-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N5iZFvoYTUeYIAcmFZaa1VJaP2gYXD4YEU2+dR9LHkckgTk8cEGmi8d6twT/Uu7u JhMJ680kxyQHFBUDew8FPw== 0000860828-07-000001.txt : 20070213 0000860828-07-000001.hdr.sgml : 20070213 20070212174700 ACCESSION NUMBER: 0000860828-07-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070212 EFFECTIVENESS DATE: 20070213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 07604690 BUSINESS ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 MAIL ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 13F-HR 1 coverpage.txt FORM 13F 123106 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Advisors, Inc. Address: 320 South Boston Suite 825 Tulsa, OK 74103 Form 13F File Number: 28-2644 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all require items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lori A. Smith Title: Chief Financial Officer Phone: 918-599-0045 Signature, Place, and Date of Signing: Lori A. Smith Tulsa, OK February 12, 2007 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 71 Form 13F Information Table Value Total: $261,444 (Thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM COMMON 88579Y101 346 4440 SH SOLE 4440 A T & T INC (NEW) COMMON 00206R102 9981 279185 SH SOLE 279185 ABERCROMBIE & FITCH C COMMON 002896207 696 10000 SH SOLE 10000 ALLIANCE HOLDINGS GP COMMON 01861G100 4110 208015 SH SOLE 208015 ALTRIA GROUP INC COM COMMON 02209S103 528 6151 SH SOLE 6151 AMER ELEC PWR COMMON 025537101 317 7452 SH SOLE 7452 AMERICAN EXPRESS CO COMMON 025816109 7648 126058 SH SOLE 126058 AMERICAN INTL GROUP I COMMON 026874107 6951 96995 SH SOLE 96995 AMGEN INC COMMON 031162100 6643 97241 SH SOLE 97241 ANADARKO PETE CORP CO COMMON 032511107 380 8730 SH SOLE 8730 APPLE COMPUTER INC COMMON 037833100 7083 83485 SH SOLE 83485 ARCH COAL INC COM COMMON 039380100 1659 55250 SH SOLE 55250 AUTODESK INC COM COMMON 052769106 8500 210085 SH SOLE 210085 AVON PRODS INC COM COMMON 054303102 304 9200 SH SOLE 9200 B P PLC ADR ADR 055622104 479 7133 SH SOLE 7133 BEST BUY INC COMMON 086516101 5828 118479 SH SOLE 118479 BOEING CO COM COMMON 097023105 6307 70990 SH SOLE 70990 BROOKFIELD ASSET MGMT COMMON 112585104 12027 249623 SH SOLE 249623 BURLINGTON NORTHN SAN COMMON 12189T104 5463 74010 SH SOLE 74010 CARMAX INC COMMON 143130102 9326 173894 SH SOLE 173894 CISCO SYS INC COMMON 17275R102 7082 259120 SH SOLE 259120 CITIGROUP INC COM COMMON 172967101 431 7731 SH SOLE 7731 CONOCOPHILLIPS COM COMMON 20825C104 6513 90516 SH SOLE 90516 CONSOLIDATED EDISON I COMMON 209115104 339 7060 SH SOLE 7060 CONSTELLATION BRANDS COMMON 21036P108 6331 218165 SH SOLE 218165 CONTINENTAL AIRLINES COMMON 210795308 330 8000 SH SOLE 8000 DEVON ENERGY CORP NEW COMMON 25179M103 4583 68317 SH SOLE 68317 DUKE ENERGY CORP COMMON 26441C105 565 17000 SH SOLE 17000 EBAY INC COMMON 278642103 4848 161212 SH SOLE 161212 EL PASO CORP COM COMMON 28336L109 168 11000 SH SOLE 11000 EMBRAER_EMPRESA BRASI COMMON 29081M102 6680 161226 SH SOLE 161226 EMERSON ELEC CO COMMON 291011104 6767 153480 SH SOLE 153480 EMPIRE PETE CORP COMMON 292034105 3 20000 SH SOLE 20000 EXXON MOBIL CORP COM COMMON 30231G102 2218 28947 SH SOLE 28947 FEDEX CORP COM COMMON 31428X106 6634 61073 SH SOLE 61073 GENERAL ELECTRIC COMMON 369604103 8891 238933 SH SOLE 238933 GLAXOSMITHKLINE PLC A ADR 37733W105 206 3910 SH SOLE 3910 GOOGLE INC CL A COMMON 38259P508 3483 7564 SH SOLE 7564 I B M COMMON 459200101 462 4757 SH SOLE 4757 JOHNSON & JOHNSON COMMON 478160104 460 6962 SH SOLE 6962 MEDAREX INC COM COMMON 583916101 563 38040 SH SOLE 38040 MEDTRONIC INC COM COMMON 585055106 3747 70025 SH SOLE 70025 MICROSOFT COMMON 594918104 7039 235746 SH SOLE 235746 MILLS CORP COMMON 601148109 340 17000 SH SOLE 17000 MYRIAD GENETICS COMMON 62855J104 225 7200 SH SOLE 7200 NASDAQ STK MKT INC COMMON 631103108 6419 208480 SH SOLE 208480 NATIONAL SEMICONDUCTO COMMON 637640103 238 10500 SH SOLE 10500 NORDSTROM INC COMMON 655664100 989 20040 SH SOLE 20040 NORFOLK SOUTHN CORP COMMON 655844108 5636 112075 SH SOLE 112075 NOVARTIS AG SPONSORED COMMON 66987V109 7436 129455 SH SOLE 129455 OCCIDENTAL PETE CORP COMMON 674599105 8351 171017 SH SOLE 171017 PEABODY ENERGY CORP C COMMON 704549104 6021 148990 SH SOLE 148990 PEPSICO INC COMMON 713448108 6617 105782 SH SOLE 105782 PFIZER INC COMMON 717081103 471 18173 SH SOLE 18173 PRINCIPAL FINL GROUP COMMON 74251V102 6018 102515 SH SOLE 102515 PROCTER & GAMBLE COMP COMMON 742718109 7179 111696 SH SOLE 111696 QLOGIC CORP COM COMMON 747277101 5069 231250 SH SOLE 231250 QUALCOMM INC COMMON 747525103 5783 153018 SH SOLE 153018 ROYAL DUTCH SHELL PLC COMMON 780259107 239 3361 SH SOLE 3361 SHARON ENERGY LTD COMMON 819606104 4 10000 SH SOLE 10000 SUNCOR ENERGY INC COM COMMON 867229106 6928 87793 SH SOLE 87793 TOR MINERALS INTL INC COMMON 890878101 32 11320 SH SOLE 11320 US DATAWORKS INC COMMON 91729G301 6 10800 SH SOLE 10800 UST INC COM COMMON 902911106 407 7000 SH SOLE 7000 WAL MART STORES INC COMMON 931142103 418 9047 SH SOLE 9047 WILLIAMS COS INC COM COMMON 969457100 236 9031 SH SOLE 9031 WILLIAMS SONOMA INC C COMMON 969904101 715 22735 SH SOLE 22735 WYETH COM COMMON 983024100 275 5400 SH SOLE 5400 WYNN RESORTS LTD COMMON 983134107 6966 74225 SH SOLE 74225 XTO ENERGY INC COMMON 98385X106 508 10800 SH SOLE 10800 YAHOO INC COMMON 984332106 4999 195735 SH SOLE 195735
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