-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GnYY6zpPdJWo+x7G93CAvrX8LWlvQ/7o8KpElOY1SzNQF82nohUTMs4op85vVSBC +8ex0wAsAzahKb+4CE6jtA== 0000860828-07-000003.txt : 20070813 0000860828-07-000003.hdr.sgml : 20070813 20070813172255 ACCESSION NUMBER: 0000860828-07-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070813 DATE AS OF CHANGE: 20070813 EFFECTIVENESS DATE: 20070813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 071050139 BUSINESS ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 MAIL ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 13F-HR 1 coverpage.txt FORM 13F 063007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Advisors, Inc. Address: 320 South Boston Suite 825 Tulsa, OK 74103 Form 13F File Number: 28-2644 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all require items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lori A. Smith Title: Chief Financial Officer Phone: 918-599-0045 Signature, Place, and Date of Signing: Lori A. Smith Tulsa, OK August 13, 2007 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: $226,412 (Thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COMMON 88579Y101 382 4400 SH SOLE 4400 A T & T INC (NEW) COMMON 00206R102 9592 231128 SH SOLE 231128 ABBOTT LABS COMMON 002824100 536 10000 SH SOLE 10000 ABERCROMBIE & FITCH C COMMON 002896207 3935 53918 SH SOLE 53918 ALLIANCE HOLDINGS GP COMMON 01861G100 6191 208015 SH SOLE 208015 ALLIANCE RESOURCE PAR COMMON 01877R108 244 5812 SH SOLE 5812 ALTRIA GROUP INC COMMON 02209S103 431 6151 SH SOLE 6151 AMERICAN EXPRESS CO COMMON 025816109 6618 108180 SH SOLE 108180 AMERICAN INTL GROUP I COMMON 026874107 5795 82747 SH SOLE 82747 APACHE CORP COMMON 037411105 385 4716 SH SOLE 4716 APPLE COMPUTER INC COMMON 037833100 8864 72636 SH SOLE 72636 ARCH COAL INC COMMON 039380100 1637 47040 SH SOLE 47040 AUTODESK INC COMMON 052769106 7499 159277 SH SOLE 159277 AVON PRODS INC COMMON 054303102 338 9200 SH SOLE 9200 B P PLC ADR COMMON 055622104 517 7171 SH SOLE 7171 BEST BUY INC COMMON 086516101 3651 78221 SH SOLE 78221 BOEING CO COMMON 097023105 5798 60295 SH SOLE 60295 BRISTOL MYERS SQUIBB COMMON 110122108 245 7777 SH SOLE 7777 BROOKFIELD ASSET MGMT COMMON 112585104 7863 197066 SH SOLE 197066 CALPINE CORP COMMON 131347106 55 15000 SH SOLE 15000 CANADIAN SUPERIOR ENE COMMON 136644101 37 11300 SH SOLE 11300 CARMAX INC COMMON 143130102 5904 231528 SH SOLE 231528 CHENIERE ENERGY INC N COMMON 16411R208 233 6000 SH SOLE 6000 CHESAPEAKE ENERGY COR COMMON 165167107 547 15809 SH SOLE 15809 CHEVRONTEXACO CORP COMMON 166764100 336 3992 SH SOLE 3992 CHINA PETE & CHEM COR COMMON 16941R108 380 3400 SH SOLE 3400 CISCO SYS INC COMMON 17275R102 5770 207164 SH SOLE 207164 COACH INC COMMON 189754104 4743 100094 SH SOLE 100094 CONOCOPHILLIPS COMMON 20825C104 6243 79526 SH SOLE 79526 CVS CORP COMMON 126650100 204 5600 SH SOLE 5600 DEVON ENERGY CORP NEW COMMON 25179M103 4729 60401 SH SOLE 60401 DISNEY WALT PRODTNS COMMON 254687106 2936 86003 SH SOLE 86003 DUKE ENERGY CORP COMMON 26441C105 311 17000 SH SOLE 17000 E M C CORP MASS COMMON 268648102 6658 367862 SH SOLE 367862 EBAY INC COMMON 278642103 4348 135105 SH SOLE 135105 EMERSON ELEC CO COMMON 291011104 6032 128892 SH SOLE 128892 ENBRIDGE ENERGY PARTN COMMON 29250R106 389 7010 SH SOLE 7010 ENTERPRISE PRODS PART COMMON 293792107 232 7300 SH SOLE 7300 EXXON MOBIL CORP COMMON 30231G102 1855 22113 SH SOLE 22113 FEDEX CORP COMMON 31428X106 5764 51946 SH SOLE 51946 GASTAR EXPL LTD COMMON 367299104 21 10000 SH SOLE 10000 GENERAL ELECTRIC COMMON 369604103 7259 189617 SH SOLE 189617 GENZYME CORP GEN DIV COMMON 372917104 4100 63664 SH SOLE 63664 GLAXOSMITHKLINE PLC A ADR 37733W105 205 3910 SH SOLE 3910 GOOGLE INC-CL A COMMON 38259P508 3471 6641 SH SOLE 6641 GUESS INC COMMON 401617105 384 8000 SH SOLE 8000 I B M COMMON 459200101 501 4757 SH SOLE 4757 ITT INDS INC IND COMMON 450911102 4943 72393 SH SOLE 72393 JOHNSON & JOHNSON COMMON 478160104 404 6555 SH SOLE 6555 LOCKHEED MARTIN CORP COMMON 539830109 339 3600 SH SOLE 3600 MARATHON OIL CORP COMMON 565849106 540 9000 SH SOLE 9000 MEDIMMUNE XXXCASH MER COMMON 584699102 261 4500 SH SOLE 4500 MICROSOFT COMMON 594918104 5479 185931 SH SOLE 185931 NORDSTROM INC COMMON 655664100 498 9740 SH SOLE 9740 NOVARTIS AG SPONSORED COMMON 66987V109 5949 106094 SH SOLE 106094 NUSTAR ENERGY LP UNIT COMMON 67058H102 236 3442 SH SOLE 3442 OCCIDENTAL PETE CORP COMMON 674599105 7621 131670 SH SOLE 131670 ONEOK PARTNERS L P COMMON 68268N103 534 7805 SH SOLE 7805 PEABODY ENERGY CORP COMMON 704549104 5247 108445 SH SOLE 108445 PEPSICO INC COMMON 713448108 5627 86777 SH SOLE 86777 PFIZER INC COMMON 717081103 6417 250953 SH SOLE 250953 PRINCIPAL FINL GROUP COMMON 74251V102 4790 82167 SH SOLE 82167 PROCTER & GAMBLE COMP COMMON 742718109 5765 94218 SH SOLE 94218 QUALCOMM INC COMMON 747525103 5383 124056 SH SOLE 124056 ROYAL DUTCH SHELL PLC COMMON 780259107 280 3361 SH SOLE 3361 SCHLUMBERGER COMMON 806857108 248 2916 SH SOLE 2916 SUNCOR ENERGY INC COMMON 867229106 6388 71036 SH SOLE 71036 TEPPCO PARTNERS LP UT COMMON 872384102 208 4700 SH SOLE 4700 TIME WARNER INC COMMON 887317105 3081 146439 SH SOLE 146439 WAL MART STORES INC COMMON 931142103 406 8442 SH SOLE 8442 WILLIAMS COS INC COMMON 969457100 324 10231 SH SOLE 10231 WILLIAMS PARTNERS L P COMMON 96950F104 407 8425 SH SOLE 8425 WYETH COMMON 983024100 310 5400 SH SOLE 5400 WYNN RESORTS LTD COMMON 983134107 5436 60631 SH SOLE 60631 XTO ENERGY INC COMMON 98385X106 660 10975 SH SOLE 10975 YAHOO INC COMMON 984332106 4463 164509 SH SOLE 164509
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