH SOLE 99000 Florida Pub Utils Co COM 341135101 15 800 SH SOLE 800 Florida Rock Inds In COM 341140101 3056 85350 SH SOLE 85350 Flow Intl Corp COM 343468104 28 4200 SH SOLE 4200 Flowers Foods Inc COM 343498101 2112 81710 SH SOLE 81710 Flowserve Corp COM 34354P105 4298 144234 SH SOLE 144234 Fluor Corp COM 343412102 4421 113502 SH SOLE 113502 Fluor Corp COM 343412102 214 5,500 SH OTHER (6) 5,500 Flushing Finl Corp COM 343873105 25 1200 SH SOLE 1200 Fmc Technologies Inc COM 30249U101 95 4591 SH SOLE 4591 Fnb Corp COM 302520101 3359 122332 SH SOLE 122332 Foamex Intl Inc COM 344123104 29 2600 SH SOLE 2600 Fomento Economico Me SPON ADR UNITS 344419106 2687 17,100 SH OTHER (2) 17,100 Foot Locker Inc COM 344849104 1169 80900 SH SOLE 80900 Foot Locker Inc COM 344849104 202 14,000 SH OTHER (6) 14,000 Footstar Inc COM 344912100 1485 60700 SH SOLE 60700 Ford Mtr Co Del COM PAR 345370860 41642 2602597 SH SOLE 2602597 Forest City Enterpri CL A 345550107 1044 30050 SH SOLE 30050 Forest Labs Inc COM 345838106 17914 253020 SH SOLE 253020 Forest Labs Inc COM 345838106 92 1,300 SH OTHER (7) 1,300 Forest Labs Inc COM 345838106 248 3,500 SH OTHER (7) 3,500 Forest Oil Corp COM PAR 346091705 840 29550 SH SOLE 29550 Forest Oil Corp COM PAR 346091705 313 11,000 SH OTHER (11) 11,000 Forrester Resh Inc COM 346563109 1238 63800 SH SOLE 63800 Fortune Brands Inc COM 349631101 14064 251141 SH SOLE 251141 Forward Air Corp COM 349853101 1960 59800 SH SOLE 59800 Forzani Group Ltd COM 349907105 675 43,900 SH OTHER (1) 43,900
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Fossil Inc COM 349882100 2546 123825 SH SOLE 123825 Foster Wheeler Ltd COM G36535105 4 2500 SH SOLE 2500 Fosters Group COM 350258109 239 90,300 SH OTHER (2) 90,300 Foundry Networks Inc COM 35063R100 2288 325400 SH SOLE 325400 Fox Entmt Group Inc CL A 35138T107 4532 208350 SH SOLE 208350 Fox Entmt Group Inc CL A 35138T107 1177 54,100 SH OTHER (10) 54,100 Fpic Ins Group Inc COM 302563101 6 400 SH SOLE 400 Fpl Group Inc COM 302571104 15141 252398 SH SOLE 252398 Franklin Covey Co COM 353469109 29 10100 SH SOLE 10100 Franklin Elec Inc COM 353514102 1341 28500 SH SOLE 28500 Franklin Finl Corp T COM NEW 353523202 18 700 SH SOLE 700 Franklin Res Inc COM 354613101 16134 378388 SH SOLE 378388 Franklin Res Inc COM 354613101 128 3,000 SH OTHER (6) 3,000 Freddie Mac COM 313400301 62779 1025802 SH SOLE 1025802 Freddie Mac COM 313400301 367 6,000 SH OTHER (5) 6,000 Freddie Mac COM 313400301 438 7,150 SH OTHER (7) 7,150 Freddie Mac COM 313400301 1218 19,900 SH OTHER (7) 19,900 Freds Inc CL A 356108100 2601 70725 SH SOLE 70725 Freemarkets Inc COM 356602102 1772 125400 SH SOLE 125400 Freeport-Mcmoran Cop CL B 35671D857 3606 202009 SH SOLE 202009 Fremont Gen Corp COM 357288109 902 215700 SH SOLE 215700 Fremont Gen Corp COM 357288109 121 29,000 SH OTHER (11) 29,000 Frequency Electrs In COM 358010106 5 500 SH SOLE 500 Fresh Brands Inc COM 35803U108 30 1800 SH SOLE 1800 Fresh Del Monte Prod ORD G36738105 3720 148800 SH SOLE 148800 Fresh Del Monte Prod ORD G36738105 213 8,500 SH OTHER (5) 8,500 Fresh Del Monte Prod ORD G36738105 788 31,500 SH OTHER (13) 31,500 Friede Goldman Inter COM 358430106 0 1855 SH SOLE 1855 Friedman Billings Ra CL A 358433100 19 1500 SH SOLE 1500 Frontier Airlines In COM 359065109 638 78450 SH SOLE 78450 Frontier Finl Corp W COM 35907K105 1547 52700 SH SOLE 52700 Frontier Oil Corp COM 35914P105 1262 71700 SH SOLE 71700 Fsi Intl Inc COM 302633102 10 1300 SH SOLE 1300 Fsi Intl Inc COM 302633102 261 35,000 SH OTHER (11) 35,000 Fti Consulting Inc COM 302941109 1922 54900 SH SOLE 54900 Fuelcell Energy Inc COM 35952H106 1079 104900 SH SOLE 104900 Fuji Photo Film Co COM J15036122 3390 105000 SH SOLE 105000 Fujisawa Pharm Co COM J15162118 1413 59000 SH SOLE 59000 Fujitsu COM J15708159 2644 379000 SH SOLE 379000 Fuller H B Co COM 359694106 2285 78000 SH SOLE 78000
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Fulton Finl Corp Pa COM 360271100 1143 60355 SH SOLE 60355 Furniture Brands Int COM 360921100 953 31500 SH SOLE 31500 Furukawa Electric COM J16464117 433 113000 SH SOLE 113000 G & K Svcs Inc CL A 361268105 2001 58450 SH SOLE 58450 Ga Finl Inc COM 361437106 21 1100 SH SOLE 1100 Gabelli Asset Mgmt I CL A 36239Y102 26 700 SH SOLE 700 Gables Residential T SH BEN INT 362418105 2152 67400 SH SOLE 67400 Gadzoox Networks Inc COM 362555104 0 600 SH SOLE 600 Gallagher Arthur J & COM 363576109 1726 49800 SH SOLE 49800 Gamestop Corp CL A 36466R101 10 500 SH SOLE 500 Gannett Inc COM 364730101 29614 390169 SH SOLE 390169 Gannett Inc COM 364730101 121 1,600 SH OTHER (7) 1,600 Gannett Inc COM 364730101 349 4,600 SH OTHER (7) 4,600 Gap Inc COM 364760108 17251 1214859 SH SOLE 1214859 Gap Inc COM 364760108 1718 121,000 SH OTHER (3) 121,000 Garden Fresh Restaur COM 365235100 20 1700 SH SOLE 1700 Gardner Denver Machy COM 365558105 916 45800 SH SOLE 45800 Gardner Denver Machy COM 365558105 280 14,000 SH OTHER (11) 14,000 Gartner Group Inc Ne CL B 366651206 2179 231851 SH SOLE 231851 Gateway Inc COM 367626108 1980 445937 SH SOLE 445937 Gatx Corp COM 361448103 846 28100 SH SOLE 28100 Gaylord Entmt Co New COM 367905106 2018 91500 SH SOLE 91500 Gbc Bancorp Calif COM 361475106 967 33400 SH SOLE 33400 Geest COM G37800102 215 25,400 SH OTHER (1) 25,400 Gehl Co COM 368483103 4 300 SH SOLE 300 Gemstar-Tv Guide Int COM 36866W106 98 18160 SH SOLE 18160 Genaissance Pharmace COM 36867W105 2 1800 SH SOLE 1800 Gencorp Inc COM 368682100 1852 129500 SH SOLE 129500 Gencorp Inc COM 368682100 286 20,000 SH OTHER (11) 20,000 Gene Logic Inc COM 368689105 1030 73600 SH SOLE 73600 Genelabs Technologie COM 368706107 2 800 SH SOLE 800 Genencor Intl Inc COM 368709101 75 7700 SH SOLE 7700 Genentech Inc COM NEW 368710406 325 9700 SH SOLE 9700 General Binding Corp COM 369154109 8 500 SH SOLE 500 General Cable Corp D COM 369300108 572 90800 SH SOLE 90800 General Communicatio CL A 369385109 13 1900 SH SOLE 1900 General Dynamics Cor COM 369550108 30669 288382 SH SOLE 288382 General Elec Co COM 369604103 409336 14090755 SH SOLE 14090755 General Elec Co COM 369604103 283 9,750 SH OTHER (7) 9,750 General Elec Co COM 369604103 796 27,400 SH OTHER (7) 27,400
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- General Growth Pptys REIT 370021107 1831 35900 SH SOLE 35900 General Mls Inc COM 370334104 22788 516980 SH SOLE 516980 General Mtrs Corp COM 370442105 42653 797998 SH SOLE 797998 General Mtrs Corp COM 370442105 481 9,000 SH OTHER (5) 9,000 General Mtrs H CL H NEW 370442832 5433 522376 SH SOLE 522376 Genesco Inc COM 371532102 1485 61000 SH SOLE 61000 Genesco Inc COM 371532102 562 23,100 SH OTHER (13) 23,100 Genesee & Wyo Inc CL A 371559105 37 1650 SH SOLE 1650 Genesis Health Ventu COM 37183F107 181 9000 SH SOLE 9000 Genlyte Group Inc COM 372302109 1552 38200 SH SOLE 38200 Genome Therapeutics COM 372430108 5 2100 SH SOLE 2100 Genta Inc COM NEW 37245M207 1486 179300 SH SOLE 179300 Gentex Corp COM 371901109 1170 42600 SH SOLE 42600 Gentiva Health Servi COM 37247A102 651 72450 SH SOLE 72450 Genuine Parts Co COM 372460105 8716 249965 SH SOLE 249965 Genuity Inc COM 37248E202 1 280 SH SOLE 280 Genus Inc COM 372461103 1 500 SH SOLE 500 Genzyme Corp COM GENL DIV 372917104 5915 307443 SH SOLE 307443 Genzyme Corp COM GENL DIV 372917104 786 40,875 SH OTHER (10) 40,875 Georgia Gulf Corp COM PAR 373200203 2279 86200 SH SOLE 86200 Georgia Pac Corp COM GA PAC GRP 373298108 8093 329251 SH SOLE 329251 Geoworks COM 373692102 0 800 SH SOLE 800 Gerber Scientific In COM 373730100 37 10600 SH SOLE 10600 Geron Corp COM 374163103 5 1000 SH SOLE 1000 Getty Images Inc COM 374276103 3159 145100 SH SOLE 145100 Getty Rlty Corp New COM 374297109 1203 59400 SH SOLE 59400 Gf Bbva Bancomer COM P4949K138 540 660,000 SH OTHER (4) 660,000 Gibraltar Stl Corp COM 37476F103 27 1200 SH SOLE 1200 Gilead Sciences Inc COM 375558103 3760 114360 SH SOLE 114360 Gillette Company COM 375766102 50459 1489787 SH SOLE 1489787 Giordano Intl Ltd COM Y27092108 2036 3,308,000 SH OTHER (3) 3,308,000 Glacier Bancorp Inc COM 37637Q105 1149 46900 SH SOLE 46900 Glatfelter P H Co COM 377316104 2228 118500 SH SOLE 118500 Glaxosmithkline COM G39088102 31590 1461529 SH SOLE 1461529 Glaxosmithkline COM G39088102 3843 177,800 SH OTHER (3) 177,800 Glenayre Technologie COM 377899109 3 2300 SH SOLE 2300 Glenborough Rlty Tr COM 37803P105 1813 76500 SH SOLE 76500 Glimcher Rlty Tr SH BEN INT 379302102 1578 85300 SH SOLE 85300 Global Imaging Syste COM 37934A100 47 2500 SH SOLE 2500 Global Inds Ltd COM 379336100 1932 276400 SH SOLE 276400
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Global Inds Ltd COM 379336100 728 104,200 SH OTHER (12) 104,200 Global Pmts Inc COM 37940X102 631 21220 SH SOLE 21220 Global Power Equipme COM 37941P108 10 1000 SH SOLE 1000 Global Power Equipme COM 37941P108 99 10,000 SH OTHER (6) 10,000 Globalsantafe Corp SHS G3930E101 3841 140426 SH SOLE 140426 Globecomm Systems In COM 37956X103 2 500 SH SOLE 500 Globespan Virata Inc COM 37957V106 311 80456 SH SOLE 80456 Globespan Virata Inc COM 37957V106 232 60,000 SH OTHER (11) 60,000 Goamerica Inc COM 38020R106 1 1800 SH SOLE 1800 Gold Banc Corp Inc COM 379907108 15 1400 SH SOLE 1400 Golden Cycle Gold Co COM 380894105 7 600 SH SOLE 600 Golden St Bancorp In COM 381197102 2973 82000 SH SOLE 82000 Golden Telecom Inc COM 38122G107 630 35,790 SH OTHER (1) 35,790 Golden West Finl Del COM 381317106 15166 220505 SH SOLE 220505 Goldman Sachs Group COM 38141G104 9119 124320 SH SOLE 124320 Goldman Sachs Group COM 38141G104 348 4,750 SH OTHER (7) 4,750 Goldman Sachs Group COM 38141G104 968 13,200 SH OTHER (7) 13,200 Goldman Sachs Group COM 38141G104 1115 15,200 SH OTHER (10) 15,200 Golf Tr Amer Inc COM 38168B103 8 2400 SH SOLE 2400 Goodrich B F Co COM 382388106 4006 146635 SH SOLE 146635 Goodyear Tire & Rubr COM 382550101 4299 229781 SH SOLE 229781 Goodys Family Clothi COM 382588101 112 9700 SH SOLE 9700 Goodys Family Clothi COM 382588101 167 14,500 SH OTHER (13) 14,500 Gorman Rupp Co COM 383082104 25 800 SH SOLE 800 Gp Strategies Corp COM 36225V104 7 1500 SH SOLE 1500 Gpo Modelo Sa De C COM P4833F104 210 89,200 SH OTHER (2) 89,200 Graco Inc COM 384109104 3194 127057 SH SOLE 127057 Graftech Intl Ltd COM 384313102 1876 152500 SH SOLE 152500 Grainger W W Inc COM 384802104 6964 138999 SH SOLE 138999 Granada COM G40516117 1060 623787 SH SOLE 623787 Granada COM G40516117 629 369,800 SH OTHER (2) 369,800 Granite Constr Inc COM 387328107 2884 113975 SH SOLE 113975 Granite St Bankshare COM 387472103 23 700 SH SOLE 700 Grant Prideco Inc COM 38821G101 847 62300 SH SOLE 62300 Gray Communication COM 389190109 33 1800 SH SOLE 1800 Gray Communications CL B 389190208 15 1100 SH SOLE 1100 Great Amern Finl Res COM 389915109 2259 117050 SH SOLE 117050 Great Atl & Pac Tea COM 390064103 2198 117600 SH SOLE 117600 Great Lakes Chem Cor COM 390568103 4679 176637 SH SOLE 176637 Great Plains Energy COM 391164100 737 36200 SH SOLE 36200
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Great Southn Bancorp COM 390905107 28 700 SH SOLE 700 Great Univ Stores COM G40768106 2082 226749 SH SOLE 226749 Greater Bay Bancorp COM 391648102 911 29606 SH SOLE 29606 Green Mountain Pwr COM 393154109 33 1800 SH SOLE 1800 Green Mtn Coffee Inc COM 393122106 19 900 SH SOLE 900 Greenbrier Cos Inc COM 393657101 12 1600 SH SOLE 1600 Greenpoint Finl Corp COM 395384100 3034 61800 SH SOLE 61800 Greenpoint Finl Corp COM 395384100 304 6,200 SH OTHER (5) 6,200 Greif Bros Corp CL A 397624107 2082 62400 SH SOLE 62400 Grey Global Group In COM 39787M108 2760 4000 SH SOLE 4000 Grey Wolf Inc COM 397888108 2016 492900 SH SOLE 492900 Griffin Ld & Nurseri CL A 398231100 4 300 SH SOLE 300 Griffon Corp COM 398433102 1804 99690 SH SOLE 99690 Group 1 Automotive I COM 398905109 2674 70100 SH SOLE 70100 Grupo Televisa Sa De SP ADR REP ORD 40049J206 2041 6,000 SH OTHER (2) 6,000 Grupo Televisa Sa De SP ADR REP ORD 40049J206 2041 48,600 SH OTHER (3) 48,600 Gsi Commerce Inc COM 36238G102 11 1500 SH SOLE 1500 Gsi Lumonics Inc COM 36229U102 235 30,500 SH OTHER (11) 30,500 Gtc Biotherapeutics COM 36238T104 2 1800 SH SOLE 1800 Gtech Hldgs Corp COM 400518106 873 34200 SH SOLE 34200 Gtech Hldgs Corp COM 400518106 250 9,800 SH OTHER (5) 9,800 Guess Inc COM 401617105 19 2700 SH SOLE 2700 Guidant Corp COM 401698105 13113 433762 SH SOLE 433762 Guidant Corp COM 401698105 29 950 SH OTHER (7) 950 Guidant Corp COM 401698105 80 2,650 SH OTHER (7) 2,650 Guidant Corp COM 401698105 2116 70,000 SH OTHER (3) 70,000 Guilford Pharmaceuti COM 401829106 587 77900 SH SOLE 77900 Guitar Ctr Mgmt Inc COM 402040109 32 1700 SH SOLE 1700 Gulf Island Fabricat COM 402307102 33 1800 SH SOLE 1800 Gulfmark Offshore In COM 402629109 33 800 SH SOLE 800 Gymboree Corp COM 403777105 1269 79200 SH SOLE 79200 H Power Corp COM 40427A108 2 2100 SH SOLE 2100 Haemonetics Corp COM 405024100 2132 73000 SH SOLE 73000 Haggar Corp COM 405173105 47 2900 SH SOLE 2900 Hain Celestial Group COM 405217100 1865 100806 SH SOLE 100806 Hain Celestial Group COM 405217100 751 40,600 SH OTHER (9) 40,600 Hain Celestial Group COM 405217100 366 19,800 SH OTHER (9) 19,800 Hall Kinion Associat COM 406069104 7 900 SH SOLE 900 Halliburton Co COM 406216101 9821 616114 SH SOLE 616114 Hampshire Group Ltd COM 408859106 23 1000 SH SOLE 1000
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Hancock Fabrics Inc COM 409900107 46 2500 SH SOLE 2500 Hancock Hldg Co COM 410120109 1890 28045 SH SOLE 28045 Hancock John Finl Sv COM 41014S106 15216 432273 SH SOLE 432273 Hancock John Finl Sv COM 41014S106 225 6,400 SH OTHER (5) 6,400 Handleman Co Del COM 410252100 1069 73700 SH SOLE 73700 Handspring Inc COM 410293104 659 378900 SH SOLE 378900 Hang Seng Bank COM Y30327103 1845 172300 SH SOLE 172300 Hanover Compressor C COM 410768105 500 37000 SH SOLE 37000 Hanson COM G42840127 1183 165716 SH SOLE 165716 Harbor Fla Bancshare COM 411901101 1392 66900 SH SOLE 66900 Harbor Global Compan COM G4285W100 1 160 SH SOLE 160 Hardinge Inc COM 412324303 18 1800 SH SOLE 1800 Harland John H Co COM 412693103 2284 81000 SH SOLE 81000 Harley Davidson Inc COM 412822108 22940 447433 SH SOLE 447433 Harleysville Group I COM 412824104 2237 80700 SH SOLE 80700 Harleysville Natl Pa COM 412850109 1376 50940 SH SOLE 50940 Harman Intl Inds Inc COM 413086109 921 18700 SH SOLE 18700 Harmonic Lightwaves COM 413160102 592 161707 SH SOLE 161707 Harrahs Entmt Inc COM 413619107 8058 181697 SH SOLE 181697 Harrahs Entmt Inc COM 413619107 8058 181697 SH SOLE 181697 Harris Corp Del COM 413875105 1388 38300 SH SOLE 38300 Harris Interactive I COM 414549105 204 60,500 SH OTHER (11) 60,500 Harsco Corp COM 415864107 874 23300 SH SOLE 23300 Harte-Hanks Inc COM 416196103 1147 55800 SH SOLE 55800 Hartford Finl Svcs G COM 416515104 22127 372067 SH SOLE 372067 Hartmarx Corp COM 417119104 200 80,000 SH OTHER (11) 80,000 Harvard Bioscience I COM 416906105 3 500 SH SOLE 500 Hasbro Bradley Inc COM 418056107 3305 243724 SH SOLE 243724 Havas Advertising SPONSORED ADR 419313101 17 2742 SH SOLE 2742 Haverty Furniture In COM 419596101 160 8100 SH SOLE 8100 Hawaiian Elec Indust COM 419870100 991 23300 SH SOLE 23300 Hawk Corp CL A 420089104 6 1800 SH SOLE 1800 Hawkins Inc COM 420261109 18 1900 SH SOLE 1900 Hawthorne Finl Corp COM 420542102 23 700 SH SOLE 700 Hays COM G4361D109 880 374698 SH SOLE 374698 Hca Inc. COM 404119109 35026 737394 SH SOLE 737394 Hca Inc. COM 404119109 93 1,950 SH OTHER (7) 1,950 Hca Inc. COM 404119109 259 5,450 SH OTHER (7) 5,450 Hcc Ins Hldgs Inc COM 404132102 914 34700 SH SOLE 34700 Headwaters Inc COM 42210P102 19 1200 SH SOLE 1200
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Health Care Group In COM 421906108 39 2500 SH SOLE 2500 Health Care Ppty Inv COM 421915109 1382 32224 SH SOLE 32224 Health Care Reit Inc COM 42217K106 3010 100500 SH SOLE 100500 Health Mgmt Assoc In CL A 421933102 6880 341457 SH SOLE 341457 Health Mgmt Assoc In CL A 421933102 1737 86,200 SH OTHER (10) 86,200 Health Net Inc. COM 42222G108 1984 74100 SH SOLE 74100 Health Net Inc. COM 42222G108 506 18,900 SH OTHER (9) 18,900 Health Net Inc. COM 42222G108 193 7,200 SH OTHER (9) 7,200 Healthcare Rlty Tr COM 421946104 3642 113800 SH SOLE 113800 Healthextras Inc COM 422211102 10 1900 SH SOLE 1900 Healthsouth Corp COM 421924101 7456 582918 SH SOLE 582918 Healthsouth Corp COM 421924101 537 42,000 SH OTHER (13) 42,000 Healthtronics Inc COM 42222L107 44 2500 SH SOLE 2500 Hearst-Argyle Televi COM 422317107 1351 59900 SH SOLE 59900 Heartland Express In COM 422347104 3304 138072 SH SOLE 138072 Heico Corp New CL A 422806208 25 2260 SH SOLE 2260 Heico Corp New COM 422806109 7 500 SH SOLE 500 Heidrick & Struggles COM 422819102 130 6500 SH SOLE 6500 Heineken Nv COM N39427112 1938 44164 SH SOLE 44164 Heinz H J Co COM 423074103 20380 495871 SH SOLE 495871 Helen Of Troy Corp L COM G4388N106 908 78000 SH SOLE 78000 Helix Technology Cor COM 423319102 1417 68800 SH SOLE 68800 Helmerich & Payne In COM 423452101 1054 29500 SH SOLE 29500 Helmerich & Payne In COM 423452101 214 6,000 SH OTHER (6) 6,000 Henkel Kgaa COM D32051126 663 9,500 SH OTHER (2) 9,500 Henry Jack & Assoc I COM 426281101 851 51000 SH SOLE 51000 Hercules Inc COM 427056106 4443 383003 SH SOLE 383003 Hercules Inc COM 427056106 128 11,000 SH OTHER (6) 11,000 Heritage Finl Corp W COM 42722X106 11 700 SH SOLE 700 Herley Inds Inc COM 427398102 11 500 SH SOLE 500 Hershey Foods Corp COM 427866108 11966 191453 SH SOLE 191453 Hewlett Packard Co COM 428236103 66417 4346630 SH SOLE 4346630 Hexcel Corp New COM 428291108 9 2000 SH SOLE 2000 Hi / Fn Inc COM 428358105 5 800 SH SOLE 800 Hibbett Sporting Goo COM 428565105 27 1050 SH SOLE 1050 Hibernia Corp CL A 428656102 1838 92900 SH SOLE 92900 Hickory Tech Corp COM 429060106 17 1100 SH SOLE 1100 Highwoods Pptys Inc COM 431284108 798 30700 SH SOLE 30700 Hilb Rogal & Hamilto COM 431294107 3548 78400 SH SOLE 78400 Hilfiger Tommy Corp ORD G8915Z102 223 15,600 SH OTHER (5) 15,600
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Hillenbrand Inds Inc COM 431573104 2038 36300 SH SOLE 36300 Hilton Group COM G53368117 1218 350064 SH SOLE 350064 Hilton Hotels Corp COM 432848109 7315 526290 SH SOLE 526290 Hispanic Broadcastin CL A 43357B104 1636 62700 SH SOLE 62700 Hi-Tech Pharmacal In COM 42840B101 5 500 SH SOLE 500 Hnc Software Inc COM 40425P107 1775 106300 SH SOLE 106300 Holcim COM H36954131 1567 6828 SH SOLE 6828 Hollinger Intl Inc CL A 435569108 744 62000 SH SOLE 62000 Holly Corp COM PAR 435758305 34 2000 SH SOLE 2000 Hollywood Casino Cor CL A 436132203 12 1100 SH SOLE 1100 Hollywood Entmt Corp COM 436141105 3383 163600 SH SOLE 163600 Hollywood Media Corp COM 436233100 2 1100 SH SOLE 1100 Hologic Inc COM 436440101 120 8300 SH SOLE 8300 Home Depot Inc COM 437076102 123119 3352008 SH SOLE 3352008 Home Depot Inc COM 437076102 301 8,200 SH OTHER (7) 8,200 Home Depot Inc COM 437076102 837 22,800 SH OTHER (7) 22,800 Home Pptys N Y Inc COM 437306103 2720 71700 SH SOLE 71700 Home Pptys N Y Inc COM 437306103 247 6,500 SH OTHER (6) 6,500 Homestore Com Inc COM 437852106 6 4200 SH SOLE 4200 Hon Inds Inc COM 438092108 1633 60000 SH SOLE 60000 Honda Motor Co COM J22302111 5584 137700 SH SOLE 137700 Honda Motor Co COM J22302111 1277 31,500 SH OTHER (2) 31,500 Honeywell Intl Inc COM 438516106 41860 1188190 SH SOLE 1188190 Honeywell Intl Inc COM 438516106 187 5,300 SH OTHER (5) 5,300 Hong Kong Electric COM Y33549117 1296 346756 SH SOLE 346756 Hongkong&China Gas COM 438550105 1130 851400 SH SOLE 851400 Hooper Holmes Inc COM 439104100 1385 173100 SH SOLE 173100 Horace Mann Educator COM 440327104 2054 110000 SH SOLE 110000 Horace Mann Educator COM 440327104 261 14,000 SH OTHER (11) 14,000 Horizon Finl Corp Wa COM 44041F105 25 1725 SH SOLE 1725 Horizon Offshore Inc COM 44043J105 3 300 SH SOLE 300 Horizon Organic Hold COM 44043T103 18 1000 SH SOLE 1000 Hormel Geo A & Co COM 440452100 1939 81000 SH SOLE 81000 Hospitality Pptys Tr COM SH BEN INT 44106M102 1296 35500 SH SOLE 35500 Host Marriott Corp N COM 44107P104 1723 152500 SH SOLE 152500 Hot Topic Inc COM 441339108 2256 84449 SH SOLE 84449 Hotels Com COM 44147T108 76 1800 SH SOLE 1800 Household Intl Corp COM 441815107 32923 662433 SH SOLE 662433 Household Intl Corp COM 441815107 388 7,800 SH OTHER (5) 7,800 Houston Expl Co COM 442120101 2491 85900 SH SOLE 85900
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Hovnanian Enterprise CL A 442487203 2343 65300 SH SOLE 65300 Hovnanian Enterprise CL A 442487203 531 14,800 SH OTHER (13) 14,800 Howell Corp COM 443051107 17 1276 SH SOLE 1276 Hoya Corp COM J22848105 1717 23600 SH SOLE 23600 Hrpt Pptys Tr COM SH BEN INT 40426W101 3157 356700 SH SOLE 356700 Hub Group Inc CL A 443320106 9 1000 SH SOLE 1000 Hubbell Harvey Inc CL B 443510201 1169 34238 SH SOLE 34238 Hudson City Bancorp COM 443683107 2400 120600 SH SOLE 120600 Hudson Riv Bancorp I COM 444128102 1188 44000 SH SOLE 44000 Hudson United Bancor COM 444165104 772 27040 SH SOLE 27040 Huffy Corp COM 444356109 29 3400 SH SOLE 3400 Hughes Supply Inc COM 444482103 3257 72550 SH SOLE 72550 Hugoton Rty Tr Tex UNIT BEN INT 444717102 14 1300 SH SOLE 1300 Human Genome Science COM 444903108 988 73700 SH SOLE 73700 Humana Inc COM 444859102 4918 314643 SH SOLE 314643 Humana Inc COM 444859102 930 59,500 SH OTHER (12) 59,500 Hunt J B Trans Svcs COM 445658107 2951 99950 SH SOLE 99950 Hunter Douglas Nv COM N43254106 3769 122,300 SH OTHER (3) 122,300 Huntington Bancshare COM 446150104 7022 361570 SH SOLE 361570 Hutchinson Technolog COM 448407106 1225 78300 SH SOLE 78300 Hutchison Whampoa COM Y38024108 3770 504800 SH SOLE 504800 Huttig Bldg Prods In COM 448451104 4 811 SH SOLE 811 Hydril Co COM 448774109 19 700 SH SOLE 700 Hypercom Corp COM 44913M105 277 36,000 SH OTHER (11) 36,000 Hyperion Solutions C COM 44914M104 1648 90345 SH SOLE 90345 Hyperion Solutions C COM 44914M104 341 18,700 SH OTHER (13) 18,700 Hyseq Inc COM 449163302 2 900 SH SOLE 900 I D Systems Inc COM 449489103 2 500 SH SOLE 500 I2 Technologies Inc COM 465754109 417 281500 SH SOLE 281500 Iberdrola Sa COM E61641101 2666 183028 SH SOLE 183028 Iberiabank Corp COM 450828108 28 700 SH SOLE 700 Ibis Technology Corp COM 450909106 5 800 SH SOLE 800 Icn Pharmaceuticals COM 448924100 1256 51874 SH SOLE 51874 Icos Corp COM 449295104 583 34400 SH SOLE 34400 Ict Group Inc COM 44929Y101 9 500 SH SOLE 500 Icu Med Inc COM 44930G107 1163 37650 SH SOLE 37650 Idacorp Inc COM 451107106 604 21800 SH SOLE 21800 Idec Pharmaceuticals COM 449370105 3268 92200 SH SOLE 92200 Identix Inc COM 451906101 1645 225432 SH SOLE 225432 Idex Corp COM 45167R104 2865 85525 SH SOLE 85525
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Idexx Labs Inc COM 45168D104 2370 91900 SH SOLE 91900 Idt Corp COM 448947101 1196 70700 SH SOLE 70700 Idx Sys Corp COM 449491109 1025 78700 SH SOLE 78700 Igate Capital Corp COM 45169U105 6 1300 SH SOLE 1300 Igen Inc COM 449536101 1956 62100 SH SOLE 62100 Ihop Corp COM 449623107 1864 63300 SH SOLE 63300 Ii Vi Inc COM 902104108 18 1200 SH SOLE 1200 Ikon Office Solution COM 451713101 1015 107940 SH SOLE 107940 Ikon Office Solution COM 451713101 134 14,300 SH OTHER (5) 14,300 Ilex Oncology Inc COM 451923106 1229 87200 SH SOLE 87200 Illinois Tool Wks In COM 452308109 29796 436257 SH SOLE 436257 Illumina Inc COM 452327109 10 1500 SH SOLE 1500 Imagistics Internati COM 45247T104 153 7140 SH SOLE 7140 I-Many Inc COM 44973Q103 292 106400 SH SOLE 106400 Imation Corp COM 45245A107 2922 98200 SH SOLE 98200 Imc Fertilizer Group COM 449669100 815 65160 SH SOLE 65160 Imclone Sys Inc COM 45245W109 361 41519 SH SOLE 41519 Imco Recycling Inc COM 449681105 79 8000 SH SOLE 8000 Immersion Corp COM 452521107 1 800 SH SOLE 800 Immucor Inc COM 452526106 12 500 SH SOLE 500 Immunex Corp New COM 452528102 17103 765560 SH SOLE 765560 Immunogen Inc COM 45253H101 280 104100 SH SOLE 104100 Immunomedics Inc COM 452907108 703 134900 SH SOLE 134900 Impath Inc COM 45255G101 810 45100 SH SOLE 45100 Impax Laboratories I COM 45256B101 12 1600 SH SOLE 1600 Imperial Chem Inds COM G47012110 1305 268422 SH SOLE 268422 Imperial Chem Inds COM G47012110 690 141,900 SH OTHER (2) 141,900 Imperial Oil Ltd COM NEW 453038408 1303 41910 SH SOLE 41910 Implant Sciences Cor COM 45320R108 6 500 SH SOLE 500 Ims Health Inc COM 449934108 7492 417407 SH SOLE 417407 Inamed Corp COM 453235103 1507 56400 SH SOLE 56400 Inamed Corp COM 453235103 208 7,800 SH OTHER (13) 7,800 Inchcape COM G47320109 689 59,700 SH OTHER (1) 59,700 Inco Ltd COM 453258402 3450 152399 SH SOLE 152399 Incyte Pharmaceutica COM 45337C102 278 38200 SH SOLE 38200 Independence Cmnty B COM 453414104 1092 38000 SH SOLE 38000 Independent Bk Corp COM 453838104 30 945 SH SOLE 945 Independent Bk Cp Ma COM 453836108 23 1000 SH SOLE 1000 Independent News&M COM G47572105 1984 1,024,900 SH OTHER (3) 1,024,900 Indevus Pharmaceutic COM 454072109 142 122500 SH SOLE 122500
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Indymac Bancorp Inc. COM 456607100 796 35100 SH SOLE 35100 Indymac Bancorp Inc. COM 456607100 215 9,500 SH OTHER (5) 9,500 Inet Technologies In COM 45662V105 15 2200 SH SOLE 2200 Infocus Corp COM 45665B106 1243 105500 SH SOLE 105500 Infocus Corp COM 45665B106 106 9,000 SH OTHER (6) 9,000 Infogrames Inc COM 45665T107 4 1600 SH SOLE 1600 Infonet Svcs Corp CL B 45666T106 28 11200 SH SOLE 11200 Informatica Corp COM 45666Q102 1513 213400 SH SOLE 213400 Information Hldgs In COM 456727106 176 7200 SH SOLE 7200 Information Res Inc COM 456905108 107 11400 SH SOLE 11400 Informax Inc COM 45677N205 4 4700 SH SOLE 4700 Inforte Corp COM 45677R107 37 3700 SH SOLE 3700 Infospace Com Inc COM 45678T102 348 849220 SH SOLE 849220 Infosys Technologies SPONSORED ADR 456788108 445 8,700 SH OTHER (4) 8,700 Infousa Inc New COM 456818301 761 139100 SH SOLE 139100 Ingersoll-Rand Compa CL A G4776G101 11174 244714 SH SOLE 244714 Ingles Mkts Inc CL A 457030104 4 300 SH SOLE 300 Ingram Micro Inc CL A 457153104 1187 86300 SH SOLE 86300 Inhale Therapeutic S COM 457191104 1396 147100 SH SOLE 147100 Inktomi Corp COM 457277101 330 375300 SH SOLE 375300 Innkeepers Usa Tr COM 4576J0104 917 95700 SH SOLE 95700 Innodata Corp COM NEW 457642205 3 2400 SH SOLE 2400 Input/Output Inc COM 457652105 1407 156300 SH SOLE 156300 Input/Output Inc COM 457652105 752 83,500 SH OTHER (12) 83,500 Inrange Technologies CL B 45769V206 1066 224500 SH SOLE 224500 Insight Communicatio CL A 45768V108 1682 143400 SH SOLE 143400 Insight Enterprises COM 45765U103 2902 115200 SH SOLE 115200 Insignia Finl Group COM 45767A105 17 1700 SH SOLE 1700 Insituform Technolog COM 457667103 1540 72700 SH SOLE 72700 Inspire Pharmaceutic COM 457733103 261 67900 SH SOLE 67900 Instinet Group Inc COM 457750107 8 1200 SH SOLE 1200 Insurance Auto Aucti COM 457875102 70 3600 SH SOLE 3600 Integra Bk Corp COM 45814P105 1091 48695 SH SOLE 48695 Integra Lifesciences COM NEW 457985208 1605 73800 SH SOLE 73800 Integrated Circuit S COM 45811K208 775 38400 SH SOLE 38400 Integrated Defense T COM 45819B101 26 900 SH SOLE 900 Integrated Device Te COM 458118106 1090 60100 SH SOLE 60100 Integrated Electrica COM 45811E103 11 1800 SH SOLE 1800 Integrated Silicon S COM 45812P107 8 900 SH SOLE 900 Integrated Telecom E COM 45817U101 3 1800 SH SOLE 1800
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Intel Corp COM 458140100 178142 9750497 SH SOLE 9750497 Intel Corp COM 458140100 78 4,250 SH OTHER (7) 4,250 Intel Corp COM 458140100 214 11,700 SH OTHER (7) 11,700 Intel Corp COM 458140100 745 40,800 SH OTHER (10) 40,800 Intelidata Technolog COM 45814T107 1 900 SH SOLE 900 Intelli-Check Inc COM 45817G102 2 500 SH SOLE 500 Inter Parfums Inc COM 458334109 5 675 SH SOLE 675 Inter Tel Inc COM 458372109 1213 70900 SH SOLE 70900 Interactive Data Cor COM 45840J107 808 55500 SH SOLE 55500 Interactive Intellig COM 45839M103 3 1000 SH SOLE 1000 Intercept Inc COM 45845L107 1061 51200 SH SOLE 51200 Interchange Finl Svc COM 458447109 19 700 SH SOLE 700 Interdigital Communi COM 45866A105 1357 149900 SH SOLE 149900 Interface Flooring CL A 458665106 142 17600 SH SOLE 17600 Intergraph Corp COM 458683109 2382 136600 SH SOLE 136600 Interland Inc COM 458727104 16 5100 SH SOLE 5100 Intermagnetics Gen C COM 458771102 935 46285 SH SOLE 46285 Intermet Corp COM 45881K104 127 11800 SH SOLE 11800 Intermune Inc COM 45884X103 346 16400 SH SOLE 16400 Internap Network Svc COM 45885A102 1 4600 SH SOLE 4600 International Alum COM 458884103 10 500 SH SOLE 500 International Bncshr COM 459044103 3771 89283 SH SOLE 89283 International Bus Ma COM 459200101 176017 2444679 SH SOLE 2444679 International Flav&F COM 459506101 4403 135528 SH SOLE 135528 International Game COM 459902102 7389 130314 SH SOLE 130314 International Game COM 459902102 1701 30,000 SH OTHER (3) 30,000 International Multif COM 460043102 1490 57300 SH SOLE 57300 International Multif COM 460043102 296 11,400 SH OTHER (12) 11,400 International Paper COM 460146103 30340 696185 SH SOLE 696185 International Rectif COM 460254105 1067 36600 SH SOLE 36600 International Speedw CL A 460335201 1237 30845 SH SOLE 30845 Internet Cap Group I COM 46059C106 203 750100 SH SOLE 750100 Internet Sec Sys Inc COM 46060X107 365 27800 SH SOLE 27800 Interphase Corp COM 460593106 153 43,600 SH OTHER (11) 43,600 Interpool Inc COM 46062R108 21 1200 SH SOLE 1200 Interpublic Group Co COM 460690100 13235 534551 SH SOLE 534551 Interpublic Group Co COM 460690100 1733 70,000 SH OTHER (3) 70,000 Interpublic Group Co COM 460690100 545 22,000 SH OTHER (9) 22,000 Interpublic Group Co COM 460690100 206 8,300 SH OTHER (9) 8,300 Intersil Hldg Corp CL A 46069S109 1808 84564 SH SOLE 84564
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Interstate Bakeries COM 46072H108 3445 119300 SH SOLE 119300 Interstate Hotels Co COM 46088R108 0 90 SH SOLE 90 Intertan Inc COM 461120107 212 19,000 SH OTHER (11) 19,000 Intertrust Technolog COM 46113Q109 7 2200 SH SOLE 2200 Intervoice-Brite Inc COM 461142101 158 98278 SH SOLE 98278 Intervoice-Brite Inc COM 461142101 239 148,400 SH OTHER (12) 148,400 Interwoven Inc COM 46114T102 884 289900 SH SOLE 289900 Intl Specialty Prods COM 460337108 1340 174000 SH SOLE 174000 Intrado Inc COM 46117A100 815 42100 SH SOLE 42100 Intuit COM 461202103 15878 319354 SH SOLE 319354 Intuit COM 461202103 194 3,900 SH OTHER (7) 3,900 Intuit COM 461202103 532 10,700 SH OTHER (7) 10,700 Intuitive Surgical I COM 46120E107 850 100400 SH SOLE 100400 Invacare Corp COM 461203101 3119 84300 SH SOLE 84300 Invacare Corp COM 461203101 185 5,000 SH OTHER (6) 5,000 Invensys COM G81212105 1118 824229 SH SOLE 824229 Inverness Med Innova COM 46126P106 16 800 SH SOLE 800 Investment Technolog COM 46145F105 927 28350 SH SOLE 28350 Investors Finl Servi COM 461915100 1254 37400 SH SOLE 37400 Invision Technologie COM 461851107 1264 52300 SH SOLE 52300 Invitrogen Corp COM 46185R100 993 31029 SH SOLE 31029 Iomega Corp COM 462030305 1846 143660 SH SOLE 143660 Iona Technologies Pl SPONSORED ADR 46206P109 90 17,000 SH OTHER (6) 17,000 Ionics Inc COM 462218108 1305 53800 SH SOLE 53800 Ionics Inc COM 462218108 841 34,700 SH OTHER (12) 34,700 Ipc Hldgs Ltd ORD G4933P101 483 6,000 SH OTHER (6) 6,000 Ipc Hldgs Ltd ORD G4933P101 483 9,800 SH OTHER (13) 9,800 Iron Mtn Inc Del COM 462846106 1500 48625 SH SOLE 48625 Irt Ppty Co COM 450058102 31 2400 SH SOLE 2400 Irwin Finl Corp COM 464119106 1520 75600 SH SOLE 75600 Is Russell 2000 RUSSELL 2000 464287655 7270 80,200 SH OTHER (12) 80,200 Isco Inc COM 464268101 2 200 SH SOLE 200 Isis Pharmaceuticals COM 464330109 1395 146700 SH SOLE 146700 Isle Of Capris Casin COM 464592104 1764 87100 SH SOLE 87100 Istar Finl Inc COM 45031U101 290 10190 SH SOLE 10190 I-Stat Corp COM 450312103 2 600 SH SOLE 600 Itc Deltacom Inc COM 45031T104 0 2200 SH SOLE 2200 Itla Cap Corp COM 450565106 21 700 SH SOLE 700 Itochu Corp COM J25080169 957 273000 SH SOLE 273000 Ito-Yokado Co COM J25209115 3905 78000 SH SOLE 78000
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Itron Inc COM 465741106 1482 56500 SH SOLE 56500 Itron Inc COM 465741106 464 17,700 SH OTHER (13) 17,700 Itt Educational Serv COM 45068B109 2980 136700 SH SOLE 136700 Itt Inds Inc Ind COM 450911102 9482 134310 SH SOLE 134310 Itxc Corp COM 45069F109 8 1600 SH SOLE 1600 Itxc Corp COM 45069F109 134 25,800 SH OTHER (11) 25,800 Ivax Corp COM 465823102 1237 114575 SH SOLE 114575 Ivex Packaging Corp COM 465855104 1302 57200 SH SOLE 57200 Ixia COM 45071R109 13 2200 SH SOLE 2200 Ixys Corp COM 46600W106 5 900 SH SOLE 900 J & J Snack Foods Co COM 466032109 184 4100 SH SOLE 4100 J D Edwards & Co COM 281667105 1051 86500 SH SOLE 86500 J D Edwards & Co COM 281667105 378 31,100 SH OTHER (13) 31,100 J Jill Group Inc COM 466189107 30 800 SH SOLE 800 J P Morgan Chase & C COM 46625H100 96765 2852748 SH SOLE 2852748 J2 Global Communicat COM NEW 46626E205 16 1000 SH SOLE 1000 Jabil Circuit Inc COM 466313103 5926 280738 SH SOLE 280738 Jack In The Box Inc COM 466367109 3453 108600 SH SOLE 108600 Jacobs Engr Group In COM 469814107 1071 30800 SH SOLE 30800 Jakks Pac Inc COM 47012E106 1188 67100 SH SOLE 67100 Jarden Corp COM 471109108 71 3600 SH SOLE 3600 Jda Software Group I COM 46612K108 2173 76900 SH SOLE 76900 Jdn Rlty Corp COM 465917102 1179 94300 SH SOLE 94300 Jds Uniphase Corp COM 46612J101 5179 1939864 SH SOLE 1939864 Jefferies Group Inc COM 472319102 3427 81400 SH SOLE 81400 Jefferson Pilot Corp COM 475070108 10270 218513 SH SOLE 218513 Jetblue Awys Corp COM 477143101 87 1900 SH SOLE 1900 Jlg Inds Inc COM 466210101 1814 129300 SH SOLE 129300 Jlg Inds Inc COM 466210101 281 20,000 SH OTHER (11) 20,000 Jni Corp COM 46622G105 5 1400 SH SOLE 1400 Jo-Ann Stores Inc CL A 47758P109 251 8600 SH SOLE 8600 John Nuveen Co CL A 478035108 1421 55300 SH SOLE 55300 Johnson & Johnson COM 478160104 231582 4431336 SH SOLE 4431336 Johnson & Johnson COM 478160104 227 4,350 SH OTHER (7) 4,350 Johnson & Johnson COM 478160104 638 12,200 SH OTHER (7) 12,200 Johnson Ctls Inc COM 478366107 10514 128834 SH SOLE 128834 Jones Apparel Group COM 480074103 6877 183399 SH SOLE 183399 Jones Lang Lasalle I COM 48020Q107 2080 84200 SH SOLE 84200 Jos A Bank Clothiers COM 480838101 18 1000 SH SOLE 1000 Journal Register Co COM 481138105 2285 113700 SH SOLE 113700
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Journal Register Co COM 481138105 251 12,500 SH OTHER (11) 12,500 Joy Global Inc COM 481165108 28 1600 SH SOLE 1600 Joy Global Inc COM 481165108 277 16,000 SH OTHER (6) 16,000 Jp Realty Inc COM 46624A106 1210 45400 SH SOLE 45400 Juniper Networks COM 48203R104 1105 195500 SH SOLE 195500 Juno Ltg Inc COM NEW 482047206 14 1429 SH SOLE 1429 Jupiter Media Metrix COM 48206U104 0 1673 SH SOLE 1673 K V Pharmaceutical C CL A 482740206 2267 83950 SH SOLE 83950 K2 Inc COM 482732104 68 6600 SH SOLE 6600 Kadant Inc COM 48282T104 15 921 SH SOLE 921 Kaiser Aluminum Corp COM 483007100 0 2000 SH SOLE 2000 Kaman Corp CL A 483548103 1140 68000 SH SOLE 68000 Kana Software Inc COM NEW 483600300 243 60858 SH SOLE 60858 Kaneb Services Llc COM 484173109 29 1466 SH SOLE 1466 Kansai Elec Power COM J30169106 2577 163000 SH SOLE 163000 Kansas City Life Ins COM 484836101 1315 34000 SH SOLE 34000 Kansas City Southn COM NEW 485170302 3069 180550 SH SOLE 180550 Kao Corp COM J30642169 2832 123000 SH SOLE 123000 Kaydon Corp COM 486587108 1929 81700 SH SOLE 81700 Kb Home COM 48666K109 3751 72816 SH SOLE 72816 Kb Home COM 48666K109 773 15,000 SH OTHER (13) 15,000 Keane Inc COM 486665102 551 44460 SH SOLE 44460 Keithley Instrs Inc COM 487584104 10 700 SH SOLE 700 Kellogg Co COM 487836108 21564 601327 SH SOLE 601327 Kellwood Co COM 488044108 2256 69400 SH SOLE 69400 Kelly Svcs Inc CL A 488152208 32 1200 SH SOLE 1200 Kemet Corp COM 488360108 888 49700 SH SOLE 49700 Kendle International COM 48880L107 23 1700 SH SOLE 1700 Kennametal Inc COM 489170100 3364 91900 SH SOLE 91900 Kensey Nash Corp COM 490057106 16 1000 SH SOLE 1000 Kerr Mcgee Corp COM 492386107 7774 145174 SH SOLE 145174 Kerr Mcgee Corp COM 492386107 241 4,500 SH OTHER (6) 4,500 Key Energy Svcs Inc COM 492914106 3150 300000 SH SOLE 300000 Key Energy Svcs Inc COM 492914106 336 32,000 SH OTHER (6) 32,000 Key Prodtn Inc COM 493138101 109 5600 SH SOLE 5600 Key3media Group Inc COM 49326R104 1 2400 SH SOLE 2400 Keycorp COM 493267108 16921 619811 SH SOLE 619811 Keycorp COM 493267108 142 5,200 SH OTHER (5) 5,200 Keyence Corp COM J32491102 1546 7300 SH SOLE 7300 Keyence Corp COM J32491102 593 2,800 SH OTHER (4) 2,800
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Keynote Sys Inc COM 493308100 7 1000 SH SOLE 1000 Keyspan Corp COM 49337W100 7609 202099 SH SOLE 202099 Keystone Ppty Tr Cor COM 493596100 21 1300 SH SOLE 1300 Kilroy Rlty Corp COM 49427F108 2231 83400 SH SOLE 83400 Kimball Intl Inc CL B 494274103 1691 103200 SH SOLE 103200 Kimberly Clark Corp COM 494368103 45384 731995 SH SOLE 731995 Kimco Realty Corp COM 49446R109 2081 62150 SH SOLE 62150 Kinder Morgan Inc Ka COM 49455P101 7854 206588 SH SOLE 206588 Kinder Morgan Manage COM 49455U100 64 2102 SH SOLE 2102 Kindred Healthcare I COM 494580103 98 2212 SH SOLE 2212 King Pharmaceuticals COM 495582108 7950 357325 SH SOLE 357325 King Pharmaceuticals COM 495582108 52 2,350 SH OTHER (7) 2,350 King Pharmaceuticals COM 495582108 147 6,600 SH OTHER (7) 6,600 Kingfisher COM G52566109 1448 300438 SH SOLE 300438 Kingsway Finl Svcs I COM 496904103 288 25,500 SH OTHER (4) 25,500 Kinki Nippon Rlwy COM J33136128 998 305830 SH SOLE 305830 Kinross Gold Corp COM 496902107 245 109,700 SH OTHER (1) 109,700 Kinross Gold Corp COM 496902107 254 111,400 SH OTHER (12) 111,400 Kirby Expl Co. COM 497266106 1795 73400 SH SOLE 73400 Kirin Brewery Co COM 497350108 1177 168000 SH SOLE 168000 Klamath First Bancor COM 49842P103 11 700 SH SOLE 700 Kla-Tencor Corp COM 482480100 11887 270210 SH SOLE 270210 Knape & Vogt Mfg Co COM 498782101 9 700 SH SOLE 700 Knight Ridder Newspp COM 499040103 7679 121987 SH SOLE 121987 Knight Trading Group COM 499063105 384 73300 SH SOLE 73300 Knight Transn Inc COM 499064103 42 1800 SH SOLE 1800 Koger Equity Inc COM 500228101 1158 60000 SH SOLE 60000 Kohls Corp COM 500255104 33153 473071 SH SOLE 473071 Komatsu COM J35759125 694 194000 SH SOLE 194000 Kone Corp COM X45497108 290 9,800 SH OTHER (2) 9,800 Konover Ppty Tr Inc COM 50047R100 3 1600 SH SOLE 1600 Kopin Corp COM 500600101 1254 190000 SH SOLE 190000 Korn Ferry Intl COM NEW 500643200 936 102900 SH SOLE 102900 Kos Pharmaceuticals COM 500648100 14 700 SH SOLE 700 Kosan Biosciences In COM 50064W107 22 2500 SH SOLE 2500 Kpmg Consulting Inc COM 48265R109 1355 91200 SH SOLE 91200 Kraft Foods Inc COM 50075N104 1663 40600 SH SOLE 40600 Kramont Rlty Tr COM SH BEN INT 50075Q107 22 1400 SH SOLE 1400 Krispy Kreme Doughnu COM 501014104 1020 31700 SH SOLE 31700 Kroger Co COM 501044101 22484 1129865 SH SOLE 1129865
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Kroger Co COM 501044101 300 15,100 SH OTHER (5) 15,100 Kroger Co COM 501044101 38 1,900 SH OTHER (7) 1,900 Kroger Co COM 501044101 105 5,300 SH OTHER (7) 5,300 Kroger Co COM 501044101 1797 90,300 SH OTHER (3) 90,300 Kroll Inc COM 501049100 1743 83100 SH SOLE 83100 Krones Ag COM D47441106 331 6,093 SH OTHER (1) 6,093 Kronos Inc COM 501052104 1643 53875 SH SOLE 53875 K-Swiss Inc CL A 482686102 31 1200 SH SOLE 1200 Kubota Corp COM J36662138 627 206000 SH SOLE 206000 Kulicke & Soffa Inds COM 501242101 1762 142200 SH SOLE 142200 Kvh Inds Inc COM 482738101 10 1300 SH SOLE 1300 Kyocera Corp COM J37479110 2519 34500 SH SOLE 34500 Kyushu Elec Power COM J38468104 1265 85400 SH SOLE 85400 L Oreal COM F58149133 6273 80404 SH SOLE 80404 L Oreal COM F58149133 882 11,300 SH OTHER (4) 11,300 L-3 Communications H COM 502424104 2473 45800 SH SOLE 45800 La Quinta Corp. PAIRED CTF 50419U202 2984 411600 SH SOLE 411600 La Z Boy Inc COM 505336107 895 35500 SH SOLE 35500 La Z Boy Inc COM 505336107 411 16,300 SH OTHER (13) 16,300 Labone Inc New COM 50540L105 55 2100 SH SOLE 2100 Laboratory Corp Amer COM NEW 50540R409 3917 85800 SH SOLE 85800 Labranche & Co Inc COM 505447102 776 33900 SH SOLE 33900 Laclede Group Inc COM 505597104 1364 58100 SH SOLE 58100 Ladish Inc COM NEW 505754200 16 1300 SH SOLE 1300 Lafarge COM F54432111 2921 29282 SH SOLE 29282 Lafarge Corp COM 505862102 1392 39600 SH SOLE 39600 Lagardere Sca COM F62370113 1271 29349 SH SOLE 29349 Lakeland Finl Corp COM 511656100 32 1100 SH SOLE 1100 Lakes Gaming Inc COM 51206P109 6 900 SH SOLE 900 Lam Resh Corp COM 512807108 1313 73000 SH SOLE 73000 Lamar Advertising Co CL A 512815101 1898 51000 SH SOLE 51000 Lancaster Colony Cor COM 513847103 774 21700 SH SOLE 21700 Lance Inc COM 514606102 1162 79700 SH SOLE 79700 Land Securities COM G53760107 1714 130267 SH SOLE 130267 Landair Corp COM 514757103 8 500 SH SOLE 500 Landamerica Finl Gro COM 514936103 1836 58300 SH SOLE 58300 Landauer Inc COM 51476K103 43 1100 SH SOLE 1100 Landrys Restaurants COM 51508L103 2117 83000 SH SOLE 83000 Landrys Restaurants COM 51508L103 418 16,400 SH OTHER (13) 16,400 Landstar Sys Inc COM 515098101 2158 20200 SH SOLE 20200
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Lantronix Inc COM 516548104 2 1900 SH SOLE 1900 Large Scale Biology COM 517053104 5 2400 SH SOLE 2400 Lattice Semiconducto COM 518415104 553 63300 SH SOLE 63300 Lauder Estee Cos Inc CL A 518439104 2728 77500 SH SOLE 77500 Lauder Estee Cos Inc CL A 518439104 507 14,400 SH OTHER (9) 14,400 Lauder Estee Cos Inc CL A 518439104 194 5,500 SH OTHER (9) 5,500 Lawson Prods Inc COM 520776105 89 2900 SH SOLE 2900 Leap Wireless Intl I COM 521863100 104 96700 SH SOLE 96700 Lear Corp COM 521865105 1980 42800 SH SOLE 42800 Lear Corp COM 521865105 291 6,300 SH OTHER (5) 6,300 Learning Tree Intl I COM 522015106 949 51200 SH SOLE 51200 Lecroy Corp COM 52324W109 11 900 SH SOLE 900 Lee Enterprises Inc COM 523768109 917 26200 SH SOLE 26200 Leeds Fed Bankshares COM 524226107 22 700 SH SOLE 700 Legato Sys Inc COM 524651106 1098 305000 SH SOLE 305000 Legg Mason Inc COM 524901105 1924 39000 SH SOLE 39000 Legg Mason Inc COM 524901105 148 3,000 SH OTHER (6) 3,000 Legg Mason Inc COM 524901105 400 8,100 SH OTHER (9) 8,100 Leggett & Platt Inc COM 524660107 6702 286412 SH SOLE 286412 Lehman Bros Hldgs In COM 524908100 21873 349864 SH SOLE 349864 Lehman Bros Hldgs In COM 524908100 156 2,500 SH OTHER (5) 2,500 Lehman Bros Hldgs In COM 524908100 234 3,750 SH OTHER (7) 3,750 Lehman Bros Hldgs In COM 524908100 656 10,500 SH OTHER (7) 10,500 Lendingtree Inc COM 52602Q105 13 1000 SH SOLE 1000 Lennar Corp COM 526057104 2298 37545 SH SOLE 37545 Lennox Intl Inc COM 526107107 3087 171583 SH SOLE 171583 Lennox Intl Inc COM 526107107 207 11,500 SH OTHER (11) 11,500 Lesco Inc Ohio COM 526872106 277 24,000 SH OTHER (11) 24,000 Leucadia Natl Co COM 527288104 1013 32000 SH SOLE 32000 Level 3 Communicatio COM 52729N100 647 219200 SH SOLE 219200 Lexar Media Inc COM 52886P104 6 1400 SH SOLE 1400 Lexent Inc COM 52886Q102 2 1000 SH SOLE 1000 Lexicon Genetics Inc COM 528872104 697 142500 SH SOLE 142500 Lexington Corp Pptys COM 529043101 1200 72700 SH SOLE 72700 Lexmark Intl Inc. CL A 529771107 10207 187630 SH SOLE 187630 Libbey Inc COM 529898108 1466 43000 SH SOLE 43000 Liberate Technologie COM 530129105 762 288700 SH SOLE 288700 Liberty Corp S C COM 530370105 2144 53800 SH SOLE 53800 Liberty Media Corp N COM 530718105 1337 133735 SH SOLE 133735 Liberty Media Corp N COM 530718105 85 8,550 SH OTHER (7) 8,550
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Liberty Media Corp N COM 530718105 185 18,500 SH OTHER (7) 18,500 Liberty Media Corp N COM 530718105 1800 180,000 SH OTHER (3) 180,000 Liberty Ppty Tr SH BEN INT 531172104 1502 42900 SH SOLE 42900 Liberty Satellite & COM 531182301 0 190 SH SOLE 190 Lifeline Sys Inc COM 532192101 34 1300 SH SOLE 1300 Lifepoint Hospitals COM 53219L109 850 23400 SH SOLE 23400 Lifepoint Hospitals COM 53219L109 109 3,000 SH OTHER (6) 3,000 Ligand Pharmaceutica CL B 53220K207 1076 74200 SH SOLE 74200 Lightbridge Inc COM 532226107 663 78500 SH SOLE 78500 Lightpath Technologi CL A 532257102 1 600 SH SOLE 600 Lillian Vernon Corp COM 532430105 4 500 SH SOLE 500 Lilly Eli & Co COM 532457108 90457 1603840 SH SOLE 1603840 Lilly Eli & Co COM 532457108 144 2,550 SH OTHER (7) 2,550 Lilly Eli & Co COM 532457108 395 7,000 SH OTHER (7) 7,000 Limited Brands Inc COM 532716107 16405 770210 SH SOLE 770210 Lin Tv Corp COM 532774106 251 9,300 SH OTHER (13) 9,300 Lincare Hldgs Inc COM 532791100 2025 62700 SH SOLE 62700 Lincoln Elec Hldgs I COM 533900106 3142 116800 SH SOLE 116800 Lincoln Natl Corp In COM 534187109 12541 298597 SH SOLE 298597 Linde Ag COM D50348107 940 18812 SH SOLE 18812 Linde Ag COM D50348107 569 11,400 SH OTHER (2) 11,400 Lindsay Mfg Co COM 535555106 19 800 SH SOLE 800 Linear Technology Co COM 535678106 14210 452108 SH SOLE 452108 Linear Technology Co COM 535678106 49 1,550 SH OTHER (7) 1,550 Linear Technology Co COM 535678106 138 4,400 SH OTHER (7) 4,400 Linens N Things Inc COM 535679104 3977 121200 SH SOLE 121200 Lithia Mtrs Inc CL A 536797103 19 700 SH SOLE 700 Littelfuse Inc COM 537008104 1348 58300 SH SOLE 58300 Liz Claiborne COM 539320101 4876 153328 SH SOLE 153328 Lnr Ppty Corp COM 501940100 2325 67400 SH SOLE 67400 Loblaw Cos Ltd COM 539481101 1073 26098 SH SOLE 26098 Local Finl Corp COM 539553107 33 2000 SH SOLE 2000 Lockheed Martin Corp COM 539830109 46866 674332 SH SOLE 674332 Lockheed Martin Corp COM 539830109 1870 26,900 SH OTHER (10) 26,900 Loews Corp COM 540424108 14492 273487 SH SOLE 273487 Loews Corp COM 540424108 180 3,400 SH OTHER (5) 3,400 Logica COM G55552106 306 100341 SH SOLE 100341 Logicvision Inc COM 54140W107 5 1000 SH SOLE 1000 Lone Star Steakhouse COM 542307103 1613 68359 SH SOLE 68359 Lone Star Technologi COM 542312103 1963 85700 SH SOLE 85700
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Longs Drug Stores In COM 543162101 2990 105700 SH SOLE 105700 Longs Drug Stores In COM 543162101 274 9,700 SH OTHER (12) 9,700 Longview Fibre Co COM 543213102 1298 137800 SH SOLE 137800 Longview Fibre Co COM 543213102 283 30,000 SH OTHER (11) 30,000 Longview Fibre Co COM 543213102 201 21,300 SH OTHER (12) 21,300 Looksmart Ltd COM 543442107 5 2400 SH SOLE 2400 Loral Space & Commun COM G56462107 957 966800 SH SOLE 966800 Loudcloud Inc COM 545735102 1 800 SH SOLE 800 Louisiana Pac Corp COM 546347105 3955 373508 SH SOLE 373508 Lowes Cos Inc COM 548661107 50740 1117619 SH SOLE 1117619 Lowes Cos Inc COM 548661107 91 2,000 SH OTHER (7) 2,000 Lowes Cos Inc COM 548661107 250 5,500 SH OTHER (7) 5,500 Lowes Cos Inc COM 548661107 2002 44,100 SH OTHER (10) 44,100 Lsi Logic Corp COM 502161102 4676 534454 SH SOLE 534454 Lsi Logic Corp COM 502161102 454 51,900 SH OTHER (9) 51,900 Lsi Logic Corp COM 502161102 172 19,700 SH OTHER (9) 19,700 Ltc Pptys Inc COM 502175102 24 2800 SH SOLE 2800 Ltx Corp COM 502392103 1906 133500 SH SOLE 133500 Lubrizol Corp COM 549271104 1002 29900 SH SOLE 29900 Lubrizol Corp COM 549271104 97 2,900 SH OTHER (5) 2,900 Lubys Inc COM 549282101 45 6800 SH SOLE 6800 Lucent Technologies COM 549463107 8246 4967567 SH SOLE 4967567 Lufkin Inds Inc COM 549764108 14 500 SH SOLE 500 Luminex Corp Del COM 55027E102 562 74900 SH SOLE 74900 Lvmh Moet Hennessy COM F58485115 2502 49677 SH SOLE 49677 Lydall Inc COM 550819106 85 5600 SH SOLE 5600 Lydall Inc COM 550819106 290 19,000 SH OTHER (11) 19,000 Lynch Interactive Co COM 551146103 27 900 SH SOLE 900 Lynx Therapeutics COM NEW 551812308 2 1300 SH SOLE 1300 Lyon William Homes COM 552074106 39 1500 SH SOLE 1500 Lyondell Petrochemic COM 552078107 1022 67700 SH SOLE 67700 Lyondell Petrochemic COM 552078107 68 4,500 SH OTHER (7) 4,500 Lyondell Petrochemic COM 552078107 190 12,600 SH OTHER (7) 12,600 M & F Worldwide Corp COM 552541104 5 1200 SH SOLE 1200 M & T Bk Corp COM 55261F104 4731 55163 SH SOLE 55163 M D C Corp Colo COM 552676108 4308 82847 SH SOLE 82847 M D C Corp Colo COM 552676108 541 10,400 SH OTHER (13) 10,400 M/I Schottenstein Ho COM 55305B101 1579 41900 SH SOLE 41900 Maax Inc COM 57777C104 792 60,200 SH OTHER (1) 60,200 Macdermid Inc COM 554273102 1896 88200 SH SOLE 88200
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Macdermid Inc COM 554273102 323 15,000 SH OTHER (11) 15,000 Macerich Co COM 554382101 47 1500 SH SOLE 1500 Mack Cali Rlty Corp COM 554489104 1279 36400 SH SOLE 36400 Mack Cali Rlty Corp COM 554489104 228 6,500 SH OTHER (6) 6,500 Mack Cali Rlty Corp COM 554489104 1233 35,100 SH OTHER (10) 35,100 Macromedia Inc COM 556100105 1434 161700 SH SOLE 161700 Macromedia Inc COM 556100105 278 31,300 SH OTHER (9) 31,300 Macromedia Inc COM 556100105 106 12,000 SH OTHER (9) 12,000 Macrovision Corp COM 555904101 387 29500 SH SOLE 29500 Madden Steven Ltd COM 556269108 36 1800 SH SOLE 1800 Madison Gas & Elec COM 557497104 1317 47300 SH SOLE 47300 Maf Bancorp Inc COM 55261R108 2599 69125 SH SOLE 69125 Magellan Health Svcs COM 559079108 2 2200 SH SOLE 2200 Magma Design Automat COM 559181102 1366 81300 SH SOLE 81300 Magna Intl Inc CL A 559222401 1428 20747 SH SOLE 20747 Magna Intl Inc CL A 559222401 207 3,000 SH OTHER (6) 3,000 Magnetek Inc COM 559424106 67 6800 SH SOLE 6800 Magnum Hunter Resour COM PAR 55972F203 14 1750 SH SOLE 1750 Mail-Well Inc COM 560321200 7 1300 SH SOLE 1300 Main Str Bks Inc New COM 56034R102 21 1000 SH SOLE 1000 Maine Pub Svc Co COM 560483109 3 100 SH SOLE 100 Management Network G COM 561693102 6 2400 SH SOLE 2400 Mandalay Resort Grou COM 562567107 1141 41400 SH SOLE 41400 Mandalay Resort Grou COM 562567107 19 700 SH OTHER (5) 700 Manhattan Assocs Inc COM 562750109 42 1300 SH SOLE 1300 Manitowoc Inc COM 563571108 2376 66962 SH SOLE 66962 Manor Care Inc New COM 564055101 3364 146259 SH SOLE 146259 Manor Care Inc New COM 564055101 230 10,000 SH OTHER (6) 10,000 Manpower Inc COM 56418H100 1635 44500 SH SOLE 44500 Manufactured Home Cm COM 564682102 2088 59500 SH SOLE 59500 Manufacturers Svcs L COM 565005105 12 2500 SH SOLE 2500 Manufacturers Svcs L COM 565005105 251 52,000 SH OTHER (11) 52,000 Manugistics Group In COM 565011103 238 38900 SH SOLE 38900 Manulife Finl Corp COM 56501R106 2 80 SH SOLE 80 Manulife Finl Corp COM 56501R106 3379 117750 SH SOLE 117750 Manulife Finl Corp COM 56501R106 864 30,100 SH OTHER (4) 30,100 Mapics Inc COM 564910107 240 43,000 SH OTHER (11) 43,000 Mapinfo Corp COM 565105103 46 5025 SH SOLE 5025 Marathon Oil Corp COM 565849106 12109 446479 SH SOLE 446479 Marathon Oil Corp COM 565849106 339 12,500 SH OTHER (5) 12,500
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Marcus Corp COM 566330106 1476 88625 SH SOLE 88625 Marimba Inc COM 56781Q109 3 2000 SH SOLE 2000 Marine Prods Corp COM 568427108 2 180 SH SOLE 180 Marinemax Inc COM 567908108 10 800 SH SOLE 800 Maritrans Inc COM 570363101 19 1400 SH SOLE 1400 Markel Corp COM 570535104 1103 5600 SH SOLE 5600 Marriott Intl Inc Ne CL A 571903202 13205 347034 SH SOLE 347034 Marsh & Mclennan Cos COM 571748102 38243 395890 SH SOLE 395890 Marsh Supermarkets I CL B 571783208 14 1000 SH SOLE 1000 Marshall & Ilsley Co COM 571834100 9688 313232 SH SOLE 313232 Martek Biosciences C COM 572901106 1316 62900 SH SOLE 62900 Martha Stewart Livin CL A 573083102 16 1400 SH SOLE 1400 Martin Marietta Matl COM 573284106 1104 28300 SH SOLE 28300 Marui Co COM J40089104 836 66000 SH SOLE 66000 Marvel Enterprises I COM 57383M108 13 2300 SH SOLE 2300 Masco Corp COM 574599106 17946 661973 SH SOLE 661973 Masco Corp COM 574599106 134 4,950 SH OTHER (7) 4,950 Masco Corp COM 574599106 373 13,750 SH OTHER (7) 13,750 Masonite Intl Corp COM 575384102 706 38,100 SH OTHER (1) 38,100 Massey Energy Corp COM 576206106 827 65100 SH SOLE 65100 Mastec Inc COM 576323109 962 130650 SH SOLE 130650 Material Sciences Co COM 576674105 94 6700 SH SOLE 6700 Matria Healthcare In COM NEW 576817209 10 1200 SH SOLE 1200 Matrixone Inc COM 57685P304 757 124100 SH SOLE 124100 Matrixx Initiatives COM 57685L105 17 1700 SH SOLE 1700 Matsushita Elc Ind COM J41121104 5989 439000 SH SOLE 439000 Matsushita Elc Wks COM J41207119 804 112000 SH SOLE 112000 Mattel Inc COM 577081102 14200 673638 SH SOLE 673638 Matthews Intl Corp CL A 577128101 1999 85600 SH SOLE 85600 Mattson Technology I COM 577223100 561 121400 SH SOLE 121400 Maui Ld & Pineapple COM 577345101 16 800 SH SOLE 800 Maverick Tube Corp COM 577914104 1638 109200 SH SOLE 109200 Maverick Tube Corp COM 577914104 210 14,000 SH OTHER (6) 14,000 Maxim Integrated Pro COM 57772K101 17786 464031 SH SOLE 464031 Maxim Integrated Pro COM 57772K101 42 1,100 SH OTHER (7) 1,100 Maxim Integrated Pro COM 57772K101 119 3,100 SH OTHER (7) 3,100 Maxim Pharmaceutical COM 57772M107 8 2400 SH SOLE 2400 Maximus Inc COM 577933104 2232 70400 SH SOLE 70400 Maxtor Corp COM NEW 577729205 624 138148 SH SOLE 138148 Maxtor Corp COM NEW 577729205 586 129,700 SH OTHER (9) 129,700
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Maxtor Corp COM NEW 577729205 215 47,700 SH OTHER (9) 47,700 Maxwell Shoe Inc CL A 577766108 36 2250 SH SOLE 2250 Maxwell Technologies COM 577767106 9 1000 SH SOLE 1000 Maxwell Technologies COM 577767106 244 28,000 SH OTHER (11) 28,000 Maxxam Inc COM 577913106 21 1900 SH SOLE 1900 Maxygen Inc COM 577776107 1121 93600 SH SOLE 93600 May Dept Stores Co COM 577778103 13493 409751 SH SOLE 409751 Maytag Co COM 578592107 4582 107421 SH SOLE 107421 Mb Financial Inc New COM 55264U108 1656 49500 SH SOLE 49500 Mbia Inc COM 55262C100 12346 218393 SH SOLE 218393 Mbna Corp COM 55262L100 41644 1259280 SH SOLE 1259280 Mbna Corp COM 55262L100 1753 53,000 SH OTHER (10) 53,000 Mcafee Com Corp CL A 579062100 524 35800 SH SOLE 35800 Mcclatchy Newspapers CL A 579489105 1735 27000 SH SOLE 27000 Mcclatchy Newspapers CL A 579489105 225 3,500 SH OTHER (11) 3,500 Mccormick & Co Inc COM NON VTG 579780206 2060 80000 SH SOLE 80000 Mcdata Corp COM 580031201 554 62917 SH SOLE 62917 Mcdermott Intl COM 580037109 1755 216723 SH SOLE 216723 Mcdonalds Corp COM 580135101 51785 1820196 SH SOLE 1820196 Mcg Capital Corp COM 58047P107 20 1200 SH SOLE 1200 Mcgrath Rentcorp COM 580589109 905 34900 SH SOLE 34900 Mcgraw Hill Inc COM 580645109 18400 308212 SH SOLE 308212 Mck Communications I COM 581243102 2 1600 SH SOLE 1600 Mckesson Hboc Inc COM 58155Q103 14337 438440 SH SOLE 438440 Mcsi Inc COM 55270M108 754 66448 SH SOLE 66448 Mcsi Inc COM 55270M108 284 25,000 SH OTHER (11) 25,000 Mdu Res Group Inc COM 552690109 1049 39900 SH SOLE 39900 Meade Instruments Co COM 583062104 32 5700 SH SOLE 5700 Meadwestvaco Corp COM 583334107 9621 286676 SH SOLE 286676 Mechanical Techology COM 583538103 2 1800 SH SOLE 1800 Medamicus Inc COM 584027106 4 500 SH SOLE 500 Medarex Inc COM 583916101 312 42100 SH SOLE 42100 Medcath Corp COM 58404W109 26 1500 SH SOLE 1500 Med-Design Corp COM 583926100 16 1200 SH SOLE 1200 Media Arts Group Inc COM 58439C102 9 2000 SH SOLE 2000 Media Gen Inc CL A 584404107 3726 62100 SH SOLE 62100 Media Gen Inc CL A 584404107 96 1,600 SH OTHER (5) 1,600 Mediacom Communicati CL A 58446K105 407 52200 SH SOLE 52200 Medical Action Ind I COM 58449L100 6 500 SH SOLE 500 Medical Staffing Net COM 58463F104 32 1300 SH SOLE 1300
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Medicines Co COM 584688105 1179 95600 SH SOLE 95600 Medicis Pharmaceutic CL A NEW 584690309 770 18000 SH SOLE 18000 Medimmune Inc COM 584699102 9232 349706 SH SOLE 349706 Medis Technologies L COM 58500P107 8 1000 SH SOLE 1000 Medquist Inc COM 584949101 59 2217 SH SOLE 2217 Medtronic Inc COM 585055106 73930 1725318 SH SOLE 1725318 Medtronic Inc COM 585055106 150 3,500 SH OTHER (7) 3,500 Medtronic Inc COM 585055106 373 8,700 SH OTHER (7) 8,700 Mellon Finl Corp COM 58551A108 19685 626301 SH SOLE 626301 Mellon Finl Corp COM 58551A108 613 19,500 SH OTHER (9) 19,500 Mellon Finl Corp COM 58551A108 236 7,500 SH OTHER (9) 7,500 Memberworks Inc COM 586002107 28 1500 SH SOLE 1500 Memc Electr Matls In COM 552715104 13 2700 SH SOLE 2700 Memc Electr Matls In COM 552715104 245 50,000 SH OTHER (11) 50,000 Mens Wearhouse Inc COM 587118100 3158 123850 SH SOLE 123850 Mentor Corp Minn COM 587188103 2379 64800 SH SOLE 64800 Mentor Graphics Corp COM 587200106 538 37800 SH SOLE 37800 Mercantile Bankshare COM 587405101 1669 40675 SH SOLE 40675 Mercator Software In COM 587587106 2 1100 SH SOLE 1100 Merchants Bkshrs New COM 588448100 21 750 SH SOLE 750 Merck & Co Inc COM 589331107 163416 3227007 SH SOLE 3227007 Merck & Co Inc COM 589331107 147 2,900 SH OTHER (5) 2,900 Merck & Co Inc COM 589331107 213 4,200 SH OTHER (7) 4,200 Merck & Co Inc COM 589331107 603 11,900 SH OTHER (7) 11,900 Merck & Co Inc COM 589331107 1403 27,710 SH OTHER (10) 27,710 Mercury Computer Sys COM 589378108 1269 61300 SH SOLE 61300 Mercury Genl Corp Ne COM 589400100 1552 32000 SH SOLE 32000 Mercury Interactive COM 589405109 2648 115343 SH SOLE 115343 Meredith Corp COM 589433101 2704 70518 SH SOLE 70518 Meredith Corp COM 589433101 337 8,800 SH OTHER (9) 8,800 Meredith Corp COM 589433101 127 3,300 SH OTHER (9) 3,300 Meridian Gold Inc COM 589975101 74 4600 SH SOLE 4600 Meridian Med Technol COM 589658103 18 500 SH SOLE 500 Meridian Resource Co COM 58977Q109 12 3100 SH SOLE 3100 Meristar Hospitality COM 58984Y103 1882 123400 SH SOLE 123400 Merit Med Sys Inc COM 589889104 26 1250 SH SOLE 1250 Merit Med Sys Inc COM 589889104 190 9,200 SH OTHER (13) 9,200 Meritage Corp COM 59001A102 46 1000 SH SOLE 1000 Merix Corp COM 590049102 10 1200 SH SOLE 1200 Merix Corp COM 590049102 185 21,600 SH OTHER (11) 21,600
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Merrill Lynch & Co COM 590188108 49253 1216134 SH SOLE 1216134 Merrrimac Inds Inc COM 590262101 9 1100 SH SOLE 1100 Mesa Air Group Inc COM 590479101 12 1300 SH SOLE 1300 Mesaba Hldgs Inc COM 59066B102 6 1100 SH SOLE 1100 Mestek Inc COM 590829107 13 700 SH SOLE 700 Meta Group Inc COM 591002100 2 1100 SH SOLE 1100 Metals Usa Inc COM 591324108 0 1000 SH SOLE 1000 Metasolv Inc COM 59139P104 11 2800 SH SOLE 2800 Metawave Communicati COM 591409107 0 1900 SH SOLE 1900 Methode Electrs Inc CL A 591520200 151 11800 SH SOLE 11800 Metlife Inc COM 59156R108 18318 636034 SH SOLE 636034 Metlife Inc COM 59156R108 340 11,800 SH OTHER (5) 11,800 Metris Cos Inc COM 591598107 538 64750 SH SOLE 64750 Metro Goldwyn Mayer COM 591610100 1690 144437 SH SOLE 144437 Metro Goldwyn Mayer COM 591610100 524 44,800 SH OTHER (9) 44,800 Metro Goldwyn Mayer COM 591610100 235 20,100 SH OTHER (9) 20,100 Metro One Telecomm COM 59163F105 939 67250 SH SOLE 67250 Metromedia Intl Grou COM 591695101 0 800 SH SOLE 800 Mettler Toledo Inter COM 592688105 147 4,000 SH OTHER (6) 4,000 Mgi Pharma Inc COM 552880106 453 64100 SH SOLE 64100 Mgic Invt Corp Wis COM 552848103 10738 158379 SH SOLE 158379 Mgm Grand Inc COM 552953101 3254 96400 SH SOLE 96400 Michael's Stores Inc COM 594087108 1470 37700 SH SOLE 37700 Michelin (Cgde) COM F61824144 1169 28839 SH SOLE 28839 Michelin (Cgde) COM F61824144 2208 54,500 SH OTHER (3) 54,500 Micrel Inc COM 594793101 768 53400 SH SOLE 53400 Microchip Technology COM 595017104 3305 120475 SH SOLE 120475 Microfinancial Inc COM 595072109 15 1900 SH SOLE 1900 Micromuse Inc COM 595094103 941 202800 SH SOLE 202800 Micromuse Inc COM 595094103 116 25,000 SH OTHER (6) 25,000 Micron Technology In COM 595112103 17434 862235 SH SOLE 862235 Micron Technology In COM 595112103 96 4,750 SH OTHER (7) 4,750 Micron Technology In COM 595112103 271 13,400 SH OTHER (7) 13,400 Micros Sys Inc COM 594901100 1391 50200 SH SOLE 50200 Microsemiconductor COM 595137100 562 85200 SH SOLE 85200 Microsoft Corp COM 594918104 432027 7898117 SH SOLE 7898117 Microsoft Corp COM 594918104 109 2,000 SH OTHER (5) 2,000 Microsoft Corp COM 594918104 780 14,250 SH OTHER (7) 14,250 Microsoft Corp COM 594918104 2161 39,500 SH OTHER (7) 39,500 Microsoft Corp COM 594918104 1767 32,300 SH OTHER (10) 32,300
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Microstrategy Inc CL A 594972101 0 700 SH SOLE 700 Microtune Inc Del COM 59514P109 1423 159700 SH SOLE 159700 Microvision Inc Wash COM 594960106 5 900 SH SOLE 900 Mid Atlantic Med Svc COM 59523C107 4066 129700 SH SOLE 129700 Mid Atlantic Med Svc COM 59523C107 97 3,100 SH OTHER (5) 3,100 Mid-Amer Apt Cmntys COM 59522J103 1300 48600 SH SOLE 48600 Midas Group Inc COM 595626102 64 5200 SH SOLE 5200 Middlesex Water Co COM 596680108 28 1050 SH SOLE 1050 Midland Co COM 597486109 1353 26800 SH SOLE 26800 Mid-State Bancshares COM 595440108 1291 66900 SH SOLE 66900 Midway Games Inc COM 598148104 1257 147866 SH SOLE 147866 Midwest Express Hldg COM 597911106 63 4800 SH SOLE 4800 Midwest Grain Prods COM 59832G104 22 1700 SH SOLE 1700 Miix Group Inc COM 59862V104 2 2400 SH SOLE 2400 Milacron Inc COM 598709103 1024 100900 SH SOLE 100900 Millennium Cell Inc COM 60038B105 7 2200 SH SOLE 2200 Millennium Chemicals COM 599903101 2404 171100 SH SOLE 171100 Millennium Pharmaceu COM 599902103 1998 164476 SH SOLE 164476 Miller Herman Inc COM 600544100 885 43600 SH SOLE 43600 Millipore Corp COM 601073109 2177 68084 SH SOLE 68084 Mills Corp COM 601148109 3236 104400 SH SOLE 104400 Mim Corp COM 553044108 759 62800 SH SOLE 62800 Mim Corp COM 553044108 302 25,000 SH OTHER (11) 25,000 Mine Safety Applianc COM 602720104 1388 34700 SH SOLE 34700 Minerals Technologie COM 603158106 2668 54100 SH SOLE 54100 Minerals Technologie COM 603158106 340 6,900 SH OTHER (9) 6,900 Minerals Technologie COM 603158106 128 2,600 SH OTHER (9) 2,600 Mips Technologies In CL A 604567107 627 101600 SH SOLE 101600 Mirant Corp COM 604675108 4160 569913 SH SOLE 569913 Mississippi Vy Bancs COM 605720101 1288 24900 SH SOLE 24900 Mitsubishi Chem COM J43744127 777 334000 SH SOLE 334000 Mitsubishi Corp COM J43830116 1866 258000 SH SOLE 258000 Mitsubishi Elec Cp COM J43873116 1670 372000 SH SOLE 372000 Mitsubishi Estate COM J43916113 1554 190000 SH SOLE 190000 Mitsubishi Hvy Ind COM 606793107 1996 659000 SH SOLE 659000 Mitsui & Co COM J44690139 1907 285000 SH SOLE 285000 Mitsui Fudosan Co COM J4509L101 1565 177000 SH SOLE 177000 Mity-Lite Inc COM 606850105 7 600 SH SOLE 600 Mks Instrument Inc COM 55306N104 118 5900 SH SOLE 5900 Mobile Muni Inc COM 60740F105 715 41800 SH SOLE 41800
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Mocon Inc COM 607494101 5 600 SH SOLE 600 Modem Media Inc CL A 607533106 211 58,500 SH OTHER (11) 58,500 Modine Mfg Co COM 607828100 2296 93400 SH SOLE 93400 Modine Mfg Co COM 607828100 81 3,300 SH OTHER (13) 3,300 Modtech Hldgs Inc COM 60783C100 13 1000 SH SOLE 1000 Modwest Banc Holding COM 598251106 6 200 SH SOLE 200 Mohawk Inds Inc COM 608190104 2416 39258 SH SOLE 39258 Moldflow Corp COM 608507109 2 300 SH SOLE 300 Molecular Devices Co COM 60851C107 20 1100 SH SOLE 1100 Molex Inc COM 608554101 9233 275353 SH SOLE 275353 Monaco Coach Corp COM 60886R103 1661 78000 SH SOLE 78000 Mondavi Robert Corp CL A 609200100 928 27100 SH SOLE 27100 Monolithic Sys Techn COM 609842109 13 1200 SH SOLE 1200 Monro Muffler Brake COM 610236101 16 700 SH SOLE 700 Monsanto Co New COM 61166W101 32 1800 SH SOLE 1800 Monterey Pasta Co COM 612570101 7 700 SH SOLE 700 Mony Group Inc COM 615337102 922 27100 SH SOLE 27100 Moodys Corp COM 615369105 12577 252809 SH SOLE 252809 Moodys Corp COM 615369105 109 2,200 SH OTHER (5) 2,200 Moog Inc 'a' CL A 615394202 58 1350 SH SOLE 1350 Moog Inc 'a' CL A 615394202 236 5,500 SH OTHER (11) 5,500 Morgan Stanley COM NEW 617446448 68630 1593089 SH SOLE 1593089 Morgan Stanley COM NEW 617446448 517 12,000 SH OTHER (5) 12,000 Motorola Inc COM 620076109 47168 3232887 SH SOLE 3232887 Movado Group Inc COM 624580106 43 1700 SH SOLE 1700 Movie Gallery Inc COM 624581104 1899 89925 SH SOLE 89925 Mpower Holding Corp COM 62473L101 0 1650 SH SOLE 1650 Mps Group Inc COM 553409103 2274 267500 SH SOLE 267500 Mro Software Inc COM 55347W105 733 64400 SH SOLE 64400 Mrv Communications I COM 553477100 7 4307 SH SOLE 4307 Msc Indl Direct Inc CL A 553530106 1977 101400 SH SOLE 101400 Msc Software Corp COM 553531104 703 78500 SH SOLE 78500 Mtr Gaming Group Inc COM 553769100 1247 74700 SH SOLE 74700 Mts Sys Corp COM 553777103 19 1500 SH SOLE 1500 Mts Sys Corp COM 553777103 314 25,000 SH OTHER (11) 25,000 Mueller Inds Inc COM 624756102 3216 101300 SH SOLE 101300 Multex Sys Inc COM 625367107 4 1100 SH SOLE 1100 Multi Color Corp COM 625383104 7 500 SH SOLE 500 Multilink Technology COM 62544T109 2 3400 SH SOLE 3400 Multimedia Games Inc COM 625453105 16 750 SH SOLE 750
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Murata Mfg Co COM J46840104 3655 56900 SH SOLE 56900 Murphy Oil Corp COM 626717102 2176 26370 SH SOLE 26370 Mutualfirst Finl Inc COM 62845B104 10 500 SH SOLE 500 Myers Inds Inc COM 628464109 155 9017 SH SOLE 9017 Mykrolis Corp COM 62852P103 36 3021 SH SOLE 3021 Mylan Labs Inc COM 628530107 3234 103150 SH SOLE 103150 Mylan Labs Inc COM 628530107 282 9,000 SH OTHER (5) 9,000 Myriad Genetics Inc COM 62855J104 1326 65200 SH SOLE 65200 Nabi Biopharmaceutic COM 629519109 543 101200 SH SOLE 101200 Nabors Industries Lt COM G6359F103 7200 203974 SH SOLE 203974 Nacco Inds Inc CL A 629579103 996 17150 SH SOLE 17150 Nam Tai Electrs Inc COM PAR 629865205 296 15,000 SH OTHER (11) 15,000 Nanogen Inc COM 630075109 5 1500 SH SOLE 1500 Nanometrics Inc COM 630077105 5 300 SH SOLE 300 Napro Biotheraputics COM 630795102 8 1200 SH SOLE 1200 Nash Finch Co COM 631158102 1237 38700 SH SOLE 38700 Nassda Corp COM 63172M101 6 500 SH SOLE 500 Natco Group Inc CL A 63227W203 10 1200 SH SOLE 1200 National Beverage Co COM 635017106 24 1700 SH SOLE 1700 National City Corp COM 635405103 29456 885897 SH SOLE 885897 National Commerce Fi COM 63545P104 3203 121800 SH SOLE 121800 National Fuel Gas Co COM 636180101 1033 45900 SH SOLE 45900 National Golf Pptys COM 63623G109 7 800 SH SOLE 800 National Health Invs COM 63633D104 1147 71700 SH SOLE 71700 National Instrs Corp COM 636518102 962 29550 SH SOLE 29550 National Med Health COM NEW 636918302 8 800 SH SOLE 800 National Presto Inds COM 637215104 61 1900 SH SOLE 1900 National Processing COM 637229105 126 4900 SH SOLE 4900 National R V Hldgs I COM 637277104 243 24,300 SH OTHER (11) 24,300 National Semiconduct COM 637640103 7516 257654 SH SOLE 257654 National Semiconduct COM 637640103 50 1,700 SH OTHER (7) 1,700 National Semiconduct COM 637640103 136 4,650 SH OTHER (7) 4,650 National Semiconduct COM 637640103 680 23,300 SH OTHER (9) 23,300 National Semiconduct COM 637640103 260 8,900 SH OTHER (9) 8,900 National Stl Corp CL B 637844309 0 2400 SH SOLE 2400 National Svc Inds In COM NEW 637657206 4 450 SH SOLE 450 National Westn Lfe CL A 638522102 1023 8900 SH SOLE 8900 National-Oilwell Inc COM 637071101 982 46669 SH SOLE 46669 Nationwide Finl Svcs CL A 638612101 2678 67787 SH SOLE 67787 Nationwide Health Pp COM 638620104 2524 134600 SH SOLE 134600
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Natl Australia Bk COM Q65336119 7207 362684 SH SOLE 362684 Natl Australia Bk COM Q65336119 781 39,300 SH OTHER (2) 39,300 Natl Bk Cda Montrl Q COM 633067103 853 42793 SH SOLE 42793 Natl Penn Bancshares COM 637138108 1460 55717 SH SOLE 55717 Natures Sunshine Pro COM 639027101 60 5300 SH SOLE 5300 Nautica Enterprises COM 639089101 1303 100300 SH SOLE 100300 Nautilus Group Inc COM 63910B102 2946 96274 SH SOLE 96274 Navigant Consulting COM 63935N107 17 2500 SH SOLE 2500 Navigant Intl Inc COM 63935R108 20 1300 SH SOLE 1300 Navigators Group Inc COM 638904102 13 500 SH SOLE 500 Navistar Intl Corp N COM 63934E108 2675 83600 SH SOLE 83600 Nbt Bancorp Inc COM 628778102 1632 90300 SH SOLE 90300 Nbty Inc COM 628782104 2980 192500 SH SOLE 192500 Nci Building Sys Inc COM 628852105 16 900 SH SOLE 900 Nco Group Inc COM 628858102 1554 71361 SH SOLE 71361 Nco Portfolio Manage COM 62885J108 19 2600 SH SOLE 2600 Ncr Corp New COM 62886E108 5590 161550 SH SOLE 161550 Ndchealth Corp COM 639480102 2664 95500 SH SOLE 95500 Nec Corp COM J48818124 2296 330000 SH SOLE 330000 Neiman Marcus Group CL A 640204202 947 27300 SH SOLE 27300 Neiman Marcus Group CL B 640204301 15 451 SH SOLE 451 Nelson Thomas Inc COM 640376109 8 800 SH SOLE 800 Neoforma Com Inc COM NEW 640475505 673 51800 SH SOLE 51800 Neogen Corp COM 640491106 14 1000 SH SOLE 1000 Neon Communications COM 640506101 0 1700 SH SOLE 1700 Neon Sys Inc COM 640509105 11 2400 SH SOLE 2400 Neopharm Inc COM 640919106 539 42910 SH SOLE 42910 Neorx Corp COM 640520300 0 400 SH SOLE 400 Neose Technologies I COM 640522108 402 36900 SH SOLE 36900 Nestle Sa COM H57312136 21796 93476 SH SOLE 93476 Nestle Sa COM H57312136 1343 5,760 SH OTHER (2) 5,760 Net2phone COM 64108N106 7 1600 SH SOLE 1600 Netbank Inc COM 640933107 1591 136600 SH SOLE 136600 Netegrity Inc COM 64110P107 610 98950 SH SOLE 98950 Netiq Corp COM 64115P102 1005 44404 SH SOLE 44404 Netopia Inc COM 64114K104 6 2100 SH SOLE 2100 Netratings Inc COM 64116M108 27 3000 SH SOLE 3000 Netro Corp COM 64114R109 5 2200 SH SOLE 2200 Netscout Sys Inc COM 64115T104 12 1800 SH SOLE 1800 Netscreen Technologi COM 64117V107 31 3400 SH SOLE 3400
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Netsolve Inc COM 64115J106 12 1600 SH SOLE 1600 Network Appliance In COM 64120L104 5882 472847 SH SOLE 472847 Network Comm Inc COM 64122T204 0 140 SH SOLE 140 Network Equip Techno COM 641208103 22 5100 SH SOLE 5100 Network Equip Techno COM 641208103 215 50,000 SH OTHER (11) 50,000 Networks Assocs Inc COM 640938106 1779 92300 SH SOLE 92300 Networks Assocs Inc COM 640938106 594 30,800 SH OTHER (9) 30,800 Networks Assocs Inc COM 640938106 227 11,800 SH OTHER (9) 11,800 Neuberger Berman Inc COM 641234109 1499 40950 SH SOLE 40950 Neurocrine Bioscienc COM 64125C109 499 17400 SH SOLE 17400 Neurogen Corp COM 64124E106 9 800 SH SOLE 800 New Century Financia COM 64352D101 168 4800 SH SOLE 4800 New Eng Business Svc COM 643872104 20 800 SH SOLE 800 New Focus Inc COM 644383101 8 2800 SH SOLE 2800 New Jersey Res COM 646025106 2448 82000 SH SOLE 82000 New Plan Excel Rlty COM 648053106 1131 54300 SH SOLE 54300 New York Cmnty Banco COM 649445103 1718 63377 SH SOLE 63377 New York Times Co CL A 650111107 11071 214976 SH SOLE 214976 Newell Rubbermaid In COM 651229106 13670 389890 SH SOLE 389890 Newfield Expl Co COM 651290108 1546 41600 SH SOLE 41600 Newfield Expl Co COM 651290108 164 4,400 SH OTHER (5) 4,400 Newfield Expl Co COM 651290108 334 9,000 SH OTHER (6) 9,000 Newhall Ld & Farming DEPOSITARY REC 651426108 48 1500 SH SOLE 1500 Newmont Mng Corp Hld COM 651639106 14703 558424 SH SOLE 558424 Newpark Res Inc COM PAR 651718504 1466 199400 SH SOLE 199400 Newport Corp COM 651824104 1557 99400 SH SOLE 99400 Newport Corp COM 651824104 141 9,000 SH OTHER (6) 9,000 Newpower Hldgs Inc COM 652463100 0 3800 SH SOLE 3800 News Corp Ltd SP ADR PFD 652487802 43 2197 SH SOLE 2197 Nexell Therapeutics COM NEW 65332H203 0 450 SH SOLE 450 Next COM G65016100 1079 75948 SH SOLE 75948 Next COM G65016100 364 25,600 SH OTHER (2) 25,600 Next Level Comm Inc COM 65333U104 2 2400 SH SOLE 2400 Nextcard Inc COM 65332K107 0 2600 SH SOLE 2600 Nextel Communication CL A 65332V103 3604 1122871 SH SOLE 1122871 Nextel Partners Inc CL A 65333F107 287 95500 SH SOLE 95500 Nicor Inc COM 654086107 2987 65289 SH SOLE 65289 Nike Inc CL B 654106103 21826 406817 SH SOLE 406817 Nikko Cordial Corp COM J51656122 1429 283000 SH SOLE 283000 Nintendo Co Ltd COM J51699106 3196 21700 SH SOLE 21700
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Nintendo Co Ltd COM J51699106 295 2,000 SH OTHER (2) 2,000 Nippon Mitsub Oil COM J54881123 1635 316000 SH SOLE 316000 Nippon Steel Corp COM J55999122 1988 1274000 SH SOLE 1274000 Nippon Tel&Tel Cp COM J59396101 2990 727 SH SOLE 727 Nippon Teleg & Tel C SPONSORED ADR 654624105 107 5200 SH SOLE 5200 Nisource Inc COM 65473P105 6521 298717 SH SOLE 298717 Nisource Inc COM 65473P105 284 13,000 SH OTHER (5) 13,000 Nissan Motor Co COM J57160129 3691 533000 SH SOLE 533000 Nissan Motor Co COM J57160129 838 121,000 SH OTHER (4) 121,000 Nl Inds Inc COM NEW 629156407 2024 132700 SH SOLE 132700 Nms Communications C COM 629248105 4 1500 SH SOLE 1500 Nn Inc COM 629337106 10 800 SH SOLE 800 Nobel Learning Cmnty COM 654889104 3 500 SH SOLE 500 Noble Corporation COM G65422100 7521 194857 SH SOLE 194857 Noble Energy Inc COM 655044105 1179 32700 SH SOLE 32700 Noble Energy Inc COM 655044105 234 6,500 SH OTHER (6) 6,500 Noble Intl Ltd COM 655053106 26 2400 SH SOLE 2400 Nokia Corp SPONSORED ADR 654902204 451 31153 SH SOLE 31153 Nomura Holdings COM J59009159 6138 418000 SH SOLE 418000 Nomura Holdings COM J59009159 720 49,000 SH OTHER (4) 49,000 Nordson Corp COM 655663102 2288 92800 SH SOLE 92800 Nordstrom Inc COM 655664100 4276 188776 SH SOLE 188776 Norfolk Southern Cor COM 655844108 12929 552982 SH SOLE 552982 Nortek Inc COM 656559101 45 1000 SH SOLE 1000 Nortel Networks Corp COM 656568102 1060 733130 SH SOLE 733130 North Amern Scientif COM 65715D100 7 700 SH SOLE 700 North Fork Bancorp COM 659424105 4503 113100 SH SOLE 113100 North Pittsburgh Sys COM 661562108 16 1000 SH SOLE 1000 Northeast Utils COM 664397106 1520 80824 SH SOLE 80824 Northern Tr Corp COM 665859104 13946 316512 SH SOLE 316512 Northfield Labs Inc COM 666135108 4 1100 SH SOLE 1100 Northrop Corp COM 666807102 19849 158793 SH SOLE 158793 Northway Finl Inc COM 667270102 6 200 SH SOLE 200 Northwest Airls Corp CL A 667280101 595 49300 SH SOLE 49300 Northwest Bancorp In COM 667328108 1726 130649 SH SOLE 130649 Northwest Nat Gas Co COM 667655104 2208 76800 SH SOLE 76800 Northwest Pipe Co COM 667746101 19 800 SH SOLE 800 Northwestern Corp COM 668074107 1420 83800 SH SOLE 83800 Novatel Wireless Inc COM 66987M109 1 2400 SH SOLE 2400 Novell Inc COM 670006105 1582 492765 SH SOLE 492765
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Novellus Sys Inc COM 670008101 7283 214211 SH SOLE 214211 Noven Pharmaceutical COM 670009109 1596 62600 SH SOLE 62600 Novo-Nordisk As COM K73036129 2085 62992 SH SOLE 62992 Novo-Nordisk As COM K73036129 473 14,300 SH OTHER (2) 14,300 Novoste Corp COM 67010C100 7 1600 SH SOLE 1600 Nps Pharmaceuticals COM 62936P103 1250 81600 SH SOLE 81600 Ns Group Inc COM 628916108 17 1800 SH SOLE 1800 Nstar COM 67019E107 1382 30867 SH SOLE 30867 Ntelos Inc COM 67019U101 1 700 SH SOLE 700 Ntl Inc COM 629407107 0 11194 SH SOLE 11194 Nu Skin Enterprises CL A 67018T105 48 3300 SH SOLE 3300 Nu Skin Enterprises CL A 67018T105 313 21,500 SH OTHER (11) 21,500 Nuance Communication COM 669967101 4 1000 SH SOLE 1000 Nucentrix Broadband COM 670198100 5 2100 SH SOLE 2100 Nucor Corp COM 670346105 7207 110805 SH SOLE 110805 Nucor Corp COM 670346105 299 4,600 SH OTHER (5) 4,600 Nuevo Energy Co COM 670509108 101 6400 SH SOLE 6400 Nui Hldg Co COM 629431107 138 5000 SH SOLE 5000 Numerical Technologi COM 67053T101 360 90200 SH SOLE 90200 Numico (Kon) Nv COM N65117116 727 32415 SH SOLE 32415 Nvidia Corp COM 67066G104 3762 218965 SH SOLE 218965 Nvr Inc COM 62944T105 1486 4600 SH SOLE 4600 Nvr Inc COM 62944T105 258 800 SH OTHER (5) 800 Nwh Inc COM 62946E106 19 1400 SH SOLE 1400 Nyfix Inc COM 670712108 772 90800 SH SOLE 90800 O Charleys Inc COM 670823103 1452 57400 SH SOLE 57400 O Reilly Automotive COM 686091109 838 30400 SH SOLE 30400 O Reilly Automotive COM 686091109 207 7,500 SH OTHER (6) 7,500 Oak Technology Inc COM 671802106 683 150800 SH SOLE 150800 Oakley Inc COM 673662102 3285 188800 SH SOLE 188800 Occam Networks Inc COM 67457P101 0 1900 SH SOLE 1900 Occidental Pete Corp COM 674599105 16267 542410 SH SOLE 542410 Occidental Pete Corp COM 674599105 360 12,000 SH OTHER (5) 12,000 Ocean Energy Inc Tex COM 67481E106 2169 100100 SH SOLE 100100 Ocean Energy Inc Tex COM 67481E106 217 10,000 SH OTHER (6) 10,000 Oceaneering Intl Inc COM 675232102 1763 65300 SH SOLE 65300 Oceaneering Intl Inc COM 675232102 275 10,200 SH OTHER (12) 10,200 Oceanfirst Finl Corp COM 675234108 25 1050 SH SOLE 1050 Ocular Sciences Inc COM 675744106 1723 65000 SH SOLE 65000 Ocwen Finl Corp COM 675746101 1053 191420 SH SOLE 191420
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Odyssey Healthcare I COM 67611V101 36 1000 SH SOLE 1000 Odyssey Re Hldgs Cor COM 67612W108 50 2900 SH SOLE 2900 Office Depot Inc COM 676220106 8645 514581 SH SOLE 514581 Officemax Inc COM 67622M108 1965 333600 SH SOLE 333600 Offshore Logistics I COM 676255102 1608 67300 SH SOLE 67300 Oge Energy Corp COM 670837103 1036 45300 SH SOLE 45300 Ohio Cas Corp COM 677240103 3660 175100 SH SOLE 175100 Oil Dri Corp Amer COM 677864100 3 400 SH SOLE 400 Oil Sts Intl Inc COM 678026105 77 6500 SH SOLE 6500 Oji Paper Co COM J60299112 943 165000 SH SOLE 165000 Okamura Corp COM J60514114 603 128,000 SH OTHER (1) 128,000 Old Dominion Fght Li COM 679580100 18 1200 SH SOLE 1200 Old Natl Bancp Ind COM 680033107 908 35663 SH SOLE 35663 Old Rep Intl Corp COM 680223104 2195 69675 SH SOLE 69675 Old Rep Intl Corp COM 680223104 252 8,000 SH OTHER (6) 8,000 Old Second Bancorp I COM 680277100 34 933 SH SOLE 933 Olin Corp COM PAR 680665205 2829 127700 SH SOLE 127700 Olin Corp COM PAR 680665205 691 31,200 SH OTHER (12) 31,200 Olympus Optical Co COM J61245122 489 35,000 SH OTHER (2) 35,000 Om Group Inc COM 670872100 1556 25100 SH SOLE 25100 Omega Finl Corp COM 682092101 37 1000 SH SOLE 1000 Omega Healthcare Inv COM 681936100 21 2784 SH SOLE 2784 Omi Corp New COM Y6476W104 10 2500 SH SOLE 2500 Omnicare Inc COM 681904108 1434 54600 SH SOLE 54600 Omnicare Inc COM 681904108 158 6,000 SH OTHER (6) 6,000 Omnicare Inc COM 681904108 559 21,300 SH OTHER (12) 21,300 Omnicom Group COM 681919106 12625 275664 SH SOLE 275664 Omnivision Technolog COM 682128103 20 1400 SH SOLE 1400 Omnova Solutions Inc COM 682129101 8 1000 SH SOLE 1000 On Assignment Inc COM 682159108 1280 71900 SH SOLE 71900 On Command Corp COM 682160106 3 1500 SH SOLE 1500 On Semiconductor Cor COM 682189105 75 36300 SH SOLE 36300 Oneida Ltd COM 682505102 13 700 SH SOLE 700 Oneok Inc New COM 682680103 3573 162800 SH SOLE 162800 Onesource Informatio COM 68272J106 25 3800 SH SOLE 3800 Onyx Pharmaceuticals COM 683399109 10 1800 SH SOLE 1800 Onyx Software Corp COM 683402101 5 1400 SH SOLE 1400 Openwave Sys Inc COM 683718100 570 101615 SH SOLE 101615 Openwave Sys Inc COM 683718100 95 17,000 SH OTHER (6) 17,000 Oplink Communication COM 68375Q106 3 4600 SH SOLE 4600
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Opnet Technologies I COM 683757108 10 1100 SH SOLE 1100 Optical Cable Corp COM 683827109 1 1800 SH SOLE 1800 Optical Communicatio CL A 68382T101 1 500 SH SOLE 500 Option Care Inc COM 683948103 21 1500 SH SOLE 1500 Oracle Systems Corp COM 68389X105 74446 7861259 SH SOLE 7861259 Orasure Technologies COM 68554V108 635 97700 SH SOLE 97700 Orbital Sciences Cor COM 685564106 21 2600 SH SOLE 2600 Orchid Biosciences I COM 68571P100 2 1400 SH SOLE 1400 Organogenesis Inc COM 685906109 0 2100 SH SOLE 2100 Oriental Finl Group COM 68618W100 28 1100 SH SOLE 1100 Orthodontic Ctrs Ame COM 68750P103 666 28912 SH SOLE 28912 Osaka Gas Co COM J62320114 1191 501000 SH SOLE 501000 Oshkosh B'gosh 'a' CL A 688222207 1531 35200 SH SOLE 35200 Oshkosh Truck Corp COM 688239201 2787 47150 SH SOLE 47150 Osi Pharmaceuticals COM 671040103 492 20500 SH SOLE 20500 Osi Systems Inc COM 671044105 24 1200 SH SOLE 1200 Osmonics Inc COM 688350107 16 1000 SH SOLE 1000 Osmonics Inc COM 688350107 264 16,500 SH OTHER (11) 16,500 Osmonics Inc COM 688350107 637 39,800 SH OTHER (12) 39,800 Osteotech Inc COM 688582105 34 4600 SH SOLE 4600 Otsuka Kagu COM J61632105 292 7,600 SH OTHER (4) 7,600 Otter Tail Corp COM 689648103 2137 67800 SH SOLE 67800 Outback Steakhouse I COM 689899102 1547 44075 SH SOLE 44075 Oversea-Chinese Bk COM Y64248126 1437 217000 SH SOLE 217000 Overseas Shipholdng COM 690368105 1956 92800 SH SOLE 92800 Overture Svcs Inc COM 69039R100 1079 43200 SH SOLE 43200 Owens & Minor Inc Ne COM 690732102 1820 92100 SH SOLE 92100 Owens Ill Inc COM NEW 690768403 1303 94800 SH SOLE 94800 Owens Ill Inc COM NEW 690768403 91 6,600 SH OTHER (5) 6,600 Oxford Health Plans COM 691471106 2667 57400 SH SOLE 57400 Oxford Health Plans COM 691471106 251 5,400 SH OTHER (5) 5,400 Oxford Inds Inc COM 691497309 64 2300 SH SOLE 2300 Oxigene Inc COM 691828107 1 900 SH SOLE 900 Oyo Geospace Corp COM 671074102 3 300 SH SOLE 300 P A M Transn Svcs In COM 693149106 12 500 SH SOLE 500 P C Connection COM 69318J100 272 66250 SH SOLE 66250 P F Changs China Bis COM 69333Y108 2055 65400 SH SOLE 65400 P T Telekomunikasi I SPONSORED ADR 715684106 148 16800 SH SOLE 16800 Pab Bankshares Inc COM 69313P101 6 700 SH SOLE 700 Paccar Inc COM 693718108 7373 166100 SH SOLE 166100
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Pacific Cap Bancorp COM 69404P101 2343 98132 SH SOLE 98132 Pacific Northwest Ba COM 69466M103 31 1000 SH SOLE 1000 Pacific Sunwear Cali COM 694873100 1965 88625 SH SOLE 88625 Pacificare Health Sy COM 695112102 2560 94100 SH SOLE 94100 Packaging Corp Amer COM 695156109 88 4400 SH SOLE 4400 Packeteer Inc COM 695210104 5 1100 SH SOLE 1100 Pactiv Corp COM 695257105 5570 234014 SH SOLE 234014 Pactiv Corp COM 695257105 174 7,300 SH OTHER (5) 7,300 Pac-West Telecom Inc COM 69371Y101 1 1900 SH SOLE 1900 Pain Therateutics In COM 69562K100 22 2600 SH SOLE 2600 Pall Corp COM 696429307 3596 173307 SH SOLE 173307 Pall Corp COM 696429307 728 35,100 SH OTHER (9) 35,100 Pall Corp COM 696429307 1274 61,400 SH OTHER (10) 61,400 Pall Corp COM 696429307 838 40,400 SH OTHER (12) 40,400 Pall Corp COM 696429307 280 13,500 SH OTHER (9) 13,500 Palm Harbor Homes COM 696639103 1253 63100 SH SOLE 63100 Palm Inc COM 696642107 1404 797995 SH SOLE 797995 Pan Pacific Retail P COM 69806L104 3127 91500 SH SOLE 91500 Panamsat Corp New COM 697933109 2909 128700 SH SOLE 128700 Panera Bread Co CL A 69840W108 2689 78000 SH SOLE 78000 Pantry Inc COM 698657103 1 400 SH SOLE 400 Papa Johns Intl Inc COM 698813102 1863 55800 SH SOLE 55800 Paradigm Genetics In COM 69900R106 1 400 SH SOLE 400 Parametric Technolog COM 699173100 1227 357730 SH SOLE 357730 Parexel Intl Corp COM 699462107 1071 77000 SH SOLE 77000 Park Electrochemical COM 700416209 1756 66250 SH SOLE 66250 Park Electrochemical COM 700416209 265 10,000 SH OTHER (11) 10,000 Park Natl Corp COM 700658107 714 8305 SH SOLE 8305 Park Ohio Hldgs Corp COM 700666100 12 2600 SH SOLE 2600 Park Pl Entmt Corp COM 700690100 1798 175400 SH SOLE 175400 Parker Drilling Co COM 701081101 820 250700 SH SOLE 250700 Parker Hannifin Corp COM 701094104 8284 173343 SH SOLE 173343 Parkervision Inc COM 701354102 8 400 SH SOLE 400 Parkway Pptys Inc COM 70159Q104 18 500 SH SOLE 500 Partnerre Ltd COM G6852T105 78 1,600 SH OTHER (5) 1,600 Party City Corp COM 702145103 21 1300 SH SOLE 1300 Pathmark Stores Inc COM 70322A101 1546 82200 SH SOLE 82200 Patina Oil & Gas Cor COM 703224105 1677 61125 SH SOLE 61125 Patterson Dental Co COM 703412106 1993 39600 SH SOLE 39600 Patterson Uti Energy COM 703481101 1245 44100 SH SOLE 44100
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Paxar Corp COM 704227107 2039 121735 SH SOLE 121735 Paxson Communication COM 704231109 829 150700 SH SOLE 150700 Paychex Inc COM 704326107 16562 529304 SH SOLE 529304 Payless Shoesource I COM 704379106 3540 61402 SH SOLE 61402 Paypal Inc COM 704508100 115 5700 SH SOLE 5700 P-Com Inc COM 693262206 0 520 SH SOLE 520 Pc-Tel Inc COM 69325Q105 50 7400 SH SOLE 7400 Pdi Inc COM 69329V100 6 400 SH SOLE 400 Peabody Energy Corp COM 704549104 65 2300 SH SOLE 2300 Pearson COM G69651100 1790 179933 SH SOLE 179933 Pec Solutions Inc COM 705107100 24 1000 SH SOLE 1000 Peco Ii Inc COM 705221109 4 1200 SH SOLE 1200 Pediatrix Med Group COM 705324101 2135 85400 SH SOLE 85400 Peets Coffee & Tea I COM 705560100 33 1800 SH SOLE 1800 Pegasus Communicatio CL A 705904100 91 125100 SH SOLE 125100 Pegasus Solutions In COM 705906105 1472 84100 SH SOLE 84100 Pemstar Inc COM 706552106 128 96200 SH SOLE 96200 Penford Corp COM 707051108 71 3900 SH SOLE 3900 Pengrowth Gas Incm F COM 706902103 297 30,000 SH OTHER (11) 30,000 Penn Engr & Mfg Corp COM NON VTG 707389300 17 1000 SH SOLE 1000 Penn Natl Gaming Inc COM 707569109 2007 110600 SH SOLE 110600 Penn Treaty Amern Co COM 707874103 3 600 SH SOLE 600 Penn Va Corp COM 707882106 35 900 SH SOLE 900 Penn-Amer Group Inc COM 707247102 6 600 SH SOLE 600 Penney J C Inc COM 708160106 8299 376906 SH SOLE 376906 Penney J C Inc COM 708160106 947 43,000 SH OTHER (9) 43,000 Penney J C Inc COM 708160106 368 16,700 SH OTHER (9) 16,700 Pennfed Finl Svcs In COM 708167101 56 2000 SH SOLE 2000 Pennsylvania Rl Est SH BEN INT 709102107 1193 44000 SH SOLE 44000 Pennzoil-Quaker Stat COM 709323109 4702 218400 SH SOLE 218400 Pentair Inds Inc COM 709631105 1365 28400 SH SOLE 28400 Pentair Inds Inc COM 709631105 269 5,600 SH OTHER (5) 5,600 Pentair Inds Inc COM 709631105 495 10,300 SH OTHER (9) 10,300 Pentair Inds Inc COM 709631105 187 3,900 SH OTHER (9) 3,900 Penton Media Inc COM 709668107 18 8500 SH SOLE 8500 Penwest Pharmaceutic COM 709754105 23 1200 SH SOLE 1200 Peoplepc Inc COM 709776108 0 3000 SH SOLE 3000 Peoples Bk Bridgepor COM 710198102 927 35500 SH SOLE 35500 Peoples Energy Corp COM 711030106 1871 51320 SH SOLE 51320 Peoples Finl Corp Mi COM 71103B102 7 500 SH SOLE 500
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Peoples Hldg Co COM 711148106 21 500 SH SOLE 500 Peoplesoft Inc COM 712713106 6553 440401 SH SOLE 440401 Pep Boys Manny Moe&J COM 713278109 2635 156400 SH SOLE 156400 Pep Boys Manny Moe&J COM 713278109 450 26,700 SH OTHER (13) 26,700 Pepsiamericas Inc COM 71343P200 1351 90400 SH SOLE 90400 Pepsico Inc COM 713448108 121832 2527634 SH SOLE 2527634 Pepsico Inc COM 713448108 1899 39,400 SH OTHER (10) 39,400 Pepsi-Cola Bottling COM 713409100 12389 402234 SH SOLE 402234 Peregrine Pharm COM 713661106 328 280500 SH SOLE 280500 Peregrine Systems In COM 71366Q101 33 109615 SH SOLE 109615 Performance Food Gro COM 713755106 860 25400 SH SOLE 25400 Performance Technolo COM 71376K102 11 1600 SH SOLE 1600 Pericom Semiconducto COM 713831105 880 75900 SH SOLE 75900 Perkinelmer Inc COM 714046109 1908 172653 SH SOLE 172653 Perkinelmer Inc COM 714046109 623 56,400 SH OTHER (9) 56,400 Perkinelmer Inc COM 714046109 235 21,300 SH OTHER (9) 21,300 Pernod-Ricard COM F72027109 2008 20,500 SH OTHER (3) 20,500 Perot Sys Corp CL A 714265105 639 58700 SH SOLE 58700 Perrigo Co COM 714290103 2603 200200 SH SOLE 200200 Perrigo Co COM 714290103 569 43,800 SH OTHER (12) 43,800 Petro-Cda COM 71644E102 843 30,000 SH OTHER (4) 30,000 Petroleum Helicopter COM NON VTG 716604202 21 700 SH SOLE 700 Petsmart Inc COM 716768106 5851 364800 SH SOLE 364800 Petsmart Inc COM 716768106 74 4,600 SH OTHER (5) 4,600 Peugeot Sa COM F72313111 2148 41386 SH SOLE 41386 Pff Bancorp Inc COM 69331W104 1455 37900 SH SOLE 37900 Pfizer Inc COM 717081103 320089 9145388 SH SOLE 9145388 Pfizer Inc COM 717081103 441 12,600 SH OTHER (7) 12,600 Pfizer Inc COM 717081103 1229 35,100 SH OTHER (7) 35,100 Pfizer Inc COM 717081103 1631 46,600 SH OTHER (10) 46,600 Pg&E Corp COM 69331C108 9902 553478 SH SOLE 553478 Pharmaceutical Prod COM 717124101 801 30400 SH SOLE 30400 Pharmaceutical Res I COM 717125108 2464 88700 SH SOLE 88700 Pharmacia Corp COM 71713U102 69104 1845242 SH SOLE 1845242 Pharmacia Corp COM 71713U102 245 6,550 SH OTHER (7) 6,550 Pharmacia Corp COM 71713U102 687 18,350 SH OTHER (7) 18,350 Pharmacopeia Inc COM 71713B104 538 63200 SH SOLE 63200 Pharmacyclics Inc COM 716933106 5 1100 SH SOLE 1100 Phelps Dodge Corp COM 717265102 5257 127590 SH SOLE 127590 Phelps Dodge Corp COM 717265102 787 19,100 SH OTHER (9) 19,100
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Phelps Dodge Corp COM 717265102 297 7,200 SH OTHER (9) 7,200 Philadelphia Cons Hl COM 717528103 2924 64500 SH SOLE 64500 Philadelphia Subn Co COM PAR 718009608 799 39537 SH SOLE 39537 Philip Morris Cos In COM 718154107 133432 3054765 SH SOLE 3054765 Philip Morris Cos In COM 718154107 187 4,300 SH OTHER (7) 4,300 Philip Morris Cos In COM 718154107 524 12,000 SH OTHER (7) 12,000 Philips Elec(Kon) COM 718337108 8505 304621 SH SOLE 304621 Phillips Pete Co COM 718507106 32377 549884 SH SOLE 549884 Phillips Pete Co COM 718507106 32377 549884 SH SOLE 549884 Phillips Van Heusen COM 718592108 153 9800 SH SOLE 9800 Phoenix Cos Inc New COM 71902E109 99 5400 SH SOLE 5400 Phoenix Cos Inc New COM 71902E109 416 22,700 SH OTHER (9) 22,700 Phoenix Cos Inc New COM 71902E109 209 11,400 SH OTHER (9) 11,400 Phoenix Technology L COM 719153108 13 1300 SH SOLE 1300 Phoenix Technology L COM 719153108 270 27,000 SH OTHER (11) 27,000 Photon Dynamics Inc COM 719364101 1398 46600 SH SOLE 46600 Photronic Labs Inc COM 719405102 1758 92800 SH SOLE 92800 Piedmont Nat Gas Inc COM 720186105 3665 99100 SH SOLE 99100 Pier I Imports Inc COM 720279108 1527 72700 SH SOLE 72700 Pier I Imports Inc COM 720279108 233 11,100 SH OTHER (5) 11,100 Pilgrim Pride Corp CL B 721467108 20 1400 SH SOLE 1400 Pinnacle Entmt Inc COM 723456109 82 7700 SH SOLE 7700 Pinnacle Sys Inc COM 723481107 1720 156500 SH SOLE 156500 Pinnacle Sys Inc COM 723481107 177 16,100 SH OTHER (11) 16,100 Pinnacle West Cap Co COM 723484101 4837 122450 SH SOLE 122450 Pinnacle West Cap Co COM 723484101 186 4,700 SH OTHER (5) 4,700 Pin-Printemps-Redo COM F74953120 1747 14727 SH SOLE 14727 Pioneer Corp COM J63825145 580 32400 SH SOLE 32400 Pioneer Nat Res Co COM 723787107 1738 66700 SH SOLE 66700 Pioneer Std Electrs COM 723877106 991 95400 SH SOLE 95400 Pitney Bowes Inc COM 724479100 14494 364915 SH SOLE 364915 Pittston Co COM BRINKS 725701106 3816 159000 SH SOLE 159000 Pittston Co COM BRINKS 725701106 144 6,000 SH OTHER (5) 6,000 Pixar COM 725811103 1266 28700 SH SOLE 28700 Pixelworks Inc COM 72581M107 976 116300 SH SOLE 116300 Placer Dome Inc COM 725906101 3117 278058 SH SOLE 278058 Placer Dome Inc COM 725906101 825 73777 SH SOLE 73777 Placer Dome Inc COM 725906101 363 32,400 SH OTHER (12) 32,400 Plains All Amern Pip UNIT LTD PARTN 726503105 44 1700 SH SOLE 1700 Plains Res Inc COM PAR 726540503 1731 64700 SH SOLE 64700
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Planar Sys Inc COM 726900103 23 1200 SH SOLE 1200 Plantronics Inc New COM 727493108 2447 128700 SH SOLE 128700 Plato Learning Inc COM 72764Y100 14 1433 SH SOLE 1433 Playboy Enterprises CL B 728117300 26 2000 SH SOLE 2000 Playtex Prods Inc COM 72813P100 2204 170200 SH SOLE 170200 Plexus Corp COM 729132100 2089 115400 SH SOLE 115400 Plug Power Inc COM 72919P103 15 1900 SH SOLE 1900 Plum Creek Timber Co COM 729251108 8008 260847 SH SOLE 260847 Plx Technology Inc COM 693417107 6 1300 SH SOLE 1300 Pma Cap Corp CL A 693419202 1787 84500 SH SOLE 84500 Pmc Coml Tr SH BEN INT 693434102 21 1500 SH SOLE 1500 Pmc-Sierra Inc COM 69344F106 1216 131186 SH SOLE 131186 Pmi Group Inc COM 69344M101 1983 51900 SH SOLE 51900 Pmi Group Inc COM 69344M101 283 7,400 SH OTHER (5) 7,400 Pnc Financial Corp COM 693475105 21265 406757 SH SOLE 406757 Pnm Res Inc COM 69349H107 2626 108500 SH SOLE 108500 Pogo Producing Corp COM 730448107 1533 47000 SH SOLE 47000 Pogo Producing Corp COM 730448107 228 7,000 SH OTHER (6) 7,000 Pogo Producing Corp COM 730448107 313 9,600 SH OTHER (12) 9,600 Polaris Inds Inc COM 731068102 871 13400 SH SOLE 13400 Polaris Inds Inc COM 731068102 228 3,500 SH OTHER (5) 3,500 Polo Ralph Lauren Co CL A 731572103 2603 116200 SH SOLE 116200 Polycom Inc COM 73172K104 680 56700 SH SOLE 56700 Polymedica Corp COM 731738100 56 2200 SH SOLE 2200 Polymer Group Inc COM 731745105 0 1300 SH SOLE 1300 Polyone Corp COM 73179P106 3088 274500 SH SOLE 274500 Polyone Corp COM 73179P106 287 25,500 SH OTHER (11) 25,500 Pomeroy Computer Res COM 731822102 16 1100 SH SOLE 1100 Pope & Talbot Inc COM 732827100 94 5000 SH SOLE 5000 Popular Inc COM 733174106 2681 79600 SH SOLE 79600 Portal Software Inc COM 736126103 341 455000 SH SOLE 455000 Possis Corp COM 737407106 14 1100 SH SOLE 1100 Post Pptys Inc COM 737464107 648 21500 SH SOLE 21500 Potlatch Corp COM 737628107 2613 76800 SH SOLE 76800 Potomac Elec Pwr Co COM 737679100 1345 62600 SH SOLE 62600 Powell Inds Inc COM 739128106 49 2000 SH SOLE 2000 Power Corp Cda Ltd COM 739239101 930 35402 SH SOLE 35402 Power Integrations I COM 739276103 1369 76500 SH SOLE 76500 Power-One Inc COM 739308104 1697 272896 SH SOLE 272896 Powerwave Technologi COM 739363109 1609 175700 SH SOLE 175700
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Powerwave Technologi COM 739363109 344 37,500 SH OTHER (11) 37,500 Pozen Inc COM 73941U102 7 1300 SH SOLE 1300 Ppg Inds Inc COM 693506107 15621 252363 SH SOLE 252363 Ppg Inds Inc COM 693506107 15621 252363 SH SOLE 252363 Ppl Corp COM 69351T106 8011 242168 SH SOLE 242168 Practiceworks Inc COM 739419109 37 2000 SH SOLE 2000 Practiceworks Inc COM 739419109 33 1,800 SH OTHER (13) 1,800 Praecis Pharmaceutic COM 739421105 6 1600 SH SOLE 1600 Praxair Inc COM 74005P104 13274 232994 SH SOLE 232994 Pre Paid Legal Svcs COM 740065107 1095 55000 SH SOLE 55000 Precis Smart Card Sy COM 740184106 11 1200 SH SOLE 1200 Precision Castparts COM 740189105 1294 39200 SH SOLE 39200 Precision Castparts COM 740189105 175 5,300 SH OTHER (5) 5,300 Precision Drilling 8 COM 74022D100 122 3,500 SH OTHER (6) 3,500 Predictive Sys Inc COM 74036W102 1 1700 SH SOLE 1700 Prentiss Pptys Tr SH BEN INT 740706106 3372 106200 SH SOLE 106200 Presidential Life Co COM 740884101 1808 89200 SH SOLE 89200 Presstek Inc COM 741113104 4 1100 SH SOLE 1100 Preussag Ag COM D61748105 739 30341 SH SOLE 30341 Prg-Schultz Internat COM 69357C107 2146 174300 SH SOLE 174300 Price Communications COM NEW 741437305 2402 150155 SH SOLE 150155 Price Legacy Corp COM 74144P106 1 242 SH SOLE 242 Priceline Com Inc COM 741503106 86 31000 SH SOLE 31000 Pricesmart Inc COM 741511109 8 200 SH SOLE 200 Pride Intl Inc Del COM 74153Q102 1196 76400 SH SOLE 76400 Pride Intl Inc Del COM 74153Q102 615 39,300 SH OTHER (9) 39,300 Pride Intl Inc Del COM 74153Q102 239 15,300 SH OTHER (9) 15,300 Pride Intl Inc Del COM 74153Q102 374 23,900 SH OTHER (13) 23,900 Prima Energy Corp COM PAR 741901201 29 1275 SH SOLE 1275 Prime Hospitality Co COM 741917108 1738 133800 SH SOLE 133800 Primedia Inc COM 74157K101 843 690740 SH SOLE 690740 Principal Financial COM 74251V102 685 22100 SH SOLE 22100 Printronix Inc COM 742578107 30 2400 SH SOLE 2400 Priority Healthcare CL B 74264T102 620 26400 SH SOLE 26400 Proassurance Corp COM 74267C106 1284 72966 SH SOLE 72966 Probusiness Services COM 742674104 1113 76400 SH SOLE 76400 Procter & Gamble Co COM 742718109 167733 1878313 SH SOLE 1878313 Progenics Pharmaceut COM 743187106 11 900 SH SOLE 900 Progress Energy Inc COM 743263105 17148 329697 SH SOLE 329697 Progress Software Co COM 743312100 1433 97100 SH SOLE 97100
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Progressive Corp Ohi COM 743315103 19899 343983 SH SOLE 343983 Progressive Corp Ohi COM 743315103 364 6,300 SH OTHER (5) 6,300 Prologis Tr SH BEN INT 743410102 2758 106082 SH SOLE 106082 Proquest Company COM 74346P102 2347 66100 SH SOLE 66100 Prosoft Training.Com COM 743477101 0 900 SH SOLE 900 Prosperity Bancshare COM 743606105 44 2400 SH SOLE 2400 Protective Life Corp COM 743674103 1367 41300 SH SOLE 41300 Protein Design Labs COM 74369L103 557 51300 SH SOLE 51300 Proton Energy Sys In COM 74371K101 4 1400 SH SOLE 1400 Provident Bankshares COM 743859100 1836 77481 SH SOLE 77481 Provident Finl Group COM 743866105 827 28500 SH SOLE 28500 Providian Finl Corp COM 74406A102 5994 1019472 SH SOLE 1019472 Province Healthcare COM 743977100 2943 131625 SH SOLE 131625 Province Healthcare COM 743977100 134 6,000 SH OTHER (6) 6,000 Proxim Corp COM 744283102 16 5412 SH SOLE 5412 Proxim Corp COM 744283102 629 209,800 SH OTHER (12) 209,800 Proxymed Pharmacy In COM NEW 744290305 10 500 SH SOLE 500 Prudential COM G72899100 4285 468552 SH SOLE 468552 Prudential Finl Inc COM 744320102 1294 38800 SH SOLE 38800 Prudential Finl Inc COM 744320102 1444 43,300 SH OTHER (10) 43,300 Ps Business Pks Inc COM 69360J107 2087 59700 SH SOLE 59700 Pss World Med Inc COM 69366A100 1827 225600 SH SOLE 225600 Pss World Med Inc COM 69366A100 547 67,500 SH OTHER (9) 67,500 Pss World Med Inc COM 69366A100 206 25,400 SH OTHER (9) 25,400 Public Storage Inc COM 74460D109 2593 69900 SH SOLE 69900 Public Svc Enterpris COM 744573106 12931 298639 SH SOLE 298639 Puerto Rican Cem Inc COM 745075101 32 900 SH SOLE 900 Puget Energy Inc New COM 745310102 1053 51000 SH SOLE 51000 Pulitzer Inc COM 745769109 1277 24600 SH SOLE 24600 Pulte Homes Corp COM 745867101 5113 88961 SH SOLE 88961 Pulte Homes Corp COM 745867101 144 2,500 SH OTHER (6) 2,500 Pulte Homes Corp COM 745867101 753 13,100 SH OTHER (13) 13,100 Puma Technology Inc COM 745887109 1 1500 SH SOLE 1500 Pure Res Inc COM 74622E102 45 2172 SH SOLE 2172 Q Med COM 747914109 4 500 SH SOLE 500 Qlogic Corp COM 747277101 5163 135523 SH SOLE 135523 Qrs Corp COM 74726X105 11 1450 SH SOLE 1450 Quadramed Corp COM 74730W101 315 45,000 SH OTHER (11) 45,000 Quaker Chem Corp COM 747316107 12 500 SH SOLE 500 Quaker Chem Corp COM 747316107 319 13,000 SH OTHER (11) 13,000
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Quaker City Bancorp COM 74731K106 41 1000 SH SOLE 1000 Quaker Fabric Corp N COM 747399103 15 1000 SH SOLE 1000 Qualcomm Inc COM 747525103 30079 1094168 SH SOLE 1094168 Quality Sys Inc COM 747582104 8 500 SH SOLE 500 Quanex Corp COM 747620102 1888 43200 SH SOLE 43200 Quanta Svcs Inc COM 74762E102 1632 165400 SH SOLE 165400 Quantum-Dlt&Storage COM DSSG 747906204 373 88900 SH SOLE 88900 Quest Diagnostics In COM 74834L100 5197 60400 SH SOLE 60400 Quest Software Inc COM 74834T103 58 4000 SH SOLE 4000 Questar Corp COM 748356102 1161 47000 SH SOLE 47000 Quicklogic Corp COM 74837P108 3 900 SH SOLE 900 Quicksilver Resource COM 74837R104 36 1400 SH SOLE 1400 Quiksilver Inc COM 74838C106 1502 60550 SH SOLE 60550 Quintiles Transnatio COM 748767100 2069 165641 SH SOLE 165641 Quintiles Transnatio COM 748767100 839 67,200 SH OTHER (12) 67,200 Quipp Inc COM 748802105 12 900 SH SOLE 900 Quixote Corp COM 749056107 14 800 SH SOLE 800 Quovadx Inc COM 74913K106 16 2600 SH SOLE 2600 Qwest Communications COM 749121109 6718 2399142 SH SOLE 2399142 R & G Financial Corp CL B 749136107 40 1700 SH SOLE 1700 R H Donnelley Corp COM NEW 74955W307 2274 81300 SH SOLE 81300 R S G Energy Group I COM 74956K104 1172 29900 SH SOLE 29900 Racing Champions Cor COM 750069106 21 1200 SH SOLE 1200 Radian Group Inc COM 750236101 3112 63702 SH SOLE 63702 Radian Group Inc COM 750236101 73 1,500 SH OTHER (5) 1,500 Radiant Systems Inc COM 75025N102 17 1300 SH SOLE 1300 Radio One Inc CL A 75040P108 931 62600 SH SOLE 62600 Radio Unica Communic COM 75040Q106 2 1300 SH SOLE 1300 Radioshack Corp COM 750438103 7724 256940 SH SOLE 256940 Radioshack Corp COM 750438103 117 3,900 SH OTHER (5) 3,900 Radioshack Corp COM 750438103 382 12,700 SH OTHER (9) 12,700 Radioshack Corp COM 750438103 147 4,900 SH OTHER (9) 4,900 Radisys Corp COM 750459109 579 49800 SH SOLE 49800 Railamerica Inc COM 750753105 958 88566 SH SOLE 88566 Rainbow Technologies COM 750862104 35 7100 SH SOLE 7100 Rait Invt Tr COM 749227104 31 1300 SH SOLE 1300 Ralcorp Hldgs Inc Ne COM 751028101 2827 90466 SH SOLE 90466 Rambus Inc Del COM 750917106 1125 275000 SH SOLE 275000 Ramco-Gershenson Ppt COM SH BEN INT 751452202 28 1400 SH SOLE 1400 Range Res Corp COM 75281A109 13 2400 SH SOLE 2400
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Rare Hospitality Int COM 753820109 1778 66050 SH SOLE 66050 Rare Medium Group In COM 75382N109 0 1100 SH SOLE 1100 Rational Software Co COM NEW 75409P202 2314 281800 SH SOLE 281800 Raven Inds Inc COM 754212108 19 700 SH SOLE 700 Raymond James Finl I COM 754730109 1199 42100 SH SOLE 42100 Rayonier Inc COM 754907103 771 15700 SH SOLE 15700 Rayonier Inc COM 754907103 98 2,000 SH OTHER (6) 2,000 Rayovac Corp COM 755081106 1621 87500 SH SOLE 87500 Rayovac Corp COM 755081106 604 32,600 SH OTHER (12) 32,600 Raytheon Co COM 755111507 23430 574972 SH SOLE 574972 Rcn Corp COM 749361101 3 2300 SH SOLE 2300 Readers Digest Assn CL A NON VTG 755267101 1083 57800 SH SOLE 57800 Readers Digest Assn CL A NON VTG 755267101 150 8,000 SH OTHER (6) 8,000 Read-Rite Corp COM 755246105 157 326500 SH SOLE 326500 Realnetworks Inc COM 75605L104 1775 436000 SH SOLE 436000 Realty Income Corp COM 756109104 3397 92000 SH SOLE 92000 Reckson Assocs Rlty COM 75621K106 3476 139600 SH SOLE 139600 Recoton Corp COM 756268108 1 500 SH SOLE 500 Red Hat Inc COM 756577102 2710 461700 SH SOLE 461700 Redback Networks Inc COM 757209101 758 423300 SH SOLE 423300 Reebok Intl Ltd COM 758110100 3046 103259 SH SOLE 103259 Reed Elsevier COM G74600100 2705 284571 SH SOLE 284571 Reed Elsevier Nv COM N29370108 1922 141007 SH SOLE 141007 Regal Beloit Corp COM 758750103 1782 73300 SH SOLE 73300 Regal Entmt Group COM 758766109 396 11,000 SH OTHER (11) 11,000 Regal Entmt Group COM 758766109 396 6,000 SH OTHER (13) 6,000 Regency Ctrs Corp REIT 758849103 50 1700 SH SOLE 1700 Regeneration Tech In COM 75886N100 10 1700 SH SOLE 1700 Regeneron Pharmaceut COM 75886F107 1731 119300 SH SOLE 119300 Regent Communication COM 758865109 13 1800 SH SOLE 1800 Regions Finl Corp COM 758940100 11635 331001 SH SOLE 331001 Regions Finl Corp COM 758940100 257 7,300 SH OTHER (5) 7,300 Regis Corp Minn COM 758932107 3133 115950 SH SOLE 115950 Register Com Inc COM 75914G101 828 108700 SH SOLE 108700 Rehabcare Group Inc COM 759148109 1307 54400 SH SOLE 54400 Reinsurance Group Am COM 759351109 900 29200 SH SOLE 29200 Reliance Steel & Alu COM 759509102 2978 97625 SH SOLE 97625 Reliant Energy Inc COM 75952J108 7222 427329 SH SOLE 427329 Reliant Res Inc COM 75952B105 17 1900 SH SOLE 1900 Remec Inc COM 759543101 706 125850 SH SOLE 125850
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Remec Inc COM 759543101 90 16,000 SH OTHER (6) 16,000 Remedytemp Inc CL A 759549108 22 1200 SH SOLE 1200 Remington Oil & Gas COM 759594302 1382 69400 SH SOLE 69400 Renaissance Learning COM 75968L105 1959 96900 SH SOLE 96900 Renal Care Group Inc COM 759930100 900 28900 SH SOLE 28900 Rent A Ctr Inc New COM 76009N100 4374 75400 SH SOLE 75400 Rent A Ctr Inc New COM 76009N100 249 4,300 SH OTHER (5) 4,300 Rent Way Inc COM 76009U104 41 3200 SH SOLE 3200 Rentokil Initial COM G75093107 1710 420222 SH SOLE 420222 Repsol Sa (Rg) COM E8471S106 2503 212293 SH SOLE 212293 Repsol Sa (Rg) COM E8471S106 228 19,300 SH OTHER (2) 19,300 Republic Bancorp Inc COM 760282103 2179 145831 SH SOLE 145831 Republic Bancorp Ky CL A 760281204 18 1500 SH SOLE 1500 Republic Svcs Inc COM 760759100 1878 98500 SH SOLE 98500 Republic Svcs Inc COM 760759100 107 5,600 SH OTHER (5) 5,600 Republic Svcs Inc COM 760759100 219 11,500 SH OTHER (6) 11,500 Research Frontiers C COM 760911107 12 800 SH SOLE 800 Resmed Inc COM 761152107 564 19200 SH SOLE 19200 Resonate Inc COM 76115Q104 2 800 SH SOLE 800 Resortquest Intl Inc COM 761183102 17 3000 SH SOLE 3000 Resource America Inc CL A 761195205 21 2000 SH SOLE 2000 Resources Connection COM 76122Q105 1576 58400 SH SOLE 58400 Respironics Inc COM 761230101 3068 90100 SH SOLE 90100 Restoration Hardware COM 760981100 15 1700 SH SOLE 1700 Retek Inc COM 76128Q109 759 31243 SH SOLE 31243 Reuters Group COM G75412109 1710 322330 SH SOLE 322330 Revlon Inc CL A 761525500 9 1800 SH SOLE 1800 Rex Stores Corp COM 761624105 74 5375 SH SOLE 5375 Rex Stores Corp COM 761624105 262 19,000 SH OTHER (11) 19,000 Reynolds & Reynolds CL A 761695105 1188 42500 SH SOLE 42500 Reynolds R J Tob Hld COM 76182K105 3028 56332 SH SOLE 56332 Reynolds R J Tob Hld COM 76182K105 263 4,900 SH OTHER (5) 4,900 Rf Microdevices Inc COM 749941100 736 96600 SH SOLE 96600 Rfs Hotel Invs Inc COM 74955J108 15 1100 SH SOLE 1100 Richardson Electrs COM 763165107 14 1300 SH SOLE 1300 Ricoh Co COM J64683105 2528 146000 SH SOLE 146000 Right Mgmt Consultan COM 766573109 41 1550 SH SOLE 1550 Rigs Natl Corp Wash COM 766570105 1270 85200 SH SOLE 85200 Rio Tinto Limited COM Q29585108 1318 70064 SH SOLE 70064 Rite Aid Corp COM 767754104 697 296500 SH SOLE 296500
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Riverstone Networks COM 769320102 229 73015 SH SOLE 73015 Riviana Foods Inc COM 769536103 30 1200 SH SOLE 1200 Rli Corp COM 749607107 1539 30175 SH SOLE 30175 Roadway Express Inc COM 769742107 2134 59400 SH SOLE 59400 Roanoke Elec Stl Cor COM 769841107 12 800 SH SOLE 800 Robbins & Myers Inc COM 770196103 147 5600 SH SOLE 5600 Robert Half Intl Inc COM 770323103 5709 245024 SH SOLE 245024 Robotic Vision Sys COM 771074101 1 1000 SH SOLE 1000 Roche Hldgs Ag COM H69293118 12604 166726 SH SOLE 166726 Rock-Tenn Co CL A 772739207 1250 68100 SH SOLE 68100 Rockwell Automation COM 773903109 5790 289798 SH SOLE 289798 Rockwell Collins Inc COM 774341101 7041 256798 SH SOLE 256798 Rocky Mnt Chocolate COM PAR 774678403 11 1000 SH SOLE 1000 Rofin Sinar Technolo COM 775043102 17 1900 SH SOLE 1900 Rogers Corp COM 775133101 1210 44300 SH SOLE 44300 Rohm & Haas Co COM 775371107 12819 316598 SH SOLE 316598 Rohm Co Ltd COM J65328122 3732 25000 SH SOLE 25000 Rohn Inds Inc COM 775381106 0 1800 SH SOLE 1800 Rollins Inc COM 775711104 1696 83400 SH SOLE 83400 Rolls Royce COM G76311102 2340 947,800 SH OTHER (3) 947,800 Roper Inds Inc New COM 776696106 675 18100 SH SOLE 18100 Roslyn Bancorp Inc COM 778162107 1229 56300 SH SOLE 56300 Ross Stores Inc COM 778296103 2922 71700 SH SOLE 71700 Rotork COM G76717100 276 53,300 SH OTHER (4) 53,300 Rouse Co COM 779273101 1742 52800 SH SOLE 52800 Rowan Cos Inc COM 779382100 2758 128570 SH SOLE 128570 Roxio Inc COM 780008108 5 724 SH SOLE 724 Royal Appliance Mfg COM 780076105 25 3800 SH SOLE 3800 Royal Bk Cda Montrea COM 780087102 5569 161317 SH SOLE 161317 Royal Caribbean Crui COM V7780T103 2163 110900 SH SOLE 110900 Royal Dutch Pete Co NY REG GLD 780257804 98767 1786993 SH SOLE 1786993 Royal Dutch Petrol COM N76277107 27640 496207 SH SOLE 496207 Royal Dutch Petrol COM N76277107 184 3,300 SH OTHER (2) 3,300 Royal Gold Inc COM 780287108 10 700 SH SOLE 700 Rpc Inc COM 749660106 11 900 SH SOLE 900 Rpm Inc Ohio COM 749685103 1014 66500 SH SOLE 66500 Rsa Sec Inc COM 749719100 709 147300 SH SOLE 147300 Rti Intl Metals Inc COM 74973W107 80 6600 SH SOLE 6600 Ruby Tuesday Inc COM 781182100 731 37700 SH SOLE 37700 Ruddick Corp COM 781258108 2183 128700 SH SOLE 128700
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Rudolph Technologies COM 781270103 1127 45200 SH SOLE 45200 Rural Cellular Corp COM 781904107 1 1200 SH SOLE 1200 Rush Enterpises Inc COM 781846100 5 500 SH SOLE 500 Russ Berrie & Co COM 782233100 2195 62000 SH SOLE 62000 Russell Corp COM 782352108 1854 96300 SH SOLE 96300 Rwe Ag (Neu) COM D64826106 3080 77776 SH SOLE 77776 Ryanair Hldgs Plc SPONSORED ADR 783513104 544 15,600 SH OTHER (4) 15,600 Ryans Family Stk Hse COM 783519101 1576 119300 SH SOLE 119300 Ryans Family Stk Hse COM 783519101 351 26,600 SH OTHER (13) 26,600 Ryder Sys Inc COM 783549108 2325 85813 SH SOLE 85813 Ryder Sys Inc COM 783549108 238 8,800 SH OTHER (5) 8,800 Ryerson Tull Inc New COM 78375P107 105 9000 SH SOLE 9000 Ryland Group Inc COM 783764103 4025 80900 SH SOLE 80900 Ryland Group Inc COM 783764103 74 1,500 SH OTHER (5) 1,500 Ryland Group Inc COM 783764103 761 15,300 SH OTHER (13) 15,300 S & T Bancorp Inc COM 783859101 1982 73400 SH SOLE 73400 S Y Bancorp Inc COM 785060104 29 700 SH SOLE 700 S1 Corporation COM 78463B101 1513 204730 SH SOLE 204730 Saba Software Inc COM 784932105 5 2000 SH SOLE 2000 Sabre Group Hldgs In CL A 785905100 8079 225676 SH SOLE 225676 Safeco Corp COM 786429100 5817 188321 SH SOLE 188321 Safeguard Scientific COM 786449108 615 307300 SH SOLE 307300 Safenet Inc COM 78645R107 13 900 SH SOLE 900 Safeway COM G04704113 1017 236797 SH SOLE 236797 Safeway Inc COM NEW 786514208 20222 692757 SH SOLE 692757 Saga Communications CL A 786598102 28 1250 SH SOLE 1250 Sagent Technology In COM 786693101 1 1500 SH SOLE 1500 Sainsbury(J) COM G77732108 1701 313408 SH SOLE 313408 Saks Inc COM 79377W108 1057 82340 SH SOLE 82340 Salem Communications CL A 794093104 1224 49200 SH SOLE 49200 Salton Inc COM 795757103 63 4400 SH SOLE 4400 Sanchez Computer Ass COM 799702105 8 1800 SH SOLE 1800 Sanderson Farms Inc COM 800013104 35 1400 SH SOLE 1400 Sandisk Corp COM 80004C101 2295 185100 SH SOLE 185100 Sandy Spring Bancorp COM 800363103 1328 41300 SH SOLE 41300 Sangamo Biosciences COM 800677106 7 1200 SH SOLE 1200 Sangstat Med Corp COM 801003104 1655 72000 SH SOLE 72000 Sangstat Med Corp COM 801003104 333 14,500 SH OTHER (13) 14,500 Sankyo Company Ltd COM J67822106 1047 77000 SH SOLE 77000 Sanmina-Sci Corp COM 800907107 4698 744597 SH SOLE 744597
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Sanofi-Synthelabo COM F81267134 5223 85854 SH SOLE 85854 Santander Bancorp COM 802809103 1940 113800 SH SOLE 113800 Sanyo Electric Co COM J68897107 1571 360000 SH SOLE 360000 Sapient Corp COM 803062108 358 337700 SH SOLE 337700 Sara Lee Corp COM 803111103 22923 1110616 SH SOLE 1110616 Satcon Technology Co COM 803893106 1 900 SH SOLE 900 Saucony Inc CL B 804120202 14 1900 SH SOLE 1900 Sauer-Danfoss Inc COM 804137107 1426 127800 SH SOLE 127800 Saul Ctrs Inc COM 804395101 28 1100 SH SOLE 1100 Saxon Capital Inc COM 80556P302 31 1900 SH SOLE 1900 Sba Communications C COM 78388J106 157 111100 SH SOLE 111100 Sbc Communications I COM 78387G103 151042 4952193 SH SOLE 4952193 Sbc Communications I COM 78387G103 482 15,800 SH OTHER (5) 15,800 Sbs Technologies Inc COM 78387P103 61 5000 SH SOLE 5000 Scana Corp New COM 80589M102 1886 61105 SH SOLE 61105 Scansource Inc COM 806037107 104 1700 SH SOLE 1700 Schein Henry Inc COM 806407102 1121 25200 SH SOLE 25200 Schering Plough Corp COM 806605101 51495 2093299 SH SOLE 2093299 Schering Plough Corp COM 806605101 1658 67,400 SH OTHER (3) 67,400 Schlumberger Ltd COM 806857108 23621 507987 SH SOLE 507987 Schneider Electric COM F86921107 2036 37861 SH SOLE 37861 Schnitzer Stl Inds CL A 806882106 33 1500 SH SOLE 1500 Scholastic Corp COM 807066105 917 24200 SH SOLE 24200 School Specialty Inc COM 807863105 1482 55800 SH SOLE 55800 Schulman A Inc COM 808194104 1731 80700 SH SOLE 80700 Schulman A Inc COM 808194104 232 10,800 SH OTHER (13) 10,800 Schwab Charles Cp Ne COM 808513105 21569 1925822 SH SOLE 1925822 Schweitzer-Mauduit I COM 808541106 1146 46600 SH SOLE 46600 Scient Inc COM 808649305 0 624 SH SOLE 624 Scientific Atlanta COM 808655104 4249 258299 SH SOLE 258299 Scientific Atlanta COM 808655104 196 11,900 SH OTHER (5) 11,900 Scientific Games Cor COM 80874P109 921 116000 SH SOLE 116000 Scios Inc COM 808905103 3869 126400 SH SOLE 126400 Scipe Hldgs Inc COM 78402P104 21 3500 SH SOLE 3500 Scm Microsystems Inc COM 784018103 83 6200 SH SOLE 6200 Scot & Newcastle COM G79269117 1352 145929 SH SOLE 145929 Scot & Newcastle COM G79269117 39 4,200 SH OTHER (2) 4,200 Scot & Southern En COM G7904P109 1914 193469 SH SOLE 193469 Scot Power COM G79314129 2240 416514 SH SOLE 416514 Scotts Co CL A 810186106 767 16900 SH SOLE 16900
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Scp Pool Corp COM 784028102 1910 68800 SH SOLE 68800 Scripps Howard Inc CL A 811054204 3563 46275 SH SOLE 46275 Seachange Intl Inc COM 811699107 617 70300 SH SOLE 70300 Seacoast Bkg Corp Fl COM 811707306 35 600 SH SOLE 600 Seacoast Finl Svcs C COM 81170Q106 1885 75200 SH SOLE 75200 Seacor Hldgs Inc COM 811904101 2846 60100 SH SOLE 60100 Sealed Air Corp New COM 81211K100 4808 119393 SH SOLE 119393 Sears Roebuck & Co COM 812387108 25970 478260 SH SOLE 478260 Sears Roebuck & Co COM 812387108 244 4,500 SH OTHER (5) 4,500 Secom Co COM J69972107 2134 43500 SH SOLE 43500 Secom Co COM J69972107 589 12,000 SH OTHER (4) 12,000 Second Bancorp Inc COM 813114105 25 900 SH SOLE 900 Secure Computing Cor COM 813705100 617 81700 SH SOLE 81700 Seebeyond Technologi COM 815704101 673 217000 SH SOLE 217000 Sega Corp COM J70015102 569 23,700 SH OTHER (4) 23,700 Sei Corp COM 784117103 1758 62400 SH SOLE 62400 Seitel Inc COM 816074306 67 66800 SH SOLE 66800 Sekisui House COM J70746136 992 135000 SH SOLE 135000 Select Medical Corp COM 816196109 31 2000 SH SOLE 2000 Selectica Inc COM 816288104 8 1900 SH SOLE 1900 Selective Ins Group COM 816300107 2204 77800 SH SOLE 77800 Semitool Inc COM 816909105 15 1800 SH SOLE 1800 Sempra Energy COM 816851109 6616 298965 SH SOLE 298965 Sempra Energy COM 816851109 279 12,600 SH OTHER (5) 12,600 Semtech Corp COM 816850101 1095 41000 SH SOLE 41000 Senior Hsg Pptys Tr SH BEN INT 81721M109 2706 172350 SH SOLE 172350 Sensient Technologie COM 81725T100 2959 130000 SH SOLE 130000 Sepracor Inc COM 817315104 429 44900 SH SOLE 44900 Sequa Corporation CL A 817320104 1772 27100 SH SOLE 27100 Sequenom Inc COM 817337108 347 98200 SH SOLE 98200 Serena Software Inc COM 817492101 29 2100 SH SOLE 2100 Serologicals Corp COM 817523103 1247 68200 SH SOLE 68200 Service Corp Intl COM 817565104 1074 222400 SH SOLE 222400 Servicemaster Co COM 81760N109 2966 216200 SH SOLE 216200 Seven-Eleven Japan COM J71305106 3584 91000 SH SOLE 91000 Sfbc Intl Inc COM 784121105 17 1000 SH SOLE 1000 Sharp Corp COM J71434112 2603 205000 SH SOLE 205000 Shaw Communications CL B CONV 82028K200 563 51112 SH SOLE 51112 Shaw Group Inc COM 820280105 3776 123000 SH SOLE 123000 Shell Trnspt&Trdg COM 822703104 17250 2286247 SH SOLE 2286247
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Sherwin Williams Co COM 824348106 6708 224114 SH SOLE 224114 Sherwin Williams Co COM 824348106 83 2,800 SH OTHER (7) 2,800 Sherwin Williams Co COM 824348106 227 7,600 SH OTHER (7) 7,600 Shimano Inc COM J72262108 933 68,800 SH OTHER (3) 68,800 Shin-Etsu Chemical COM J72810120 3734 86900 SH SOLE 86900 Shionogi & Co COM J74229105 753 59000 SH SOLE 59000 Shoe Carnival Inc COM 824889109 26 1200 SH SOLE 1200 Shopko Stores Inc COM 824911101 248 12300 SH SOLE 12300 Shoppers Drug Mart C COM 82509W103 267 16,300 SH OTHER (4) 16,300 Shuffle Master Inc COM 825549108 23 1250 SH SOLE 1250 Shurgard Storage Ctr COM 82567D104 3414 98400 SH SOLE 98400 Sicor Inc COM 825846108 1233 66500 SH SOLE 66500 Siebel Sys Inc COM 826170102 9377 659442 SH SOLE 659442 Siebert Finl Corp COM 826176109 10 2900 SH SOLE 2900 Siemens Ag COM D69671119 11873 197790 SH SOLE 197790 Sierra Health Svcs I COM 826322109 244 10900 SH SOLE 10900 Sierra Health Svcs I COM 826322109 154 6,900 SH OTHER (13) 6,900 Sierra Pac Res COM 826428104 462 59276 SH SOLE 59276 Sigma Aldrich Corp COM 826552101 5247 104626 SH SOLE 104626 Signalsoft Corp COM 82668M102 4 1900 SH SOLE 1900 Silgan Holdings Inc COM 827048109 2026 50100 SH SOLE 50100 Silicon Graphics Inc COM 827056102 1693 575900 SH SOLE 575900 Silicon Image Inc COM 82705T102 12 2000 SH SOLE 2000 Silicon Laboratories COM 826919102 68 2500 SH SOLE 2500 Silicon Storage Tech COM 827057100 1975 253200 SH SOLE 253200 Silicon Vy Bancshare COM 827064106 3282 124500 SH SOLE 124500 Silicon Vy Bancshare COM 827064106 453 17,200 SH OTHER (9) 17,200 Silicon Vy Bancshare COM 827064106 171 6,500 SH OTHER (9) 6,500 Siliconix Inc COM NEW 827079203 36 1300 SH SOLE 1300 Silverstream Softwar COM 827907106 13 1500 SH SOLE 1500 Simon Ppty Group Inc COM 828806109 9140 248100 SH SOLE 248100 Simpson Manufacturin COM 829073105 1834 32100 SH SOLE 32100 Sinclair Broadcast G CL A 829226109 1676 116100 SH SOLE 116100 Singapore Airlines COM V80178110 898 123000 SH SOLE 123000 Singapore Press Hd COM V81378107 879 78000 SH SOLE 78000 Singapore Press Hd COM V81378107 1162 103,200 SH OTHER (3) 103,200 Sipex Corp COM 829909100 8 1600 SH SOLE 1600 Sirenza Microdevices COM 82966T106 3 1300 SH SOLE 1300 Sirius Satellite Rad COM 82966U103 778 206300 SH SOLE 206300 Sitel Corp COM 82980K107 9 2800 SH SOLE 2800
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Six Continents COM G08708110 2007 197576 SH SOLE 197576 Six Flags Inc COM 83001P109 767 53100 SH SOLE 53100 Sjw Corp COM 784305104 57 700 SH SOLE 700 Sk Telecom Ltd SPONSORED ADR 78440P108 159 6400 SH SOLE 6400 Skanska Ab COM W83567110 587 84997 SH SOLE 84997 Skechers U S A Inc CL A 830566105 11 500 SH SOLE 500 Skillsoft Corp COM 83066P101 386 49200 SH SOLE 49200 Sky Finl Group Inc COM 83080P103 1009 47721 SH SOLE 47721 Skyline Corp COM 830830105 86 2600 SH SOLE 2600 Skywest Inc COM 830879102 1170 50000 SH SOLE 50000 Skyworks Solutions I COM 83088M102 1622 292186 SH SOLE 292186 Sl Green Rlty Corp COM 78440X101 2948 82700 SH SOLE 82700 Sli Inc COM 78442T108 1 1600 SH SOLE 1600 Slm Corp COM 78442P106 21372 220561 SH SOLE 220561 Smart & Final Inc COM 831683107 21 2700 SH SOLE 2700 Smc Corp COM J75734103 1655 14000 SH SOLE 14000 Smc Corp COM J75734103 721 6,100 SH OTHER (4) 6,100 Smith & Nephew COM G82343107 1148 206990 SH SOLE 206990 Smith & Wollensky Re COM 831758107 5 900 SH SOLE 900 Smith A O Corp 'b' COM 831865209 2634 84400 SH SOLE 84400 Smith Intl Inc COM 832110100 1957 28700 SH SOLE 28700 Smithfield Foods Inc COM 832248108 1228 66200 SH SOLE 66200 Smiths Group COM G82401103 1626 125180 SH SOLE 125180 Smucker J M Co COM 832696405 4616 135251 SH SOLE 135251 Smurfit-Stone Contai COM 832727101 2185 141700 SH SOLE 141700 Snap On Tools Corp COM 833034101 2455 82689 SH SOLE 82689 Snap On Tools Corp COM 833034101 104 3,500 SH OTHER (6) 3,500 Socket Communication COM 833672108 1 800 SH SOLE 800 Sodexho Alliance COM F84941123 802 21135 SH SOLE 21135 Sola Intl Inc COM 834092108 1010 87800 SH SOLE 87800 Solectron Corp COM 834182107 7169 1165729 SH SOLE 1165729 Solutia Inc COM 834376105 421 60000 SH SOLE 60000 Somera Communication COM 834458101 14 1900 SH SOLE 1900 Sonic Automotive Inc CL A 83545G102 2338 90800 SH SOLE 90800 Sonic Corp COM 835451105 3413 108675 SH SOLE 108675 Sonic Fdry Inc COM 83545R108 1 600 SH SOLE 600 Sonicblue Inc COM 83546Q109 3 2600 SH SOLE 2600 Sonicwall Inc COM 835470105 203 40400 SH SOLE 40400 Sonicwall Inc COM 835470105 105 21,000 SH OTHER (6) 21,000 Sonoco Prods Co COM 835495102 1961 69241 SH SOLE 69241
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Sonosite Inc COM 83568G104 23 1600 SH SOLE 1600 Sonus Networks Inc COM 835916107 1101 545000 SH SOLE 545000 Sony Corp COM J76379106 10378 196500 SH SOLE 196500 Sothebys Hldgs Inc CL A 835898107 2374 166600 SH SOLE 166600 Soundview Technology COM 83611Q109 5 3000 SH SOLE 3000 Source Information M COM NEW 836151209 10 1900 SH SOLE 1900 Sourcecorp COM 836167106 1426 53800 SH SOLE 53800 South Finl Group Inc COM 837841105 2913 130000 SH SOLE 130000 South Jersey Inds In COM 838518108 1175 34800 SH SOLE 34800 Southern Co COM 842587107 28832 1052255 SH SOLE 1052255 Southern Co COM 842587107 2452 89,500 SH OTHER (10) 89,500 Southern Finl Bancor COM 842870107 6 200 SH SOLE 200 Southern Peru Copper COM 843611104 25 1700 SH SOLE 1700 Southern Un Co New COM 844030106 2801 164785 SH SOLE 164785 Southtrust Corp COM 844730101 13168 504135 SH SOLE 504135 Southtrust Corp COM 844730101 235 9,000 SH OTHER (6) 9,000 Southwest Airls Co COM 844741108 17732 1097271 SH SOLE 1097271 Southwest Airls Co COM 844741108 368 22,800 SH OTHER (9) 22,800 Southwest Airls Co COM 844741108 139 8,600 SH OTHER (9) 8,600 Southwest Bancorp In COM 844767103 45 1650 SH SOLE 1650 Southwest Bancorpora COM 84476R109 3245 89600 SH SOLE 89600 Southwest Gas Corp COM 844895102 2413 97500 SH SOLE 97500 Southwestern Energy COM 845467109 138 9100 SH SOLE 9100 Sovereign Bancorp In COM 845905108 2323 155360 SH SOLE 155360 Sovran Self Storage COM 84610H108 1216 35600 SH SOLE 35600 Spacelabs Med Inc COM 846247104 41 2900 SH SOLE 2900 Spanish Broadcasting CL A 846425882 992 99200 SH SOLE 99200 Spartan Mtrs Inc COM 846819100 153 10,000 SH OTHER (11) 10,000 Spartan Stores Inc COM 846822104 2 500 SH SOLE 500 Spartech Corp COM NEW 847220209 2010 73800 SH SOLE 73800 Specialty Laboratori COM 84749R100 6 700 SH SOLE 700 Spectralink Corp COM 847580107 11 1000 SH SOLE 1000 Spectrasite Hldgs In COM 84760T100 72 400200 SH SOLE 400200 Spectrian Corp COM 847608106 10 1000 SH SOLE 1000 Speechworks Intl Inc COM 84764M101 313 85000 SH SOLE 85000 Speedfam-Ipec Inc COM 847705100 12 2200 SH SOLE 2200 Speedway Motorsports COM 847788106 2942 115700 SH SOLE 115700 Spherion Corp COM 848420105 2101 176530 SH SOLE 176530 Spherix Inc COM 84842R106 3 500 SH SOLE 500 Spinnaker Expl Co COM 84855W109 3260 90500 SH SOLE 90500
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Sports Auth Inc COM 849176102 11 1000 SH SOLE 1000 Sportsline.Com Inc COM 848934105 2 2300 SH SOLE 2300 Sprint -Fon COM FON GROUP 852061100 13559 1277923 SH SOLE 1277923 Sprint -Fon COM FON GROUP 852061100 329 31,000 SH OTHER (5) 31,000 Sprint -Pcs PCS COM SER 1 852061506 6312 1412192 SH SOLE 1412192 Sprint -Pcs PCS COM SER 1 852061506 609 136,300 SH OTHER (10) 136,300 Sps Technologies Inc COM 784626103 1599 41900 SH SOLE 41900 Spss Inc COM 78462K102 89 5700 SH SOLE 5700 Spx Corp COM 784635104 3044 25905 SH SOLE 25905 Spx Corp COM 784635104 1763 15,000 SH OTHER (3) 15,000 Sri/Surgical Express COM 78464W104 12 1000 SH SOLE 1000 St Francis Cap Corp COM 789374105 30 1200 SH SOLE 1200 St Joe Corp COM 790148100 1396 46500 SH SOLE 46500 St Joe Corp COM 790148100 96 3,200 SH OTHER (13) 3,200 St Jude Med Inc COM 790849103 10136 137251 SH SOLE 137251 St Mary Ld & Expl Co COM 792228108 2005 83800 SH SOLE 83800 St Paul Cos Inc COM 792860108 11817 303616 SH SOLE 303616 Stage Stores Inc COM NEW 85254C305 28 800 SH SOLE 800 Stancorp Finl Group COM 852891100 977 17600 SH SOLE 17600 Stancorp Finl Group COM 852891100 228 4,100 SH OTHER (5) 4,100 Standard Coml Tob In COM 853258101 24 1100 SH SOLE 1100 Standard Microsystem COM 853626109 382 16200 SH SOLE 16200 Standard Mtr Prods COM 853666105 61 3600 SH SOLE 3600 Standard Pac Corp Ne COM 85375C101 3371 96100 SH SOLE 96100 Standard Pac Corp Ne COM 85375C101 105 3,000 SH OTHER (6) 3,000 Standard Pac Corp Ne COM 85375C101 477 13,600 SH OTHER (13) 13,600 Standard Register Co COM 853887107 2862 83700 SH SOLE 83700 Standex Intl Corp COM 854231107 103 4100 SH SOLE 4100 Stanley Furniture In COM NEW 854305208 16 600 SH SOLE 600 Stanley Wks COM 854616109 3106 75740 SH SOLE 75740 Staples Inc COM 855030102 12905 655052 SH SOLE 655052 Staples Inc COM 855030102 1444 73,300 SH OTHER (10) 73,300 Starbucks Corp COM 855244109 13296 535039 SH SOLE 535039 Startek Inc COM 85569C107 24 900 SH SOLE 900 Starwood Hotels&Reso PAIRED CTF 85590A203 9346 284151 SH SOLE 284151 Starwood Hotels&Reso PAIRED CTF 85590A203 513 15,600 SH OTHER (9) 15,600 Starwood Hotels&Reso PAIRED CTF 85590A203 194 5,900 SH OTHER (9) 5,900 State Auto Finl Corp COM 855707105 1715 104600 SH SOLE 104600 State Finl Svcs Corp CL A 856855101 10 700 SH SOLE 700 State Str Corp COM 857477103 22511 503611 SH SOLE 503611
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Staten Is Bancorp In COM 857550107 3600 187500 SH SOLE 187500 Station Casinos Inc COM 857689103 2834 158750 SH SOLE 158750 Steak N Shake Co COM 857873103 25 1580 SH SOLE 1580 Steel Dynamics Inc COM 858119100 2296 139400 SH SOLE 139400 Steel Technologies I COM 858147101 53 4000 SH SOLE 4000 Steelcase Inc CL A 858155203 1303 97400 SH SOLE 97400 Steelcase Inc CL A 858155203 765 57,200 SH OTHER (12) 57,200 Stein Mart Inc COM 858375108 1454 122500 SH SOLE 122500 Steinway Musical Ins COM ORD 858495104 203 9,500 SH OTHER (11) 9,500 Stellent Inc COM 85856W105 263 58400 SH SOLE 58400 Stelmar Shipping Ltd COM V8726M103 245 16,500 SH OTHER (11) 16,500 Stepan Chem Co COM 858586100 34 1200 SH SOLE 1200 Stericycle Inc COM 858912108 3626 102400 SH SOLE 102400 Stericycle Inc COM 858912108 485 13,700 SH OTHER (13) 13,700 Steris Corp COM 859152100 776 40600 SH SOLE 40600 Sterling Bancorp COM 859158107 36 1016 SH SOLE 1016 Sterling Bancshares COM 858907108 1696 114850 SH SOLE 114850 Sterling Finl Corp COM 859317109 25 1000 SH SOLE 1000 Sterling Finl Corp W COM 859319105 15 770 SH SOLE 770 Stewart Enterprises CL A 860370105 1825 286500 SH SOLE 286500 Stewart Information COM 860372101 1153 56100 SH SOLE 56100 Stewart&Stevenson Sv COM 860342104 1373 77400 SH SOLE 77400 Stillwater Mng Co COM 86074Q102 2108 129500 SH SOLE 129500 Stilwell Finl Inc COM 860831106 5795 318407 SH SOLE 318407 Stmicroelectronics COM 861012128 2925 117296 SH SOLE 117296 Stmicroelectronics COM 861012128 1055 42,300 SH OTHER (4) 42,300 Stocker & Yale Inc N COM NEW 86126T203 1 500 SH SOLE 500 Stone Energy Corp COM 861642106 3196 79416 SH SOLE 79416 Stoneridge Inc COM 86183P102 32 1700 SH SOLE 1700 Stora Enso Corp SPON ADR REP R 86210M106 56 4199 SH SOLE 4199 Storage Technology C COM PAR 862111200 1266 79300 SH SOLE 79300 Storagenetworks Inc COM 86211E103 4 2100 SH SOLE 2100 Stratos Lightwave In COM 863100103 316 197362 SH SOLE 197362 Strattec Sec Corp COM 863111100 28 500 SH SOLE 500 Strayer Ed Inc COM 863236105 1412 22200 SH SOLE 22200 Stride Rite Corp COM 863314100 123 15400 SH SOLE 15400 Stryker Corp COM 863667101 14892 278300 SH SOLE 278300 Student Advantage In COM 86386Q105 0 1900 SH SOLE 1900 Student Ln Corp COM 863902102 953 11500 SH SOLE 11500 Sturm Ruger & Co Inc COM 864159108 129 9100 SH SOLE 9100
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Suez COM F58653118 5049 189355 SH SOLE 189355 Suffolk Bancorp COM 864739107 51 1400 SH SOLE 1400 Sumitomo Chem Co COM J77153120 1128 248000 SH SOLE 248000 Sumitomo Corp COM J77282119 830 137000 SH SOLE 137000 Sumitomo Electric COM J77411114 908 131000 SH SOLE 131000 Summit Pptys Inc COM 866239106 1730 74100 SH SOLE 74100 Sun Communities Inc COM 866674104 1996 47800 SH SOLE 47800 Sun Hung Kai Prop COM Y82594121 2261 297694 SH SOLE 297694 Sun Life Finl Svcs C COM 866796105 3294 152164 SH SOLE 152164 Sun Microsystems Inc COM 866810104 23527 4696044 SH SOLE 4696044 Suncor Inc COM 867229106 691 39,500 SH OTHER (4) 39,500 Sungard Data Sys Inc COM 867363103 4401 166200 SH SOLE 166200 Sunoco Inc COM 86764P109 3991 112002 SH SOLE 112002 Sunrise Assisted Liv COM 86768K106 1836 68500 SH SOLE 68500 Sunrise Telecom Inc COM 86769Y105 4 2000 SH SOLE 2000 Suntrust Bks Inc COM 867914103 29005 428305 SH SOLE 428305 Suntrust Bks Inc COM 867914103 95 1,400 SH OTHER (5) 1,400 Superconductor Techn COM 867931107 3 1600 SH SOLE 1600 Supergen Inc COM 868059106 621 85500 SH SOLE 85500 Superior Energy Svcs COM 868157108 2045 201500 SH SOLE 201500 Superior Inds Intl COM 868168105 3298 71300 SH SOLE 71300 Superior Inds Intl COM 868168105 481 10,400 SH OTHER (13) 10,400 Superior Telecom Inc COM 868365107 1 1124 SH SOLE 1124 Superior Uniform Grp COM 868358102 17 1600 SH SOLE 1600 Supertex Inc COM 868532102 7 400 SH SOLE 400 Supervalu Inc COM 868536103 5691 231988 SH SOLE 231988 Supervalu Inc COM 868536103 186 7,600 SH OTHER (5) 7,600 Supportsoft Inc COM 868587106 6 2300 SH SOLE 2300 Surmodics Inc COM 868873100 1235 47500 SH SOLE 47500 Susquehanna Bkshs Pa COM 869099101 2747 120975 SH SOLE 120975 Svenska Cellulosa COM W90152120 1461 41064 SH SOLE 41064 Swift Energy Co COM 870738101 1247 79000 SH SOLE 79000 Swift Energy Co COM 870738101 292 18,500 SH OTHER (11) 18,500 Swift Transn Co COM 870756103 1157 49670 SH SOLE 49670 Swire Pacific COM Y83310105 1154 225500 SH SOLE 225500 Sws Group Inc COM 78503N107 1050 53500 SH SOLE 53500 Sybase Inc COM 871130100 814 77136 SH SOLE 77136 Sybron Dental Specia COM 871142105 1951 105433 SH SOLE 105433 Sycamore Networks In COM 871206108 609 157800 SH SOLE 157800 Sykes Enterprises In COM 871237103 833 108300 SH SOLE 108300
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Sylvan Learning Sys COM 871399101 2158 108200 SH SOLE 108200 Symantec Corp COM 871503108 2957 90000 SH SOLE 90000 Symantec Corp COM 871503108 279 8,500 SH OTHER (5) 8,500 Symbol Technologies COM 871508107 2746 323056 SH SOLE 323056 Symbol Technologies COM 871508107 547 64,300 SH OTHER (9) 64,300 Symbol Technologies COM 871508107 401 47,200 SH OTHER (12) 47,200 Symbol Technologies COM 871508107 209 24,600 SH OTHER (9) 24,600 Symmetricom Inc COM 871543104 30 8300 SH SOLE 8300 Symmetricom Inc COM 871543104 219 60,000 SH OTHER (11) 60,000 Symyx Technologies COM 87155S108 1158 83200 SH SOLE 83200 Synaptics Inc COM 87157D109 8 1000 SH SOLE 1000 Synavant Inc COM 87157A105 2 1325 SH SOLE 1325 Syncor Intl Corp Del COM 87157J106 2129 67600 SH SOLE 67600 Synopsys Inc COM 871607107 2430 44342 SH SOLE 44342 Synovus Finl Corp COM 87161C105 11459 416394 SH SOLE 416394 Synplicity Inc COM 87160Y108 5 1200 SH SOLE 1200 Synquest Inc COM 87160X100 0 600 SH SOLE 600 Syntel Inc COM 87162H103 31 2500 SH SOLE 2500 Syntroleum Corp COM 871630109 12 4000 SH SOLE 4000 Sysco Corp COM 871829107 25621 941246 SH SOLE 941246 Systems & Computer T COM 871873105 1478 109400 SH SOLE 109400 Systems & Computer T COM 871873105 270 20,000 SH OTHER (11) 20,000 Systems & Computer T COM 871873105 422 31,200 SH OTHER (12) 31,200 T / R Sys Inc COM 87263U102 2 1500 SH SOLE 1500 T.Rowe Price Group I COM 74144T108 5738 174507 SH SOLE 174507 Taisho Pharm Co COM J79819108 585 38000 SH SOLE 38000 Taiwan Semiconductor SPONSORED ADR 874039100 728 15,090 SH OTHER (7) 15,090 Taiwan Semiconductor SPONSORED ADR 874039100 728 40,890 SH OTHER (7) 40,890 Takeda Chem Inds COM J81281115 7943 181000 SH SOLE 181000 Takeda Chem Inds COM J81281115 1711 39,000 SH OTHER (3) 39,000 Takeda Chem Inds COM J81281115 570 13,000 SH OTHER (4) 13,000 Take-Two Interactive COM 874054109 2102 102100 SH SOLE 102100 Talbots Inc COM 874161102 1225 35000 SH SOLE 35000 Talbots Inc COM 874161102 158 4,500 SH OTHER (6) 4,500 Talbots Inc COM 874161102 613 17,500 SH OTHER (9) 17,500 Talbots Inc COM 874161102 231 6,600 SH OTHER (9) 6,600 Talisman Energy Inc COM 87425E103 1369 30498 SH SOLE 30498 Talisman Energy Inc COM 87425E103 280 6,200 SH OTHER (5) 6,200 Talx Corp COM 874918105 785 41400 SH SOLE 41400 Tandy Brands Accesso COM 875378101 12 1000 SH SOLE 1000
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Tanger Factory Outle COM 875465106 24 800 SH SOLE 800 Tanning Technology C COM 87588P101 1 900 SH SOLE 900 Tanox Inc COM 87588Q109 1287 118800 SH SOLE 118800 Taragon Rlty Invs In COM 876287103 24 1573 SH SOLE 1573 Target Corp COM 87612E106 48830 1281615 SH SOLE 1281615 Tarrant Apparel Grou COM 876289109 11 1700 SH SOLE 1700 Taser Intl Inc COM 87651B104 12 1000 SH SOLE 1000 Tasty Baking Co COM 876553306 18 1300 SH SOLE 1300 Taubman Ctrs Inc REIT 876664103 98 6400 SH SOLE 6400 Tbc Corp COM 872180104 152 9600 SH SOLE 9600 Tc Pipelines Lp COM 87233Q108 17 700 SH SOLE 700 Tcf Bkg & Svgs Fa Mi COM 872275102 2190 44600 SH SOLE 44600 Tdk Corp COM J82141136 1275 27000 SH SOLE 27000 Tech Data Corp COM 878237106 1325 35000 SH SOLE 35000 Techne Corp COM 878377100 680 24100 SH SOLE 24100 Technitrol Inc COM 878555101 2533 108700 SH SOLE 108700 Teco Energy Inc COM 872375100 5417 218869 SH SOLE 218869 Tecumseh Prods Co CL A 878895200 2728 51400 SH SOLE 51400 Tecumseh Prods Co CL A 878895200 265 5,000 SH OTHER (6) 5,000 Teekay Shipping Mars COM Y8564W103 148 4,000 SH OTHER (6) 4,000 Teijin Ltd COM J82270117 589 173000 SH SOLE 173000 Tejon Ranch Co COM 879080109 1326 40674 SH SOLE 40674 Tekelec COM 879101103 1323 164800 SH SOLE 164800 Tektronix Inc COM 879131100 3321 177499 SH SOLE 177499 Tektronix Inc COM 879131100 657 35,100 SH OTHER (9) 35,100 Tektronix Inc COM 879131100 249 13,300 SH OTHER (9) 13,300 Telaxis Communicatio COM 879202109 0 400 SH SOLE 400 Tele Norte Leste Par SPON ADR PFD 879246106 194 19,500 SH OTHER (2) 19,500 Telecom Corp New Zea SPONSORED ADR 879278208 100 5100 SH SOLE 5100 Telecom Italia Spa COM T85289113 2454 462647 SH SOLE 462647 Telecom Italia Spa COM T9277N1210 4416 563791 SH SOLE 563791 Telecom Italia Spa COM T85289113 589 111,100 SH OTHER (2) 111,100 Telecommunications S CL A 87929J103 3 1300 SH SOLE 1300 Teledyne Technologie COM 879360105 1817 87557 SH SOLE 87557 Teledyne Technologie COM 879360105 720 34,700 SH OTHER (9) 34,700 Teledyne Technologie COM 879360105 276 13,300 SH OTHER (9) 13,300 Teleflex Inc COM 879369106 1297 22700 SH SOLE 22700 Telefonica S A SPONSORED ADR 879382208 59 2355 SH SOLE 2355 Telefonica Sa COM E90129102 8672 1032964 SH SOLE 1032964 Telefonos De Mexico SPON ADR ORD L 879403780 199 6200 SH SOLE 6200
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Telefonos De Mexico SPON ADR ORD L 879403780 946 29,500 SH OTHER (2) 29,500 Telephone & Data Sys COM 879433100 2143 35400 SH SOLE 35400 Telephone & Data Sys COM 879433100 151 2,500 SH OTHER (5) 2,500 Telesp Celular Part SPON ARD PFD 87952L108 190 48,100 SH OTHER (2) 48,100 Teletech Holdings In COM 879939106 2024 212200 SH SOLE 212200 Telik Inc COM 87959M109 943 75400 SH SOLE 75400 Tellabs Inc COM 879664100 3615 583053 SH SOLE 583053 Tellium Inc COM 87967E107 4 4000 SH SOLE 4000 Telular Corp COM NEW 87970T208 5 1600 SH SOLE 1600 Temple Inland Inc COM 879868107 4399 76026 SH SOLE 76026 Tenet Healthcare Cor COM 88033G100 36093 504443 SH SOLE 504443 Tenet Healthcare Cor COM 88033G100 50 700 SH OTHER (7) 700 Tenet Healthcare Cor COM 88033G100 136 1,900 SH OTHER (7) 1,900 Tennant Co COM 880345103 950 24000 SH SOLE 24000 Tenneco Automotive I COM 880349105 13 1980 SH SOLE 1980 Teppco Partners L P UT LTD PARTNER 872384102 80 2500 SH SOLE 2500 Teradyne Inc COM 880770102 6154 261883 SH SOLE 261883 Teradyne Inc COM 880770102 653 27,800 SH OTHER (9) 27,800 Teradyne Inc COM 880770102 249 10,600 SH OTHER (9) 10,600 Terayon Communicatio COM 880775101 246 185000 SH SOLE 185000 Terex Corp New COM 880779103 2661 118300 SH SOLE 118300 Terex Corp New COM 880779103 270 12,000 SH OTHER (11) 12,000 Tesco COM G87621101 5945 1635390 SH SOLE 1635390 Tesco COM G87621101 857 235,800 SH OTHER (2) 235,800 Tesco COM G87621101 840 230,700 SH OTHER (4) 230,700 Tesco Corp COM 88157K101 318 28,500 SH OTHER (12) 28,500 Tesoro Pete Corp COM 881609101 1356 175000 SH SOLE 175000 Tessco Technologies COM 872386107 9 900 SH SOLE 900 Tetra Tech Inc New COM 88162G103 2310 157149 SH SOLE 157149 Tetra Technologies I COM 88162F105 159 6000 SH SOLE 6000 Texas Biotechnology COM 88221T104 10 2600 SH SOLE 2600 Texas Inds Inc COM 882491103 2059 65400 SH SOLE 65400 Texas Instrs Inc COM 882508104 61151 2580199 SH SOLE 2580199 Texas Instrs Inc COM 882508104 237 10,000 SH OTHER (7) 10,000 Texas Instrs Inc COM 882508104 660 27,850 SH OTHER (7) 27,850 Texas Regl Bancshare CL A VTG 882673106 2383 48970 SH SOLE 48970 Textron Inc COM 883203101 9672 206229 SH SOLE 206229 Textron Inc COM 883203101 319 6,800 SH OTHER (5) 6,800 Texwinca Hldgs COM Y86115121 1096 758,000 SH OTHER (1) 758,000 Texwinca Hldgs COM Y86115121 1096 518,000 SH OTHER (4) 518,000
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Tf Finl Corp COM 872391107 16 700 SH SOLE 700 The Good Guys Inc COM 382091106 212 60,000 SH OTHER (11) 60,000 Theragenics Corp COM 883375107 96 11400 SH SOLE 11400 Therasense Inc COM 883381105 42 2300 SH SOLE 2300 Therma-Wave Inc COM 88343A108 990 86900 SH SOLE 86900 Thermo Electron Corp COM 883556102 5323 322597 SH SOLE 322597 Third Wave Technolog COM 88428W108 4 1800 SH SOLE 1800 Thomas & Betts Corp COM 884315102 3854 207218 SH SOLE 207218 Thomas Inds Inc COM 884425109 1368 47500 SH SOLE 47500 Thor Inds Inc COM 885160101 36 500 SH SOLE 500 Thoratec Corp. COM NEW 885175307 1393 154936 SH SOLE 154936 Thornburg Mtg Asset COM 885218107 2238 113700 SH SOLE 113700 Thq Inc COM NEW 872443403 3191 107000 SH SOLE 107000 Three Rivs Bancorp I COM 88562Q107 21 1200 SH SOLE 1200 Three-Five Sys Inc COM 88554L108 701 61448 SH SOLE 61448 Tibco Software Inc COM 88632Q103 47 8500 SH SOLE 8500 Ticketmaster Online- CL B 88633P203 256 13700 SH SOLE 13700 Tidewater Inc. COM 886423102 1159 35200 SH SOLE 35200 Tidewater Inc. COM 886423102 306 9,300 SH OTHER (13) 9,300 Tier Technologies In CL B 88650Q100 9 500 SH SOLE 500 Tiffany & Co New COM 886547108 7137 202753 SH SOLE 202753 Tiffany & Co New COM 886547108 1081 30,700 SH OTHER (3) 30,700 Timberland Co CL A 887100105 799 22300 SH SOLE 22300 Timco Aviation Svcs COM 887151108 0 80 SH SOLE 80 Time Warner Telecom CL A 887319101 214 127200 SH SOLE 127200 Timken Co COM 887389104 4042 181000 SH SOLE 181000 Tingyi(Cayman Isl) COM G8878S103 683 2,242,000 SH OTHER (1) 2,242,000 Titan Corp COM 888266103 793 43381 SH SOLE 43381 Titan Intl Inc Ill COM 88830M102 29 7000 SH SOLE 7000 Titan Pharmaceutical COM 888314101 3 800 SH SOLE 800 Titanium Metals Corp COM 888339108 6 1800 SH SOLE 1800 Titanium Metals Corp COM 888339108 193 55,000 SH OTHER (11) 55,000 Tivo Inc COM 888706108 3 900 SH SOLE 900 Tjx Cos Inc New COM 872540109 15581 794566 SH SOLE 794566 Tmp Worldwide Inc COM 872941109 3360 156276 SH SOLE 156276 Tohoku Elec Power COM J85108108 1350 96300 SH SOLE 96300 Tokyo Broadcasting COM J86656105 1927 86,000 SH OTHER (3) 86,000 Tokyo Elec Power COM J86914108 5576 271100 SH SOLE 271100 Tokyo Electron COM J86957115 2411 37000 SH SOLE 37000 Tokyo Gas Co COM J87000105 1581 569000 SH SOLE 569000
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Tokyu Corp COM J88720123 767 198000 SH SOLE 198000 Toll Brothers Inc COM 889478103 1820 62100 SH SOLE 62100 Tollgrade Communicat COM 889542106 584 39800 SH SOLE 39800 Tom Brown Inc New COM NEW 115660201 3396 119800 SH SOLE 119800 Tompkins Cnty Trustc COM 890110109 34 700 SH SOLE 700 Too Inc COM 890333107 2856 92742 SH SOLE 92742 Tootsie Roll Inds In COM 890516107 1159 30050 SH SOLE 30050 Toppan Printing Co COM J89322119 1580 152000 SH SOLE 152000 Topps Inc COM 890786106 1163 115600 SH SOLE 115600 Toray Inds Inc COM J89494116 718 268000 SH SOLE 268000 Torchmark Corp COM 891027104 6853 179410 SH SOLE 179410 Torchmark Corp COM 891027104 294 7,700 SH OTHER (5) 7,700 Toro Co COM 891092108 2063 36300 SH SOLE 36300 Toshiba Corp COM 891493108 2708 665000 SH SOLE 665000 Total Fina Elf COM F92124100 24157 148780 SH SOLE 148780 Total Sys Svcs Inc COM 891906109 2206 117300 SH SOLE 117300 Touch America Hldgs COM 891539108 750 272600 SH SOLE 272600 Tower Automotive Inc COM 891707101 2659 190600 SH SOLE 190600 Town & Ctry Tr SH BEN INT 892081100 999 44600 SH SOLE 44600 Toyota Motor Corp COM J92676113 13722 517200 SH SOLE 517200 Toyota Motor Corp COM J92676113 467 17,600 SH OTHER (2) 17,600 Toys R Us COM 892335100 5260 301096 SH SOLE 301096 Toys R Us COM 892335100 157 9,000 SH OTHER (6) 9,000 Tractor Supply Co COM 892356106 71 1000 SH SOLE 1000 Trammell Crow Co COM 89288R106 1394 96500 SH SOLE 96500 Trans World Entmt Co COM 89336Q100 9 1500 SH SOLE 1500 Transaction Sys Arch CL A 893416107 1175 99900 SH SOLE 99900 Transatlantic Hldgs COM 893521104 2452 30650 SH SOLE 30650 Transcanada Pipeline COM 893526103 1617 106932 SH SOLE 106932 Transcontinental Rlt COM NEW 893617209 14 700 SH SOLE 700 Transgenomic Inc COM 89365K206 3 1200 SH SOLE 1200 Transkaryotic Therap COM 893735100 696 19300 SH SOLE 19300 Transmeta Corp Del COM 89376R109 11 4500 SH SOLE 4500 Transmontaigne Oil C COM 893934109 10 1600 SH SOLE 1600 Transocean Sedco For ORD G90078109 14260 457775 SH SOLE 457775 Transport Corp Of Am COM 89385P102 8 1100 SH SOLE 1100 Transtechnology Corp COM 893889105 6 500 SH SOLE 500 Transwitch Corp COM 894065101 153 239400 SH SOLE 239400 Travelers Ppty Cas C COM 89420G109 172 9700 SH SOLE 9700 Travelers Ppty Cas C COM 89420G109 134 7,550 SH OTHER (7) 7,550
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Travelers Ppty Cas C COM 89420G109 376 21,200 SH OTHER (7) 21,200 Trc Cos Inc COM 872625108 743 36150 SH SOLE 36150 Tredegar Inds Inc COM 894650100 2789 115500 SH SOLE 115500 Trenwick Group Ltd COM G9032C109 68 9100 SH SOLE 9100 Trex Inc COM 89531P105 31 1000 SH SOLE 1000 Triad Gty Inc COM 895925105 1741 40000 SH SOLE 40000 Triad Hospitals Inc COM 89579K109 1951 46045 SH SOLE 46045 Triangle Pharmaceuti COM 89589H104 5 1700 SH SOLE 1700 Triarc Cos Inc CL A 895927101 1714 62100 SH SOLE 62100 Tribune Co New COM 896047107 18580 427119 SH SOLE 427119 Trico Bancshares COM 896095106 5 200 SH SOLE 200 Trico Marine Service COM 896106101 12 1800 SH SOLE 1800 Trigon Healthcare In COM 89618L100 2122 21100 SH SOLE 21100 Trimble Navigation L COM 896239100 1181 76200 SH SOLE 76200 Trimeris Inc COM 896263100 2282 51400 SH SOLE 51400 Trinity Inds Inc COM 896522109 2502 120750 SH SOLE 120750 Trinity Inds Inc COM 896522109 145 7,000 SH OTHER (6) 7,000 Trinton Pcs Holding CL A 89677M106 134 34300 SH SOLE 34300 Tripath Imaging Inc COM 896942109 11 2600 SH SOLE 2600 Tripath Technology I COM 89672P104 2 1800 SH SOLE 1800 Tripos Inc COM 896928108 22 1000 SH SOLE 1000 Triquint Semiconduct COM 89674K103 482 75221 SH SOLE 75221 Triumph Group Inc Ne COM 896818101 2217 49700 SH SOLE 49700 Trizetto Group Inc COM 896882107 1050 122800 SH SOLE 122800 Tropical Sportswear COM 89708P102 18 800 SH SOLE 800 Troy Group Inc COM 89733N106 7 2000 SH SOLE 2000 Trust Co Nj Jersey C COM 898304100 1313 51100 SH SOLE 51100 Trustco Bk Corp N Y COM 898349105 2544 193177 SH SOLE 193177 Trustmark Corp COM 898402102 948 37100 SH SOLE 37100 Trw Inc COM 872649108 10836 190172 SH SOLE 190172 Ttm Technologies In COM 87305R109 10 1900 SH SOLE 1900 Tuesday Morning Corp COM NEW 899035505 219 11800 SH SOLE 11800 Tularik Inc COM 899165104 1227 133800 SH SOLE 133800 Tumbleweed Communica COM 899690101 4 2000 SH SOLE 2000 Tupperware Corp COM 899896104 4320 207789 SH SOLE 207789 Turnstone Systems In COM 900423104 7 1600 SH SOLE 1600 Tut Systems COM 901103101 2 1100 SH SOLE 1100 Tweeter Home Entmt G COM 901167106 1044 63900 SH SOLE 63900 Twinlab Corp COM 901774109 0 900 SH SOLE 900 Txu Corp COM 873168108 19600 380223 SH SOLE 380223
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Txu Corp COM 873168108 113 2,200 SH OTHER (5) 2,200 Tyco Intl Ltd New COM 902124106 22862 1692245 SH SOLE 1692245 Tyson Foods Inc CL A 902494103 3230 208222 SH SOLE 208222 U S Air Group Inc COM 911905107 659 178200 SH SOLE 178200 U S B Hldg Inc COM 902910108 14 693 SH SOLE 693 U S Energy Sys Inc COM 902951102 1 600 SH SOLE 600 U S G Corp COM NEW 903293405 10 1400 SH SOLE 1400 U S Inds Inc New COM 912080108 7 2000 SH SOLE 2000 U S-China Industrial COM NEW 90329W302 6 550 SH SOLE 550 Ual Corp COM PAR 902549500 1758 153700 SH SOLE 153700 Ubiquitel Inc COM 903474302 2 3200 SH SOLE 3200 Ubs Ag COM H8920M855 169 3381 SH SOLE 3381 Ucbh Holdings Inc COM 90262T308 2060 54200 SH SOLE 54200 Ugi Corp New COM 902681105 2386 74700 SH SOLE 74700 Uici COM 902737105 3083 152600 SH SOLE 152600 Uil Hldg Corp COM 902748102 2494 45800 SH SOLE 45800 Ulticom Inc COM 903844108 16 2300 SH SOLE 2300 Ultimate Electrs Inc COM 903849107 974 37600 SH SOLE 37600 Ultra Pete Corp COM 903914109 1475 194400 SH SOLE 194400 Ultra Pete Corp COM 903914109 280 36,900 SH OTHER (13) 36,900 Ultratech Stepper In COM 904034105 1117 69000 SH SOLE 69000 Umb Finl Corp COM 902788108 2788 59480 SH SOLE 59480 Unibanco-Uniao De Br GDR REP PFD UT 90458E107 2188 132,60 SH OTHER (3) 132,60 Unifi Inc COM 904677101 1583 145200 SH SOLE 145200 Unifirst Corp Mass COM 904708104 48 1900 SH SOLE 1900 Unilab Corp New COM 904763208 33 1200 SH SOLE 1200 Unilever N V N Y SHS NEW 904784709 30222 466390 SH SOLE 466390 Unilever Plc COM G92087108 6302 691407 SH SOLE 691407 Union Bankshares Cor COM 905399101 5 200 SH SOLE 200 Union Elec Fenosa COM E93171119 1072 58358 SH SOLE 58358 Union Pac Corp COM 907818108 22654 357998 SH SOLE 357998 Union Planters Corp COM 908068109 9641 297852 SH SOLE 297852 Union Planters Corp COM 908068109 317 9,800 SH OTHER (5) 9,800 Unionbancal Corp COM 908906100 5116 109200 SH SOLE 109200 Unionbancal Corp COM 908906100 187 4,000 SH OTHER (5) 4,000 Uniroyal Technology COM 909163107 0 1100 SH SOLE 1100 Unisource Energy Cor COM 909205106 1889 101580 SH SOLE 101580 Unisys Corp COM 909214108 4101 455677 SH SOLE 455677 Unisys Corp COM 909214108 520 57,800 SH OTHER (9) 57,800 Unisys Corp COM 909214108 199 22,100 SH OTHER (9) 22,100
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Unit Corp COM 909218109 1891 109000 SH SOLE 109000 United Auto Group In COM 909440109 1877 89800 SH SOLE 89800 United Bankshs Inc W COM 909907107 767 26100 SH SOLE 26100 United Cmnty Finl Co COM 909839102 18 1900 SH SOLE 1900 United Defense Inds COM 91018B104 21 900 SH SOLE 900 United Dominion Rlty COM 910197102 992 63000 SH SOLE 63000 United Indl Corp COM 910671106 26 1200 SH SOLE 1200 United Microelectron SPONSORED ADR 910873207 925 33,250 SH OTHER (7) 33,250 United Microelectron SPONSORED ADR 910873207 925 92,600 SH OTHER (7) 92,600 United Mobile Homes COM 911024107 1 100 SH SOLE 100 United Nat Foods Inc COM 911163103 1026 52600 SH SOLE 52600 United Natl Bancorp COM 910909100 951 41330 SH SOLE 41330 United Parcel Servic CL B 911312106 14164 229380 SH SOLE 229380 United Parcel Servic CL B 911312106 315 5,100 SH OTHER (7) 5,100 United Parcel Servic CL B 911312106 883 14,300 SH OTHER (7) 14,300 United Rentals Inc COM 911363109 931 42700 SH SOLE 42700 United States Cellul COM 911684108 1273 50000 SH SOLE 50000 United States Stl Co COM 912909108 2801 140806 SH SOLE 140806 United States Stl Co COM 912909108 73 3,700 SH OTHER (7) 3,700 United States Stl Co COM 912909108 203 10,200 SH OTHER (7) 10,200 United States Stl Co COM 912909108 416 20,900 SH OTHER (13) 20,900 United Stationers In COM 913004107 3089 101600 SH SOLE 101600 United Surgical Part COM 913016309 28 900 SH SOLE 900 United Surgical Part COM 913016309 347 11,200 SH OTHER (13) 11,200 United Technologies COM 913017109 48340 711924 SH SOLE 711924 United Technologies COM 913017109 122 1,800 SH OTHER (5) 1,800 United Therapeutics COM 91307C102 12 1000 SH SOLE 1000 Unitedglobalcom CL A 913247508 813 295800 SH SOLE 295800 Unitedhealth Group I COM 91324P102 42679 466183 SH SOLE 466183 Unitedhealth Group I COM 91324P102 92 1,000 SH OTHER (7) 1,000 Unitedhealth Group I COM 91324P102 265 2,900 SH OTHER (7) 2,900 Unitil Corp COM 913259107 18 600 SH SOLE 600 Unitrin Inc COM 913275103 1402 39200 SH SOLE 39200 Universal Access Glo COM 91336M105 47 247200 SH SOLE 247200 Universal Compressio COM 913431102 10 400 SH SOLE 400 Universal Corp COM 913456109 2690 73300 SH SOLE 73300 Universal Electrs In COM 913483103 33 2200 SH SOLE 2200 Universal Electrs In COM 913483103 378 25,300 SH OTHER (12) 25,300 Universal Fst Prods COM 913543104 1307 55800 SH SOLE 55800 Universal Health Rlt SH BEN INT 91359E105 24 900 SH SOLE 900
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Universal Health Svc CL B 913903100 1730 35300 SH SOLE 35300 Univision Communicat CL A 914906102 10164 323698 SH SOLE 323698 Unizan Financial Cor COM 91528W101 29 1371 SH SOLE 1371 Unocal Corp COM 915289102 13001 351956 SH SOLE 351956 Unocal Corp COM 915289102 1906 51,600 SH OTHER (10) 51,600 Unova Inc COM 91529B106 1034 159300 SH SOLE 159300 Unova Inc COM 91529B106 260 40,000 SH OTHER (11) 40,000 Unumprovident Corp COM 91529Y106 9297 365321 SH SOLE 365321 Uqm Technologies Inc COM 903213106 13 3500 SH SOLE 3500 Urban Outfitters Inc COM 917047102 1833 52800 SH SOLE 52800 Urologix Inc COM 917273104 23 1800 SH SOLE 1800 Urs Corp New COM 903236107 1590 56800 SH SOLE 56800 Urs Corp New COM 903236107 375 13,400 SH OTHER (13) 13,400 US Bancorp Del COM NEW 902973304 64758 2773342 SH SOLE 2773342 US Bancorp Del COM NEW 902973304 2466 105,600 SH OTHER (10) 105,600 US Lec Corp COM 90331S109 2 1000 SH SOLE 1000 US Oncology Inc COM 90338W103 2534 304172 SH SOLE 304172 US Unwired Inc CL A 90338R104 2 600 SH SOLE 600 USA Networks Inc COM 902984103 5027 214356 SH SOLE 214356 USEC Inc COM 90333E108 1922 218400 SH SOLE 218400 USFREIGHTWAYS Corp COM 916906100 3026 79900 SH SOLE 79900 UST Inc COM 902911106 8992 264474 SH SOLE 264474 Utah Med Prods Inc COM 917488108 8 500 SH SOLE 500 Utd Utilities COM G6665P126 1160 124590 SH SOLE 124590 Utstarcom Inc COM 918076100 105 5200 SH SOLE 5200 V F Corp COM 918204108 7792 198728 SH SOLE 198728 V F Corp COM 918204108 282 7,200 SH OTHER (5) 7,200 Va Linux Systems Inc COM 91819B105 1 1427 SH SOLE 1427 Vail Resorts Inc COM 91879Q109 1296 75800 SH SOLE 75800 Valassis Communicati COM 918866104 1157 31700 SH SOLE 31700 Valence Technology I COM 918914102 2 1400 SH SOLE 1400 Valero Energy Corp N COM 91913Y100 2415 64537 SH SOLE 64537 Valero L P COM UT LTD PRT 91913W104 58 1600 SH SOLE 1600 Valhi Inc New COM 918905100 1035 66200 SH SOLE 66200 Valley Natl Bancorp COM 919794107 1544 55524 SH SOLE 55524 Valley Natl Bancorp COM 919794107 509 18,300 SH OTHER (9) 18,300 Valley Natl Bancorp COM 919794107 192 6,900 SH OTHER (9) 6,900 Vallourec(Usin A T COM F95922104 719 11,783 SH OTHER (1) 11,783 Valmont Inds Inc COM 920253101 1488 73200 SH SOLE 73200 Valspar Corp COM 920355104 1300 28800 SH SOLE 28800
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Value City Dept Stor COM 920387107 2 700 SH SOLE 700 Value Line Inc COM 920437100 1193 29000 SH SOLE 29000 Valuevision Intl Inc CL A 92047K107 1909 105200 SH SOLE 105200 Vans Inc COM 921930103 6 700 SH SOLE 700 Varco Intl Inc Del COM 922122106 978 55740 SH SOLE 55740 Varco Intl Inc Del COM 922122106 412 23,500 SH OTHER (12) 23,500 Varco Intl Inc Del COM 922122106 237 13,500 SH OTHER (13) 13,500 Varian Inc COM 922206107 3470 105300 SH SOLE 105300 Varian Med Sys Inc COM 92220P105 1598 39400 SH SOLE 39400 Varian Semiconductor COM 922207105 3067 90400 SH SOLE 90400 Vastera Inc COM 92239N109 457 104200 SH SOLE 104200 Vaxgen Inc COM NEW 922390208 3 600 SH SOLE 600 Vca Antech Inc COM 918194101 26 1700 SH SOLE 1700 Vector Group Ltd COM 92240M108 1573 89388 SH SOLE 89388 Vectren Corp COM 92240G101 973 38766 SH SOLE 38766 Veeco Instrs Inc Del COM 922417100 1994 86270 SH SOLE 86270 Veeco Instrs Inc Del COM 922417100 277 12,000 SH OTHER (11) 12,000 Ventana Med Sys Inc COM 92276H106 1003 45700 SH SOLE 45700 Ventas Inc COM 92276F100 2410 189000 SH SOLE 189000 Ventiv Health Inc COM 922793104 6 2233 SH SOLE 2233 Verisign Inc COM 92343E102 1005 139710 SH SOLE 139710 Veritas Dgc COM 92343P107 1181 93700 SH SOLE 93700 Veritas Dgc COM 92343P107 208 16,500 SH OTHER (13) 16,500 Veritas Software Co COM 923436109 12220 617497 SH SOLE 617497 Verity Inc COM 92343C106 1148 103500 SH SOLE 103500 Verizon Communicatio COM 92343V104 157755 3929132 SH SOLE 3929132 Verizon Communicatio COM 92343V104 321 8,000 SH OTHER (5) 8,000 Verizon Communicatio COM 92343V104 1702 42,400 SH OTHER (10) 42,400 Vertel Corp COM 924907108 0 900 SH SOLE 900 Vertex Pharmaceutica COM 92532F100 706 43344 SH SOLE 43344 Viacom Inc CL B 925524308 112313 2531288 SH SOLE 2531288 Viacom Inc CL B 925524308 126 2,850 SH OTHER (7) 2,850 Viacom Inc CL B 925524308 346 7,800 SH OTHER (7) 7,800 Viad Corp COM 92552R109 1342 51600 SH SOLE 51600 Viad Corp COM 92552R109 130 5,000 SH OTHER (12) 5,000 Vialink Co COM 92552Q101 0 700 SH SOLE 700 Viasat Inc COM 92552V100 644 76400 SH SOLE 76400 Viasys Healthcare In COM NEW 92553Q209 1387 79482 SH SOLE 79482 Viasystems Group Inc COM 92553H100 0 4200 SH SOLE 4200 Vib Corp COM 91823H106 25 1895 SH SOLE 1895
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Vical Inc COM 925602104 8 1600 SH SOLE 1600 Vicor Corp COM 925815102 887 126900 SH SOLE 126900 Viewpoint Corp COM 92672P108 10 2000 SH SOLE 2000 Vignette Corp COM 926734104 346 175448 SH SOLE 175448 Vintage Pete Inc COM 927460105 2279 191500 SH SOLE 191500 Virage Logic Corp COM 92763R104 695 53400 SH SOLE 53400 Virco Mfg Co COM 927651109 14 1064 SH SOLE 1064 Viropharma Inc COM 928241108 88 61500 SH SOLE 61500 Vishay Intertechnolo COM 928298108 2159 98131 SH SOLE 98131 Vishay Intertechnolo COM 928298108 88 4,000 SH OTHER (6) 4,000 Vishay Intertechnolo COM 928298108 640 29,100 SH OTHER (9) 29,100 Vishay Intertechnolo COM 928298108 246 11,200 SH OTHER (9) 11,200 Vista Bancorp Inc COM 92830R103 24 882 SH SOLE 882 Visteon Corp COM 92839U107 2637 185702 SH SOLE 185702 Visteon Corp COM 92839U107 121 8,500 SH OTHER (5) 8,500 Visx Inc COM 92844S105 1621 148700 SH SOLE 148700 Vital Signs Inc COM 928469105 33 900 SH SOLE 900 Vitesse Semiconducto COM 928497106 871 280093 SH SOLE 280093 Vitria Technology COM 92849Q104 333 347000 SH SOLE 347000 Vivendi Universal COM 000012773 4352 201413 SH SOLE 201413 Vixel Corp Del COM 928552108 2 600 SH SOLE 600 Vodafone Group Plc N SPONSORED ADR 92857W100 498 36472 SH SOLE 36472 Vodafone-Panafon COM 698113206 2001 395,800 SH OTHER (3) 395,800 Volkswagen Ag COM D94523145 2917 60520 SH SOLE 60520 Volt Information Sci COM 928703107 125 5100 SH SOLE 5100 Volt Information Sci COM 928703107 269 11,000 SH OTHER (11) 11,000 Volvo(Ab) COM W98308146 1214 58574 SH SOLE 58574 Vornado Rlty Tr SH BEN INT 929042109 2966 64200 SH SOLE 64200 Vornado Rlty Tr SH BEN INT 929042109 254 5,500 SH OTHER (6) 5,500 Vulcan Matls Co COM 929160109 6396 146018 SH SOLE 146018 W Hldg Co Inc COM 929251106 34 1400 SH SOLE 1400 W P Carey & Co Llc COM 92930Y107 36 1600 SH SOLE 1600 Wabash Natl Corp COM 929566107 80 8000 SH SOLE 8000 Wabtec Corp COM 929740108 1701 119349 SH SOLE 119349 Wachovia Corp 2nd Ne COM 929903102 75461 1976465 SH SOLE 1976465 Wackenhut Correction COM 929798106 37 2500 SH SOLE 2500 Waddell & Reed Finl CL A 930059100 1092 47650 SH SOLE 47650 Waddell & Reed Finl CL A 930059100 229 10,000 SH OTHER (6) 10,000 Wal Mart Stores Inc COM 931142103 345598 6282449 SH SOLE 6282449 Wal Mart Stores Inc COM 931142103 520 9,450 SH OTHER (7) 9,450
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Wal Mart Stores Inc COM 931142103 1444 26,250 SH OTHER (7) 26,250 Walgreen Co COM 931422109 55598 1439244 SH SOLE 1439244 Wallace Computer Svc COM 932270101 2447 113800 SH SOLE 113800 Wal-Mart De Mexico COM P26077100 625 230,000 SH OTHER (2) 230,000 Wal-Mart De Mexico COM P81007109 532 230,000 SH OTHER (4) 230,000 Walter Inds Inc COM 93317Q105 1599 119800 SH SOLE 119800 Warwick Valley Tel C COM 936750108 12 200 SH SOLE 200 Washington Fed Inc COM 938824109 1409 55799 SH SOLE 55799 Washington Mut Inc COM 939322103 53108 1431110 SH SOLE 1431110 Washington Mut Inc COM 939322103 126 3,400 SH OTHER (5) 3,400 Washington Mut Inc COM 939322103 1863 50,200 SH OTHER (3) 50,200 Washington Post Co CL B 939640108 2943 5400 SH SOLE 5400 Washington Real Esta SH BEN INT 939653101 3095 107100 SH SOLE 107100 Washington Tr Bancor COM 940610108 24 1000 SH SOLE 1000 Waste Connections In COM 941053100 2593 83000 SH SOLE 83000 Waste Mgmt Inc Del COM 94106L109 23039 884418 SH SOLE 884418 Waste Mgmt Inc Del COM 94106L109 1417 54,400 SH OTHER (3) 54,400 Watchguard Technolog COM 941105108 9 1800 SH SOLE 1800 Water Pik Technologi COM 94113U100 2 195 SH SOLE 195 Waters Corp COM 941848103 4902 183600 SH SOLE 183600 Waters Corp COM 941848103 133 5,000 SH OTHER (6) 5,000 Waters Corp COM 941848103 1968 73,700 SH OTHER (3) 73,700 Watsco Inc COM 942622200 1498 82100 SH SOLE 82100 Watson Pharmaceutica COM 942683103 3770 149169 SH SOLE 149169 Watson Wyatt & Co Hl CL A 942712100 1349 55700 SH SOLE 55700 Watts Inds Inc CL A 942749102 1598 80500 SH SOLE 80500 Wausau-Mosinee Paper COM 943315101 1714 142225 SH SOLE 142225 Wave Systems Corp CL A 943526103 3 1800 SH SOLE 1800 Waypoint Finl Corp COM 946756103 2068 105773 SH SOLE 105773 Wci Cmntys Inc COM 92923C104 38 1300 SH SOLE 1300 Wd 40 Co COM 929236107 1258 45300 SH SOLE 45300 Weatherford Internat COM G95089101 2930 67830 SH SOLE 67830 Webex Inc COM 94767L109 1738 109300 SH SOLE 109300 Webmd Corp COM 94769M105 1021 181326 SH SOLE 181326 Webmethods Inc COM 94768C108 1350 136321 SH SOLE 136321 Webmethods Inc COM 94768C108 119 12,000 SH OTHER (6) 12,000 Websense Inc COM 947684106 1562 61100 SH SOLE 61100 Webster Finl Corp Co COM 947890109 1090 28512 SH SOLE 28512 Webster Finl Corp Co COM 947890109 210 5,500 SH OTHER (6) 5,500 Weight Watchers Intl COM 948626106 213 4900 SH SOLE 4900
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Weingarten Realty In SH BEN INT 948741103 1067 30150 SH SOLE 30150 Weis Mkts Inc COM 948849104 2756 75000 SH SOLE 75000 Wellman Inc COM 949702104 1628 97200 SH SOLE 97200 Wellman Inc COM 949702104 285 17,000 SH OTHER (11) 17,000 Wellpoint Health Net COM 94973H108 16929 217572 SH SOLE 217572 Wellpoint Health Net COM 94973H108 195 2,500 SH OTHER (5) 2,500 Wellpoint Health Net COM 94973H108 109 1,400 SH OTHER (7) 1,400 Wellpoint Health Net COM 94973H108 303 3,900 SH OTHER (7) 3,900 Wells Fargo & Co New COM 949746101 126051 2517992 SH SOLE 2517992 Wellsford Real Pptys COM NEW 950240200 29 1400 SH SOLE 1400 Wendys Intl Inc COM 950590109 5988 150337 SH SOLE 150337 Wendys Intl Inc COM 950590109 554 13,900 SH OTHER (10) 13,900 Werner Enterprises I COM 950755108 4111 192914 SH SOLE 192914 Wesbanco Inc COM 950810101 1375 58000 SH SOLE 58000 Wesco Finl Corp COM 950817106 1237 4100 SH SOLE 4100 Wesco Intl Inc COM 95082P105 14 2300 SH SOLE 2300 West Coast Bancorp O COM 952145100 21 1200 SH SOLE 1200 West Corp COM 952355105 834 37800 SH SOLE 37800 West Marine Inc COM 954235107 14 1100 SH SOLE 1100 West Pharmaceutical COM 955306105 1694 52800 SH SOLE 52800 Westaff Inc COM 957070105 6 2000 SH SOLE 2000 Westamerica Bancorp COM 957090103 795 20300 SH SOLE 20300 Westar Energy Inc COM 95709T100 2956 192600 SH SOLE 192600 Westbury COM G95480102 609 118,000 SH OTHER (1) 118,000 Westcorp Inc COM 957907108 39 1207 SH SOLE 1207 Westell Technologies CL A 957541105 4 2560 SH SOLE 2560 Westell Technologies CL A 957541105 132 85,000 SH OTHER (11) 85,000 Western Digital Corp COM 958102105 1776 546600 SH SOLE 546600 Western Gas Res Inc COM 958259103 3347 89500 SH SOLE 89500 Western Wireless Cor CL A 95988E204 132 41200 SH SOLE 41200 Westjet Airlines Ltd COM 960410108 883 44,000 SH OTHER (1) 44,000 Westjet Airlines Ltd COM 960410108 883 20,700 SH OTHER (4) 20,700 Westpac Bkg Corp COM Q97417101 3625 397653 SH SOLE 397653 Westpoint Stevens In COM 961238102 9 2200 SH SOLE 2200 Westport Res Corp Ne COM 961418100 36 2225 SH SOLE 2225 Westport Res Corp Ne COM 961418100 248 15,100 SH OTHER (11) 15,100 Westwood One Inc COM 961815107 3075 92000 SH SOLE 92000 Wet Seal Inc CL A 961840105 2048 84300 SH SOLE 84300 Weyerhaeuser Co COM 962166104 20039 313847 SH SOLE 313847 Wfs Finl Inc COM 92923B106 44 1600 SH SOLE 1600
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Wgl Hldgs Inc COM 92924F106 728 28100 SH SOLE 28100 W-H Energy Svcs Inc COM 92925E108 1562 70500 SH SOLE 70500 Whirlpool Corp COM 963320106 6322 96731 SH SOLE 96731 White Electr Designs COM 963801105 259 34,500 SH OTHER (11) 34,500 White Mtns Ins Group COM G9618E107 63 200 SH SOLE 200 Whitehall Jewellers COM 965063100 37 1800 SH SOLE 1800 Whitney Hldg Corp COM 966612103 3730 121350 SH SOLE 121350 Whole Foods Mkt Inc COM 966837106 2252 46700 SH SOLE 46700 Wild Oats Markets In COM 96808B107 274 17,000 SH OTHER (11) 17,000 Wiley John & Sons In CL A 968223206 854 35600 SH SOLE 35600 Williams Cos COM 969457100 4413 736742 SH SOLE 736742 Williams Energy Part COM UNIT RP LP 969491109 40 1200 SH SOLE 1200 Williams Sonoma Inc COM 969904101 2036 66400 SH SOLE 66400 Willis Group Holding SHS G96655108 276 8,400 SH OTHER (4) 8,400 Willow Grove Bancorp COM 97111W101 19 1596 SH SOLE 1596 Wilmington Trust Cor COM 971807102 1171 38400 SH SOLE 38400 Wilmington Trust Cor COM 971807102 122 4,000 SH OTHER (6) 4,000 Wilmington Trust Cor COM 971807102 531 17,430 SH OTHER (10) 17,430 Wilson Greatbatch Te COM 972232102 1473 57800 SH SOLE 57800 Wilsons The Leather COM 972463103 8 600 SH SOLE 600 Wind River Systems I COM 973149107 225 44860 SH SOLE 44860 Wink Communications COM 974168106 6 2200 SH SOLE 2200 Winmark Corp COM 974250102 14 1200 SH SOLE 1200 Winn Dixie Stores In COM 974280109 3093 198395 SH SOLE 198395 Winnebago Inds Inc COM 974637100 2332 53000 SH SOLE 53000 Wintrust Financial C COM 97650W108 62 1800 SH SOLE 1800 Wireless Facilities COM 97653A103 9 1800 SH SOLE 1800 Wisconsin Energy Cor COM 976657106 1718 68000 SH SOLE 68000 Witness Sys Inc COM 977424100 15 2100 SH SOLE 2100 Wj Communications In COM 929284107 3 2300 SH SOLE 2300 Wmc COM Q96598125 1262 247399 SH SOLE 247399 Wms Industries Inc COM 929297109 1189 97100 SH SOLE 97100 Wolseley COM G97278108 1316 129857 SH SOLE 129857 Wolters Kluwer COM N96425108 1244 65554 SH SOLE 65554 Wolters Kluwer COM N96425108 670 35,300 SH OTHER (2) 35,300 Wolters Kluwer COM N96425108 2234 117,700 SH OTHER (3) 117,700 Wolverine Tube Inc COM 978093102 32 4300 SH SOLE 4300 Wolverine World Wide COM 978097103 2169 124300 SH SOLE 124300 Wolverine World Wide COM 978097103 175 10,000 SH OTHER (6) 10,000 Woodward Governor Co COM 980745103 1986 33600 SH SOLE 33600
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Workflow Mgmt Inc COM 98137N109 2 700 SH SOLE 700 World Accep Corp Del COM 981419104 21 2500 SH SOLE 2500 World Fuel Svcs Corp COM 981475106 12 500 SH SOLE 500 World Wrestling Entr CL A 98156Q108 13 900 SH SOLE 900 Worldgate Communicat COM 98156L307 3 2000 SH SOLE 2000 Worthington Inds Inc COM 981811102 5467 302057 SH SOLE 302057 Wpp Group COM G97974102 1950 230860 SH SOLE 230860 Wps Resources Corp COM 92931B106 3487 85400 SH SOLE 85400 Wright Med Group Inc COM 98235T107 34 1700 SH SOLE 1700 Wrigley Wm Jr Co COM 982526105 17569 317411 SH SOLE 317411 Wsfs Finl Corp COM 929328102 26 1000 SH SOLE 1000 Wyeth COM 983024100 96910 1892782 SH SOLE 1892782 Wyeth COM 983024100 151 2,950 SH OTHER (7) 2,950 Wyeth COM 983024100 425 8,300 SH OTHER (7) 8,300 Wyeth COM 983024100 1623 31,700 SH OTHER (10) 31,700 Xanser Corp COM 98389J103 3 1400 SH SOLE 1400 Xanser Corp COM 98389J103 191 105,000 SH OTHER (11) 105,000 Xcel Energy Inc COM 98389B100 9502 566580 SH SOLE 566580 Xerox Corp COM 984121103 7438 1067110 SH SOLE 1067110 Xerox Corp COM 984121103 67 9,600 SH OTHER (5) 9,600 Xicor Inc COM 984903104 4 1000 SH SOLE 1000 Xilinx Inc COM 983919101 11039 492166 SH SOLE 492166 Xl Cap Ltd CL A G98255105 9721 114770 SH SOLE 114770 Xm Satellite Radio H CL A 983759101 380 52400 SH SOLE 52400 Xm Satellite Radio H CL A 983759101 225 31,000 SH OTHER (13) 31,000 Xo Communications In CL A 983764101 0 8601 SH SOLE 8601 Xoma Ltd ORD G9825R107 749 187800 SH SOLE 187800 X-Rite Inc COM 983857103 17 2000 SH SOLE 2000 Xto Energy Corp COM 98385X106 1478 71750 SH SOLE 71750 Xybernaut Corp COM 984149104 1 1400 SH SOLE 1400 Yahoo Inc COM 984332106 12162 824006 SH SOLE 824006 Yamanouchi Pharm COM J96216122 1998 77000 SH SOLE 77000 Yamato Transport COM J96612114 1659 91000 SH SOLE 91000 Yankee Candle Inc COM 984757104 73 2700 SH SOLE 2700 Yellow Corp COM 985509108 2748 84800 SH SOLE 84800 York Intl Corp New COM 986670107 767 22700 SH SOLE 22700 York Intl Corp New COM 986670107 355 10,500 SH OTHER (9) 10,500 York Intl Corp New COM 986670107 135 4,000 SH OTHER (9) 4,000 Young Broadcasting I CL A 987434107 25 1400 SH SOLE 1400 Young Innovations In COM 987520103 26 1200 SH SOLE 1200
Form 13F - as of 6/28/02 Charles Schwab Investment Managament, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------- ----------------------- VOTING AUTHORITY ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------------- --------- ----------- --------- --- ---- ---------- -------- -------- --------- ---- Yum Brands Inc COM 988498101 12753 435998 SH SOLE 435998 Zale Corp New COM 988858106 1138 31400 SH SOLE 31400 Zamba Corp COM 988881108 0 2000 SH SOLE 2000 Zap Com Corp COM 989063102 0 32 SH SOLE 32 Zebra Technologies C CL A 989207105 892 18500 SH SOLE 18500 Zenith Natl Ins Corp COM 989390109 1749 54900 SH SOLE 54900 Zimmer Hldgs Inc COM 98956P102 9696 271892 SH SOLE 271892 Zions Bancorp COM 989701107 6895 132347 SH SOLE 132347 Zions Bancorp COM 989701107 1214 23,300 SH OTHER (10) 23,300 Zixit Corp COM 98974P100 5 900 SH SOLE 900 Zoll Med Corp COM 989922109 888 27300 SH SOLE 27300 Zoltek Cos Inc COM 98975W104 4 1500 SH SOLE 1500 Zomax Optical Media COM 989929104 8 2000 SH SOLE 2000 Zoran Corp COM 98975F101 2003 87450 SH SOLE 87450 Zygo Corp COM 989855101 4 500 SH SOLE 500 Zymogenetics Inc COM 98985T109 18 2000 SH SOLE 2000 Total = $16,777,513 ===========
-----END PRIVACY-ENHANCED MESSAGE-----