-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MVcirsg61q5YobnNSfbC7RF5Pdx29ghoTsr4TH68Pn6TPx40cXZcVzCc7UeyM0mE ffM7/F9JmyHUfFxtDqZNew== 0001193125-06-032171.txt : 20060215 0001193125-06-032171.hdr.sgml : 20060215 20060215085749 ACCESSION NUMBER: 0001193125-06-032171 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060215 DATE AS OF CHANGE: 20060215 EFFECTIVENESS DATE: 20060215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 06619766 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: December 31, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 February 14, 2006 - ----------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 213 Form 13F Information Table Value Total $10,021,209 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As December 31, 2005
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 - -------- -------------- --------- ------------ ------------------------------- --------------------------- Investment Discretion --------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(x1000) SHRS OR PRN AMT SH/PRN PUT/CALL shared-defined shared-other - -------------- -------------- --------- ------------ --------------- ------ -------- -------------- ------------ ACTIVCARD CORP COMMON STOCK 00506J107 933 267,369 SH 248,733 18,636 ACUSPHERE INC COMMON STOCK 00511R870 534 100,000 SH 93,030 6,970 ADAMS RESPIRATORY THERA INC COMMON STOCK 00635P107 3,049 75,000 SH 69,772 5,228 ADAPTEC INC COMMON STOCK 00651F108 3,635 624,561 SH 581,029 43,532 ADVANCED MEDICAL OPTICS COMMON STOCK 00763M108 5,961 142,600 SH 130,823 11,777 AES CORP COMMON STOCK 00130H105 136,545 8,625,738 SH 8,011,653 614,085 AETHER HOLDINGS INC COMMON STOCK 00809C106 912 274,634 SH 255,492 19,142 AFFILIATED COMPUTER SVCS-A COMMON STOCK 008190100 59,180 1,000,000 SH CALL 918,000 82,000 AGERE SYSTEMS INC COMMON STOCK 00845V308 40,013 3,101,800 SH 2,845,629 256,171 AGILENT TECHNOLOGIES INC COMMON STOCK 00846U101 4,112 123,520 SH 113,319 10,201 AKAMAI TECHNOLOGIES COMMON STOCK 00971T101 17,977 902,000 SH 827,506 74,494 ALLEGHENY ENERGY INC COMMON STOCK 017361106 48,585 1,535,065 SH 1,408,287 126,778 ALLIANCE GAMING CORP COMMON STOCK 01859P609 32,840 2,522,300 SH 2,315,520 206,780 ALLSTATE CORP COMMON STOCK 020002101 140,858 2,605,100 SH 2,389,950 215,150 ALLSTATE CORP COMMON STOCK 020002101 175,728 3,250,000 SH CALL 2,982,400 267,600 ALTIRIS INC COMMON STOCK 02148M100 2,238 132,500 SH 123,265 9,235 ALTRIA GROUP INC COMMON STOCK 02209S103 513,349 6,870,300 SH 6,302,990 567,310 AMERICAN TOWER CORP-CL A COMMON STOCK 029912201 159,134 5,872,095 SH 5,387,131 484,964 AMLI RESIDENTIAL PROPERTIES COMMON STOCK 001735109 11,818 310,600 SH 201,890 108,710 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 27,582 291,100 SH 267,059 24,041 APACHE CORP COMMON STOCK 037411105 34,260 500,000 SH 150,000 350,000 APPLE COMPUTER INC COMMON STOCK 037833100 179,725 2,500,000 SH 2,293,530 206,470 AQUILA INC COMMON STOCK 03840P102 3,780 1,050,000 SH 964,056 85,944 ARCHER-DANIELS-MIDLAND CO COMMON STOCK 039483102 20,830 844,700 SH 774,938 69,762 ARIAD PHARMACEUTICALS INC COMMON STOCK 04033A100 1,755 300,000 SH 279,090 20,910 ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 283 143,936 SH 60,605 83,331 ATMEL CORP COMMON STOCK 049513104 120,620 39,035,750 SH 35,850,762 3,184,988 ATP OIL & GAS CORPORATION COMMON STOCK 00208J108 925 25,000 SH 23,257 1,743 AUTOBYTEL INC COMMON STOCK 05275N106 1,650 334,100 SH 310,813 23,287 AZTAR CORP COMMON STOCK 054802103 22,996 756,700 SH 703,958 52,742 BANK OF AMERICA CORP COMMON STOCK 060505104 39,537 856,700 SH 785,947 70,753 BIOGEN IDEC INC COMMON STOCK 09062X103 179,757 3,969,900 SH 3,642,033 327,867 BISYS GROUP INC/THE COMMON STOCK 055472104 37,747 2,694,300 SH 2,471,783 222,517 BOEING CO COMMON STOCK 097023105 74,314 1,058,000 SH 970,622 87,378 BORDERS GROUP INC COMMON STOCK 099709107 18,176 838,785 SH 769,512 69,273 BROADCOM CORP-CL A COMMON STOCK 111320107 59,317 1,258,039 SH 1,154,140 103,899 CABOT CORP COMMON STOCK 127055101 4,214 117,700 SH 107,979 9,721 CANADIAN NATURAL RESOURCES COMMON STOCK 136385101 9,924 200,000 SH 183,483 16,517 CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040H105 44,211 511,700 SH 469,440 42,260 CARDINAL HEALTH INC COMMON STOCK 14149Y108 85,938 1,250,000 SH 1,146,765 103,235 CENTRAL EUROPEAN MEDIA ENT-A COMMON STOCK G20045202 5,790 100,000 SH 93,030 6,970 CHARTER COMMUNICATIONS-CL A COMMON STOCK 16117M107 8,479 6,950,000 SH 6,380,900 569,100 CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 1,587 50,000 SH 45,871 4,129 CHICAGO MERCANTILE EXCHANGE COMMON STOCK 167760107 11,025 30,000 SH 19,654 10,346 CHINA FUND INC COMMON STOCK 169373107 695 30,000 SH 19,500 10,500 CIRCUIT CITY STORES INC COMMON STOCK 172737108 221,203 9,792,073 SH 9,306,691 485,382 CITADEL BROADCASTING CORP COMMON STOCK 17285T106 336 25,000 SH 23,257 1,743 CNET NETWORKS INC COMMON STOCK 12613R104 65,753 4,476,072 SH 4,111,853 364,219 COMPUTER SCIENCES CORP COMMON STOCK 205363104 10,888 215,000 SH 197,244 17,756 COMPUWARE CORP COMMON STOCK 205638109 22,552 2,514,200 SH 2,306,557 207,643 COMSTOCK RESOURCES INC COMMON STOCK 205768203 12,204 400,000 SH 120,000 280,000 CONOR MEDSYSTEMS INC COMMON STOCK 208264101 29,062 1,501,900 SH 1,381,501 120,399 COPA HOLDINGS SA-CLASS A COMMON STOCK P31076105 2,730 100,000 SH 65,000 35,000
COLUMN 1 COLUMN 7 COLUMN 8 - -------- -------- --------------------------- Voting Authority --------------------------- NAME OF ISSUER Managers Sole Shared None - -------------- -------- ---------- ------ --------- ACTIVCARD CORP 1 248,733 18,636 ACUSPHERE INC 1 93,030 6,970 ADAMS RESPIRATORY THERA INC 1 69,772 5,228 ADAPTEC INC 1 581,029 43,532 ADVANCED MEDICAL OPTICS 1 130,823 11,777 AES CORP 1 8,011,653 614,085 AETHER HOLDINGS INC 1 255,492 19,142 AFFILIATED COMPUTER SVCS-A 1 918,000 82,000 AGERE SYSTEMS INC 1 2,845,629 256,171 AGILENT TECHNOLOGIES INC 1 113,319 10,201 AKAMAI TECHNOLOGIES 1 827,506 74,494 ALLEGHENY ENERGY INC 1 1,408,287 126,778 ALLIANCE GAMING CORP 1 2,315,520 206,780 ALLSTATE CORP 1 2,389,950 215,150 ALLSTATE CORP 1 2,982,400 267,600 ALTIRIS INC 1 123,265 9,235 ALTRIA GROUP INC 1 6,302,990 567,310 AMERICAN TOWER CORP-CL A 1 5,387,131 484,964 AMLI RESIDENTIAL PROPERTIES 1 201,890 108,710 ANADARKO PETROLEUM CORP 1 267,059 24,041 APACHE CORP 1 150,000 350,000 APPLE COMPUTER INC 1 2,293,530 206,470 AQUILA INC 1 964,056 85,944 ARCHER-DANIELS-MIDLAND CO 1 774,938 69,762 ARIAD PHARMACEUTICALS INC 1 279,090 20,910 ART TECHNOLOGY GROUP INC 1 60,605 83,331 ATMEL CORP 1 35,850,762 3,184,988 ATP OIL & GAS CORPORATION 1 23,257 1,743 AUTOBYTEL INC 1 310,813 23,287 AZTAR CORP 1 703,958 52,742 BANK OF AMERICA CORP 1 785,947 70,753 BIOGEN IDEC INC 1 3,642,033 327,867 BISYS GROUP INC/THE 1 2,471,783 222,517 BOEING CO 1 970,622 87,378 BORDERS GROUP INC 1 769,512 69,273 BROADCOM CORP-CL A 1 1,154,140 103,899 CABOT CORP 1 107,979 9,721 CANADIAN NATURAL RESOURCES 1 183,483 16,517 CAPITAL ONE FINANCIAL CORP 1 469,440 42,260 CARDINAL HEALTH INC 1 1,146,765 103,235 CENTRAL EUROPEAN MEDIA ENT-A 1 93,030 6,970 CHARTER COMMUNICATIONS-CL A 1 6,380,900 569,100 CHESAPEAKE ENERGY CORP 1 45,871 4,129 CHICAGO MERCANTILE EXCHANGE 1 19,654 10,346 CHINA FUND INC 1 19,500 10,500 CIRCUIT CITY STORES INC 1 9,306,691 485,382 CITADEL BROADCASTING CORP 1 23,257 1,743 CNET NETWORKS INC 1 4,111,853 364,219 COMPUTER SCIENCES CORP 1 197,244 17,756 COMPUWARE CORP 1 2,306,557 207,643 COMSTOCK RESOURCES INC 1 120,000 280,000 CONOR MEDSYSTEMS INC 1 1,381,501 120,399 COPA HOLDINGS SA-CLASS A 1 65,000 35,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 - -------- -------------- --------- ------------ ------------------------------- --------------------------- Investment Discretion --------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(x1000) SHRS OR PRN AMT SH/PRN PUT/CALL shared-defined shared-other - -------------- -------------- --------- ------------ --------------- ------ -------- -------------- ------------ COUNTRYWIDE FINANCIAL CORP COMMON STOCK 222372104 8,377 245,000 SH 224,766 20,234 COVANTA HOLDING CORP COMMON STOCK 22282E102 5,892 391,250 SH 358,938 32,312 CROWN CASTLE INTL CORP COMMON STOCK 228227104 26,985 1,002,800 SH 919,981 82,819 CROWN HOLDINGS INC COMMON STOCK 228368106 19,376 992,100 SH 910,164 81,936 CV THERAPEUTICS INC COMMON STOCK 126667104 4,946 200,000 SH 186,060 13,940 CVS CORP COMMON STOCK 126650100 155,331 5,879,300 SH 5,393,740 485,560 CYPRESS BIOSCIENCE INC COMMON STOCK 232674507 3,818 660,600 SH 614,556 46,044 CYTYC CORPORATION COMMON STOCK 232946103 28,089 995,000 SH 912,825 82,175 DAVITA INC COMMON STOCK 23918K108 5,201 102,700 SH 94,218 8,482 DEL MONTE FOODS CO COMMON STOCK 24522P103 1,733 166,200 SH 152,474 13,726 DEVON ENERGY CORPORATION COMMON STOCK 25179M103 49,632 793,600 SH 666,317 127,283 DEVON ENERGY CORPORATION COMMON STOCK 25179M103 31,270 500,000 SH CALL 150,000 350,000 DIEBOLD INC COMMON STOCK 253651103 2,212 58,200 SH 53,394 4,806 DIGENE CORP COMMON STOCK 253752109 8,191 280,800 SH 261,228 19,572 DIGITAS INC COMMON STOCK 25388K104 2,731 218,100 SH 202,899 15,201 DOW JONES & CO INC COMMON STOCK 260561105 51,013 1,437,400 SH 1,318,688 118,712 DPL INC COMMON STOCK 233293109 42,508 1,634,300 SH 1,499,327 134,973 E*TRADE FINANCIAL CORP COMMON STOCK 269246104 55,748 2,672,500 SH 2,451,783 220,717 ECLIPSYS CORP COMMON STOCK 278856109 31,043 1,639,881 SH 1,504,447 135,434 EL PASO ELECTRIC CO COMMON STOCK 283677854 25,791 1,225,800 SH 1,124,564 101,236 ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 13,930 1,000,000 SH CALL 917,600 82,400 ELECTRONIC DATA SYSTEMS CORP COMMON STOCK 285661104 50,361 2,094,900 SH 1,921,886 173,014 EMAGEON INC COMMON STOCK 29076V109 6,757 425,000 SH 395,377 29,623 EMDEON CORP COMMON STOCK 290849108 9,339 1,103,948 SH 1,012,775 91,173 EMMIS COMMUNICATIONS -CL A COMMON STOCK 291525103 9,045 454,300 SH 422,635 31,665 ENSCO INTERNATIONAL INC COMMON STOCK 26874Q100 20,672 466,100 SH 427,606 38,494 EVERGREEN SOLAR INC COMMON STOCK 30033R108 2,396 225,000 SH 209,318 15,682 EW SCRIPPS CO-CL A COMMON STOCK 811054204 11,513 239,764 SH 219,962 19,802 FAIRFAX FINANCIAL HLDGS LTD COMMON STOCK 303901102 5,878 41,002 SH 37,616 3,386 FEDERATED DEPARTMENT STORES COMMON STOCK 31410H101 217,556 3,279,900 SH 3,009,020 270,880 FIFTH THIRD BANCORP COMMON STOCK 316773100 29,920 793,200 SH 727,691 65,509 FILENET CORP COMMON STOCK 316869106 1,427 55,198 SH 51,351 3,847 FIRST AVENUE NETWORKS INC COMMON STOCK 31865X106 7,830 1,500,000 SH 1,395,450 104,550 FIRST DATA CORP COMMON STOCK 319963104 145,537 3,383,800 SH 3,104,339 279,461 FMC CORP COMMON STOCK 302491303 2,637 49,600 SH 45,504 4,096 FREDDIE MAC COMMON STOCK 313400301 216,962 3,320,000 SH 3,045,808 274,192 FUELCELL ENERGY INC COMMON STOCK 35952H106 1,521 179,600 SH 167,082 12,518 GARTNER INC COMMON STOCK 366651107 258 20,000 SH 18,606 1,394 GERON CORP COMMON STOCK 374163103 3,816 443,200 SH 412,309 30,891 GLAXOSMITHKLINE PLC-ADR COMMON STOCK 37733W105 2,525 100,000 SH PUT 65,000 35,000 GTECH HOLDINGS CORP COMMON STOCK 400518106 20,479 645,200 SH 591,914 53,286 GYMBOREE CORP COMMON STOCK 403777105 3,016 128,886 SH 119,903 8,983 HARRAH'S ENTERTAINMENT INC COMMON STOCK 413619107 169,884 2,383,000 SH 2,186,193 196,807 HASBRO INC COMMON STOCK 418056107 42,106 2,086,500 SH 1,914,180 172,320 HEALTHAXIS INC COMMON STOCK 42219D308 90 73,369 SH 67,310 6,059 HOMESTORE INC COMMON STOCK 437852106 10,140 1,988,196 SH 1,835,345 152,851 HOSPIRA INC COMMON STOCK 441060100 42,780 1,000,000 SH 917,412 82,588 HUDSON UNITED BANCORP COMMON STOCK 444165104 5,135 123,203 SH 80,082 43,121 INCO LTD-W/I COMMON STOCK 453258402 1,481 34,000 SH 22,100 11,900 INTERNATIONAL COAL GROUP INC COMMON STOCK 45928H106 6,720 707,400 SH 639,879 67,521 INTERNATIONAL PAPER CO COMMON STOCK 460146103 10,083 300,000 SH CALL 275,200 24,800 INTERPUBLIC GROUP OF COS INC COMMON STOCK 460690100 40,833 4,231,400 SH 3,881,937 349,463 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 243,715 2,964,900 SH 2,720,035 244,865 INTL GAME TECHNOLOGY COMMON STOCK 459902102 17,689 574,700 SH 527,237 47,463 INTROGEN THERAPEUTICS INC COMMON STOCK 46119F107 343 65,000 SH 42,250 22,750 JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 84,301 4,525,000 SH 4,151,289 373,711 K&F INDUSTRIES HOLDINGS INC COMMON STOCK 482241106 2,802 182,400 SH 169,687 12,713 KANSAS CITY SOUTHERN COMMON STOCK 485170302 5,812 237,900 SH 218,252 19,648 KERYX BIOPHARMACEUTICALS COMMON STOCK 492515101 13,176 900,000 SH 837,270 62,730 KNIGHT CAPITAL GROUP INC-A COMMON STOCK 499005106 21,450 2,168,907 SH 1,991,581 177,326
COLUMN 1 COLUMN 7 COLUMN 8 - -------- -------- ------------------------ Voting Authority ------------------------ NAME OF ISSUER Managers Sole Shared None - -------------- -------- --------- ------ ------- COUNTRYWIDE FINANCIAL CORP 1 224,766 20,234 COVANTA HOLDING CORP 1 358,938 32,312 CROWN CASTLE INTL CORP 1 919,981 82,819 CROWN HOLDINGS INC 1 910,164 81,936 CV THERAPEUTICS INC 1 186,060 13,940 CVS CORP 1 5,393,740 485,560 CYPRESS BIOSCIENCE INC 1 614,556 46,044 CYTYC CORPORATION 1 912,825 82,175 DAVITA INC 1 94,218 8,482 DEL MONTE FOODS CO 1 152,474 13,726 DEVON ENERGY CORPORATION 1 666,317 127,283 DEVON ENERGY CORPORATION 1 150,000 350,000 DIEBOLD INC 1 53,394 4,806 DIGENE CORP 1 261,228 19,572 DIGITAS INC 1 202,899 15,201 DOW JONES & CO INC 1 1,318,688 118,712 DPL INC 1 1,499,327 134,973 E*TRADE FINANCIAL CORP 1 2,451,783 220,717 ECLIPSYS CORP 1 1,504,447 135,434 EL PASO ELECTRIC CO 1 1,124,564 101,236 ELAN CORP PLC -SPONS ADR 1 917,600 82,400 ELECTRONIC DATA SYSTEMS CORP 1 1,921,886 173,014 EMAGEON INC 1 395,377 29,623 EMDEON CORP 1 1,012,775 91,173 EMMIS COMMUNICATIONS -CL A 1 422,635 31,665 ENSCO INTERNATIONAL INC 1 427,606 38,494 EVERGREEN SOLAR INC 1 209,318 15,682 EW SCRIPPS CO-CL A 1 219,962 19,802 FAIRFAX FINANCIAL HLDGS LTD 1 37,616 3,386 FEDERATED DEPARTMENT STORES 1 3,009,020 270,880 FIFTH THIRD BANCORP 1 727,691 65,509 FILENET CORP 1 51,351 3,847 FIRST AVENUE NETWORKS INC 1 1,395,450 104,550 FIRST DATA CORP 1 3,104,339 279,461 FMC CORP 1 45,504 4,096 FREDDIE MAC 1 3,045,808 274,192 FUELCELL ENERGY INC 1 167,082 12,518 GARTNER INC 1 18,606 1,394 GERON CORP 1 412,309 30,891 GLAXOSMITHKLINE PLC-ADR 1 65,000 35,000 GTECH HOLDINGS CORP 1 591,914 53,286 GYMBOREE CORP 1 119,903 8,983 HARRAH'S ENTERTAINMENT INC 1 2,186,193 196,807 HASBRO INC 1 1,914,180 172,320 HEALTHAXIS INC 1 67,310 6,059 HOMESTORE INC 1 1,835,345 152,851 HOSPIRA INC 1 917,412 82,588 HUDSON UNITED BANCORP 1 80,082 43,121 INCO LTD-W/I 1 22,100 11,900 INTERNATIONAL COAL GROUP INC 1 639,879 67,521 INTERNATIONAL PAPER CO 1 275,200 24,800 INTERPUBLIC GROUP OF COS INC 1 3,881,937 349,463 INTL BUSINESS MACHINES CORP 1 2,720,035 244,865 INTL GAME TECHNOLOGY 1 527,237 47,463 INTROGEN THERAPEUTICS INC 1 42,250 22,750 JANUS CAPITAL GROUP INC 1 4,151,289 373,711 K&F INDUSTRIES HOLDINGS INC 1 169,687 12,713 KANSAS CITY SOUTHERN 1 218,252 19,648 KERYX BIOPHARMACEUTICALS 1 837,270 62,730 KNIGHT CAPITAL GROUP INC-A 1 1,991,581 177,326
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 - -------- -------------- --------- ------------ ------------------------------- --------------------------- Investment Discretion --------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(x1000) SHRS OR PRN AMT SH/PRN PUT/CALL shared-defined shared-other - -------------- -------------- --------- ------------ --------------- ------ -------- -------------- ------------ KNIGHT RIDDER INC COMMON STOCK 499040103 9,178 145,000 SH 133,025 11,975 LATTICE SEMICONDUCTOR CORP COMMON STOCK 518415104 864 200,000 SH 186,060 13,940 LEGG MASON INC COMMON STOCK 524901105 76,290 637,400 SH 584,758 52,642 MACQUARIE INFRASTRUCTURE CO COMMON STOCK 55607X108 1,247 40,500 SH 26,325 14,175 MARSH & MCLENNAN COS COMMON STOCK 571748102 106,396 3,350,000 SH 3,073,330 276,670 MATRIXONE INC COMMON STOCK 57685P304 251 50,400 SH 46,887 3,513 MAXTOR CORP COMMON STOCK 577729205 14,421 2,078,000 SH 1,906,382 171,618 MCDATA CORPORATION -CL B COMMON STOCK 580031102 690 200,000 SH 186,060 13,940 MCDERMOTT INTL INC COMMON STOCK 580037109 28,903 647,900 SH 594,391 53,509 MCDONALD'S CORP COMMON STOCK 580135101 291,597 8,647,600 SH 7,933,412 714,188 MCF CORP COMMON STOCK 580395101 493 627,963 SH 627,963 0 MCKESSON CORP COMMON STOCK 58155Q103 104,449 2,024,600 SH 1,857,393 167,207 MELLON FINANCIAL CORP COMMON STOCK 58551A108 47,816 1,396,100 SH 1,280,799 115,301 MERCURY INTERACTIVE CORP COMMON STOCK 589405109 46,712 1,680,900 SH 1,542,078 138,822 MIDAS INC COMMON STOCK 595626102 764 41,600 SH 38,701 2,899 MILLIPORE CORP COMMON STOCK 601073109 6,802 103,000 SH 94,493 8,507 MOBILITY ELECTRONICS INC COMMON STOCK 60741U101 1,449 150,000 SH 139,545 10,455 MONSANTO CO COMMON STOCK 61166W101 7,753 100,000 SH 91,741 8,259 MORGAN STANLEY COMMON STOCK 617446448 116,635 2,055,600 SH 1,885,832 169,768 MYLAN LABORATORIES INC COMMON STOCK 628530107 5,361 268,600 SH 246,417 22,183 NEENAH PAPER INC COMMON STOCK 640079109 3,217 114,900 SH 106,891 8,009 NEKTAR THERAPEUTICS COMMON STOCK 640268108 28,259 1,716,800 SH 1,575,013 141,787 NEWPORT CORP COMMON STOCK 651824104 5,082 375,300 SH 349,142 26,158 NII HOLDINGS INC COMMON STOCK 62913F201 51,175 1,171,600 SH 1,074,840 96,760 NOVELL INC COMMON STOCK 670006105 180,587 20,451,520 SH 18,762,470 1,689,050 NRG ENERGY INC COMMON STOCK 629377508 24,747 525,200 SH 481,825 43,375 NTL INC COMMON STOCK 62940M104 353,749 5,196,081 SH 4,766,947 429,134 NTL INC COMMON STOCK 62940M104 17,020 250,000 SH CALL 229,300 20,700 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 2,021 25,300 SH 23,211 2,089 OFFICE DEPOT INC COMMON STOCK 676220106 191,443 6,096,900 SH 5,593,369 503,531 OFFICEMAX INC COMMON STOCK 67622P101 134,710 5,311,900 SH 4,873,201 438,699 OPTION CARE INC COMMON STOCK 683948103 3,625 271,300 SH 252,390 18,910 OSI PHARMACEUTICALS INC COMMON STOCK 671040103 8,362 298,200 SH 273,572 24,628 PALM INC COMMON STOCK 696643105 8,719 274,188 SH 251,543 22,645 PANACOS PHARMACEUTICALS INC COMMON STOCK 69811Q106 2,025 292,200 SH 271,834 20,366 PEGASUS SOLUTIONS INC COMMON STOCK 705906105 11,067 1,233,800 SH 1,147,803 85,997 PEP BOYS-MANNY MOE & JACK COMMON STOCK 713278109 29,052 1,951,100 SH 1,789,962 161,138 PERKINELMER INC COMMON STOCK 714046109 12,369 525,000 SH 481,641 43,359 PHELPS DODGE CORP COMMON STOCK 717265102 12,315 85,600 SH 78,531 7,069 PIONEER NATURAL RESOURCES CO COMMON STOCK 723787107 21,021 410,000 SH 376,139 33,861 PLACER DOME INC COMMON STOCK 725906101 4,403 192,000 SH 124,800 67,200 POGO PRODUCING CO COMMON STOCK 730448107 4,981 100,000 SH 91,741 8,259 PRICE COMMUNICATIONS CORP COMMON STOCK 741437305 149 10,000 SH 6,500 3,500 PRIMEDIA INC COMMON STOCK 74157K101 382 237,300 SH 220,760 16,540 PROCTER & GAMBLE CO COMMON STOCK 742718109 20,623 356,300 SH 326,875 29,425 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 51,354 2,342,388 SH 2,123,281 219,107 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 175,400 2,396,505 SH 2,269,035 127,470 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 256,165 3,500,000 SH CALL 3,212,600 287,400 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 36,595 500,000 SH PUT 458,700 41,300 R.H. DONNELLEY CORP COMMON STOCK 74955W307 18,800 305,100 SH 279,902 25,198 RCN CORP COMMON STOCK 749361200 165,280 7,048,205 SH 6,427,303 620,902 REALNETWORKS INC COMMON STOCK 75605L104 41,716 5,375,792 SH 4,939,133 436,659 REDBACK NETWORKS INC COMMON STOCK 757209507 2,812 200,000 SH 186,060 13,940 RELIANT ENERGY INC COMMON STOCK 75952B105 9,930 962,200 SH 882,733 79,467 REMINGTON OIL & GAS CORP COMMON STOCK 759594302 10,045 275,200 SH 252,472 22,728 RITE AID CORP COMMON STOCK 767754104 53,196 15,286,200 SH 14,023,743 1,262,457 S1 CORPORATION COMMON STOCK 78463B101 870 200,000 SH 186,060 13,940 SAKS INCORPORATED COMMON STOCK 79377W108 3,490 207,000 SH 189,904 17,096 SARA LEE CORP COMMON STOCK 803111103 14,863 786,400 SH 721,453 64,947 SEARS HOLDINGS CORP COMMON STOCK 812350106 34,659 300,000 SH 275,224 24,776
COLUMN 1 COLUMN 7 COLUMN 8 - -------- -------- --------------------------- Voting Authority --------------------------- NAME OF ISSUER Managers Sole Shared None - -------------- -------- ---------- ------ --------- KNIGHT RIDDER INC 1 133,025 11,975 LATTICE SEMICONDUCTOR CORP 1 186,060 13,940 LEGG MASON INC 1 584,758 52,642 MACQUARIE INFRASTRUCTURE CO 1 26,325 14,175 MARSH & MCLENNAN COS 1 3,073,330 276,670 MATRIXONE INC 1 46,887 3,513 MAXTOR CORP 1 1,906,382 171,618 MCDATA CORPORATION -CL B 1 186,060 13,940 MCDERMOTT INTL INC 1 594,391 53,509 MCDONALD'S CORP 1 7,933,412 714,188 MCF CORP 1 627,963 0 MCKESSON CORP 1 1,857,393 167,207 MELLON FINANCIAL CORP 1 1,280,799 115,301 MERCURY INTERACTIVE CORP 1 1,542,078 138,822 MIDAS INC 1 38,701 2,899 MILLIPORE CORP 1 94,493 8,507 MOBILITY ELECTRONICS INC 1 139,545 10,455 MONSANTO CO 1 91,741 8,259 MORGAN STANLEY 1 1,885,832 169,768 MYLAN LABORATORIES INC 1 246,417 22,183 NEENAH PAPER INC 1 106,891 8,009 NEKTAR THERAPEUTICS 1 1,575,013 141,787 NEWPORT CORP 1 349,142 26,158 NII HOLDINGS INC 1 1,074,840 96,760 NOVELL INC 1 18,762,470 1,689,050 NRG ENERGY INC 1 481,825 43,375 NTL INC 1 4,766,947 429,134 NTL INC 1 229,300 20,700 OCCIDENTAL PETROLEUM CORP 1 23,211 2,089 OFFICE DEPOT INC 1 5,593,369 503,531 OFFICEMAX INC 1 4,873,201 438,699 OPTION CARE INC 1 252,390 18,910 OSI PHARMACEUTICALS INC 1 273,572 24,628 PALM INC 1 251,543 22,645 PANACOS PHARMACEUTICALS INC 1 271,834 20,366 PEGASUS SOLUTIONS INC 1 1,147,803 85,997 PEP BOYS-MANNY MOE & JACK 1 1,789,962 161,138 PERKINELMER INC 1 481,641 43,359 PHELPS DODGE CORP 1 78,531 7,069 PIONEER NATURAL RESOURCES CO 1 376,139 33,861 PLACER DOME INC 1 124,800 67,200 POGO PRODUCING CO 1 91,741 8,259 PRICE COMMUNICATIONS CORP 1 6,500 3,500 PRIMEDIA INC 1 220,760 16,540 PROCTER & GAMBLE CO 1 326,875 29,425 PROGENICS PHARMACEUTICALS 1 2,123,281 219,107 PRUDENTIAL FINANCIAL INC 1 2,269,035 127,470 PRUDENTIAL FINANCIAL INC 1 3,212,600 287,400 PRUDENTIAL FINANCIAL INC 1 458,700 41,300 R.H. DONNELLEY CORP 1 279,902 25,198 RCN CORP 1 6,427,303 620,902 REALNETWORKS INC 1 4,939,133 436,659 REDBACK NETWORKS INC 1 186,060 13,940 RELIANT ENERGY INC 1 882,733 79,467 REMINGTON OIL & GAS CORP 1 252,472 22,728 RITE AID CORP 1 14,023,743 1,262,457 S1 CORPORATION 1 186,060 13,940 SAKS INCORPORATED 1 189,904 17,096 SARA LEE CORP 1 721,453 64,947 SEARS HOLDINGS CORP 1 275,224 24,776
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 - -------- -------------- --------- ------------ ------------------------------- --------------------------- Investment Discretion --------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(x1000) SHRS OR PRN AMT SH/PRN PUT/CALL shared-defined shared-other - -------------- -------------- --------- ------------ --------------- ------ -------- -------------- ------------ SEATTLE GENETICS INC /WA COMMON STOCK 812578102 2,078 440,246 SH 409,561 30,685 SEPRACOR INC COMMON STOCK 817315104 54,216 1,050,700 SH 963,925 86,775 SERVICES ACQUISITION-UNITS COMMON STOCK 817628209 4,938 625,000 SH 573,383 51,617 SIEBEL SYSTEMS INC COMMON STOCK 826170102 340,649 32,227,900 SH 29,566,262 2,661,638 SIX FLAGS INC COMMON STOCK 83001P109 728 94,400 SH 87,820 6,580 SOUTHERN UNION CO COMMON STOCK 844030106 92,465 3,913,043 SH 3,589,873 323,170 SPECTRUM BRANDS INC COMMON STOCK 84762L105 3,079 151,600 SH 139,744 11,856 SYMANTEC CORP COMMON STOCK 871503108 3,907 223,264 SH 204,825 18,439 SYMBOL TECHNOLOGIES INC COMMON STOCK 871508107 70,465 5,496,500 SH 5,042,555 453,945 TELLABS INC COMMON STOCK 879664100 40,489 3,714,600 SH 3,407,819 306,781 TEMPLE-INLAND INC COMMON STOCK 879868107 37,351 832,800 SH 764,021 68,779 TERAYON COMMUNICATION SYS COMMON STOCK 880775101 5,834 2,525,530 SH 2,349,500 176,030 THERAVANCE INC COMMON STOCK 88338T104 4,273 189,750 SH 182,730 7,020 TIBCO SOFTWARE INC COMMON STOCK 88632Q103 24,039 3,218,100 SH 2,952,324 265,776 TIME WARNER INC COMMON STOCK 887317105 282,619 16,205,200 SH 14,866,845 1,338,355 TIVO INC COMMON STOCK 888706108 17,371 3,392,759 SH 3,156,284 236,475 TRANSACTION SYSTEMS ARCHITEC COMMON STOCK 893416107 5,859 203,500 SH 189,316 14,184 TRANSOCEAN INC COMMON STOCK G90078109 6,091 87,400 SH 80,182 7,218 TREEHOUSE FOODS INC COMMON STOCK 89469A104 14,712 785,900 SH 731,123 54,777 TRUMP ENTERTAINMENT RESORTS COMMON STOCK 89816T103 4,986 247,700 SH 230,435 17,265 TXU CORP COMMON STOCK 873168108 156,472 3,117,600 SH 2,860,124 257,476 TYCO INTERNATIONAL LTD COMMON STOCK 902124106 76,003 2,633,500 SH 2,416,004 217,496 TYCO INTERNATIONAL LTD COMMON STOCK 902124106 86,580 3,000,000 SH CALL 2,752,200 247,800 UNIFIRST CORP/MA COMMON STOCK 904708104 1,555 50,000 SH 46,515 3,485 UNISYS CORP COMMON STOCK 909214108 108,830 18,667,300 SH 17,125,605 1,541,695 UNUMPROVIDENT CORP COMMON STOCK 91529Y106 9,120 400,900 SH 367,791 33,109 US AIRWAYS GROUP INC COMMON STOCK 90341W108 151,723 4,806,061 SH 4,410,108 395,953 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 12,801 425,000 SH PUT 276,200 148,800 VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 20,038 724,181 SH 666,809 57,372 WASHINGTON MUTUAL INC COMMON STOCK 939322103 41,760 960,000 SH CALL 875,700 84,300 WEBMD HEALTH CORP-CLASS A COMMON STOCK 94770V102 8,715 300,000 SH 279,090 20,910 WEBMETHODS INC COMMON STOCK 94768C108 3,345 433,800 SH 403,564 30,236 WENDY'S INTERNATIONAL INC COMMON STOCK 950590109 209,861 3,797,700 SH 3,484,056 313,644 WESTCORP COMMON STOCK 957907108 7,833 117,600 SH 76,440 41,160 WESTERN GAS RESOURCES INC COMMON STOCK 958259103 35,318 750,000 SH 688,059 61,941 WEYERHAEUSER CO COMMON STOCK 962166104 31,359 472,700 SH 433,661 39,039 WILLIAMS COS INC COMMON STOCK 969457100 119,084 5,139,563 SH 4,715,097 424,466 WR GRACE & CO COMMON STOCK 38388F108 18,038 1,918,900 SH 1,760,422 158,478 XEROX CORP COMMON STOCK 984121103 73,602 5,024,000 SH 4,609,078 414,922 YAHOO! INC COMMON STOCK 984332106 179,715 4,586,900 SH 4,208,077 378,823 Grand Total 10,021,298 433,200,080 396,830,231 36,369,849
COLUMN 1 COLUMN 7 COLUMN 8 - -------- -------- ----------------------------- Voting Authority ----------------------------- NAME OF ISSUER Managers Sole Shared None - -------------- -------- ----------- ------ ---------- SEATTLE GENETICS INC /WA 1 409,561 30,685 SEPRACOR INC 1 963,925 86,775 SERVICES ACQUISITION-UNITS 1 573,383 51,617 SIEBEL SYSTEMS INC 1 29,566,262 2,661,638 SIX FLAGS INC 1 87,820 6,580 SOUTHERN UNION CO 1 3,589,873 323,170 SPECTRUM BRANDS INC 1 139,744 11,856 SYMANTEC CORP 1 204,825 18,439 SYMBOL TECHNOLOGIES INC 1 5,042,555 453,945 TELLABS INC 1 3,407,819 306,781 TEMPLE-INLAND INC 1 764,021 68,779 TERAYON COMMUNICATION SYS 1 2,349,500 176,030 THERAVANCE INC 1 182,730 7,020 TIBCO SOFTWARE INC 1 2,952,324 265,776 TIME WARNER INC 1 14,866,845 1,338,355 TIVO INC 1 3,156,284 236,475 TRANSACTION SYSTEMS ARCHITEC 1 189,316 14,184 TRANSOCEAN INC 1 80,182 7,218 TREEHOUSE FOODS INC 1 731,123 54,777 TRUMP ENTERTAINMENT RESORTS 1 230,435 17,265 TXU CORP 1 2,860,124 257,476 TYCO INTERNATIONAL LTD 1 2,416,004 217,496 TYCO INTERNATIONAL LTD 1 2,752,200 247,800 UNIFIRST CORP/MA 1 46,515 3,485 UNISYS CORP 1 17,125,605 1,541,695 UNUMPROVIDENT CORP 1 367,791 33,109 US AIRWAYS GROUP INC 1 4,410,108 395,953 VERIZON COMMUNICATIONS INC 1 276,200 148,800 VERTEX PHARMACEUTICALS INC 1 666,809 57,372 WASHINGTON MUTUAL INC 1 875,700 84,300 WEBMD HEALTH CORP-CLASS A 1 279,090 20,910 WEBMETHODS INC 1 403,564 30,236 WENDY'S INTERNATIONAL INC 1 3,484,056 313,644 WESTCORP 1 76,440 41,160 WESTERN GAS RESOURCES INC 1 688,059 61,941 WEYERHAEUSER CO 1 433,661 39,039 WILLIAMS COS INC 1 4,715,097 424,466 WR GRACE & CO 1 1,760,422 158,478 XEROX CORP 1 4,609,078 414,922 YAHOO! INC 1 4,208,077 378,823 Grand Total 396,830,231 36,369,849
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