-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nq3iC6F/h3j8R8fzXPF0JlMDUepllcsjBtM/qgkrgEZIZ9U/SSg/g2Era9CCFcIP 8d2DH+TdUK1yzYQ97lRlkA== 0000950130-03-001181.txt : 20030214 0000950130-03-001181.hdr.sgml : 20030214 20030214140234 ACCESSION NUMBER: 0000950130-03-001181 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 EFFECTIVENESS DATE: 20030214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 03565979 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 d13fhr.txt FORM 13 F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: December 31, 2002 Check here if Amendment [_]; Amendment Number: 1 This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 February 14, 2003 - --------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 166 Form 13F Information Table Value Total $ 1,883,137 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS December 31, 2002
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------- -------- -------- -------- Investment Discretion Voting Authority ----------------------- ------------------------ TITLE VALUE SHRS OR H/ PUT/ shared- shared- NAME OF ISSUER OF CLASS CUSIP (x1000) PRN AMT PR CALL defined other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 3COM CORP COMMON STOCK 885535104 5,325 1,150,000 SH 1,064,111 85,889 1 1,064,111 85,889 - ------------------------------------------------------------------------------------------------------------------------------------ ACTIVISION INC COMMON STOCK 004930202 13,929 954,700 SH 884,809 69,891 1 884,809 69,891 - ------------------------------------------------------------------------------------------------------------------------------------ ACTIVISION INC COMMON STOCK 004930902 338 500,000 SH CALL 463,300 36,700 1 463,300 36,700 - ------------------------------------------------------------------------------------------------------------------------------------ ACXIOM CORP COMMON STOCK 005125109 5,494 357,200 SH 330,675 26,525 1 330,675 26,525 - ------------------------------------------------------------------------------------------------------------------------------------ AETNA INC COMMON STOCK 00817Y108 13,500 328,300 SH 304,211 24,089 1 304,211 24,089 - ------------------------------------------------------------------------------------------------------------------------------------ AETNA INC COMMON STOCK 00817Y908 60 1,200,000 SH CALL 1,109,500 90,500 1 1,109,500 90,500 - ------------------------------------------------------------------------------------------------------------------------------------ ALCON INC COMMON STOCK H01301952 725 500,000 SH PUT 463,200 36,800 1 463,200 36,800 - ------------------------------------------------------------------------------------------------------------------------------------ ALLIANT TECHSYSTEMS INC COMMON STOCK 018804104 1,871 30,000 SH 24,900 5,100 1 24,900 5,100 - ------------------------------------------------------------------------------------------------------------------------------------ ALLSTATE CORP COMMON STOCK 020002101 38,839 1,050,000 SH 971,440 78,560 1 971,440 78,560 - ------------------------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP INC COMMON STOCK 02209S103 1,074 26,500 SH 17,225 9,275 1 17,225 9,275 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN STATES WATER CO COMMON STOCK 029899101 4,934 213,150 SH 198,861 14,289 1 198,861 14,289 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN WATER WORKS CO INC COMMON STOCK 030411102 1,023 22,500 SH 14,625 7,875 1 14,625 7,875 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICREDIT CORP COMMON STOCK 03060R101 5,279 682,000 SH 628,603 53,397 1 628,603 53,397 - ------------------------------------------------------------------------------------------------------------------------------------ AMERITRADE HOLDING CORP COMMON STOCK 03074K100 8,067 1,425,300 SH 1,320,312 104,988 1 1,320,312 104,988 - ------------------------------------------------------------------------------------------------------------------------------------ ARBITRON INC COMMON STOCK 03875Q108 13,651 407,500 SH 378,939 28,561 1 378,939 28,561 - ------------------------------------------------------------------------------------------------------------------------------------ ARIBA INC COMMON STOCK 04033V104 1,178 475,000 SH 439,819 35,181 1 439,819 35,181 - ------------------------------------------------------------------------------------------------------------------------------------ ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 178 143,936 SH 60,605 83,331 1 60,605 83,331 - ------------------------------------------------------------------------------------------------------------------------------------ ASTORIA FINANCIAL CORP COMMON STOCK 046265104 9,546 351,600 SH 325,860 25,740 1 325,860 25,740 - ------------------------------------------------------------------------------------------------------------------------------------ ASTORIA FINANCIAL CORP COMMON STOCK 046265904 233 100,000 SH CALL 92,700 7,300 1 92,700 7,300 - ------------------------------------------------------------------------------------------------------------------------------------ ASTRAZENECA PLC-SPONS ADR COMMON STOCK 046353958 2 100,000 SH PUT 65,000 35,000 1 65,000 35,000 - ------------------------------------------------------------------------------------------------------------------------------------ AUTONATION INC COMMON STOCK 05329W102 37,495 2,985,300 SH 2,708,163 277,137 1 2,708,163 277,137 - ------------------------------------------------------------------------------------------------------------------------------------ BAXTER INTERNATIONAL INC COMMON STOCK 071813109 27,191 971,100 SH 898,993 72,107 1 898,993 72,107 - ------------------------------------------------------------------------------------------------------------------------------------ BEA SYSTEMS INC COMMON STOCK 073325102 3,441 300,000 SH 277,723 22,277 1 277,723 22,277 - ------------------------------------------------------------------------------------------------------------------------------------ BEAZER HOMES USA INC COMMON STOCK 07556Q105 18,483 305,000 SH 254,200 50,800 1 254,200 50,800 - ------------------------------------------------------------------------------------------------------------------------------------ BP PLC-SPONS ADR COMMON STOCK 055622104 6,098 150,000 SH 71,500 78,500 1 71,500 78,500 - ------------------------------------------------------------------------------------------------------------------------------------ BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 32,440 1,401,300 SH 1,292,087 109,213 1 1,292,087 109,213 - ------------------------------------------------------------------------------------------------------------------------------------ BROCADE COMMUNICATIONS SYS COMMON STOCK 111621108 2,267 547,600 SH 507,511 40,089 1 507,511 40,089 - ------------------------------------------------------------------------------------------------------------------------------------ BUNGE LIMITED COMMON STOCK G16962105 3,609 150,000 SH 124,500 25,500 1 124,500 25,500 - ------------------------------------------------------------------------------------------------------------------------------------ BUSINESS OBJECTS SA-SP ADR COMMON STOCK 12328X107 750 50,000 SH 46,265 3,735 1 46,265 3,735 - ------------------------------------------------------------------------------------------------------------------------------------ CABOT MICROELECTRONICS CORP COMMON STOCK 12709P103 944 20,000 SH 18,515 1,485 1 18,515 1,485 - ------------------------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040H905 1,528 1,300,000 SH CALL 1,204,500 95,500 1 1,204,500 95,500 - ------------------------------------------------------------------------------------------------------------------------------------ CARDIAC SCIENCE INC COMMON STOCK 141410209 4,492 2,032,500 SH 1,890,009 142,491 1 1,890,009 142,491 - ------------------------------------------------------------------------------------------------------------------------------------ CARDINAL HEALTH INC COMMON STOCK 14149Y958 631 250,000 SH PUT 231,700 18,300 1 231,700 18,300 - ------------------------------------------------------------------------------------------------------------------------------------ CATALINA MARKETING CORP COMMON STOCK 148867104 2,122 114,700 SH 106,176 8,524 1 106,176 8,524 - ------------------------------------------------------------------------------------------------------------------------------------ CENTERPOINT ENERGY INC COMMON STOCK 15189T107 1,336 157,200 SH 145,692 11,508 1 145,692 11,508 - ------------------------------------------------------------------------------------------------------------------------------------ CERIDIAN CORP COMMON STOCK 156779100 3,637 252,200 SH 233,447 18,753 1 233,447 18,753 - ------------------------------------------------------------------------------------------------------------------------------------ CERTEGY INC COMMON STOCK 156880106 4,910 200,000 SH 184,896 15,104 1 184,896 15,104 - ------------------------------------------------------------------------------------------------------------------------------------ CHARMING SHOPPES COMMON STOCK 161133103 1,640 392,400 SH 363,471 28,929 1 363,471 28,929 - ------------------------------------------------------------------------------------------------------------------------------------ CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 3,870 500,000 SH 415,000 85,000 1 415,000 85,000 - ------------------------------------------------------------------------------------------------------------------------------------ CHINA FUND INC COMMON STOCK 169373107 1,238 90,000 SH 74,700 15,300 1 74,700 15,300 - ------------------------------------------------------------------------------------------------------------------------------------ CHINA YUCHAI INTL LTD COMMON STOCK G21082105 4,255 930,893 SH 682,700 248,193 1 682,700 248,193 - ------------------------------------------------------------------------------------------------------------------------------------ CIA SIDERURGICA NACL-SP ADR COMMON STOCK 20440W105 4,445 310,000 SH 257,300 52,700 1 257,300 52,700 - ------------------------------------------------------------------------------------------------------------------------------------ COMCAST CORP- SPECIAL CL A COMMON STOCK 20030N200 6,777 300,000 SH 277,880 22,120 1 277,880 22,120 - ------------------------------------------------------------------------------------------------------------------------------------ CONCORD EFS INC COMMON STOCK 206197105 12,032 764,400 SH 708,438 55,962 1 708,438 55,962 - ------------------------------------------------------------------------------------------------------------------------------------ CONCUR TECHNOLOGIES INC COMMON STOCK 469 182,800 SH 182,800 - 1 182,800 - - ------------------------------------------------------------------------------------------------------------------------------------ CONEXANT SYSTEMS INC COMMON STOCK 207142100 3,357 2,085,318 SH 1,931,795 153,523 1 1,931,795 153,523 - ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COMMON STOCK 20825C104 2,420 50,000 SH 41,500 8,500 1 41,500 8,500 - ------------------------------------------------------------------------------------------------------------------------------------ COOPER INDUSTRIES LTD-CL A COMMON STOCK G24182100 12,575 345,000 SH 319,636 25,364 1 319,636 25,364 - ------------------------------------------------------------------------------------------------------------------------------------ CORE LABORATORIES N.V. COMMON STOCK N22717107 1,532 135,000 SH 112,050 22,950 1 112,050 22,950 - ------------------------------------------------------------------------------------------------------------------------------------ CROWN CASTLE INTL CORP COMMON STOCK 228227104 1,050 280,000 SH 259,209 20,791 1 259,209 20,791 - ------------------------------------------------------------------------------------------------------------------------------------ CROWN CORK & SEAL CO INC COMMON STOCK 228255105 7,553 950,000 SH 879,721 70,279 1 879,721 70,279 - ------------------------------------------------------------------------------------------------------------------------------------ DAVITA INC COMMON STOCK 23918K108 71,565 2,900,900 SH 2,676,796 224,104 1 2,676,796 224,104 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ DEAN FOODS CO COMMON STOCK 242370104 7,420 200,000 SH 168,113 31,887 1 168,113 31,887 - ------------------------------------------------------------------------------------------------------------------------------------ DELUXE CORP COMMON STOCK 248019101 71,570 1,700,000 SH 1,569,838 130,162 1 1,569,838 130,162 - ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION COMMON STOCK 25179M103 25,497 555,500 SH 451,676 103,824 1 451,676 103,824 - ------------------------------------------------------------------------------------------------------------------------------------ EASTMAN KODAK CO COMMON STOCK 277461959 7,063 1,250,000 SH PUT 1,154,500 95,500 1 1,154,500 95,500 - ------------------------------------------------------------------------------------------------------------------------------------ EDISON INTERNATIONAL COMMON STOCK 281020107 17,925 1,512,700 SH 1,400,474 112,226 1 1,400,474 112,226 - ------------------------------------------------------------------------------------------------------------------------------------ EFUNDS CORP COMMON STOCK 28224R101 505 55,400 SH 51,261 4,139 1 51,261 4,139 - ------------------------------------------------------------------------------------------------------------------------------------ EL PASO CORP COMMON STOCK 28336L909 938 750,000 SH CALL 694,900 55,100 1 694,900 55,100 - ------------------------------------------------------------------------------------------------------------------------------------ EL PASO ELECTRIC CO COMMON STOCK 283677854 25,579 2,325,400 SH 2,138,637 186,763 1 2,138,637 186,763 - ------------------------------------------------------------------------------------------------------------------------------------ ENERGIZER HOLDINGS INC COMMON STOCK 29266R108 59,631 2,137,300 SH 1,971,329 165,971 1 1,971,329 165,971 - ------------------------------------------------------------------------------------------------------------------------------------ EOG RESOURCES INC COMMON STOCK 26875P101 15,968 400,000 SH 370,299 29,701 1 370,299 29,701 - ------------------------------------------------------------------------------------------------------------------------------------ EON LABS INC COMMON STOCK 29412E100 359 19,000 SH 17,609 1,391 1 17,609 1,391 - ------------------------------------------------------------------------------------------------------------------------------------ EQUITABLE RESOURCES INC COMMON STOCK 294549100 53,303 1,521,200 SH 1,403,548 117,652 1 1,403,548 117,652 - ------------------------------------------------------------------------------------------------------------------------------------ ESS TECHNOLOGY COMMON STOCK 269151106 1,953 310,500 SH 285,449 25,051 1 285,449 25,051 - ------------------------------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP LTD COMMON STOCK G3223R108 8,295 150,000 SH 139,018 10,982 1 139,018 10,982 - ------------------------------------------------------------------------------------------------------------------------------------ EXPEDIA INC-WT09 COMMON STOCK 302125125 2,702 75,434 SH 69,476 5,958 1 69,476 5,958 - ------------------------------------------------------------------------------------------------------------------------------------ EXPEDITORS INTL WASH INC COMMON STOCK 302130109 9,958 305,000 SH 253,150 51,850 1 253,150 51,850 - ------------------------------------------------------------------------------------------------------------------------------------ FAIR ISAAC & CO INC COMMON STOCK 303250104 66,405 1,555,149 SH 1,434,762 120,387 1 1,434,762 120,387 - ------------------------------------------------------------------------------------------------------------------------------------ FAIR ISAAC & CO INC COMMON STOCK 303250954 850 1,000,000 SH PUT 926,500 73,500 1 926,500 73,500 - ------------------------------------------------------------------------------------------------------------------------------------ FANNIE MAE COMMON STOCK 313586959 394 150,000 SH PUT 124,400 25,600 1 124,400 25,600 - ------------------------------------------------------------------------------------------------------------------------------------ FIBERNET TELECOM GROUP INC COMMON STOCK 315653105 101 593,748 SH 593,748 - 1 593,748 - - ------------------------------------------------------------------------------------------------------------------------------------ FOOT LOCKER INC COMMON STOCK 344849104 1,050 100,000 SH 92,531 7,469 1 92,531 7,469 - ------------------------------------------------------------------------------------------------------------------------------------ FUELCELL ENERGY INC COMMON STOCK 35952H106 2,162 330,000 SH 307,361 22,639 1 307,361 22,639 - ------------------------------------------------------------------------------------------------------------------------------------ GEMSTAR-TV GUIDE INTL INC COMMON STOCK 36866W106 1,820 560,000 SH 518,764 41,236 1 518,764 41,236 - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL DYNAMICS CORP COMMON STOCK 369550108 1,587 20,000 SH 16,600 3,400 1 16,600 3,400 - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MILLS INC COMMON STOCK 370334104 37,734 803,700 SH 743,849 59,851 1 743,849 59,851 - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MOTORS CORP -CLASS H COMMON STOCK 370442832 47,383 4,428,300 SH 4,084,007 344,293 1 4,084,007 344,293 - ------------------------------------------------------------------------------------------------------------------------------------ GENZYME CORP - GENL DIVISION COMMON STOCK 372917104 26,175 885,200 SH 819,117 66,083 1 819,117 66,083 - ------------------------------------------------------------------------------------------------------------------------------------ GLOBALSANTAFE CORP COMMON STOCK G3930E101 15,808 650,000 SH 539,350 110,650 1 539,350 110,650 - ------------------------------------------------------------------------------------------------------------------------------------ GROUP 1 AUTOMOTIVE INC COMMON STOCK 398905109 4,014 168,100 SH 139,523 28,577 1 139,523 28,577 - ------------------------------------------------------------------------------------------------------------------------------------ GRUPO TELEVISA SA-SPONS ADR COMMON STOCK 40049J206 2,095 75,000 SH 48,750 26,250 1 48,750 26,250 - ------------------------------------------------------------------------------------------------------------------------------------ GUCCI GROUP NV-NY REG SHRS COMMON STOCK 401566104 916 10,000 SH 6,500 3,500 1 6,500 3,500 - ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COMMON STOCK 406216901 1,486 1,107,000 SH CALL 1,025,100 81,900 1 1,025,100 81,900 - ------------------------------------------------------------------------------------------------------------------------------------ HARLAND (JOHN H.) CO COMMON STOCK 412693103 6,134 277,200 SH 256,615 20,585 1 256,615 20,585 - ------------------------------------------------------------------------------------------------------------------------------------ HARLEY-DAVIDSON INC COMMON STOCK 406216901 3,273 850,000 SH CALL 787,800 62,200 1 787,800 62,200 - ------------------------------------------------------------------------------------------------------------------------------------ HEALTHAXIS INC COMMON STOCK 42219D100 234 709,243 SH 709,243 - 1 709,243 - - ------------------------------------------------------------------------------------------------------------------------------------ HEALTHETECH INC COMMON STOCK 422210104 2,471 395,400 SH 394,482 918 1 394,482 918 - ------------------------------------------------------------------------------------------------------------------------------------ HOUSEHOLD INTERNATIONAL INC COMMON STOCK 406216951 64 150,000 SH PUT 97,500 52,500 1 97,500 52,500 - ------------------------------------------------------------------------------------------------------------------------------------ HOUSEHOLD INTERNATIONAL INC COMMON STOCK 441815107 7,325 263,400 SH 171,210 92,190 1 171,210 92,190 - ------------------------------------------------------------------------------------------------------------------------------------ HPL TECHNOLOGIES INC COMMON STOCK 40426C105 12 575,000 SH 529,202 45,798 1 529,202 45,798 - ------------------------------------------------------------------------------------------------------------------------------------ ICN PHARMACEUTICALS INC COMMON STOCK 448924100 13,910 1,275,000 SH 1,180,965 94,035 1 1,180,965 94,035 - ------------------------------------------------------------------------------------------------------------------------------------ IGEN INTERNATIONAL INC COMMON STOCK 449536901 2,870 350,000 SH CALL 324,300 25,700 1 324,300 25,700 - ------------------------------------------------------------------------------------------------------------------------------------ IMCLONE SYSTEMS COMMON STOCK 45245W109 364 34,300 SH 31,753 2,547 1 31,753 2,547 - ------------------------------------------------------------------------------------------------------------------------------------ INTEGRATED DEVICE TECH INC COMMON STOCK 458118106 15,551 1,858,000 SH 1,721,979 136,021 1 1,721,979 136,021 - ------------------------------------------------------------------------------------------------------------------------------------ INTERLAND INC COMMON STOCK 458727104 6,630 6,000,000 SH 5,536,110 463,890 1 5,536,110 463,890 - ------------------------------------------------------------------------------------------------------------------------------------ INTERNET SECURITY SYSTEMS COMMON STOCK 46060X107 1,833 100,000 SH 92,678 7,322 1 92,678 7,322 - ------------------------------------------------------------------------------------------------------------------------------------ INTERNET SECURITY SYSTEMS COMMON STOCK 46060X957 473 450,000 SH PUT 417,000 33,000 1 417,000 33,000 - ------------------------------------------------------------------------------------------------------------------------------------ INTERPUBLIC GROUP OF COS INC COMMON STOCK 460690100 3,520 250,000 SH 231,323 18,677 1 231,323 18,677 - ------------------------------------------------------------------------------------------------------------------------------------ IVAX CORP COMMON STOCK 465823102 26,966 2,223,100 SH 2,058,037 165,063 1 2,058,037 165,063 - ------------------------------------------------------------------------------------------------------------------------------------ JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 21,069 1,612,000 SH 1,492,664 119,336 1 1,492,664 119,336 - ------------------------------------------------------------------------------------------------------------------------------------ JOHN HANCOCK FINANCIAL SRVCS COMMON STOCK 41014S106 54,653 1,958,900 SH 1,809,228 149,672 1 1,809,228 149,672 - ------------------------------------------------------------------------------------------------------------------------------------ KEYCORP COMMON STOCK 493267108 5,028 200,000 SH 185,149 14,851 1 185,149 14,851 - ------------------------------------------------------------------------------------------------------------------------------------ KINDER MORGAN INC COMMON STOCK 49455P101 17,753 420,000 SH 364,785 55,215 1 364,785 55,215 - ------------------------------------------------------------------------------------------------------------------------------------ KOHLS CORP COMMON STOCK 500255904 19 250,000 SH CALL 231,600 18,400 1 231,600 18,400 - ------------------------------------------------------------------------------------------------------------------------------------ KOHLS CORP COMMON STOCK 500255954 1,840 400,000 SH PUT 370,600 29,400 1 370,600 29,400 - ------------------------------------------------------------------------------------------------------------------------------------ KRISPY KREME DOUGHNUTS INC COMMON STOCK 501014104 3,546 105,000 SH 96,820 8,180 1 96,820 8,180 - ------------------------------------------------------------------------------------------------------------------------------------ LABORATORY CRP OF AMER HLDGS COMMON STOCK 50540R409 37,528 1,614,800 SH 1,493,518 121,282 1 1,493,518 121,282 - ------------------------------------------------------------------------------------------------------------------------------------ LAWSON SOFTWARE INC COMMON STOCK 520780107 1,271 221,000 SH 204,492 16,508 1 204,492 16,508 - ------------------------------------------------------------------------------------------------------------------------------------ LEGATO SYSTEMS INC COMMON STOCK 524651106 2,113 420,000 SH 388,531 31,469 1 388,531 31,469 - ------------------------------------------------------------------------------------------------------------------------------------ LENNAR CORP COMMON STOCK 526057104 36,120 700,000 SH 581,000 119,000 1 581,000 119,000 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORP-A COMMON STOCK 530718105 11,399 1,275,000 SH 1,180,301 94,699 1 1,180,301 94,699 - ------------------------------------------------------------------------------------------------------------------------------------ LIQUIDMETAL TECHNOLOGIES COMMON STOCK 53634X100 737 71,701 SH 59,512 12,189 1 59,512 12,189 - ------------------------------------------------------------------------------------------------------------------------------------ LOEWS CORP COMMON STOCK 540424108 2,196 49,400 SH 32,110 17,290 1 32,110 17,290 - ------------------------------------------------------------------------------------------------------------------------------------ MATTEL INC COMMON STOCK 577081102 4,403 229,900 SH 212,933 16,967 1 212,933 16,967 - ------------------------------------------------------------------------------------------------------------------------------------ MATTEL INC COMMON STOCK 577081902 63 250,000 SH CALL 231,400 18,600 1 231,400 18,600 - ------------------------------------------------------------------------------------------------------------------------------------ MCKESSON CORP COMMON STOCK 58155Q103 25,395 939,500 SH 868,941 70,559 1 868,941 70,559 - ------------------------------------------------------------------------------------------------------------------------------------ MEDQUIST INC COMMON STOCK 584949101 650 32,100 SH 25,365 6,735 1 25,365 6,735 - ------------------------------------------------------------------------------------------------------------------------------------ MIDWAY GAMES INC COMMON STOCK 598148104 834 200,000 SH 185,063 14,937 1 185,063 14,937 - ------------------------------------------------------------------------------------------------------------------------------------ MONSANTO CO COMMON STOCK 61166W901 1,850 250,000 SH CALL 231,400 18,600 1 231,400 18,600 - ------------------------------------------------------------------------------------------------------------------------------------ MOORE CORP LTD COMMON STOCK 615785102 37,907 4,165,600 SH 3,841,978 323,622 1 3,841,978 323,622 - ------------------------------------------------------------------------------------------------------------------------------------ NAUTILUS GROUP INC COMMON STOCK 63910B102 5,045 377,641 SH 349,224 28,417 1 349,224 28,417 - ------------------------------------------------------------------------------------------------------------------------------------ NEKTAR THERAPEUTICS COMMON STOCK 640268108 5,373 665,000 SH 616,313 48,687 1 616,313 48,687 - ------------------------------------------------------------------------------------------------------------------------------------ NEOFORMA INC COMMON STOCK 640475505 896 75,000 SH 69,302 5,698 1 69,302 5,698 - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COMMON STOCK 651639106 10,886 375,000 SH 345,420 29,580 1 345,420 29,580 - ------------------------------------------------------------------------------------------------------------------------------------ NISOURCE INC-SAILS COMMON STOCK 65473P600 940 423,300 SH 275,495 147,805 1 275,495 147,805 - ------------------------------------------------------------------------------------------------------------------------------------ NORTHWESTERN CORPORATION COMMON STOCK 668074107 889 175,000 SH 161,907 13,093 1 161,907 13,093 - ------------------------------------------------------------------------------------------------------------------------------------ OCEAN ENERGY INC COMMON STOCK 67481E106 11,982 600,000 SH 556,074 43,926 1 556,074 43,926 - ------------------------------------------------------------------------------------------------------------------------------------ P G & E CORP COMMON STOCK 69331C108 6,855 493,200 SH 456,576 36,624 1 456,576 36,624 - ------------------------------------------------------------------------------------------------------------------------------------ PACTIV CORPORATION COMMON STOCK 695257105 6,558 300,000 SH 277,180 22,820 1 277,180 22,820 - ------------------------------------------------------------------------------------------------------------------------------------ PARTNERRE LTD COMMON STOCK G6852T105 2,814 54,300 SH 50,267 4,033 1 50,267 4,033 - ------------------------------------------------------------------------------------------------------------------------------------ PEGASUS SOLUTIONS INC COMMON STOCK 705906105 109 10,900 SH 10,085 815 1 10,085 815 - ------------------------------------------------------------------------------------------------------------------------------------ PEOPLESOFT INC COMMON STOCK 712713956 1,870 850,000 SH PUT 787,800 62,200 1 787,800 62,200 - ------------------------------------------------------------------------------------------------------------------------------------ PEPSICO INC COMMON STOCK 713448108 11,399 270,000 SH 249,390 20,610 1 249,390 20,610 - ------------------------------------------------------------------------------------------------------------------------------------ PHARMACIA CORP COMMON STOCK 71713U102 9,071 217,000 SH 141,050 75,950 1 141,050 75,950 - ------------------------------------------------------------------------------------------------------------------------------------ PLAYTEX PRODUCTS INC COMMON STOCK 72813P100 466 47,200 SH 43,682 3,518 1 43,682 3,518 - ------------------------------------------------------------------------------------------------------------------------------------ PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 10,140 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 - ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 170,895 5,384,200 SH 4,968,641 415,559 1 4,968,641 415,559 - ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320902 3,025 550,000 SH CALL 508,100 41,900 1 508,100 41,900 - ------------------------------------------------------------------------------------------------------------------------------------ PULTE HOMES INC COMMON STOCK 745867101 17,233 360,000 SH 298,800 61,200 1 298,800 61,200 - ------------------------------------------------------------------------------------------------------------------------------------ QLOGIC CORP COMMON STOCK 747277101 5,177 150,000 SH 138,672 11,328 1 138,672 11,328 - ------------------------------------------------------------------------------------------------------------------------------------ QUINTILES TRANSNATIONAL CORP COMMON STOCK 748767100 3,582 296,000 SH 273,671 22,329 1 273,671 22,329 - ------------------------------------------------------------------------------------------------------------------------------------ RATEXCHANGE CORPORATION COMMON STOCK 754091106 44 125,000 SH 125,000 - 1 125,000 - - ------------------------------------------------------------------------------------------------------------------------------------ RED HAT INC COMMON STOCK 756577102 114 19,303 SH - 19,303 1 - 19,303 - ------------------------------------------------------------------------------------------------------------------------------------ RENT-A-CENTER INC COMMON STOCK 76009N100 3,242 64,900 SH 59,999 4,901 1 59,999 4,901 - ------------------------------------------------------------------------------------------------------------------------------------ ROCKWELL AUTOMATION INC COMMON STOCK 773903109 9,189 443,700 SH 408,714 34,986 1 408,714 34,986 - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL DUTCH PETRO-NY SHARES COMMON STOCK 780257804 9,905 225,000 SH 186,750 38,250 1 186,750 38,250 - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORP COMMON STOCK 806605101 29,970 1,350,000 SH 1,249,756 100,244 1 1,249,756 100,244 - ------------------------------------------------------------------------------------------------------------------------------------ SCIOS INC COMMON STOCK 808905103 6,516 200,000 SH 185,063 14,937 1 185,063 14,937 - ------------------------------------------------------------------------------------------------------------------------------------ SEARS ROEBUCK & CO COMMON STOCK 812387958 1,950 500,000 SH PUT 462,800 37,200 1 462,800 37,200 - ------------------------------------------------------------------------------------------------------------------------------------ SILICON LABORATORIES INC COMMON STOCK 826919102 668 35,000 SH 32,400 2,600 1 32,400 2,600 - ------------------------------------------------------------------------------------------------------------------------------------ SLM CORP COMMON STOCK 78442P906 208 100,000 SH CALL 92,200 7,800 1 92,200 7,800 - ------------------------------------------------------------------------------------------------------------------------------------ SMITHFIELD FOODS INC COMMON STOCK 832248108 6,448 325,000 SH 269,750 55,250 1 269,750 55,250 - ------------------------------------------------------------------------------------------------------------------------------------ SPRINT CORP-PCS GROUP COMMON STOCK 852061506 7,884 1,800,100 SH 1,665,961 134,139 1 1,665,961 134,139 - ------------------------------------------------------------------------------------------------------------------------------------ SPX CORP COMMON STOCK 784635104 14,077 375,900 SH 348,381 27,519 1 348,381 27,519 - ------------------------------------------------------------------------------------------------------------------------------------ SPX CORP COMMON STOCK 784635904 1,725 250,000 SH CALL 231,600 18,400 1 231,600 18,400 - ------------------------------------------------------------------------------------------------------------------------------------ ST JUDE MEDICAL INC COMMON STOCK 790849953 835 265,000 SH PUT 245,600 19,400 1 245,600 19,400 - ------------------------------------------------------------------------------------------------------------------------------------ STANDARD-PACIFIC CORP COMMON STOCK 85375C101 2,188 88,400 SH 73,372 15,028 1 73,372 15,028 - ------------------------------------------------------------------------------------------------------------------------------------ STELMAR SHIPPING LTD COMMON STOCK V8726M103 6,024 400,000 SH 332,000 68,000 1 332,000 68,000 - ------------------------------------------------------------------------------------------------------------------------------------ STONEPATH GROUP INC COMMON STOCK 861837102 617 425,407 SH 425,407 - 1 425,407 - - ------------------------------------------------------------------------------------------------------------------------------------ SYMBOL TECHNOLOGIES INC COMMON STOCK 871508107 6,773 824,000 SH 763,256 60,744 1 763,256 60,744 - ------------------------------------------------------------------------------------------------------------------------------------ SYNOPSYS INC COMMON STOCK 871607107 11,717 253,900 SH 235,312 18,588 1 235,312 18,588 - ------------------------------------------------------------------------------------------------------------------------------------ TECO ENERGY INC COMMON STOCK 872375900 1,399 455,000 SH CALL 421,700 33,300 1 421,700 33,300 - ------------------------------------------------------------------------------------------------------------------------------------ TEMPLETON DRAGON FUND INC COMMON STOCK 88018T101 2,899 325,000 SH 269,750 55,250 1 269,750 55,250 - ------------------------------------------------------------------------------------------------------------------------------------ THE DIAL CORPORATION COMMON STOCK 25247D101 20,447 1,003,800 SH 923,384 80,416 1 923,384 80,416 - ------------------------------------------------------------------------------------------------------------------------------------ THQ INC COMMON STOCK 872443403 22,449 1,694,300 SH 1,569,744 124,556 1 1,569,744 124,556 - ------------------------------------------------------------------------------------------------------------------------------------ TRANSMETA CORP/DELAWARE COMMON STOCK 89376R109 307 262,500 SH 262,500 - 1 262,500 - - ------------------------------------------------------------------------------------------------------------------------------------ TRANSMETA CORP/DELAWARE COMMON STOCK 89376R992 151 129,000 SH 129,000 - 1 129,000 - - ------------------------------------------------------------------------------------------------------------------------------------ TRAVELERS PROPERTY CASUALT-A COMMON STOCK 89420G109 11,490 784,300 SH 726,372 57,928 1 726,372 57,928 - ------------------------------------------------------------------------------------------------------------------------------------ TSAKOS ENERGY NAVIGATION LTD COMMON STOCK G9108L108 5,866 379,400 SH 314,902 64,498 1 314,902 64,498 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ TUPPERWARE CORPORATION COMMON STOCK 899896104 1,543 102,300 SH 94,810 7,490 1 94,810 7,490 - ------------------------------------------------------------------------------------------------------------------------------------ TURKCELL ILETISIM HIZMET-ADR COMMON STOCK 900111204 244 15,737 SH 10,229 5,508 1 10,229 5,508 - ------------------------------------------------------------------------------------------------------------------------------------ UNILAB CORPORATION COMMON STOCK 904763208 915 50,000 SH 32,500 17,500 1 32,500 17,500 - ------------------------------------------------------------------------------------------------------------------------------------ VALUEVISION MEDIA INC-CL A COMMON STOCK 92047K107 4,981 332,500 SH 307,730 24,770 1 307,730 24,770 - ------------------------------------------------------------------------------------------------------------------------------------ VIACOM INC-CL B COMMON STOCK 925524308 40,760 1,000,000 SH 924,166 75,834 1 924,166 75,834 - ------------------------------------------------------------------------------------------------------------------------------------ VIACOM INC-CL B COMMON STOCK 925524950 4,500 1,000,000 SH PUT 926,700 73,300 1 926,700 73,300 - ------------------------------------------------------------------------------------------------------------------------------------ VIAD CORP COMMON STOCK 92552R109 3,147 140,800 SH 130,283 10,517 1 130,283 10,517 - ------------------------------------------------------------------------------------------------------------------------------------ WEBEX COMMUNICATIONS INC COMMON STOCK 94767L109 1,800 120,000 SH 110,999 9,001 1 110,999 9,001 - ------------------------------------------------------------------------------------------------------------------------------------ WEBMD CORPORATION COMMON STOCK 94769M105 36,551 4,275,000 SH 3,942,856 332,144 1 3,942,856 332,144 - ------------------------------------------------------------------------------------------------------------------------------------ WEBMETHODS INC COMMON STOCK 94768C108 206 25,000 SH 23,133 1,867 1 23,133 1,867 - ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC COMMON STOCK 969457100 7,808 2,892,000 SH 2,678,084 213,916 1 2,678,084 213,916 - ------------------------------------------------------------------------------------------------------------------------------------ WR BERKLEY CORP COMMON STOCK 084423102 4,686 118,300 SH 109,515 8,785 1 109,515 8,785 - ------------------------------------------------------------------------------------------------------------------------------------ WR GRACE & CO COMMON STOCK 38388F108 262 133,700 SH 125,309 8,391 1 125,309 8,391 - ------------------------------------------------------------------------------------------------------------------------------------ WYETH COMMON STOCK 983024100 11,220 300,000 SH 278,037 21,963 1 278,037 21,963 - ------------------------------------------------------------------------------------------------------------------------------------ XEROX CORP COMMON STOCK 984121103 2,888 358,800 SH 332,003 26,797 1 332,003 26,797 - ------------------------------------------------------------------------------------------------------------------------------------ ZORAN CORP COMMON STOCK 98975F101 3,271 232,500 SH 214,813 17,687 1 214,813 17,687 - ------------------------------------------------------------------------------------------------------------------------------------ Grand Total 1,883,137 126,467,148 115,678,064 10,789,084 115,678,064 10,789,084 - ------------------------------------------------------------------------------------------------------------------------------------
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