-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QSOtM9p/CqHh/IstgJuTeJmbPKIvBTvp4OqpsOMuUh4I/yi/yIwGQnwyJY6pDQbi FG448DplDRFWeeO0ga+vFA== 0000860828-09-000001.txt : 20090226 0000860828-09-000001.hdr.sgml : 20090226 20090225173235 ACCESSION NUMBER: 0000860828-09-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090226 DATE AS OF CHANGE: 20090225 EFFECTIVENESS DATE: 20090226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 09634888 BUSINESS ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 MAIL ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 13F-HR 1 coverpage.txt FORM 13F 123108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Advisors, Inc. Address: 2200 South Utica Place Suite 150 Tulsa, OK 74114 Form 13F File Number: 28-2644 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all require items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lori A. Smith Title: Chief Financial Officer Phone: 918-599-0045 Signature, Place, and Date of Signing: Lori A. Smith Tulsa, OK February 25, 2009 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: $144,314 (Thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ 3DICON CORP COMMON 88579F102 123,621 2,747,140 X 2,747,140 0 0 3M CO COMMON 88579Y101 253,176 4,400 X 4,400 0 0 A T & T INC (NEW) COMMON 00206R102 3,947,421 138,506 X 138,506 0 0 AAON INC COMMON 000360206 16,623,341 796,137 X 796,137 0 0 ABB LTD ADR COMMON 000375204 3,100,781 206,581 X 206,581 0 0 ABBOTT LABS COMMON 002824100 541,599 10,148 X 10,148 0 0 ACCENTURE LTD SHS CL COMMON G1150G111 4,002,347 122,060 X 122,060 0 0 APACHE CORP COMMON 037411105 351,483 4,716 X 4,716 0 0 B P PLC ADR COMMON 055622104 333,630 7,138 X 7,138 0 0 BANK OF AMERICA COMMON 060505104 178,647 12,688 X 12,688 0 0 BERKSHIRE HATHAWAY IN COMMON 084670207 3,525,758 1,097 X 1,097 0 0 BONANZA ROYALTIES, LL COMMON 02636P995 2,415 43,226 X 43,226 0 0 BROOKFIELD ASSET MGMT COMMON 112585104 2,810,245 184,037 X 184,037 0 0 CANADIAN SUPERIOR ENE COMMON 136644101 10,849 11,300 X 11,300 0 0 CAPITAL ONE COMMON 14040H105 4,567,126 143,215 X 143,215 0 0 CHEVRONTEXACO CORP COMMON 166764100 343,369 4,642 X 4,642 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 150 50,000 X 50,000 0 0 EMERSON ELEC CO COMMON 291011104 4,120,456 112,550 X 112,550 0 0 EXXON MOBIL CORP COMMON 30231G102 1,575,153 19,731 X 19,731 0 0 FEDEX CORP COMMON 31428X106 3,497,820 54,526 X 54,526 0 0 FIFTH THIRD BANCORP COMMON 316773100 382,232 46,275 X 46,275 0 0 FOSTER WHEELER LTD COMMON G36535139 3,709,822 158,675 X 158,675 0 0 GASTAR EXPL LTD COMMON 367299104 3,342 10,000 X 10,000 0 0 GENENTECH INC NEW COMMON 368710406 8,366,863 100,915 X 100,915 0 0 GENERAL ELECTRIC COMMON 369604103 637,284 39,339 X 39,339 0 0 GENWORTH FINL INC CL COMMON 37247D106 1,049,873 370,980 X 370,980 0 0 GENZYME CORP GEN DIV COMMON 372917104 4,172,018 62,860 X 62,860 0 0 GLAXOSMITHKLINE PLC A COMMON 37733W105 4,534,976 121,679 X 121,679 0 0 GOOGLE INC-CL A COMMON 38259P508 3,982,222 12,944 X 12,944 0 0 I B M COMMON 459200101 299,652 3,561 X 3,561 0 0 INTEL CORP COMMON 458140100 4,782,005 326,194 X 326,194 0 0 JOHNSON & JOHNSON COMMON 478160104 444,118 7,423 X 7,423 0 0 KIMBERLY CLARK CORP COMMON 494368103 3,609,526 68,440 X 68,440 0 0 LOCKHEED MARTIN CORP COMMON 539830109 302,688 3,600 X 3,600 0 0 MAGELLAN MIDSTREAM PA COMMON 559080106 271,135 8,975 X 8,975 0 0 MARATHON OIL CORP COMMON 565849106 3,951,605 144,430 X 144,430 0 0 MICROSOFT COMMON 594918104 540,499 27,803 X 27,803 0 0 NASDAQ STK MKT INC COMMON 631103108 3,483,986 140,995 X 140,995 0 0 NORTHROP GRUMMAN COMMON 666807102 3,766,920 83,635 X 83,635 0 0 NOVARTIS AG SPONSORED COMMON 66987V109 4,722,373 94,903 X 94,903 0 0 OCCIDENTAL PETE CORP COMMON 674599105 349,082 5,819 X 5,819 0 0 ONEOK PARTNERS L P COMMON 68268N103 231,394 5,080 X 5,080 0 0 PARKER DRILLING CO COMMON 701081101 130,790 45,100 X 45,100 0 0 PEPSICO INC COMMON 713448108 550,439 10,050 X 10,050 0 0 PHILIP MORRIS INTL IN COMMON 718172109 267,587 6,150 X 6,150 0 0 PROCTER & GAMBLE COMP COMMON 742718109 5,651,213 91,414 X 91,414 0 0 RESEARCH IN MOTION LT COMMON 760975102 2,871,847 70,770 X 70,770 0 0 SANOFI-AVENTIS SPONSO COMMON 80105N105 4,326,517 134,531 X 134,531 0 0 SHARON ENERGY LTD COMMON 819606104 550 10,000 X 10,000 0 0 SUNCOR ENERGY INC COMMON 867229106 3,848,735 197,371 X 197,371 0 0 TOTAL FINA ELF S A AD COMMON 89151E109 3,605,726 65,203 X 65,203 0 0 TRONOX INC COMMON 897051207 442 11,643 X 11,643 0 0 UNITEDHEALTH GROUP IN COMMON 91324P102 3,345,615 125,775 X 125,775 0 0 WAL MART STORES INC COMMON 931142103 4,291,281 76,548 X 76,548 0 0 WILLIAMS CLAYTON ENER COMMON 969490101 918,660 20,217 X 20,217 0 0 WILLIAMS COS INC COMMON 969457100 151,823 10,485 X 10,485 0 0 WYETH COMMON 983024100 4,260,386 113,580 X 113,580 0 0 YUM BRANDS INC COMMON 988498101 6,589,552 209,192 X 209,192 0 0
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