-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nh76Ta+B97foi9Y8LTtMXO7la5iDe8u2RUsaaxJVz5W7znNiPGGytv9MEIfZyHXM dYdM1ZZfjqKYaVl5I7/GwA== 0001381055-08-000014.txt : 20081016 0001381055-08-000014.hdr.sgml : 20081016 20081016151826 ACCESSION NUMBER: 0001381055-08-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081016 DATE AS OF CHANGE: 20081016 EFFECTIVENESS DATE: 20081016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penbrook Management LLC CENTRAL INDEX KEY: 0001381055 IRS NUMBER: 133983976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12868 FILM NUMBER: 081127261 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-702-6625 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 sec09300813f.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended, June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Penbrook Managment, LLC Address: 570 Lexington Avenue New York, NY 10022 13F File Number: 28-12868 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Burke Dicostanzo Title: Managing Member Phone: 212-702-6625 Signature, Place, and Date of Signing: Barbara Burke Dicostanzo New York, New York October 16, 2008 Report Type (Check only one): [ X ] 13F HOLDINGS REPORTS [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 134 Form 13F Information Table Value Total: 54879 (times 1,000) List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Aberdeen Asia Pacific Inc Fd COM 003009107 413 82200 SH SOLE 82200 Accuray Incorporated COM 004397105 248 30725 SH SOLE 30725 Advanced Environmental Recyc- COM 007947104 6 17900 SH SOLE 17900 Alliance Fiber Optic Products COM 018680108 402 410544 SH SOLE 410544 103 104800 SH OTHER 104800 Ambient Corporation COM 0 10000 SH SOLE 10000 American Bio Medica Corp COM 024600108 143 280500 SH SOLE 280500 74 145414 SH OTHER 145414 Amicas Inc COM 001712108 317 132100 SH SOLE 132100 Analysts International Corp COM 032681108 316 287520 SH SOLE 287520 Angeion Corporation COM 03462h404 617 124400 SH SOLE 124400 248 50000 SH OTHER 50000 Arris Group Inc COM 04269q100 529 68427 SH SOLE 68427 Baytex Energy Trust Tr Uts COM 073176109 1441 58300 SH SOLE 58300 Becton Dickinson & Co COM 075887109 217 2700 SH SOLE 2700 Biosphere Medical Inc COM 123 35097 SH SOLE 35097 220 62801 SH OTHER 62801 Black Dragon Resource Companie COM 09202t103 0 28500 SH SOLE 28500 Boots & Coots International We COM 099469504 1206 624800 SH SOLE 624800 193 100000 SH OTHER 100000 Bottomline Technologies COM 101388106 796 76510 SH SOLE 76510 208 20000 SH OTHER 20000 Carbo Ceramics Inc COM 140781105 1419 27500 SH SOLE 27500 Cas Medical Systems Inc New COM 124769209 240 60000 SH SOLE 60000 Coherent Inc COM 192479103 1001 28170 SH SOLE 28170 341 9600 SH OTHER 9600 Coral Gold Resources Ltd New COM 218002202 4 12000 SH SOLE 12000 Core Laboratories Nv COM n22717107 2737 27010 SH SOLE 27010 Cray Inc. COM 225223304 768 148275 SH SOLE 148275 337 65050 SH OTHER 65050 Crowflight Minerals Inc COM 228024105 2 15000 SH SOLE 15000 Data I/O Corp COM 237690102 331 78900 SH SOLE 78900 775 185000 SH OTHER 185000 Daylight Resources Trust Trust COM 239600109 630 66274 SH SOLE 66274 Delia*s Inc COM 246911101 494 171625 SH SOLE 171625 Dot Hill Sys Corp COM 25848t109 67 29600 SH SOLE 29600 Duluth Metals Ltd COM 26443r100 114 141100 SH SOLE 141100 9 11600 SH OTHER 11600 Eastmain Resources Inc COM 27743m106 23 20000 SH SOLE 20000 Edge Petroleum Corp-Del COM 279862106 197 110200 SH SOLE 110200 Eight By Eight Inc New COM 282914100 359 412800 SH SOLE 412800 154 176670 SH OTHER 176670 Elot Inc New COM 29014q105 0 76122 SH SOLE 76122 Emageon Inc COM 29076v109 9 4000 SH SOLE 4000 33 15000 SH OTHER 15000 Encore Capital Group Inc COM 292554102 1478 107850 SH SOLE 107850 137 10000 SH OTHER 10000 Entrust Tech COM 577 268469 SH SOLE 268469 280 130000 SH OTHER 130000 Everton Resources Inc COM 300410107 2 20000 SH SOLE 20000 Express-1 Expedited Solutions COM 30217q108 172 140100 SH OTHER 140100 Exxon Mobil Corp COM 30231g102 260 3350 SH SOLE 3350 Fei Co COM 30241l109 931 39110 SH SOLE 39110 595 25000 SH OTHER 25000 Fidelity National Inf Svs COM 31620m106 867 46971 SH SOLE 46971 260 14108 SH OTHER 14108 Fiserv Inc COM 337738108 318 6715 SH SOLE 6715 237 5000 SH OTHER 5000 Full Metal Minerals Ltd COM 35968c109 119 186400 SH SOLE 186400 Greatbatch Inc COM 39153l106 918 37400 SH SOLE 37400 Hansen Medical Inc COM 411307101 693 51750 SH SOLE 51750 292 21800 SH OTHER 21800 Harris & Harris Group Inc COM 413833104 327 51250 SH SOLE 51250 140 22000 SH OTHER 22000 Hartmarx Corp COM 417119104 29 15400 SH SOLE 15400 Health Benefits Direct Corpora COM 42220v107 19 75000 SH OTHER 75000 Immersion Corp COM 452521107 627 107736 SH SOLE 107736 291 50000 SH OTHER 50000 Immunomedics Inc COM 452907108 454 254898 SH SOLE 254898 Interlink Electronics COM 458751104 83 189000 SH SOLE 189000 69 155900 SH OTHER 155900 International Business Machine COM 459200101 251 2150 SH SOLE 2150 Intersections Inc COM 460981301 198 24375 SH SOLE 24375 Inx Inc COM 46185w109 397 58500 SH SOLE 58500 68 10000 SH OTHER 10000 Irobot Corp COM 462726100 464 31329 SH SOLE 31329 368 24800 SH OTHER 24800 Jennifer Convertibles Inc. COM 476153101 8 7500 SH SOLE 7500 108 100000 SH OTHER 100000 Johnson & Johnson COM 478160104 1177 16982 SH SOLE 16982 Jupitermedia Corp COM 48207d101 31 26950 SH SOLE 26950 Kindred Healthcare Inc COM 494580103 1169 42400 SH SOLE 42400 Leapfrog Enterprises Inc COM 52186n106 1180 111725 SH SOLE 111725 549 52000 SH OTHER 52000 Lecg Corp COM 523234102 512 63452 SH SOLE 63452 Lender Processing Svcs Inc COM 52602e102 707 23174 SH SOLE 23174 215 7054 SH OTHER 7054 Lexington Realty Trust COM 529043101 361 20950 SH SOLE 20950 Logicvision Inc Del COM 54140w107 182 184000 SH SOLE 184000 99 100000 SH OTHER 100000 Ltx Credence Corporation COM 502403108 227 130700 SH SOLE 130700 MICROSOFT CORP COM 594918104 294 11000 SH SOLE 11000 Magma Design Automation COM 559181102 231 57525 SH SOLE 57525 104 25780 SH OTHER 25780 Memry Corp COM 25 10000 SH SOLE 10000 Mortons Restaurant Group Inc N COM 619430101 219 43225 SH SOLE 43225 109 21500 SH OTHER 21500 Natural Gas Svcs Group Inc COM 63886q109 1198 68600 SH SOLE 68600 Neogen Corp COM 640491106 1742 61800 SH SOLE 61800 New Horizons Worldwide Inc COM 645526104 76 51204 SH SOLE 51204 New York Times Co-Cl A COM 650111107 496 34730 SH SOLE 34730 149 10400 SH OTHER 10400 Niko Resources Ltd COM 653905109 1239 23050 SH SOLE 23050 Northern Dynasty Minerals Ltd COM 66510m204 398 92500 SH SOLE 92500 Novagold Resources Inc COM 66987e206 534 82100 SH SOLE 82100 72 11000 SH OTHER 11000 Parker Drilling Co COM 701081101 524 65300 SH SOLE 65300 Penn West Energy Trust Units COM 707885109 784 32532 SH SOLE 32532 186 7725 SH OTHER 7725 Perceptron Inc COM 71361f100 254 46600 SH SOLE 46600 164 30000 SH OTHER 30000 Peyto Energy Trust Unit COM 717045108 985 68550 SH SOLE 68550 Photomedex Inc COM 719358103 112 260100 SH SOLE 260100 94 219580 SH OTHER 219580 Ram Energy Resources Inc COM 75130p109 145 50000 SH SOLE 50000 San Juan Basin Royalty Tr-Ubi COM 798241105 1046 27500 SH SOLE 27500 Seabridge Gold Inc COM 811916105 1727 101600 SH SOLE 101600 340 20000 SH OTHER 20000 Seachange International Inc. COM 811699107 876 90700 SH SOLE 90700 Spectrum Pharmaceuticals Inc COM 84763a108 229 162600 SH SOLE 162600 Stereotaxis Inc COM 85916j102 565 93419 SH SOLE 93419 109 17950 SH OTHER 17950 Synergetics Usa Inc COM 87160g107 78 39010 SH SOLE 39010 Synopsys Inc COM 871607107 1206 60450 SH SOLE 60450 180 9000 SH OTHER 9000 Telular Corp-New COM 87970t208 48 20000 SH OTHER 20000 Tetra Technologies Inc-Del COM 88162f105 623 45000 SH SOLE 45000 Website Pros Inc. COM 94769v105 219 40565 SH SOLE 40565 200 37000 SH OTHER 37000 Webster Financial Corp COM 947890109 729 28864 SH SOLE 28864 Western Copper Corp COM 95805y102 82 107200 SH SOLE 107200 Wyndham Worldwide Corporation COM 98310w108 178 11300 SH SOLE 11300 A Wts Elot Inc Del 29014q113 0 14815 SH SOLE 14815 O Sullivan Inds Hldgs Inc Sr P 67104q205 0 10900 SH SOLE 10900
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