-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LQ8oYwBsnk5z/lHAbCdxX0AwkLCNBp1QuxAm8KAKG7R4h5TYqhiFiw75hxd8Pc4n W4Cp9yN4V3MtZ1bvZwSreA== 0000950130-02-008469.txt : 20021213 0000950130-02-008469.hdr.sgml : 20021213 20021213145209 ACCESSION NUMBER: 0000950130-02-008469 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021213 EFFECTIVENESS DATE: 20021213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 02856962 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR/A 1 d13fhra.txt AMENDMENT NO.1 TO FORM 13-F HOLDING REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: September 30, 2002 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 December 13, 2002 - --------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 15 Form 13F Information Table Value Total $ 229,878 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS September 30, 2002
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------- -------- -------- -------- Investment Discretion Voting Authority --------------------- ---------------- VALUE SHRS OR SH/ PUT/ shared- shared- Manag- NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL defined other ers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALCON INC COMMON STOCK H01301102 57,373 1,480,600 SH 1,365,635 114,965 1 1,365,635 114,965 - ------------------------------------------------------------------------------------------------------------------------------------ AT&T CANADA INC COMMON STOCK 00207Q202 13,662 426,000 SH 123,150 302,850 1 123,150 302,850 - ------------------------------------------------------------------------------------------------------------------------------------ CHINA YUCHAI INTL LTD COMMON STOCK G21082105 3,295 930,893 SH 682,700 248,193 1 682,700 248,193 - ------------------------------------------------------------------------------------------------------------------------------------ CIA SIDERURGICA NACL-SP ADR COMMON STOCK 20440W105 5,705 700,000 SH 581,000 119,000 1 581,000 119,000 - ------------------------------------------------------------------------------------------------------------------------------------ CIA VALE DO RIO DOCE-SP ADR COMMON STOCK 204412100 1,624 75,000 SH 62,250 12,750 1 62,250 12,750 - ------------------------------------------------------------------------------------------------------------------------------------ COMVERSE TECHNOLOGY INC COMMON STOCK 205862402 11,394 1,630,000 SH 1,459,456 170,544 1 1,459,456 170,544 - ------------------------------------------------------------------------------------------------------------------------------------ DIAGEO PLC-SPONSORED ADR COMMON STOCK 25243Q205 73,767 1,478,000 SH 1,363,578 114,422 1 1,363,578 114,422 - ------------------------------------------------------------------------------------------------------------------------------------ MOORE CORP LTD COMMON STOCK 615785102 45,214 4,613,700 SH 4,256,538 357,162 1 4,256,538 357,162 - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL DUTCH PETRO-NY SHARES COMMON STOCK 780257804 2,209 55,000 SH 45,650 9,350 1 45,650 9,350 - ------------------------------------------------------------------------------------------------------------------------------------ SAPPI LTD -SPONSORED ADR COMMON STOCK 803069202 286 25,000 SH 20,750 4,250 1 20,750 4,250 - ------------------------------------------------------------------------------------------------------------------------------------ STELMAR SHIPPING LTD COMMON STOCK V8726M103 6,174 425,200 SH 352,916 72,284 1 352,916 72,284 - ------------------------------------------------------------------------------------------------------------------------------------ TRADER CLASSIFIED MEDIA NV-A COMMON STOCK 89254T102 172 22,500 SH 17,325 5,175 1 17,325 5,175 - ------------------------------------------------------------------------------------------------------------------------------------ TSAKOS ENERGY NAVIGATION LTD COMMON STOCK G9108L108 6,540 600,000 SH 498,000 102,000 1 498,000 102,000 - ------------------------------------------------------------------------------------------------------------------------------------ TURKCELL ILETISIM HIZMET-ADR COMMON STOCK 900111204 185 15,737 SH 10,229 5,508 1 10,229 5,508 - ------------------------------------------------------------------------------------------------------------------------------------ VIVENDI UNIVERSAL-SP ADR COMMON STOCK 92851S204 2,278 200,000 SH 184,897 15,103 1 184,897 15,103 - ------------------------------------------------------------------------------------------------------------------------------------ Grand Total 229,878 12,677,630 11,024,074 1,653,556 11,024,074 1,653,556 - ------------------------------------------------------------------------------------------------------------------------------------
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