-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kl5aWJemgVZZlOkAvTjOAvWqqI9gwEK2AsS/lNO4io8mdshujAJ8g42lxgHlgw/Y lbscD8281RepeJhWCCoBQg== 0001193125-05-226345.txt : 20051115 0001193125-05-226345.hdr.sgml : 20051115 20051115060313 ACCESSION NUMBER: 0001193125-05-226345 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051115 DATE AS OF CHANGE: 20051115 EFFECTIVENESS DATE: 20051115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 051204428 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: September 30, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 November 14, 2005 - ----------------------------- ------------------------ --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name -------------------- ---- 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 253 Form 13F Information Table Value Total $ 10,709,968 (Thousands) List of Other Included Managers: No. Form 13F File Number Name --- -------------------- ---- 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As September 30, 2005
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------- ------------ --------- ---------- -------------------- ----------------------------------------------------- Investment Discretion Voting Authority ---------------------- ------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- Mana NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other gers Sole Shared None - --------------------- ------------ --------- ---------- ----------- --- ---- ----------- ---------- ---- ------------------------ ABERCROMBIE & FITCH CO-CL A COMMON STOCK 002896207 12,463 250,000 SH PUT 229,400 20,600 1 229,400 20,600 ACTIVCARD CORP COMMON STOCK 00506J107 1,158 267,369 SH 248,733 18,636 1 248,733 18,636 ADAMS RESPIRATORY THERA INC COMMON STOCK 00635P107 2,422 75,000 SH 69,772 5,228 1 69,772 5,228 ADVANCED ANALOGIC TECHNOLOGI COMMON STOCK 00752J108 2,518 225,000 SH 209,318 15,682 1 209,318 15,682 ADVANCED MEDICAL OPTICS COMMON STOCK 00763M108 3,104 81,800 SH 75,067 6,733 1 75,067 6,733 ADVANCED MICRO DEVICES COMMON STOCK 007903107 26,460 1,050,000 SH 963,574 86,426 1 963,574 86,426 AES CORP COMMON STOCK 00130H105 143,481 8,732,884 SH 8,014,080 718,804 1 8,014,080 718,804 AETHER HOLDINGS INC COMMON STOCK 00809C106 937 274,634 SH 255,492 19,142 1 255,492 19,142 AGILENT TECHNOLOGIES INC COMMON STOCK 00846U101 87,095 2,659,400 SH 2,440,505 218,895 1 2,440,505 218,895 ALBERTSON'S INC COMMON STOCK 013104104 79,515 3,100,000 SH 2,844,839 255,161 1 2,844,839 255,161 ALLEGHENY ENERGY INC COMMON STOCK 017361106 46,684 1,519,665 SH 1,394,420 125,245 1 1,394,420 125,245 ALLIANCE GAMING CORP COMMON STOCK 01859P609 27,367 2,522,300 SH 2,314,422 207,878 1 2,314,422 207,878 ALLSTATE CORP COMMON STOCK 020002101 135,742 2,455,100 SH 2,253,021 202,079 1 2,253,021 202,079 ALLSTATE CORP COMMON STOCK 020002101 262,628 4,750,000 SH CALL 4,358,800 391,200 1 4,358,800 391,200 ALLTEL CORP COMMON STOCK 020039103 11,720 180,000 SH 165,171 14,829 1 165,171 14,829 ALTRIA GROUP INC COMMON STOCK 02209S103 283,385 3,844,600 SH 3,528,151 316,449 1 3,528,151 316,449 ALTRIA GROUP INC COMMON STOCK 02209S103 36,855 500,000 SH CALL 458,800 41,200 1 458,800 41,200 AMEGY BANCORP INC COMMON STOCK 02343R102 9,991 441,500 SH 286,975 154,525 1 286,975 154,525 AMERICAN EAGLE OUTFITTERS COMMON STOCK 02553E106 11,765 500,000 SH PUT 458,800 41,200 1 458,800 41,200 AMERICAN EXPRESS CO COMMON STOCK 025816109 16,095 280,200 SH 257,055 23,145 1 257,055 23,145 AMERICAN PHARMACEUTICAL PART COMMON STOCK 02886P109 22,291 488,200 SH 447,936 40,264 1 447,936 40,264 AMERICAN TOWER CORP-CL A COMMON STOCK 029912201 173,954 6,972,095 SH 6,398,222 573,873 1 6,398,222 573,873 AMERITRADE HOLDING CORP COMMON STOCK 03074K100 24,691 1,150,000 SH 1,055,343 94,657 1 1,055,343 94,657 AMGEN INC COMMON STOCK 031162100 112,266 1,409,136 SH 1,293,124 116,012 1 1,293,124 116,012 ANNTAYLOR STORES CORP COMMON STOCK 036115103 5,501 207,200 SH 190,145 17,055 1 190,145 17,055 APACHE CORP COMMON STOCK 037411105 54,204 720,600 SH 661,222 59,378 1 661,222 59,378 APPLE COMPUTER INC COMMON STOCK 037833100 26,537 495,000 SH 454,257 40,743 1 454,257 40,743 APPLIED MATERIALS INC COMMON STOCK 038222105 8,480 500,000 SH CALL 458,800 41,200 1 458,800 41,200 ARCHIPELAGO HOLDINGS INC COMMON STOCK 03957A104 5,009 125,700 SH 115,354 10,346 1 115,354 10,346 ARIAD PHARMACEUTICALS INC COMMON STOCK 04033A100 2,229 300,000 SH 279,090 20,910 1 279,090 20,910 ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 147 143,936 SH 60,605 83,331 1 60,605 83,331 ASML HOLDING NV-NY REG SHS COMMON STOCK N07059111 16,510 1,000,000 SH 917,637 82,363 1 917,637 82,363 ASML HOLDING NV-NY REG SHS COMMON STOCK N07059111 24,765 1,500,000 SH CALL 1,376,400 123,600 1 1,376,400 123,600 ATP OIL & GAS CORPORATION COMMON STOCK 00208J108 821 25,000 SH 23,257 1,743 1 23,257 1,743 AUTOBYTEL INC COMMON STOCK 05275N106 1,674 334,100 SH 310,813 23,287 1 310,813 23,287 AUTODESK INC COMMON STOCK 052769106 4,644 100,000 SH 91,768 8,232 1 91,768 8,232 AVAYA INC COMMON STOCK 053499109 10,300 1,000,000 SH 917,690 82,310 1 917,690 82,310 AVX CORP COMMON STOCK 002444107 1,911 150,000 SH 139,545 10,455 1 139,545 10,455 AZTAR CORP COMMON STOCK 054802103 21,767 706,500 SH 657,257 49,243 1 657,257 49,243 BANCO BILBAO VIZCAYA-SP ADR COMMON STOCK 05946K101 10,990 627,000 SH CALL 407,500 219,500 1 407,500 219,500 BIOGEN IDEC INC COMMON STOCK 09062X103 158,113 4,004,900 SH 3,675,257 329,643 1 3,675,257 329,643 BISYS GROUP INC/THE COMMON STOCK 055472104 36,184 2,694,300 SH 2,472,267 222,033 1 2,472,267 222,033 BP PLC-SPONS ADR COMMON STOCK 055622104 50,637 4,266,000 SH CALL 2,772,000 1,494,000 1 2,772,000 1,494,000 BROADCOM CORP-CL A COMMON STOCK 111320107 28,974 617,511 SH 566,567 50,944 1 566,567 50,944 BROADCOM CORP-CL A COMMON STOCK 111320107 35,190 750,000 SH CALL 688,200 61,800 1 688,200 61,800 BROCADE COMMUNICATIONS SYS COMMON STOCK 111621108 5,855 1,435,000 SH 1,334,980 100,020 1 1,334,980 100,020 BROOKS AUTOMATION INC COMMON STOCK 114340102 2,159 162,000 SH 150,709 11,291 1 150,709 11,291 CABLEVISION SYSTEMS-NY GRP-A COMMON STOCK 12686C109 15,148 493,900 SH 453,230 40,670 1 453,230 40,670 CABOT CORP COMMON STOCK 127055101 3,060 92,700 SH 85,070 7,630 1 85,070 7,630 CABOT OIL & GAS CORP COMMON STOCK 127097103 7,960 157,600 SH 144,628 12,972 1 144,628 12,972 CAMBRIDGE DISPLAY TECHNOLOGY COMMON STOCK 132193103 313 47,500 SH 47,500 0 1 47,500 0 CAMECO CORP COMMON STOCK 13321L108 29,505 551,500 SH 506,040 45,460 1 506,040 45,460 CAPITAL AUTOMOTIVE REIT COMMON STOCK 139733109 5,052 130,500 SH 84,825 45,675 1 84,825 45,675 CARDINAL HEALTH INC COMMON STOCK 14149Y108 58,428 921,000 SH 845,186 75,814 1 845,186 75,814 CAREMARK RX INC COMMON STOCK 141705103 65,987 1,321,600 SH 1,212,679 108,921 1 1,212,679 108,921 CARMAX INC COMMON STOCK 143130102 1,876 60,000 SH 55,055 4,945 1 55,055 4,945 CENTRAL EUROPEAN MEDIA ENT-A COMMON STOCK G20045202 5,281 100,000 SH 93,030 6,970 1 93,030 6,970 CERIDIAN CORP COMMON STOCK 156779100 30,025 1,447,000 SH 1,327,744 119,256 1 1,327,744 119,256 CERTEGY INC COMMON STOCK 156880106 2,001 50,000 SH 45,884 4,116 1 45,884 4,116 CHARTER COMMUNICATIONS-CL A COMMON STOCK 16117M107 9,675 6,450,000 SH 5,922,818 527,182 1 5,922,818 527,182 CHEMTURA CORP COMMON STOCK 163893100 26,970 2,171,500 SH 1,997,926 173,574 1 1,997,926 173,574 CHICAGO MERCANTILE EXCHANGE COMMON STOCK 167760107 10,119 30,000 SH 19,654 10,346 1 19,654 10,346 CIGNA CORP COMMON STOCK 125509109 49,584 420,700 SH 386,072 34,628 1 386,072 34,628
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------- ------------ --------- ---------- -------------------- ----------------------------------------------------- Investment Discretion Voting Authority ---------------------- ------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- Mana NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other gers Sole Shared None - --------------------- ------------ --------- ---------- ----------- --- ---- ----------- ---------- ---- ------------------------ CIRCUIT CITY STORES INC COMMON STOCK 172737108 238,476 13,897,208 SH 12,753,329 1,143,879 1 12,753,329 1,143,879 CITADEL BROADCASTING CORP COMMON STOCK 17285T106 343 25,000 SH 23,257 1,743 1 23,257 1,743 CLOROX COMPANY COMMON STOCK 189054109 27,770 500,000 SH PUT 458,800 41,200 1 458,800 41,200 CNET NETWORKS INC COMMON STOCK 12613R104 60,740 4,476,072 SH 4,112,582 363,490 1 4,112,582 363,490 COMMERCIAL FEDERAL CORP COMMON STOCK 201647104 8,603 252,000 SH 163,800 88,200 1 163,800 88,200 COMSTOCK RESOURCES INC COMMON STOCK 205768203 6,562 200,000 SH 60,000 140,000 1 60,000 140,000 CONEXANT SYSTEMS INC COMMON STOCK 207142100 4,770 2,665,000 SH 2,479,249 185,751 1 2,479,249 185,751 CONOR MEDSYSTEMS INC COMMON STOCK 208264101 35,295 1,501,900 SH 1,381,517 120,383 1 1,381,517 120,383 COUNTRYWIDE FINANCIAL CORP COMMON STOCK 222372104 3,298 100,000 SH 91,740 8,260 1 91,740 8,260 CROWN CASTLE INTL CORP COMMON STOCK 228227104 22,982 933,100 SH 856,284 76,816 1 856,284 76,816 CROWN HOLDINGS INC COMMON STOCK 228368106 15,814 992,100 SH 910,335 81,765 1 910,335 81,765 CV THERAPEUTICS INC COMMON STOCK 126667104 5,350 200,000 SH 186,060 13,940 1 186,060 13,940 CVS CORP COMMON STOCK 126650100 136,039 4,689,400 SH 4,303,415 385,985 1 4,303,415 385,985 CVS CORP COMMON STOCK 126650100 58,020 2,000,000 SH PUT 1,835,400 164,600 1 1,835,400 164,600 CYPRESS BIOSCIENCE INC COMMON STOCK 232674507 3,574 660,600 SH 614,556 46,044 1 614,556 46,044 CYTYC CORPORATION COMMON STOCK 232946103 19,735 735,000 SH 674,502 60,498 1 674,502 60,498 DIGENE CORP COMMON STOCK 253752109 8,003 280,800 SH 261,228 19,572 1 261,228 19,572 DIGITAS INC COMMON STOCK 25388K104 2,478 218,100 SH 202,899 15,201 1 202,899 15,201 DISCOVERY HOLDING CO-A COMMON STOCK 25468Y107 1,443 100,000 SH 91,740 8,260 1 91,740 8,260 DOBSON COMMUNICATIONS CORP-A COMMON STOCK 256069105 3,273 426,200 SH 396,494 29,706 1 396,494 29,706 DOW JONES & CO INC COMMON STOCK 260561105 39,889 1,044,500 SH 958,415 86,085 1 958,415 86,085 DPL INC COMMON STOCK 233293109 41,511 1,493,200 SH 1,370,136 123,064 1 1,370,136 123,064 DST SYSTEMS INC COMMON STOCK 233326107 5,483 100,000 SH 91,740 8,260 1 91,740 8,260 DU PONT (E.I.) DE NEMOURS COMMON STOCK 263534109 39,170 1,000,000 SH PUT 917,700 82,300 1 917,700 82,300 E*TRADE FINANCIAL CORP COMMON STOCK 269246104 52,378 2,976,000 SH 2,730,764 245,236 1 2,730,764 245,236 ECHOSTAR COMMUNICATIONS - A COMMON STOCK 278762109 93,033 3,146,200 SH 2,887,236 258,964 1 2,887,236 258,964 ECHOSTAR COMMUNICATIONS - A COMMON STOCK 278762109 14,785 500,000 SH CALL 458,800 41,200 1 458,800 41,200 ECLIPSYS CORP COMMON STOCK 278856109 38,998 2,185,981 SH 2,005,821 180,160 1 2,005,821 180,160 EDISON INTERNATIONAL COMMON STOCK 281020107 34,155 722,400 SH 662,834 59,566 1 662,834 59,566 EL PASO ELECTRIC CO COMMON STOCK 283677854 31,813 1,525,800 SH 1,400,048 125,752 1 1,400,048 125,752 ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 8,860 1,000,000 SH CALL 917,600 82,400 1 917,600 82,400 ELECTRONIC DATA SYSTEMS CORP COMMON STOCK 285661104 1,077 48,000 SH 44,049 3,951 1 44,049 3,951 EMMIS COMMUNICATIONS -CL A COMMON STOCK 291525103 7,443 336,800 SH 313,325 23,475 1 313,325 23,475 ENERSIS S.A. -SPONS ADR COMMON STOCK 29274F104 8,164 275,000 SH PUT 178,750 96,250 1 178,750 96,250 ENSCO INTERNATIONAL INC COMMON STOCK 26874Q100 50,229 1,078,100 SH 989,245 88,855 1 989,245 88,855 EVERGREEN SOLAR INC COMMON STOCK 30033R108 2,099 225,000 SH 209,318 15,682 1 209,318 15,682 EW SCRIPPS CO-CL A COMMON STOCK 811054204 65,855 1,317,900 SH 1,209,298 108,602 1 1,209,298 108,602 EXTREME NETWORKS INC COMMON STOCK 30226D106 1,335 300,000 SH 279,090 20,910 1 279,090 20,910 FAIRFAX FINANCIAL HLDGS LTD COMMON STOCK 303901102 7,130 41,002 SH 37,627 3,375 1 37,627 3,375 FEDERATED DEPARTMENT STORES COMMON STOCK 31410H101 173,120 2,588,900 SH 2,375,808 213,092 1 2,375,808 213,092 FILENET CORP COMMON STOCK 316869106 4,637 166,198 SH 154,614 11,584 1 154,614 11,584 FIRST AVENUE NETWORKS INC COMMON STOCK 31865X106 9,735 1,500,000 SH 1,395,450 104,550 1 1,395,450 104,550 FIRST DATA CORP COMMON STOCK 319963104 122,372 3,059,300 SH 2,807,489 251,811 1 2,807,489 251,811 FOUNDRY NETWORKS INC COMMON STOCK 35063R100 3,810 300,000 SH 279,090 20,910 1 279,090 20,910 FREDDIE MAC COMMON STOCK 313400301 150,861 2,672,000 SH 2,452,068 219,932 1 2,452,068 219,932 FUELCELL ENERGY INC COMMON STOCK 35952H106 1,970 179,600 SH 167,082 12,518 1 167,082 12,518 GARTNER INC COMMON STOCK 366651107 8,042 687,900 SH 639,953 47,947 1 639,953 47,947 GENENTECH INC COMMON STOCK 368710406 98,526 1,170,000 SH 1,073,657 96,343 1 1,073,657 96,343 GERON CORP COMMON STOCK 374163103 4,552 443,200 SH 412,309 30,891 1 412,309 30,891 GOLDCORP INC COMMON STOCK 380956409 3,006 150,000 SH CALL 97,500 52,500 1 97,500 52,500 GOOGLE INC-CL A COMMON STOCK 38259P508 336,239 1,062,500 SH 975,046 87,454 1 975,046 87,454 GUIDANT CORP COMMON STOCK 401698105 17,223 250,000 SH PUT 162,500 87,500 1 162,500 87,500 GUIDANT CORP COMMON STOCK 401698105 4,478 65,000 SH CALL 42,300 22,700 1 42,300 22,700 GYMBOREE CORP COMMON STOCK 403777105 1,758 128,886 SH 119,903 8,983 1 119,903 8,983 HARRAH'S ENTERTAINMENT INC COMMON STOCK 413619107 115,080 1,765,300 SH 1,619,998 145,302 1 1,619,998 145,302 HASBRO INC COMMON STOCK 418056107 29,098 1,480,800 SH 1,358,733 122,067 1 1,358,733 122,067 HEALTHAXIS INC COMMON STOCK 42219D308 125 73,369 SH 67,322 6,047 1 67,322 6,047 HEWLETT-PACKARD CO COMMON STOCK 428236103 37,376 1,280,000 SH 1,174,542 105,458 1 1,174,542 105,458 HIBERNIA CORP-CLASS A COMMON STOCK 428656102 5,107 170,000 SH 110,500 59,500 1 110,500 59,500 HOMESTORE INC COMMON STOCK 437852106 3,572 821,235 SH 763,995 57,240 1 763,995 57,240 HOSPIRA INC COMMON STOCK 441060100 46,706 1,140,000 SH 1,046,114 93,886 1 1,046,114 93,886 HUDSON UNITED BANCORP COMMON STOCK 444165104 2,527 59,703 SH 38,807 20,896 1 38,807 20,896 HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 56,748 4,175,700 SH 3,840,457 335,243 1 3,840,457 335,243 INSTINET GROUP INCORPORATED COMMON STOCK 457750107 4,970 1,000,000 SH 650,000 350,000 1 650,000 350,000 INTEGRATED DEVICE TECH INC COMMON STOCK 458118106 5,370 500,000 SH CALL 458,800 41,200 1 458,800 41,200 INTERPUBLIC GROUP OF COS INC COMMON STOCK 460690100 30,529 2,622,800 SH 2,406,702 216,098 1 2,406,702 216,098 INTL GAME TECHNOLOGY COMMON STOCK 459902102 12,585 466,100 SH 427,721 38,379 1 427,721 38,379 INTROGEN THERAPEUTICS INC COMMON STOCK 46119F107 522 100,000 SH 65,000 35,000 1 65,000 35,000 IVAX CORP COMMON STOCK 465823102 7,874 298,700 SH 194,155 104,545 1 194,155 104,545 IVILLAGE INC COMMON STOCK 46588H105 4,658 641,600 SH 596,881 44,719 1 596,881 44,719
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------- ------------ --------- ---------- -------------------- ----------------------------------------------------- Investment Discretion Voting Authority ---------------------- ------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- Mana NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other gers Sole Shared None - --------------------- ------------ --------- ---------- ----------- --- ---- ----------- ---------- ---- ------------------------ J.C. PENNEY CO INC COMMON STOCK 708160106 187,157 3,946,800 SH 3,621,939 324,861 1 3,621,939 324,861 J.C. PENNEY CO INC COMMON STOCK 708160106 59,275 1,250,000 SH PUT 1,147,100 102,900 1 1,147,100 102,900 JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 73,192 5,065,200 SH 4,647,796 417,404 1 4,647,796 417,404 KERYX BIOPHARMACEUTICALS COMMON STOCK 492515101 14,184 900,000 SH 837,270 62,730 1 837,270 62,730 KNIGHT CAPITAL GROUP INC-A COMMON STOCK 499005106 18,024 2,168,907 SH 1,991,804 177,103 1 1,991,804 177,103 KNIGHT RIDDER INC COMMON STOCK 499040103 5,868 100,000 SH 91,761 8,239 1 91,761 8,239 KOPIN CORP COMMON STOCK 500600101 1,545 222,300 SH 206,803 15,497 1 206,803 15,497 LEGG MASON INC COMMON STOCK 524901105 17,583 160,300 SH 147,106 13,194 1 147,106 13,194 LEXAR MEDIA INC COMMON STOCK 52886P104 638 100,000 SH 93,030 6,970 1 93,030 6,970 LOUISIANA-PACIFIC CORP COMMON STOCK 546347105 4,154 150,000 SH 137,610 12,390 1 137,610 12,390 MACQUARIE INFRASTRUCTURE CO COMMON STOCK 55607X108 1,142 40,500 SH 26,325 14,175 1 26,325 14,175 MARSH & MCLENNAN COS COMMON STOCK 571748102 27,989 921,000 SH 845,050 75,950 1 845,050 75,950 MAXIM INTEGRATED PRODUCTS COMMON STOCK 57772K101 9,625 225,680 SH 206,924 18,756 1 206,924 18,756 MAXIM INTEGRATED PRODUCTS COMMON STOCK 57772K101 10,663 250,000 SH CALL 229,400 20,600 1 229,400 20,600 MCDERMOTT INTL INC COMMON STOCK 580037109 23,720 647,900 SH 594,503 53,397 1 594,503 53,397 MCDONALD'S CORP COMMON STOCK 580135101 73,678 2,200,000 SH 2,018,918 181,082 1 2,018,918 181,082 MCF CORP COMMON STOCK 580395101 129 125,000 SH 125,000 0 1 125,000 0 MCKESSON CORP COMMON STOCK 58155Q103 81,832 1,724,600 SH 1,582,540 142,060 1 1,582,540 142,060 MEDTRONIC INC COMMON STOCK 585055106 107,240 2,000,000 SH 1,835,335 164,665 1 1,835,335 164,665 MIKOHN GAMING CORP COMMON STOCK 59862K108 947 71,257 SH 66,291 4,966 1 66,291 4,966 MILLICOM INTL CELLULAR S.A. COMMON STOCK L6388F110 508 27,600 SH 25,676 1,924 1 25,676 1,924 MILLIPORE CORP COMMON STOCK 601073109 6,478 103,000 SH 94,522 8,478 1 94,522 8,478 MOBILITY ELECTRONICS INC COMMON STOCK 60741U101 1,599 150,000 SH 139,545 10,455 1 139,545 10,455 MOLSON COORS BREWING CO -B COMMON STOCK 60871R209 32,005 500,000 SH 458,824 41,176 1 458,824 41,176 MONSANTO CO COMMON STOCK 61166W101 112,592 1,794,300 SH 1,646,611 147,689 1 1,646,611 147,689 MONSANTO CO COMMON STOCK 61166W101 89,733 1,430,000 SH PUT 1,312,300 117,700 1 1,312,300 117,700 MORGAN STANLEY COMMON STOCK 617446448 128,027 2,373,500 SH 2,178,134 195,366 1 2,178,134 195,366 MOTOROLA INC COMMON STOCK 620076109 77,010 3,495,700 SH 3,207,616 288,084 1 3,207,616 288,084 NEENAH PAPER INC COMMON STOCK 640079109 586 20,000 SH 18,606 1,394 1 18,606 1,394 NEIMAN MARCUS GROUP INC-CL A COMMON STOCK 640204202 1,889 18,900 SH 12,285 6,615 1 12,285 6,615 NEKTAR THERAPEUTICS COMMON STOCK 640268108 33,575 1,980,800 SH 1,817,509 163,291 1 1,817,509 163,291 NEUROCRINE BIOSCIENCES INC COMMON STOCK 64125C109 7,660 155,721 SH 144,867 10,854 1 144,867 10,854 NEWPORT CORP COMMON STOCK 651824104 3,483 250,000 SH 232,575 17,425 1 232,575 17,425 NII HOLDINGS INC COMMON STOCK 62913F201 57,114 676,300 SH 620,634 55,666 1 620,634 55,666 NOBLE CORP COMMON STOCK G65422100 62,922 919,100 SH 843,448 75,652 1 843,448 75,652 NOVELL INC COMMON STOCK 670006105 146,616 19,680,000 SH 18,060,141 1,619,859 1 18,060,141 1,619,859 NRG ENERGY INC COMMON STOCK 629377508 22,374 525,200 SH 481,915 43,285 1 481,915 43,285 NTL INC COMMON STOCK 62940M104 146,102 2,187,160 SH 2,006,957 180,203 1 2,006,957 180,203 NTL INC COMMON STOCK 62940M104 16,700 250,000 SH CALL 229,300 20,700 1 229,300 20,700 NUVASIVE INC COMMON STOCK 670704105 11,152 595,100 SH 553,622 41,478 1 553,622 41,478 OFFICE DEPOT INC COMMON STOCK 676220106 181,078 6,096,900 SH 5,595,065 501,835 1 5,595,065 501,835 OFFICEMAX INC COMMON STOCK 67622P101 145,644 4,598,800 SH 4,220,273 378,527 1 4,220,273 378,527 OWENS-ILLINOIS INC COMMON STOCK 690768403 13,624 660,700 SH 606,220 54,480 1 606,220 54,480 PANACOS PHARMACEUTICALS INC COMMON STOCK 69811Q106 2,846 292,200 SH 271,834 20,366 1 271,834 20,366 PANAMSAT HOLDING CORP COMMON STOCK 69831Y105 23,215 959,300 SH 879,667 79,633 1 879,667 79,633 PEGASUS SOLUTIONS INC COMMON STOCK 705906105 11,080 1,233,800 SH 1,147,803 85,997 1 1,147,803 85,997 PENTAIR INC COMMON STOCK 709631105 17,995 493,000 SH 452,278 40,722 1 452,278 40,722 PEP BOYS-MANNY MOE & JACK COMMON STOCK 713278109 27,003 1,951,100 SH 1,790,298 160,802 1 1,790,298 160,802 PHELPS DODGE CORP COMMON STOCK 717265102 45,476 350,000 SH PUT 321,200 28,800 1 321,200 28,800 PHILIPS ELECTRONICS- NY SHR COMMON STOCK 500472303 42,501 1,600,000 SH PUT 1,040,000 560,000 1 1,040,000 560,000 PLAYTEX PRODUCTS INC COMMON STOCK 72813P100 880 80,000 SH 74,424 5,576 1 74,424 5,576 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 56,569 975,000 SH 894,464 80,536 1 894,464 80,536 POGO PRODUCING CO COMMON STOCK 730448107 23,576 400,000 SH 181,702 218,298 1 181,702 218,298 PRICE COMMUNICATIONS CORP COMMON STOCK 741437305 165 10,000 SH 6,500 3,500 1 6,500 3,500 PRICELINE.COM INC COMMON STOCK 741503403 30,617 1,584,727 SH 1,454,126 130,601 1 1,454,126 130,601 PRIMEDIA INC COMMON STOCK 74157K101 971 237,300 SH 220,760 16,540 1 220,760 16,540 PRIORITY HEALTHCARE CORP-B COMMON STOCK 74264T102 1,571 56,400 SH 36,660 19,740 1 36,660 19,740 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 47,882 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 PROVIDIAN FINANCIAL CORP COMMON STOCK 74406A102 1,713 96,900 SH 62,985 33,915 1 62,985 33,915 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 167,096 2,473,300 SH 2,269,723 203,577 1 2,269,723 203,577 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 254,701 3,770,000 SH CALL 3,459,300 310,700 1 3,459,300 310,700 PULTE HOMES INC COMMON STOCK 745867101 74,509 1,736,000 SH PUT 1,593,000 143,000 1 1,593,000 143,000 QUALCOMM INC COMMON STOCK 747525103 98,980 2,211,840 SH 2,029,697 182,143 1 2,029,697 182,143 R.H. DONNELLEY CORP COMMON STOCK 74955W307 41,043 648,800 SH 595,401 53,399 1 595,401 53,399 RADIAN GROUP INC COMMON STOCK 750236101 1,104 20,800 SH 19,086 1,714 1 19,086 1,714 RCN CORP COMMON STOCK 749361200 149,563 7,048,205 SH 6,427,303 620,902 1 6,427,303 620,902 REALNETWORKS INC COMMON STOCK 75605L104 18,911 3,311,992 SH 3,046,253 265,739 1 3,046,253 265,739 RELIANT ENERGY INC COMMON STOCK 75952B105 122,076 7,906,500 SH 7,255,355 651,145 1 7,255,355 651,145 RF MICRO DEVICES INC COMMON STOCK 749941100 16,950 3,000,000 SH 2,753,070 246,930 1 2,753,070 246,930 RITE AID CORP COMMON STOCK 767754104 44,014 11,343,800 SH 10,409,017 934,783 1 10,409,017 934,783
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------- ------------ --------- ---------- -------------------- ----------------------------------------------------- Investment Discretion Voting Authority ---------------------- ------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- Mana NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other gers Sole Shared None - --------------------- ------------ --------- ---------- ----------- --- ---- ----------- ---------- ---- ------------------------ RSA SECURITY INC COMMON STOCK 749719100 1,271 100,000 SH 91,740 8,260 1 91,740 8,260 S1 CORPORATION COMMON STOCK 78463B101 780 200,000 SH 186,060 13,940 1 186,060 13,940 SCHLUMBERGER LTD COMMON STOCK 806857108 21,095 250,000 SH PUT 229,300 20,700 1 229,300 20,700 SCHOOL SPECIALTY INC COMMON STOCK 807863105 488 10,000 SH 6,500 3,500 1 6,500 3,500 SCHWAB (CHARLES) CORP COMMON STOCK 808513105 6,999 485,000 SH 445,028 39,972 1 445,028 39,972 SCIENTIFIC-ATLANTA INC COMMON STOCK 808655104 8,155 217,400 SH 199,506 17,894 1 199,506 17,894 SEATTLE GENETICS INC /WA COMMON STOCK 812578102 652 124,100 SH 115,450 8,650 1 115,450 8,650 SEPRACOR INC COMMON STOCK 817315104 91,476 1,550,700 SH 1,422,610 128,090 1 1,422,610 128,090 SERVICES ACQUISITION- UNITS COMMON STOCK 817628209 5,031 625,000 SH 573,509 51,491 1 573,509 51,491 SIEBEL SYSTEMS INC COMMON STOCK 826170102 332,914 32,227,900 SH 29,575,223 2,652,677 1 29,575,223 2,652,677 SOHU.COM INC COMMON STOCK 83408W103 24,989 1,458,800 SH 1,338,530 120,270 1 1,338,530 120,270 SOUTHERN UNION CO COMMON STOCK 844030106 100,839 3,913,043 SH 3,591,017 322,026 1 3,591,017 322,026 SPDR TRUST SERIES 1 COMMON STOCK 78462F103 123,040 1,000,000 SH PUT 917,700 82,300 1 917,700 82,300 SPRINT NEXTEL CORP COMMON STOCK 852061100 113,939 4,791,400 SH 4,397,020 394,380 1 4,397,020 394,380 STEEL DYNAMICS INC COMMON STOCK 858119100 15,707 462,500 SH CALL 424,400 38,100 1 424,400 38,100 STONEPATH GROUP INC COMMON STOCK 861837102 508 502,963 SH 502,963 0 1 502,963 0 SUNCOR ENERGY INC COMMON STOCK 867229106 30,265 500,000 SH PUT 458,800 41,200 1 458,800 41,200 SYBASE INC COMMON STOCK 871130100 32,296 1,379,000 SH 1,266,048 112,952 1 1,266,048 112,952 SYMBOL TECHNOLOGIES INC COMMON STOCK 871508107 42,393 4,379,400 SH 4,018,334 361,066 1 4,018,334 361,066 TEMPLE-INLAND INC COMMON STOCK 879868107 15,584 381,500 SH 350,099 31,401 1 350,099 31,401 TERAYON COMMUNICATION SYS COMMON STOCK 880775101 9,850 2,525,530 SH 2,349,500 176,030 1 2,349,500 176,030 THE COOPER COS INC COMMON STOCK 216648402 35,003 456,900 SH 419,292 37,608 1 419,292 37,608 TIBCO SOFTWARE INC COMMON STOCK 88632Q103 27,382 3,275,300 SH 3,005,438 269,862 1 3,005,438 269,862 TIME WARNER INC COMMON STOCK 887317105 207,222 11,442,400 SH 10,500,576 941,824 1 10,500,576 941,824 TIVO INC COMMON STOCK 888706108 10,823 1,975,000 SH 1,837,342 137,658 1 1,837,342 137,658 TOLL BROTHERS INC COMMON STOCK 889478103 96,041 2,150,000 SH PUT 1,972,900 177,100 1 1,972,900 177,100 TRANSACTION SYSTEMS ARCHITEC COMMON STOCK 893416107 3,481 125,000 SH 116,287 8,713 1 116,287 8,713 TREEHOUSE FOODS INC COMMON STOCK 89469A104 18,937 704,500 SH 655,396 49,104 1 655,396 49,104 TXU CORP COMMON STOCK 873168108 83,960 743,800 SH 682,499 61,301 1 682,499 61,301 TXU CORP COMMON STOCK 873168108 38,097 337,500 SH PUT 309,700 27,800 1 309,700 27,800 TXU CORP COMMON STOCK 873168108 112,880 1,000,000 SH CALL 917,700 82,300 1 917,700 82,300 UNISYS CORP COMMON STOCK 909214108 37,137 5,592,900 SH 5,132,303 460,597 1 5,132,303 460,597 UNITED THERAPEUTICS CORP COMMON STOCK 91307C102 9,541 136,695 SH 127,167 9,528 1 127,167 9,528 VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 29,146 1,304,081 SH 1,199,316 104,765 1 1,199,316 104,765 WASHINGTON MUTUAL INC COMMON STOCK 939322103 37,651 960,000 SH CALL 875,700 84,300 1 875,700 84,300 WEBMD HEALTH CORP- CLASS A COMMON STOCK 94769M105 7,395 300,000 SH 280,066 19,934 1 280,066 19,934 WEBMETHODS INC COMMON STOCK 94768C108 3,067 433,800 SH 403,564 30,236 1 403,564 30,236 WENDY'S INTERNATIONAL INC COMMON STOCK 950590109 158,228 3,504,500 SH 3,216,044 288,456 1 3,216,044 288,456 WESTCORP COMMON STOCK 957907108 4,830 82,000 SH 53,300 28,700 1 53,300 28,700 WESTERN GAS RESOURCES INC COMMON STOCK 958259103 38,423 750,000 SH 688,049 61,951 1 688,049 61,951 WET SEAL INC -CL A COMMON STOCK 961840105 2,025 450,000 SH 418,635 31,365 1 418,635 31,365 WEYERHAEUSER CO COMMON STOCK 962166104 51,563 750,000 SH CALL 688,200 61,800 1 688,200 61,800 WILLIAMS COS INC COMMON STOCK 969457100 127,494 5,089,563 SH 4,670,641 418,922 1 4,670,641 418,922 WILLIAMS COS INC COMMON STOCK 969457100 125,250 5,000,000 SH PUT 4,588,400 411,600 1 4,588,400 411,600 WILLIAMS COS INC COMMON STOCK 969457100 92,685 3,700,000 SH CALL 3,395,400 304,600 1 3,395,400 304,600 WR GRACE & CO COMMON STOCK 38388F108 17,174 1,918,900 SH 1,760,752 158,148 1 1,760,752 158,148 XEROX CORP COMMON STOCK 984121103 83,675 6,130,000 SH 5,625,007 504,993 1 5,625,007 504,993 XTO ENERGY INC COMMON STOCK 98385X106 27,178 599,699 SH 550,273 49,426 1 550,273 49,426 XTO ENERGY INC COMMON STOCK 98385X106 11,103 245,000 SH PUT 224,800 20,200 1 224,800 20,200 YAHOO! INC COMMON STOCK 984332106 16,920 500,000 SH 458,845 41,155 1 458,845 41,155 ---------- ----------- ----------- ---------- ----------- ---------- Grand Total 10,709,968 408,859,635 372,470,426 36,389,209 372,470,426 36,389,209 ---------- ----------- ----------- ---------- ----------- ----------
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