-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BY1DcZN757VtxKP9nBSI/X0y2KrnGvMAPoW6ItR7w4TVsAH9pldIAbryEVY16Dnm QtJktfnse+t/fE2Zn33g3Q== 0001193125-03-005642.txt : 20030515 0001193125-03-005642.hdr.sgml : 20030515 20030515142501 ACCESSION NUMBER: 0001193125-03-005642 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030515 EFFECTIVENESS DATE: 20030515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 03703659 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 d13fhr.txt REPORT FOR CALENDAR YEAR 3/31/03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: March 31, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 May 14, 2003 - --------------------------- ------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 199 Form 13F Information Table Value Total $ 2,610,989 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C.
TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As March 31, 2003 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 -------- -------- -------- -------- ----------------------------- TITLE SHRS OR NAME OF ISSUER OF CLASS CUSIP VALUE (x1000) PRN AMT SH/PRN PUT/CALL - --------------------------------------------------------------------------------------------------------------------------------- 3M CO COMMON STOCK 88579Y951 826 500,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- A T & T WIRELESS SERVICES COMMON STOCK 00209A106 23,100 3,500,000 SH - --------------------------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO-CL A COMMON STOCK 002896907 331 250,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- ACTIVISION INC COMMON STOCK 004930202 37,478 2,593,600 SH - --------------------------------------------------------------------------------------------------------------------------------- ACXIOM CORP COMMON STOCK 005125109 6,012 357,200 SH - --------------------------------------------------------------------------------------------------------------------------------- ADTRAN INC COMMON STOCK 00738A956 431 250,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS COMMON STOCK 00751Y106 8,094 175,000 SH - --------------------------------------------------------------------------------------------------------------------------------- AES CORP COMMON STOCK 00130H105 2,492 688,300 SH - --------------------------------------------------------------------------------------------------------------------------------- AETNA INC COMMON STOCK 00817Y108 30,162 611,800 SH - --------------------------------------------------------------------------------------------------------------------------------- ALLERGAN INC COMMON STOCK 018490102 13,369 196,000 SH - --------------------------------------------------------------------------------------------------------------------------------- ALLSTATE CORP COMMON STOCK 020002101 81,203 2,448,100 SH - --------------------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP INC COMMON STOCK 02209S103 1,798 60,000 SH - --------------------------------------------------------------------------------------------------------------------------------- AMAZON.COM INC COMMON STOCK 023135906 950 2,000,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- AMDOCS LTD COMMON STOCK G02602103 4,648 350,000 SH - --------------------------------------------------------------------------------------------------------------------------------- AMERICA MOVIL-ADR SERIES L COMMON STOCK 02364W105 4,546 340,000 SH - --------------------------------------------------------------------------------------------------------------------------------- AMERICAN STATES WATER CO COMMON STOCK 029899101 5,094 213,150 SH - --------------------------------------------------------------------------------------------------------------------------------- AMERICREDIT CORP COMMON STOCK 03060R101 2,251 682,000 SH - --------------------------------------------------------------------------------------------------------------------------------- AMERITRADE HOLDING CORP COMMON STOCK 03074K100 38,345 7,730,800 SH - --------------------------------------------------------------------------------------------------------------------------------- AOL TIME WARNER COMMON STOCK 00184A105 45,753 4,213,000 SH - --------------------------------------------------------------------------------------------------------------------------------- ARIBA INC COMMON STOCK 04033V104 352 125,000 SH - --------------------------------------------------------------------------------------------------------------------------------- ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 121 143,936 SH - --------------------------------------------------------------------------------------------------------------------------------- ASTORIA FINANCIAL CORP COMMON STOCK 046265104 16,865 726,000 SH - --------------------------------------------------------------------------------------------------------------------------------- AUTONATION INC COMMON STOCK 05329W102 20,561 1,612,600 SH - --------------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP COMMON STOCK 060505104 66,840 1,000,000 SH - --------------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP COMMON STOCK 060505954 3,600 1,000,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- BE AEROSPACE INC COMMON STOCK 073302101 42 22,000 SH - --------------------------------------------------------------------------------------------------------------------------------- BEAZER HOMES USA INC COMMON STOCK 07556Q105 17,055 290,000 SH - --------------------------------------------------------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB INC COMMON STOCK 05548J106 4,018 355,600 SH - --------------------------------------------------------------------------------------------------------------------------------- BORDERS GROUP INC COMMON STOCK 099709107 3,748 255,000 SH - --------------------------------------------------------------------------------------------------------------------------------- BOWATER INC COMMON STOCK 102183900 956 750,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- BP PLC-SPONS ADR COMMON STOCK 055622104 25,084 650,000 SH - --------------------------------------------------------------------------------------------------------------------------------- BP PLC-SPONS ADR COMMON STOCK 055622904 575 1,000,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 59,191 2,801,300 SH - --------------------------------------------------------------------------------------------------------------------------------- BROADWING INC COMMON STOCK 111620100 3,221 805,300 SH - --------------------------------------------------------------------------------------------------------------------------------- BROOKFIELD HOMES CORP COMMON STOCK 112723101 397 30,000 SH - --------------------------------------------------------------------------------------------------------------------------------- CABLEVISION SYSTEMS-NY GRP-A COMMON STOCK 12686C109 706 37,200 SH - --------------------------------------------------------------------------------------------------------------------------------- CADENCE DESIGN SYS INC COMMON STOCK 127387108 28,344 2,834,400 SH - --------------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040H905 1,447 1,010,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- CARDIAC SCIENCE INC COMMON STOCK 141410209 4,634 2,032,500 SH - --------------------------------------------------------------------------------------------------------------------------------- CARMAX INC COMMON STOCK 143130102 20,136 1,382,000 SH - --------------------------------------------------------------------------------------------------------------------------------- CATALINA MARKETING CORP COMMON STOCK 148867104 2,206 114,700 SH - --------------------------------------------------------------------------------------------------------------------------------- CATERPILLAR INC COMMON STOCK 149123901 1,556 750,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- CERIDIAN CORP COMMON STOCK 156779100 3,526 252,200 SH - --------------------------------------------------------------------------------------------------------------------------------- CERTEGY INC COMMON STOCK 156880106 3,604 143,000 SH - --------------------------------------------------------------------------------------------------------------------------------- CHARMING SHOPPES COMMON STOCK 161133103 3,959 1,131,100 SH - --------------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 9,825 1,250,000 SH - --------------------------------------------------------------------------------------------------------------------------------- CHINA YUCHAI INTL LTD COMMON STOCK G21082105 6,609 930,893 SH - --------------------------------------------------------------------------------------------------------------------------------- CIA VALE DO RIO DOCE-SP ADR COMMON STOCK 204412100 6,130 236,200 SH - --------------------------------------------------------------------------------------------------------------------------------- CIGNA CORP COMMON STOCK 125509109 2,880 63,000 SH - --------------------------------------------------------------------------------------------------------------------------------- CIRCUIT CITY STORES INC COMMON STOCK 172737108 7,992 1,537,000 SH - --------------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS INC COMMON STOCK 17275R952 1,038 500,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC COMMON STOCK 172967101 62,182 1,805,000 SH - --------------------------------------------------------------------------------------------------------------------------------- COCA-COLA CO/THE COMMON STOCK 191216100 32,093 792,800 SH - --------------------------------------------------------------------------------------------------------------------------------- COMCAST CORP-SPECIAL CL A COMMON STOCK 20030N200 29,205 1,062,400 SH - --------------------------------------------------------------------------------------------------------------------------------- COMPUTER ASSOCIATES INTL INC COMMON STOCK 204912109 32,534 2,381,700 SH - --------------------------------------------------------------------------------------------------------------------------------- CONCUR TECHNOLOGIES INC COMMON STOCK 206708109 944 185,078 SH - --------------------------------------------------------------------------------------------------------------------------------- CONEXANT SYSTEMS INC COMMON STOCK 207142100 10,598 7,112,918 SH - --------------------------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES LTD-CL A COMMON STOCK G24182100 12,320 345,000 SH - --------------------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTL CORP COMMON STOCK 228227104 3,746 681,100 SH - --------------------------------------------------------------------------------------------------------------------------------- CROWN HOLDINGS INC COMMON STOCK 228368106 6,463 1,150,000 SH - --------------------------------------------------------------------------------------------------------------------------------- CTI MOLECULAR IMAGING INC COMMON STOCK 22943D105 980 50,000 SH - --------------------------------------------------------------------------------------------------------------------------------- DALEEN TECHNOLOGIES INC COMMON STOCK 23437N104 7 73,794 SH - --------------------------------------------------------------------------------------------------------------------------------- DAVITA INC COMMON STOCK 23918K108 60,136 2,900,900 SH - --------------------------------------------------------------------------------------------------------------------------------- DEAN FOODS CO COMMON STOCK 242370104 2,146 50,000 SH - --------------------------------------------------------------------------------------------------------------------------------- DELUXE CORP COMMON STOCK 248019101 73,125 1,822,200 SH - --------------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION COMMON STOCK 25179M103 30,644 635,500 SH - --------------------------------------------------------------------------------------------------------------------------------- EASTMAN KODAK CO COMMON STOCK 277461959 10,188 1,250,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- Investment Discretion Voting Authority ----------------------------------- ----------------------------------- NAME OF ISSUER shared-defined shared-other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------- 3M CO 464,800 35,200 1 464,800 35,200 - ------------------------------------------------------------------------------------------------------------------------- A T & T WIRELESS SERVICES 3,250,808 249,192 1 3,250,808 249,192 - ------------------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO-CL A 232,400 17,600 1 232,400 17,600 - ------------------------------------------------------------------------------------------------------------------------- ACTIVISION INC 2,410,444 183,156 1 2,410,444 183,156 - ------------------------------------------------------------------------------------------------------------------------- ACXIOM CORP 330,675 26,525 1 330,675 26,525 - ------------------------------------------------------------------------------------------------------------------------- ADTRAN INC 232,400 17,600 1 232,400 17,600 - ------------------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS 162,572 12,428 1 162,572 12,428 - ------------------------------------------------------------------------------------------------------------------------- AES CORP 639,760 48,540 1 639,760 48,540 - ------------------------------------------------------------------------------------------------------------------------- AETNA INC 567,496 44,304 1 567,496 44,304 - ------------------------------------------------------------------------------------------------------------------------- ALLERGAN INC 182,118 13,882 1 182,118 13,882 - ------------------------------------------------------------------------------------------------------------------------- ALLSTATE CORP 2,275,221 172,879 1 2,275,221 172,879 - ------------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP INC 39,000 21,000 1 39,000 21,000 - ------------------------------------------------------------------------------------------------------------------------- AMAZON.COM INC 1,859,000 141,000 1 1,859,000 141,000 - ------------------------------------------------------------------------------------------------------------------------- AMDOCS LTD 325,318 24,682 1 325,318 24,682 - ------------------------------------------------------------------------------------------------------------------------- AMERICA MOVIL-ADR SERIES L 221,000 119,000 1 221,000 119,000 - ------------------------------------------------------------------------------------------------------------------------- AMERICAN STATES WATER CO 198,861 14,289 1 198,861 14,289 - ------------------------------------------------------------------------------------------------------------------------- AMERICREDIT CORP 628,603 53,397 1 628,603 53,397 - ------------------------------------------------------------------------------------------------------------------------- AMERITRADE HOLDING CORP 7,184,876 545,924 1 7,184,876 545,924 - ------------------------------------------------------------------------------------------------------------------------- AOL TIME WARNER 3,915,534 297,466 1 3,915,534 297,466 - ------------------------------------------------------------------------------------------------------------------------- ARIBA INC 114,676 10,324 1 114,676 10,324 - ------------------------------------------------------------------------------------------------------------------------- ART TECHNOLOGY GROUP INC 60,605 83,331 1 60,605 83,331 - ------------------------------------------------------------------------------------------------------------------------- ASTORIA FINANCIAL CORP 673,529 52,471 1 673,529 52,471 - ------------------------------------------------------------------------------------------------------------------------- AUTONATION INC 1,496,773 115,827 1 1,496,773 115,827 - ------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP 929,378 70,622 1 929,378 70,622 - ------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP 929,100 70,900 1 929,100 70,900 - ------------------------------------------------------------------------------------------------------------------------- BE AEROSPACE INC - 22,000 1 - 22,000 - ------------------------------------------------------------------------------------------------------------------------- BEAZER HOMES USA INC 240,700 49,300 1 240,700 49,300 - ------------------------------------------------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB INC 330,522 25,078 1 330,522 25,078 - ------------------------------------------------------------------------------------------------------------------------- BORDERS GROUP INC 237,016 17,984 1 237,016 17,984 - ------------------------------------------------------------------------------------------------------------------------- BOWATER INC 697,100 52,900 1 697,100 52,900 - ------------------------------------------------------------------------------------------------------------------------- BP PLC-SPONS ADR 603,642 46,358 1 603,642 46,358 - ------------------------------------------------------------------------------------------------------------------------- BP PLC-SPONS ADR 929,500 70,500 1 929,500 70,500 - ------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB CO 2,603,526 197,774 1 2,603,526 197,774 - ------------------------------------------------------------------------------------------------------------------------- BROADWING INC 748,510 56,790 1 748,510 56,790 - ------------------------------------------------------------------------------------------------------------------------- BROOKFIELD HOMES CORP - 30,000 1 - 30,000 - ------------------------------------------------------------------------------------------------------------------------- CABLEVISION SYSTEMS-NY GRP-A 34,577 2,623 1 34,577 2,623 - ------------------------------------------------------------------------------------------------------------------------- CADENCE DESIGN SYS INC 2,631,755 202,645 1 2,631,755 202,645 - ------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP 938,700 71,300 1 938,700 71,300 - ------------------------------------------------------------------------------------------------------------------------- CARDIAC SCIENCE INC 1,890,009 142,491 1 1,890,009 142,491 - ------------------------------------------------------------------------------------------------------------------------- CARMAX INC 1,142,150 239,850 1 1,142,150 239,850 - ------------------------------------------------------------------------------------------------------------------------- CATALINA MARKETING CORP 106,176 8,524 1 106,176 8,524 - ------------------------------------------------------------------------------------------------------------------------- CATERPILLAR INC 697,100 52,900 1 697,100 52,900 - ------------------------------------------------------------------------------------------------------------------------- CERIDIAN CORP 233,447 18,753 1 233,447 18,753 - ------------------------------------------------------------------------------------------------------------------------- CERTEGY INC 131,944 11,056 1 131,944 11,056 - ------------------------------------------------------------------------------------------------------------------------- CHARMING SHOPPES 1,049,842 81,258 1 1,049,842 81,258 - ------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORP 1,037,500 212,500 1 1,037,500 212,500 - ------------------------------------------------------------------------------------------------------------------------- CHINA YUCHAI INTL LTD 682,700 248,193 1 682,700 248,193 - ------------------------------------------------------------------------------------------------------------------------- CIA VALE DO RIO DOCE-SP ADR 189,930 46,270 1 189,930 46,270 - ------------------------------------------------------------------------------------------------------------------------- CIGNA CORP 58,557 4,443 1 58,557 4,443 - ------------------------------------------------------------------------------------------------------------------------- CIRCUIT CITY STORES INC 1,427,842 109,158 1 1,427,842 109,158 - ------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS INC 464,700 35,300 1 464,700 35,300 - ------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC 1,677,536 127,464 1 1,677,536 127,464 - ------------------------------------------------------------------------------------------------------------------------- COCA-COLA CO/THE 736,495 56,305 1 736,495 56,305 - ------------------------------------------------------------------------------------------------------------------------- COMCAST CORP-SPECIAL CL A 987,477 74,923 1 987,477 74,923 - ------------------------------------------------------------------------------------------------------------------------- COMPUTER ASSOCIATES INTL INC 2,213,504 168,196 1 2,213,504 168,196 - ------------------------------------------------------------------------------------------------------------------------- CONCUR TECHNOLOGIES INC 185,078 - 1 185,078 - - ------------------------------------------------------------------------------------------------------------------------- CONEXANT SYSTEMS INC 6,600,481 512,437 1 6,600,481 512,437 - ------------------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES LTD-CL A 319,636 25,364 1 319,636 25,364 - ------------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTL CORP 632,024 49,076 1 632,024 49,076 - ------------------------------------------------------------------------------------------------------------------------- CROWN HOLDINGS INC 1,065,517 84,483 1 1,065,517 84,483 - ------------------------------------------------------------------------------------------------------------------------- CTI MOLECULAR IMAGING INC 46,474 3,526 1 46,474 3,526 - ------------------------------------------------------------------------------------------------------------------------- DALEEN TECHNOLOGIES INC 73,794 - 1 73,794 - - ------------------------------------------------------------------------------------------------------------------------- DAVITA INC 2,696,046 204,854 1 2,696,046 204,854 - ------------------------------------------------------------------------------------------------------------------------- DEAN FOODS CO 41,500 8,500 1 41,500 8,500 - ------------------------------------------------------------------------------------------------------------------------- DELUXE CORP 1,693,523 128,677 1 1,693,523 128,677 - ------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION 557,376 78,124 1 557,376 78,124 - ------------------------------------------------------------------------------------------------------------------------- EASTMAN KODAK CO 1,154,500 95,500 1 1,154,500 95,500 - -------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 -------- -------- -------- -------- ----------------------------- TITLE SHRS OR NAME OF ISSUER OF CLASS CUSIP VALUE (x1000) PRN AMT SH/PRN PUT/CALL - --------------------------------------------------------------------------------------------------------------------------------- ECHOSTAR COMMUNICATIONS - A COMMON STOCK 278762109 2,166 75,000 SH - --------------------------------------------------------------------------------------------------------------------------------- EDISON INTERNATIONAL COMMON STOCK 281020107 22,078 1,612,700 SH - --------------------------------------------------------------------------------------------------------------------------------- EFUNDS CORP COMMON STOCK 28224R101 381 55,400 SH - --------------------------------------------------------------------------------------------------------------------------------- EL PASO ELECTRIC CO COMMON STOCK 283677854 25,114 2,325,400 SH - --------------------------------------------------------------------------------------------------------------------------------- ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 643 230,300 SH - --------------------------------------------------------------------------------------------------------------------------------- EOG RESOURCES INC COMMON STOCK 26875P101 15,824 400,000 SH - --------------------------------------------------------------------------------------------------------------------------------- EQUITABLE RESOURCES INC COMMON STOCK 294549100 58,474 1,558,900 SH - --------------------------------------------------------------------------------------------------------------------------------- EXPEDIA INC COMMON STOCK 302125109 7,749 150,000 SH - --------------------------------------------------------------------------------------------------------------------------------- EXPEDIA INC-WT09 COMMON STOCK 302125125 5,011 150,868 SH - --------------------------------------------------------------------------------------------------------------------------------- EXPEDITORS INTL WASH INC COMMON STOCK 302130109 9,085 252,700 SH - --------------------------------------------------------------------------------------------------------------------------------- FAIR ISAAC CORP COMMON STOCK 303250104 44,037 866,521 SH - --------------------------------------------------------------------------------------------------------------------------------- FEDERATED DEPARTMENT STORES COMMON STOCK 31410H101 2,802 100,000 SH - --------------------------------------------------------------------------------------------------------------------------------- FIBERNET TELECOM GROUP INC COMMON STOCK 315653105 36 593,748 SH - --------------------------------------------------------------------------------------------------------------------------------- FIRST NIAGARA FINANCIAL GRP COMMON STOCK 33582V108 695 62,500 SH - --------------------------------------------------------------------------------------------------------------------------------- FOOT LOCKER INC COMMON STOCK 344849104 1,143 106,800 SH - --------------------------------------------------------------------------------------------------------------------------------- FOREST OIL CORP COMMON STOCK 346091705 7,805 350,000 SH - --------------------------------------------------------------------------------------------------------------------------------- FUELCELL ENERGY INC COMMON STOCK 35952H106 1,666 330,000 SH - --------------------------------------------------------------------------------------------------------------------------------- FURNITURE BRANDS INTL INC COMMON STOCK 360921100 6,122 313,000 SH - --------------------------------------------------------------------------------------------------------------------------------- GEMSTAR-TV GUIDE INTL INC COMMON STOCK 36866W106 20,233 5,514,601 SH - --------------------------------------------------------------------------------------------------------------------------------- GENENTECH INC COMMON STOCK 368710956 1,975 750,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORP COMMON STOCK 369550108 6,058 110,000 SH - --------------------------------------------------------------------------------------------------------------------------------- GENERAL MOTORS-HUGHES ELECTR COMMON STOCK 370442832 9,164 818,200 SH - --------------------------------------------------------------------------------------------------------------------------------- GLOBALSANTAFE CORP COMMON STOCK G3930E101 22,199 1,075,000 SH - --------------------------------------------------------------------------------------------------------------------------------- GLOBESPANVIRATA INC COMMON STOCK 37957V106 4,500 1,000,000 SH - --------------------------------------------------------------------------------------------------------------------------------- GROUP 1 AUTOMOTIVE INC COMMON STOCK 398905109 7,490 350,000 SH - --------------------------------------------------------------------------------------------------------------------------------- GUCCI GROUP NV-NY REG SHRS COMMON STOCK 401566104 2,955 31,000 SH - --------------------------------------------------------------------------------------------------------------------------------- HALLIBURTON CO COMMON STOCK 406216901 1,650 500,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- HARLEY-DAVIDSON INC COMMON STOCK 412822908 663 500,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- HASBRO INC COMMON STOCK 418056107 11,804 849,800 SH - --------------------------------------------------------------------------------------------------------------------------------- HEALTHAXIS INC COMMON STOCK 42219D100 163 709,243 SH - --------------------------------------------------------------------------------------------------------------------------------- HEALTHETECH INC COMMON STOCK 422210104 660 400,000 SH - --------------------------------------------------------------------------------------------------------------------------------- HOUSEHOLD INTERNATIONAL INC COMMON STOCK 441815107 24,182 884,200 SH - --------------------------------------------------------------------------------------------------------------------------------- HOUSTON EXPLORATION CO COMMON STOCK 442120101 3,645 135,000 SH - --------------------------------------------------------------------------------------------------------------------------------- HPL TECHNOLOGIES INC COMMON STOCK 40426C105 86 575,000 SH - --------------------------------------------------------------------------------------------------------------------------------- ICN PHARMACEUTICALS INC COMMON STOCK 448924100 15,068 1,691,100 SH - --------------------------------------------------------------------------------------------------------------------------------- ICN PHARMACEUTICALS INC COMMON STOCK 448924900 38 500,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS COMMON STOCK 452308959 1,343 340,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- INAMED CORP COMMON STOCK 453235103 3,613 101,000 SH - --------------------------------------------------------------------------------------------------------------------------------- INSTINET GROUP INCORPORATED COMMON STOCK 457750107 264 75,300 SH - --------------------------------------------------------------------------------------------------------------------------------- INTEGRATED DEFENSE TECHNOLOG COMMON STOCK 45819B101 2,806 197,600 SH - --------------------------------------------------------------------------------------------------------------------------------- INTEGRATED DEVICE TECH INC COMMON STOCK 458118106 20,495 2,581,200 SH - --------------------------------------------------------------------------------------------------------------------------------- INTERGRAPH CORP COMMON STOCK 458683109 2,197 126,700 SH - --------------------------------------------------------------------------------------------------------------------------------- INTERLAND INC COMMON STOCK 458727104 3,960 6,000,000 SH - --------------------------------------------------------------------------------------------------------------------------------- IVAX CORP COMMON STOCK 465823102 30,585 2,496,700 SH - --------------------------------------------------------------------------------------------------------------------------------- JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 42,176 3,702,900 SH - --------------------------------------------------------------------------------------------------------------------------------- JEFFERSON-PILOT CORP COMMON STOCK 475070108 8,339 216,700 SH - --------------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK FINANCIAL SRVCS COMMON STOCK 41014S106 59,138 2,128,800 SH - --------------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK FINANCIAL SRVCS COMMON STOCK 41014S906 1,870 850,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN INC COMMON STOCK 49455P101 7,200 160,000 SH - --------------------------------------------------------------------------------------------------------------------------------- KNIGHT-RIDDER INC COMMON STOCK 499040103 16,988 290,400 SH - --------------------------------------------------------------------------------------------------------------------------------- KOOKMIN BANK-SPON ADR COMMON STOCK 50049M109 1,150 50,000 SH - --------------------------------------------------------------------------------------------------------------------------------- KRISPY KREME DOUGHNUTS INC COMMON STOCK 501014104 3,555 105,000 SH - --------------------------------------------------------------------------------------------------------------------------------- LABORATORY CRP OF AMER HLDGS COMMON STOCK 50540R409 8,895 300,000 SH - --------------------------------------------------------------------------------------------------------------------------------- LAWSON SOFTWARE INC COMMON STOCK 520780107 1,025 221,000 SH - --------------------------------------------------------------------------------------------------------------------------------- LEHMAN BROTHERS HOLDINGS INC COMMON STOCK 524908950 1,550 500,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- LENNAR CORP-CL A COMMON STOCK 526057104 33,201 620,000 SH - --------------------------------------------------------------------------------------------------------------------------------- LIMITED BRANDS COMMON STOCK 532716107 16,241 1,261,900 SH - --------------------------------------------------------------------------------------------------------------------------------- LIQUIDMETAL TECHNOLOGIES COMMON STOCK 53634X100 542 100,000 SH - --------------------------------------------------------------------------------------------------------------------------------- LOEWS CORP COMMON STOCK 540424108 3,984 100,000 SH - --------------------------------------------------------------------------------------------------------------------------------- MATTEL INC COMMON STOCK 577081102 9,673 429,900 SH - --------------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORP COMMON STOCK 580135101 9,876 683,000 SH - --------------------------------------------------------------------------------------------------------------------------------- MCKESSON CORP COMMON STOCK 58155Q103 20,443 820,000 SH - --------------------------------------------------------------------------------------------------------------------------------- MEDQUIST INC COMMON STOCK 584949101 548 32,100 SH - --------------------------------------------------------------------------------------------------------------------------------- METRO-GOLDWYN-MAYER INC COMMON STOCK 591610100 25,001 2,381,000 SH - --------------------------------------------------------------------------------------------------------------------------------- MIDWAY GAMES INC COMMON STOCK 598148104 1,470 444,200 SH - --------------------------------------------------------------------------------------------------------------------------------- MONSANTO CO COMMON STOCK 61166W901 3,200 750,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- MOORE CORP LTD COMMON STOCK 615785102 54,084 5,165,600 SH - --------------------------------------------------------------------------------------------------------------------------------- NAUTILUS GROUP INC COMMON STOCK 63910B102 6,764 474,307 SH - --------------------------------------------------------------------------------------------------------------------------------- NEKTAR THERAPEUTICS COMMON STOCK 640268108 4,503 712,500 SH - --------------------------------------------------------------------------------------------------------------------------------- NEWFIELD EXPLORATION CO COMMON STOCK 651290108 1,684 49,700 SH - --------------------------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORP COMMON STOCK 651639106 9,806 375,000 SH - --------------------------------------------------------------------------------------------------------------------------------- NII HOLDINGS INC-CL B COMMON STOCK 62913F201 5,613 219,100 SH - --------------------------------------------------------------------------------------------------------------------------------- NISOURCE INC-SAILS COMMON STOCK 65473P600 1,315 623,300 SH - --------------------------------------------------------------------------------------------------------------------------------- NORTHWESTERN CORPORATION COMMON STOCK 668074107 368 175,000 SH - --------------------------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- Investment Discretion Voting Authority ----------------------------------- ----------------------------------- NAME OF ISSUER shared-defined shared-other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------- ECHOSTAR COMMUNICATIONS - A 69,711 5,289 1 69,711 5,289 - ------------------------------------------------------------------------------------------------------------------------- EDISON INTERNATIONAL 1,493,372 119,328 1 1,493,372 119,328 - ------------------------------------------------------------------------------------------------------------------------- EFUNDS CORP 51,261 4,139 1 51,261 4,139 - ------------------------------------------------------------------------------------------------------------------------- EL PASO ELECTRIC CO 2,159,037 166,363 1 2,159,037 166,363 - ------------------------------------------------------------------------------------------------------------------------- ELAN CORP PLC -SPONS ADR 214,059 16,241 1 214,059 16,241 - ------------------------------------------------------------------------------------------------------------------------- EOG RESOURCES INC 371,379 28,621 1 371,379 28,621 - ------------------------------------------------------------------------------------------------------------------------- EQUITABLE RESOURCES INC 1,448,811 110,089 1 1,448,811 110,089 - ------------------------------------------------------------------------------------------------------------------------- EXPEDIA INC 139,201 10,799 1 139,201 10,799 - ------------------------------------------------------------------------------------------------------------------------- EXPEDIA INC-WT09 138,952 11,916 1 138,952 11,916 - ------------------------------------------------------------------------------------------------------------------------- EXPEDITORS INTL WASH INC 204,643 48,057 1 204,643 48,057 - ------------------------------------------------------------------------------------------------------------------------- FAIR ISAAC CORP 805,329 61,192 1 805,329 61,192 - ------------------------------------------------------------------------------------------------------------------------- FEDERATED DEPARTMENT STORES 92,948 7,052 1 92,948 7,052 - ------------------------------------------------------------------------------------------------------------------------- FIBERNET TELECOM GROUP INC 593,748 - 1 593,748 - - ------------------------------------------------------------------------------------------------------------------------- FIRST NIAGARA FINANCIAL GRP 58,029 4,471 1 58,029 4,471 - ------------------------------------------------------------------------------------------------------------------------- FOOT LOCKER INC 98,848 7,952 1 98,848 7,952 - ------------------------------------------------------------------------------------------------------------------------- FOREST OIL CORP 290,500 59,500 1 290,500 59,500 - ------------------------------------------------------------------------------------------------------------------------- FUELCELL ENERGY INC 307,361 22,639 1 307,361 22,639 - ------------------------------------------------------------------------------------------------------------------------- FURNITURE BRANDS INTL INC 290,902 22,098 1 290,902 22,098 - ------------------------------------------------------------------------------------------------------------------------- GEMSTAR-TV GUIDE INTL INC 5,123,132 391,469 1 5,123,132 391,469 - ------------------------------------------------------------------------------------------------------------------------- GENENTECH INC 696,800 53,200 1 696,800 53,200 - ------------------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORP 91,300 18,700 1 91,300 18,700 - ------------------------------------------------------------------------------------------------------------------------- GENERAL MOTORS-HUGHES ELECTR 734,307 83,893 1 734,307 83,893 - ------------------------------------------------------------------------------------------------------------------------- GLOBALSANTAFE CORP 892,250 182,750 1 892,250 182,750 - ------------------------------------------------------------------------------------------------------------------------- GLOBESPANVIRATA INC 928,765 71,235 1 928,765 71,235 - ------------------------------------------------------------------------------------------------------------------------- GROUP 1 AUTOMOTIVE INC 292,421 57,579 1 292,421 57,579 - ------------------------------------------------------------------------------------------------------------------------- GUCCI GROUP NV-NY REG SHRS 20,150 10,850 1 20,150 10,850 - ------------------------------------------------------------------------------------------------------------------------- HALLIBURTON CO 462,800 37,200 1 462,800 37,200 - ------------------------------------------------------------------------------------------------------------------------- HARLEY-DAVIDSON INC 464,700 35,300 1 464,700 35,300 - ------------------------------------------------------------------------------------------------------------------------- HASBRO INC 789,872 59,928 1 789,872 59,928 - ------------------------------------------------------------------------------------------------------------------------- HEALTHAXIS INC 709,243 - 1 709,243 - - ------------------------------------------------------------------------------------------------------------------------- HEALTHETECH INC 394,482 5,518 1 394,482 5,518 - ------------------------------------------------------------------------------------------------------------------------- HOUSEHOLD INTERNATIONAL INC 574,730 309,470 1 574,730 309,470 - ------------------------------------------------------------------------------------------------------------------------- HOUSTON EXPLORATION CO 112,050 22,950 1 112,050 22,950 - ------------------------------------------------------------------------------------------------------------------------- HPL TECHNOLOGIES INC 529,202 45,798 1 529,202 45,798 - ------------------------------------------------------------------------------------------------------------------------- ICN PHARMACEUTICALS INC 1,567,411 123,689 1 1,567,411 123,689 - ------------------------------------------------------------------------------------------------------------------------- ICN PHARMACEUTICALS INC 464,200 35,800 1 464,200 35,800 - ------------------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS 316,000 24,000 1 316,000 24,000 - ------------------------------------------------------------------------------------------------------------------------- INAMED CORP 93,877 7,123 1 93,877 7,123 - ------------------------------------------------------------------------------------------------------------------------- INSTINET GROUP INCORPORATED 69,913 5,387 1 69,913 5,387 - ------------------------------------------------------------------------------------------------------------------------- INTEGRATED DEFENSE TECHNOLOG - 197,600 1 - 197,600 - ------------------------------------------------------------------------------------------------------------------------- INTEGRATED DEVICE TECH INC 2,396,784 184,416 1 2,396,784 184,416 - ------------------------------------------------------------------------------------------------------------------------- INTERGRAPH CORP - 126,700 1 - 126,700 - ------------------------------------------------------------------------------------------------------------------------- INTERLAND INC 5,536,110 463,890 1 5,536,110 463,890 - ------------------------------------------------------------------------------------------------------------------------- IVAX CORP 2,312,206 184,494 1 2,312,206 184,494 - ------------------------------------------------------------------------------------------------------------------------- JANUS CAPITAL GROUP INC 3,441,411 261,489 1 3,441,411 261,489 - ------------------------------------------------------------------------------------------------------------------------- JEFFERSON-PILOT CORP 201,197 15,503 1 201,197 15,503 - ------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK FINANCIAL SRVCS 1,978,463 150,337 1 1,978,463 150,337 - ------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK FINANCIAL SRVCS 785,500 64,500 1 785,500 64,500 - ------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN INC 132,800 27,200 1 132,800 27,200 - ------------------------------------------------------------------------------------------------------------------------- KNIGHT-RIDDER INC 269,826 20,574 1 269,826 20,574 - ------------------------------------------------------------------------------------------------------------------------- KOOKMIN BANK-SPON ADR 32,500 17,500 1 32,500 17,500 - ------------------------------------------------------------------------------------------------------------------------- KRISPY KREME DOUGHNUTS INC 96,820 8,180 1 96,820 8,180 - ------------------------------------------------------------------------------------------------------------------------- LABORATORY CRP OF AMER HLDGS 277,049 22,951 1 277,049 22,951 - ------------------------------------------------------------------------------------------------------------------------- LAWSON SOFTWARE INC 204,492 16,508 1 204,492 16,508 - ------------------------------------------------------------------------------------------------------------------------- LEHMAN BROTHERS HOLDINGS INC 464,700 35,300 1 464,700 35,300 - ------------------------------------------------------------------------------------------------------------------------- LENNAR CORP-CL A 514,600 105,400 1 514,600 105,400 - ------------------------------------------------------------------------------------------------------------------------- LIMITED BRANDS 1,172,629 89,271 1 1,172,629 89,271 - ------------------------------------------------------------------------------------------------------------------------- LIQUIDMETAL TECHNOLOGIES 82,717 17,283 1 82,717 17,283 - ------------------------------------------------------------------------------------------------------------------------- LOEWS CORP 92,948 7,052 1 92,948 7,052 - ------------------------------------------------------------------------------------------------------------------------- MATTEL INC 398,729 31,171 1 398,729 31,171 - ------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORP 634,834 48,166 1 634,834 48,166 - ------------------------------------------------------------------------------------------------------------------------- MCKESSON CORP 761,329 58,671 1 761,329 58,671 - ------------------------------------------------------------------------------------------------------------------------- MEDQUIST INC 25,365 6,735 1 25,365 6,735 - ------------------------------------------------------------------------------------------------------------------------- METRO-GOLDWYN-MAYER INC 2,212,750 168,250 1 2,212,750 168,250 - ------------------------------------------------------------------------------------------------------------------------- MIDWAY GAMES INC 411,950 32,250 1 411,950 32,250 - ------------------------------------------------------------------------------------------------------------------------- MONSANTO CO 696,100 53,900 1 696,100 53,900 - ------------------------------------------------------------------------------------------------------------------------- MOORE CORP LTD 4,800,818 364,782 1 4,800,818 364,782 - ------------------------------------------------------------------------------------------------------------------------- NAUTILUS GROUP INC 441,156 33,151 1 441,156 33,151 - ------------------------------------------------------------------------------------------------------------------------- NEKTAR THERAPEUTICS 660,415 52,085 1 660,415 52,085 - ------------------------------------------------------------------------------------------------------------------------- NEWFIELD EXPLORATION CO 41,251 8,449 1 41,251 8,449 - ------------------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORP 345,420 29,580 1 345,420 29,580 - ------------------------------------------------------------------------------------------------------------------------- NII HOLDINGS INC-CL B 203,541 15,559 1 203,541 15,559 - ------------------------------------------------------------------------------------------------------------------------- NISOURCE INC-SAILS 405,495 217,805 1 405,495 217,805 - ------------------------------------------------------------------------------------------------------------------------- NORTHWESTERN CORPORATION 161,907 13,093 1 161,907 13,093 - -------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 -------- -------- -------- -------- ----------------------------- TITLE SHRS OR NAME OF ISSUER OF CLASS CUSIP VALUE (x1000) PRN AMT SH/PRN PUT/CALL - --------------------------------------------------------------------------------------------------------------------------------- OAK TECHNOLOGY INC COMMON STOCK 671802106 3,258 922,900 SH - --------------------------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 5,992 200,000 SH - --------------------------------------------------------------------------------------------------------------------------------- OCEAN ENERGY INC COMMON STOCK 67481E106 17,348 867,400 SH - --------------------------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL INC COMMON STOCK 678026105 2,280 190,000 SH - --------------------------------------------------------------------------------------------------------------------------------- OMNICOM GROUP COMMON STOCK 681919106 27,085 500,000 SH - --------------------------------------------------------------------------------------------------------------------------------- OMNICOM GROUP COMMON STOCK 681919956 1,438 500,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- OMNIVISION TECHNOLOGIES COMMON STOCK 682128103 1,761 85,000 SH - --------------------------------------------------------------------------------------------------------------------------------- PACKAGING CORP OF AMERICA COMMON STOCK 695156109 7,035 390,600 SH - --------------------------------------------------------------------------------------------------------------------------------- PACTIV CORPORATION COMMON STOCK 695257105 4,060 200,000 SH - --------------------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A.-ADR COMMON STOCK 71654V408 3,030 200,000 SH - --------------------------------------------------------------------------------------------------------------------------------- PHARMACIA CORP COMMON STOCK 71713U102 27,409 633,000 SH - --------------------------------------------------------------------------------------------------------------------------------- PLAYTEX PRODUCTS INC COMMON STOCK 72813P100 380 47,200 SH - --------------------------------------------------------------------------------------------------------------------------------- PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 6,715 2,342,388 SH - --------------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 170,150 5,817,100 SH - --------------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC COMMON STOCK 744320902 1,664 550,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC COMMON STOCK 744320952 1,788 1,300,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- PULTE HOMES INC COMMON STOCK 745867101 16,048 320,000 SH - --------------------------------------------------------------------------------------------------------------------------------- QUALCOMM INC COMMON STOCK 747525953 2,075 500,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- R.H. DONNELLEY CORP COMMON STOCK 74955W307 39,350 1,325,800 SH - --------------------------------------------------------------------------------------------------------------------------------- RATEXCHANGE CORPORATION COMMON STOCK 754091106 25 125,000 SH - --------------------------------------------------------------------------------------------------------------------------------- REALNETWORKS INC COMMON STOCK 75605L104 103 25,000 SH - --------------------------------------------------------------------------------------------------------------------------------- RED HAT INC COMMON STOCK 756577102 105 19,303 SH - --------------------------------------------------------------------------------------------------------------------------------- RELIANT RESOURCES INC COMMON STOCK 75952B105 29,539 8,297,500 SH - --------------------------------------------------------------------------------------------------------------------------------- RIBAPHARM INC COMMON STOCK 762537108 518 100,000 SH - --------------------------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION INC COMMON STOCK 773903109 9,185 443,700 SH - --------------------------------------------------------------------------------------------------------------------------------- RYLAND GROUP INC COMMON STOCK 783764103 3,455 80,000 SH - --------------------------------------------------------------------------------------------------------------------------------- SCHERING-PLOUGH CORP COMMON STOCK 806605101 31,203 1,750,000 SH - --------------------------------------------------------------------------------------------------------------------------------- SCHOLASTIC CORP COMMON STOCK 807066105 672 25,000 SH - --------------------------------------------------------------------------------------------------------------------------------- SEMICONDUCTOR HOLDRs TRUST COMMON STOCK 816636903 400 1,000,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- SEPRACOR INC COMMON STOCK 817315104 23,564 1,740,300 SH - --------------------------------------------------------------------------------------------------------------------------------- SHIRE PHARMACEUTICALS-ADR COMMON STOCK 82481R106 3,706 200,000 SH - --------------------------------------------------------------------------------------------------------------------------------- SK TELECOM CO LTD-ADR COMMON STOCK 78440P108 4,086 300,000 SH - --------------------------------------------------------------------------------------------------------------------------------- SMITHFIELD FOODS INC COMMON STOCK 832248108 11,075 625,000 SH - --------------------------------------------------------------------------------------------------------------------------------- SPRINT CORP-PCS GROUP COMMON STOCK 852061506 18,312 4,200,000 SH - --------------------------------------------------------------------------------------------------------------------------------- SPX CORP COMMON STOCK 784635104 55,876 1,635,700 SH - --------------------------------------------------------------------------------------------------------------------------------- SPX CORP COMMON STOCK 784635904 606 250,000 SH CALL - --------------------------------------------------------------------------------------------------------------------------------- STANDARD-PACIFIC CORP COMMON STOCK 85375C101 5,740 225,000 SH - --------------------------------------------------------------------------------------------------------------------------------- STATION CASINOS INC COMMON STOCK 857689103 7,389 350,000 SH - --------------------------------------------------------------------------------------------------------------------------------- STELMAR SHIPPING LTD COMMON STOCK V8726M103 4,498 299,700 SH - --------------------------------------------------------------------------------------------------------------------------------- STONEPATH GROUP INC COMMON STOCK 861837102 719 425,407 SH - --------------------------------------------------------------------------------------------------------------------------------- SYMANTEC CORP COMMON STOCK 871503958 2,170 350,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- SYMBOL TECHNOLOGIES INC COMMON STOCK 871508107 9,341 1,084,900 SH - --------------------------------------------------------------------------------------------------------------------------------- TEEKAY SHIPPING CORP COMMON STOCK Y8564W103 1,164 30,000 SH - --------------------------------------------------------------------------------------------------------------------------------- TEMPLETON DRAGON FUND INC COMMON STOCK 88018T101 2,700 300,000 SH - --------------------------------------------------------------------------------------------------------------------------------- TEXAS GENCO HOLDINGS INC COMMON STOCK 882443104 870 50,000 SH - --------------------------------------------------------------------------------------------------------------------------------- THE DIAL CORPORATION COMMON STOCK 25247D101 19,474 1,003,800 SH - --------------------------------------------------------------------------------------------------------------------------------- THQ INC COMMON STOCK 872443403 35,527 2,720,500 SH - --------------------------------------------------------------------------------------------------------------------------------- TOO INC COMMON STOCK 890333107 15,486 932,300 SH - --------------------------------------------------------------------------------------------------------------------------------- TRANSMETA CORP/DELAWARE COMMON STOCK 89376R109 392 391,500 SH - --------------------------------------------------------------------------------------------------------------------------------- TRAVELERS PROPERTY CASUALT-A COMMON STOCK 89420G109 33,595 2,384,300 SH - --------------------------------------------------------------------------------------------------------------------------------- TSAKOS ENERGY NAVIGATION LTD COMMON STOCK G9108L108 4,940 380,000 SH - --------------------------------------------------------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMET-ADR COMMON STOCK 900111204 197 15,737 SH - --------------------------------------------------------------------------------------------------------------------------------- UNITEDGLOBALCOM INC -CL A COMMON STOCK 913247508 275 90,200 SH - --------------------------------------------------------------------------------------------------------------------------------- USA INTERACTIVE COMMON STOCK 902984103 3,263 121,800 SH - --------------------------------------------------------------------------------------------------------------------------------- VALUEVISION MEDIA INC-CL A COMMON STOCK 92047K107 3,348 332,500 SH - --------------------------------------------------------------------------------------------------------------------------------- VIACOM INC-CL B COMMON STOCK 925524308 66,565 1,822,700 SH - --------------------------------------------------------------------------------------------------------------------------------- VIACOM INC-CL B COMMON STOCK 925524958 4,524 1,437,000 SH PUT - --------------------------------------------------------------------------------------------------------------------------------- VIGNETTE CORPORATION COMMON STOCK 926734104 2,007 1,320,700 SH - --------------------------------------------------------------------------------------------------------------------------------- WARNACO GROUP INC/THE COMMON STOCK 934390402 149 15,000 SH - --------------------------------------------------------------------------------------------------------------------------------- WEBMD CORP COMMON STOCK 94769M105 48,983 5,430,500 SH - --------------------------------------------------------------------------------------------------------------------------------- WESTAR ENERGY INC COMMON STOCK 95709T100 3,026 249,700 SH - --------------------------------------------------------------------------------------------------------------------------------- WESTERN GAS RESOURCES INC COMMON STOCK 958259103 2,604 80,000 SH - --------------------------------------------------------------------------------------------------------------------------------- WHIRLPOOL CORP COMMON STOCK 963320106 4,903 100,000 SH - --------------------------------------------------------------------------------------------------------------------------------- WILLIAMS COS INC COMMON STOCK 969457100 15,252 3,330,200 SH - --------------------------------------------------------------------------------------------------------------------------------- WR BERKLEY CORP COMMON STOCK 084423102 5,069 118,300 SH - --------------------------------------------------------------------------------------------------------------------------------- WR GRACE & CO COMMON STOCK 38388F108 198 133,700 SH - --------------------------------------------------------------------------------------------------------------------------------- XM SATELLITE RADIO HOLD-CL A COMMON STOCK 983759101 59 10,000 SH - --------------------------------------------------------------------------------------------------------------------------------- DOLE FOOD COMPANY COMMON STOCK 256605106 5,025 150,000 SH - --------------------------------------------------------------------------------------------------------------------------------- Grand Total 2,610,989 200,408,492 - --------------------------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- Investment Discretion Voting Authority ----------------------------------- ----------------------------------- NAME OF ISSUER shared-defined shared-other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------- OAK TECHNOLOGY INC 857,133 65,767 1 857,133 65,767 - ------------------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP 166,000 34,000 1 166,000 34,000 - ------------------------------------------------------------------------------------------------------------------------- OCEAN ENERGY INC 804,336 63,064 1 804,336 63,064 - ------------------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL INC 157,700 32,300 1 157,700 32,300 - ------------------------------------------------------------------------------------------------------------------------- OMNICOM GROUP 464,200 35,800 1 464,200 35,800 - ------------------------------------------------------------------------------------------------------------------------- OMNICOM GROUP 464,700 35,300 1 464,700 35,300 - ------------------------------------------------------------------------------------------------------------------------- OMNIVISION TECHNOLOGIES 78,964 6,036 1 78,964 6,036 - ------------------------------------------------------------------------------------------------------------------------- PACKAGING CORP OF AMERICA 362,992 27,608 1 362,992 27,608 - ------------------------------------------------------------------------------------------------------------------------- PACTIV CORPORATION 184,334 15,666 1 184,334 15,666 - ------------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A.-ADR 130,000 70,000 1 130,000 70,000 - ------------------------------------------------------------------------------------------------------------------------- PHARMACIA CORP 411,450 221,550 1 411,450 221,550 - ------------------------------------------------------------------------------------------------------------------------- PLAYTEX PRODUCTS INC 43,682 3,518 1 43,682 3,518 - ------------------------------------------------------------------------------------------------------------------------- PROGENICS PHARMACEUTICALS 2,123,281 219,107 1 2,123,281 219,107 - ------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC 5,406,314 410,786 1 5,406,314 410,786 - ------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC 508,100 41,900 1 508,100 41,900 - ------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC 1,208,300 91,700 1 1,208,300 91,700 - ------------------------------------------------------------------------------------------------------------------------- PULTE HOMES INC 265,600 54,400 1 265,600 54,400 - ------------------------------------------------------------------------------------------------------------------------- QUALCOMM INC 464,700 35,300 1 464,700 35,300 - ------------------------------------------------------------------------------------------------------------------------- R.H. DONNELLEY CORP 1,232,171 93,629 1 1,232,171 93,629 - ------------------------------------------------------------------------------------------------------------------------- RATEXCHANGE CORPORATION 125,000 - 1 125,000 - - ------------------------------------------------------------------------------------------------------------------------- REALNETWORKS INC 23,225 1,775 1 23,225 1,775 - ------------------------------------------------------------------------------------------------------------------------- RED HAT INC - 19,303 1 - 19,303 - ------------------------------------------------------------------------------------------------------------------------- RELIANT RESOURCES INC 7,620,571 676,929 1 7,620,571 676,929 - ------------------------------------------------------------------------------------------------------------------------- RIBAPHARM INC 65,000 35,000 1 65,000 35,000 - ------------------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION INC 408,714 34,986 1 408,714 34,986 - ------------------------------------------------------------------------------------------------------------------------- RYLAND GROUP INC 66,400 13,600 1 66,400 13,600 - ------------------------------------------------------------------------------------------------------------------------- SCHERING-PLOUGH CORP 1,626,413 123,587 1 1,626,413 123,587 - ------------------------------------------------------------------------------------------------------------------------- SCHOLASTIC CORP 23,237 1,763 1 23,237 1,763 - ------------------------------------------------------------------------------------------------------------------------- SEMICONDUCTOR HOLDRs TRUST 929,500 70,500 1 929,500 70,500 - ------------------------------------------------------------------------------------------------------------------------- SEPRACOR INC 1,616,101 124,199 1 1,616,101 124,199 - ------------------------------------------------------------------------------------------------------------------------- SHIRE PHARMACEUTICALS-ADR 185,896 14,104 1 185,896 14,104 - ------------------------------------------------------------------------------------------------------------------------- SK TELECOM CO LTD-ADR 195,000 105,000 1 195,000 105,000 - ------------------------------------------------------------------------------------------------------------------------- SMITHFIELD FOODS INC 522,000 103,000 1 522,000 103,000 - ------------------------------------------------------------------------------------------------------------------------- SPRINT CORP-PCS GROUP 3,903,813 296,187 1 3,903,813 296,187 - ------------------------------------------------------------------------------------------------------------------------- SPX CORP 1,520,193 115,507 1 1,520,193 115,507 - ------------------------------------------------------------------------------------------------------------------------- SPX CORP 231,600 18,400 1 231,600 18,400 - ------------------------------------------------------------------------------------------------------------------------- STANDARD-PACIFIC CORP 186,750 38,250 1 186,750 38,250 - ------------------------------------------------------------------------------------------------------------------------- STATION CASINOS INC 324,961 25,039 1 324,961 25,039 - ------------------------------------------------------------------------------------------------------------------------- STELMAR SHIPPING LTD 245,371 54,329 1 245,371 54,329 - ------------------------------------------------------------------------------------------------------------------------- STONEPATH GROUP INC 425,407 - 1 425,407 - - ------------------------------------------------------------------------------------------------------------------------- SYMANTEC CORP 325,300 24,700 1 325,300 24,700 - ------------------------------------------------------------------------------------------------------------------------- SYMBOL TECHNOLOGIES INC 1,005,213 79,687 1 1,005,213 79,687 - ------------------------------------------------------------------------------------------------------------------------- TEEKAY SHIPPING CORP 24,900 5,100 1 24,900 5,100 - ------------------------------------------------------------------------------------------------------------------------- TEMPLETON DRAGON FUND INC 249,000 51,000 1 249,000 51,000 - ------------------------------------------------------------------------------------------------------------------------- TEXAS GENCO HOLDINGS INC 32,500 17,500 1 32,500 17,500 - ------------------------------------------------------------------------------------------------------------------------- THE DIAL CORPORATION 931,984 71,816 1 931,984 71,816 - ------------------------------------------------------------------------------------------------------------------------- THQ INC 2,528,379 192,121 1 2,528,379 192,121 - ------------------------------------------------------------------------------------------------------------------------- TOO INC 866,221 66,079 1 866,221 66,079 - ------------------------------------------------------------------------------------------------------------------------- TRANSMETA CORP/DELAWARE 391,500 - 1 391,500 - - ------------------------------------------------------------------------------------------------------------------------- TRAVELERS PROPERTY CASUALT-A 2,215,921 168,379 1 2,215,921 168,379 - ------------------------------------------------------------------------------------------------------------------------- TSAKOS ENERGY NAVIGATION LTD 314,363 65,637 1 314,363 65,637 - ------------------------------------------------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMET-ADR 10,229 5,508 1 10,229 5,508 - ------------------------------------------------------------------------------------------------------------------------- UNITEDGLOBALCOM INC -CL A 83,839 6,361 1 83,839 6,361 - ------------------------------------------------------------------------------------------------------------------------- USA INTERACTIVE 112,984 8,816 1 112,984 8,816 - ------------------------------------------------------------------------------------------------------------------------- VALUEVISION MEDIA INC-CL A 307,730 24,770 1 307,730 24,770 - ------------------------------------------------------------------------------------------------------------------------- VIACOM INC-CL B 1,693,980 128,720 1 1,693,980 128,720 - ------------------------------------------------------------------------------------------------------------------------- VIACOM INC-CL B 1,335,700 101,300 1 1,335,700 101,300 - ------------------------------------------------------------------------------------------------------------------------- VIGNETTE CORPORATION 1,227,563 93,137 1 1,227,563 93,137 - ------------------------------------------------------------------------------------------------------------------------- WARNACO GROUP INC/THE - 15,000 1 - 15,000 - ------------------------------------------------------------------------------------------------------------------------- WEBMD CORP 5,047,017 383,483 1 5,047,017 383,483 - ------------------------------------------------------------------------------------------------------------------------- WESTAR ENERGY INC 231,966 17,734 1 231,966 17,734 - ------------------------------------------------------------------------------------------------------------------------- WESTERN GAS RESOURCES INC 66,400 13,600 1 66,400 13,600 - ------------------------------------------------------------------------------------------------------------------------- WHIRLPOOL CORP 83,000 17,000 1 83,000 17,000 - ------------------------------------------------------------------------------------------------------------------------- WILLIAMS COS INC 3,085,257 244,943 1 3,085,257 244,943 - ------------------------------------------------------------------------------------------------------------------------- WR BERKLEY CORP 109,515 8,785 1 109,515 8,785 - ------------------------------------------------------------------------------------------------------------------------- WR GRACE & CO 125,309 8,391 1 125,309 8,391 - ------------------------------------------------------------------------------------------------------------------------- XM SATELLITE RADIO HOLD-CL A 9,156 844 1 9,156 844 - ------------------------------------------------------------------------------------------------------------------------- DOLE FOOD COMPANY 97,500 52,500 1 97,500 52,500 - ------------------------------------------------------------------------------------------------------------------------- Grand Total 183,554,396 16,854,096 183,554,396 16,854,096 - -------------------------------------------------------------------------------------------------------------------------
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