-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QvUs74YWeEk+UvASaoB2QZRRTdzeaOe4iZINfrxeMGpV/9BOunZw30E9IWL9LQKg 5ydzc7XrPiQXU8UYvqt+OQ== 0001193125-06-114041.txt : 20060517 0001193125-06-114041.hdr.sgml : 20060517 20060516185831 ACCESSION NUMBER: 0001193125-06-114041 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060517 DATE AS OF CHANGE: 20060516 EFFECTIVENESS DATE: 20060517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 06847407 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR/A 1 d13fhra.txt AMENDMENT TO FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: March 31, 2006 Check here if Amendment [X]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 May 15,2006 - ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers............ 1. Form 13F Information Table Entry Total....... 230 Form 13F Information Table Value Total....... $10,785,211 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As March 31, 2006
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- -------- --------- -------- ------------------- -------------------- -------- --------------------------- Investment Discretion Voting Authority -------------------- --------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - -------------- -------- --------- -------- ---------- --- ---- ---------- --------- -------- ---------- ------ --------- ACQUICOR TECHNOLOGY COMMON INC-UNIT......... STOCK 00489A206 7,872 1,200,000 SH 1,116,360 83,640 1 1,116,360 83,640 ACTIVIDENTITY COMMON CORP............. STOCK 00506P103 1,120 267,369 SH 248,733 18,636 1 248,733 18,636 ACTIVISION INC..... COMMON STOCK 004930202 4,604 333,876 SH 306,229 27,647 1 306,229 27,647 ACUSPHERE INC...... COMMON STOCK 00511R870 194 29,000 SH 26,979 2,021 1 26,979 2,021 ADAMS RESPIRATORY COMMON THERA INC........ STOCK 00635P107 2,983 75,000 SH 69,772 5,228 1 69,772 5,228 ADAPTEC INC........ COMMON STOCK 00651F108 3,454 624,561 SH 581,029 43,532 1 581,029 43,532 ADVANCED MEDICAL COMMON OPTICS........... STOCK 00763M108 21,240 455,400 SH 417,689 37,711 1 417,689 37,711 AES CORP........... COMMON STOCK 00130H105 147,155 8,625,738 SH 7,911,458 714,280 1 7,911,458 714,280 AETHER HOLDINGS COMMON INC.............. STOCK 00809C106 1,636 424,834 SH 395,223 29,611 1 395,223 29,611 AGERE SYSTEMS COMMON INC.............. STOCK 00845V308 82,756 5,502,400 SH 5,046,758 455,642 1 5,046,758 455,642 AGILENT TECHNOLOGIES COMMON INC.............. STOCK 00846U101 4,638 123,520 SH 113,291 10,229 1 113,291 10,229 AK STEEL HOLDING COMMON CORP............. STOCK 001547108 9,750 650,000 SH 596,175 53,825 1 596,175 53,825 AKAMAI COMMON TECHNOLOGIES..... STOCK 00971T101 29,667 902,000 SH 827,307 74,693 1 827,307 74,693 ALLEGHENY ENERGY COMMON INC.............. STOCK 017361106 51,962 1,535,065 SH 1,407,949 127,116 1 1,407,949 127,116 ALLSTATE CORP...... COMMON STOCK 020002101 169,358 3,250,000 SH CALL 2,982,400 267,600 1 2,982,400 267,600 ALLTEL CORP........ COMMON STOCK 020039103 187,594 2,897,200 SH 2,657,289 239,911 1 2,657,289 239,911 ALNYLAM PHARMACEUTICALS COMMON INC.............. STOCK 02043Q107 3,958 225,000 SH 209,318 15,682 1 209,318 15,682 ALTIRIS INC........ COMMON STOCK 02148M100 2,916 132,500 SH 123,265 9,235 1 123,265 9,235 ALTRIA GROUP INC... COMMON STOCK 02209S103 486,829 6,870,300 SH 6,301,385 568,915 1 6,301,385 568,915 AMDOCS LTD......... COMMON STOCK G02602103 51,526 1,428,900 SH 1,310,576 118,324 1 1,310,576 118,324 AMERICAN STANDARD COS COMMON INC.............. STOCK 029712106 5,066 118,200 SH 108,412 9,788 1 108,412 9,788 AMERICAN TOWER COMMON CORP-CL A........ STOCK 029912201 189,564 6,252,095 SH 5,734,371 517,724 1 5,734,371 517,724 AMR CORP........... COMMON STOCK 001765106 13,525 500,000 SH CALL 458,400 41,600 1 458,400 41,600 ANADIGICS INC...... COMMON STOCK 032515108 7,331 928,000 SH 863,318 64,682 1 863,318 64,682 APPLIED MICRO COMMON CIRCUITS CORP.... STOCK 03822W109 13,036 3,203,000 SH 2,937,766 265,234 1 2,937,766 265,234 AQUILA INC......... COMMON STOCK 03840P102 8,495 2,129,100 SH 1,954,414 174,686 1 1,954,414 174,686 ARIAD PHARMACEUTICALS COMMON INC.............. STOCK 04033A100 1,974 300,000 SH 279,090 20,910 1 279,090 20,910 ART TECHNOLOGY COMMON GROUP INC........ STOCK 04289L107 462 143,936 SH 60,605 83,331 1 60,605 83,331 ATMEL CORP......... COMMON STOCK 049513104 149,656 31,706,850 SH 29,114,788 2,592,062 1 29,114,788 2,592,062 AVANEX CORP........ COMMON STOCK 05348W109 2,600 800,000 SH 744,240 55,760 1 744,240 55,760 AVAYA INC.......... COMMON STOCK 053499109 11,662 1,032,000 SH 946,542 85,458 1 946,542 85,458 BALLY TECHNOLOGIES COMMON INC.............. STOCK 05874B107 42,854 2,522,300 SH 2,315,520 206,780 1 2,315,520 206,780 BANK OF NEW YORK COMMON CO INC........... STOCK 064057102 69,341 1,924,000 SH 1,764,677 159,323 1 1,764,677 159,323 BEA SYSTEMS INC.... COMMON STOCK 073325102 2,395 182,418 SH 167,312 15,106 1 167,312 15,106 BEARINGPOINT INC... COMMON STOCK 074002106 11,784 1,388,000 SH 1,273,063 114,937 1 1,273,063 114,937 BIOGEN IDEC INC.... COMMON STOCK 09062X103 115,626 2,454,900 SH 2,251,615 203,285 1 2,251,615 203,285 BISYS GROUP COMMON INC/THE.......... STOCK 055472104 33,623 2,494,300 SH 2,287,752 206,548 1 2,287,752 206,548 BORDERS GROUP COMMON INC.............. STOCK 099709107 22,327 884,585 SH 811,334 73,251 1 811,334 73,251 BOSTON SCIENTIFIC COMMON CORP............. STOCK 101137107 87,685 3,804,100 SH 3,489,090 315,010 1 3,489,090 315,010 BP PLC-SPONS ADR... COMMON STOCK 055622104 33,287 2,900,000 SH CALL 1,885,000 1,015,000 1 1,885,000 1,015,000 BROADWING CORP..... COMMON STOCK 11161E101 12,127 919,900 SH 855,783 64,117 1 855,783 64,117 BROOKFIELD ASSET COMMON MANAGE-CL A...... STOCK 112585104 4,069 73,900 SH 67,781 6,119 1 67,781 6,119 CABLEVISION SYSTEMS-NY COMMON GRP-A............ STOCK 12686C109 9,802 367,100 SH 336,701 30,399 1 336,701 30,399 CARDINAL HEALTH COMMON INC.............. STOCK 14149Y108 93,150 1,250,000 SH 1,146,490 103,510 1 1,146,490 103,510 CBRL GROUP INC..... COMMON STOCK 12489V106 50,826 1,157,501 SH 1,061,651 95,850 1 1,061,651 95,850 CENTRAL EUROPEAN COMMON MEDIA ENT-A...... STOCK G20045202 5,990 87,300 SH 81,215 6,085 1 81,215 6,085 CHARTER COMMUNICATIONS-CL COMMON A................ STOCK 16117M107 7,576 6,950,000 SH 6,379,455 570,545 1 6,379,455 570,545 CHESAPEAKE ENERGY COMMON CORP............. STOCK 165167107 1,571 50,000 SH 45,860 4,140 1 45,860 4,140 CHICAGO MERCANTILE COMMON EXCHANGE......... STOCK 167760107 6,713 15,000 SH 9,827 5,173 1 9,827 5,173 CIENA CORP......... COMMON STOCK 171779101 10,420 2,000,000 SH 1,834,384 165,616 1 1,834,384 165,616 CIRCUIT CITY STORES COMMON INC.............. STOCK 172737108 122,779 5,015,473 SH 4,600,152 415,321 1 4,600,152 415,321 CKX INC............ COMMON STOCK 12562M106 2,401 183,700 SH 170,896 12,804 1 170,896 12,804 CLEAR CHANNEL COMMON COMMUNICATIONS... STOCK 184502102 4,035 139,100 SH 127,581 11,519 1 127,581 11,519 CMS ENERGY CORP.... COMMON STOCK 125896100 5,530 427,000 SH 391,641 35,359 1 391,641 35,359 CNET NETWORKS COMMON INC.............. STOCK 12613R104 43,491 3,060,557 SH 2,811,561 248,996 1 2,811,561 248,996 COMVERSE TECHNOLOGY COMMON INC.............. STOCK 205862402 120,023 5,100,855 SH 4,678,463 422,392 1 4,678,463 422,392 CONOR MEDSYSTEMS COMMON INC.............. STOCK 208264101 39,158 1,331,900 SH 1,223,330 108,570 1 1,223,330 108,570 CONVERSION SERVICES COMMON INTERNAT......... STOCK 21254R208 1,147 1,437,490 SH 1,437,490 0 1 1,437,490 0 COUNTRYWIDE COMMON FINANCIAL CORP... STOCK 222372104 8,992 245,000 SH 224,712 20,288 1 224,712 20,288 COVANTA HOLDING COMMON CORP............. STOCK 22282E102 16,161 969,450 SH 889,172 80,278 1 889,172 80,278 CROWN CASTLE INTL COMMON CORP............. STOCK 228227104 28,350 1,000,000 SH PUT 917,200 82,800 1 917,200 82,800 CROWN CASTLE INTL COMMON CORP............. STOCK 228227104 53,970 1,903,700 SH 1,746,058 157,642 1 1,746,058 157,642 CV THERAPEUTICS COMMON INC.............. STOCK 126667104 4,416 200,000 SH 186,060 13,940 1 186,060 13,940
CVS CORP.............. COMMON STOCK 126650100 175,615 5,879,300 SH 5,392,447 486,853 1 5,392,447 486,853 CYPRESS BIOSCIENCE INC................. COMMON STOCK 232674507 4,162 660,600 SH 614,556 46,044 1 614,556 46,044 CYTYC CORPORATION..... COMMON STOCK 232946103 28,039 995,000 SH 912,606 82,394 1 912,606 82,394 DAVITA INC............ COMMON STOCK 23918K108 63,245 1,050,400 SH 963,419 86,981 1 963,419 86,981 DIEBOLD INC........... COMMON STOCK 253651103 3,214 78,200 SH 71,725 6,475 1 71,725 6,475 DIGITAS INC........... COMMON STOCK 25388K104 3,141 218,100 SH 202,899 15,201 1 202,899 15,201 DOW JONES & CO INC.... COMMON STOCK 260561105 57,747 1,469,400 SH 1,347,722 121,678 1 1,347,722 121,678 DPL INC............... COMMON STOCK 233293109 44,126 1,634,300 SH 1,498,967 135,333 1 1,498,967 135,333 DST SYSTEMS INC....... COMMON STOCK 233326107 18,390 317,400 SH 291,117 26,283 1 291,117 26,283 DYNEGY INC-CL A....... COMMON STOCK 26816Q101 27,872 5,806,700 SH 5,325,859 480,841 1 5,325,859 480,841 E*TRADE FINANCIAL CORP................ COMMON STOCK 269246104 65,982 2,445,600 SH 2,243,085 202,515 1 2,243,085 202,515 ECLIPSYS CORP......... COMMON STOCK 278856109 14,770 625,581 SH 573,778 51,803 1 573,778 51,803 EL PASO ELECTRIC CO... COMMON STOCK 283677854 23,339 1,225,800 SH 1,124,294 101,506 1 1,124,294 101,506 ELECTRONIC ARTS INC................. COMMON STOCK 285512109 17,037 311,352 SH 285,570 25,782 1 285,570 25,782 ELECTRONIC DATA SYSTEMS CORP........ COMMON STOCK 285661104 178,157 6,640,200 SH 6,090,338 549,862 1 6,090,338 549,862 EMAGEON INC........... COMMON STOCK 29076V109 8,811 518,600 SH 482,454 36,146 1 482,454 36,146 EMMIS COMMUNICATIONS -CL A............... COMMON STOCK 291525103 7,269 454,300 SH 422,635 31,665 1 422,635 31,665 ENGELHARD CORP........ COMMON STOCK 292845104 75,002 1,893,500 SH 1,736,703 156,797 1 1,736,703 156,797 EOG RESOURCES INC..... COMMON STOCK 26875P101 86,400 1,200,000 SH PUT 1,100,600 99,400 1 1,100,600 99,400 EVERGREEN SOLAR INC................. COMMON STOCK 30033R108 3,234 210,000 SH 195,363 14,637 1 195,363 14,637 EW SCRIPPS CO-CL A.... COMMON STOCK 811054204 10,720 239,764 SH 219,910 19,854 1 219,910 19,854 FAIRFAX FINANCIAL HLDGS LTD........... COMMON STOCK 303901102 4,396 41,002 SH 37,607 3,395 1 37,607 3,395 FEDERATED DEPARTMENT STORES.............. COMMON STOCK 31410H101 98,550 1,350,000 SH PUT 1,238,200 111,800 1 1,238,200 111,800 FEDERATED DEPARTMENT STORES.............. COMMON STOCK 31410H101 239,433 3,279,900 SH 3,008,298 271,602 1 3,008,298 271,602 FEDEX CORP............ COMMON STOCK 31428X106 73,467 650,500 SH 596,634 53,866 1 596,634 53,866 FIDELITY NATIONAL FINL INC............ COMMON STOCK 316326107 23,098 650,100 SH 596,266 53,834 1 596,266 53,834 FIDELITY NATIONAL INFORMATIO.......... COMMON STOCK 31620M106 31,345 773,000 SH 708,990 64,010 1 708,990 64,010 FIRST AVENUE NETWORKS INC........ COMMON STOCK 31865X106 13,215 1,500,000 SH 1,395,450 104,550 1 1,395,450 104,550 FIRST DATA CORP....... COMMON STOCK 319963104 317,735 6,786,300 SH 6,224,340 561,960 1 6,224,340 561,960 FISHER SCIENTIFIC INTL INC................. COMMON STOCK 338032204 41,408 608,500 SH 558,111 50,389 1 558,111 50,389 FMC CORP.............. COMMON STOCK 302491303 25,926 418,300 SH 383,661 34,639 1 383,661 34,639 FREDDIE MAC........... COMMON STOCK 313400301 146,107 2,395,200 SH 2,196,858 198,342 1 2,196,858 198,342 FUELCELL ENERGY INC................. COMMON STOCK 35952H106 2,060 179,600 SH 167,082 12,518 1 167,082 12,518 FUNDTECH LTD.......... COMMON STOCK M47095100 400 35,000 SH 32,561 2,439 1 32,561 2,439 GAP INC/THE........... COMMON STOCK 364760108 77,711 4,160,100 SH 3,815,610 344,490 1 3,815,610 344,490 GERON CORP............ COMMON STOCK 374163103 3,683 443,200 SH 412,309 30,891 1 412,309 30,891 GLATFELTER............ COMMON STOCK 377316104 1,191 65,000 SH 60,470 4,530 1 60,470 4,530 GLOBAL CASH ACCESS INC................. COMMON STOCK 378967103 124,530 8,237,863 SH 7,754,096 483,767 1 7,754,096 483,767 GTECH HOLDINGS CORP................ COMMON STOCK 400518106 21,969 645,200 SH 591,772 53,428 1 591,772 53,428 HARRAH'S ENTERTAINMENT INC................. COMMON STOCK 413619107 42,488 545,000 SH PUT 499,800 45,200 1 499,800 45,200 HARRAH'S ENTERTAINMENT INC................. COMMON STOCK 413619107 264,799 3,396,600 SH 3,115,334 281,266 1 3,115,334 281,266 HASBRO INC............ COMMON STOCK 418056107 44,025 2,086,500 SH 1,913,721 172,779 1 1,913,721 172,779 HEALTH NET INC........ COMMON STOCK 42222G108 7,161 140,900 SH 129,232 11,668 1 129,232 11,668 HEALTHAXIS INC........ COMMON STOCK 42219D308 121 73,369 SH 67,294 6,075 1 67,294 6,075 HEWITT ASSOCIATES INC-CL A............ COMMON STOCK 42822Q100 18,067 607,500 SH 557,194 50,306 1 557,194 50,306 HOMESTORE INC......... COMMON STOCK 437852106 13,043 1,988,196 SH 1,835,102 153,094 1 1,835,102 153,094 HOSPIRA INC........... COMMON STOCK 441060100 64,146 1,625,600 SH 1,490,987 134,613 1 1,490,987 134,613 HOT TOPIC INC......... COMMON STOCK 441339108 6,606 455,581 SH 423,827 31,754 1 423,827 31,754 ICONIX BRAND GROUP INC................. COMMON STOCK 451055107 2,981 204,900 SH 190,619 14,281 1 190,619 14,281 INTERNET CAPITAL GROUP INC........... COMMON STOCK 46059C205 4,586 486,883 SH 452,947 33,936 1 452,947 33,936 INTERPUBLIC GROUP OF COS INC............. COMMON STOCK 460690100 76,757 8,029,000 SH 7,364,135 664,865 1 7,364,135 664,865 INTL GAME TECHNOLOGY.......... COMMON STOCK 459902102 44,719 1,269,700 SH 1,164,559 105,141 1 1,164,559 105,141 INTROGEN THERAPEUTICS INC.... COMMON STOCK 46119F107 159 30,000 SH 19,500 10,500 1 19,500 10,500 JANUS CAPITAL GROUP INC................. COMMON STOCK 47102X105 72,985 3,150,000 SH 2,889,154 260,846 1 2,889,154 260,846 JDS UNIPHASE CORP..... COMMON STOCK 46612J101 20,850 5,000,000 SH 4,585,960 414,040 1 4,585,960 414,040 JONES APPAREL GROUP INC................. COMMON STOCK 480074103 53,617 1,515,900 SH 1,390,371 125,529 1 1,390,371 125,529 JUNIPER NETWORKS INC................. COMMON STOCK 48203R104 50,676 2,650,400 SH 2,430,925 219,475 1 2,430,925 219,475 K&F INDUSTRIES HOLDINGS INC........ COMMON STOCK 482241106 3,542 213,400 SH 198,526 14,874 1 198,526 14,874 KANSAS CITY SOUTHERN............ COMMON STOCK 485170302 33,226 1,345,200 SH 1,233,807 111,393 1 1,233,807 111,393 KERYX BIOPHARMACEUTICALS.. COMMON STOCK 492515101 17,199 900,000 SH 837,270 62,730 1 837,270 62,730 KNIGHT CAPITAL GROUP INC-A............... COMMON STOCK 499005106 101,532 7,288,717 SH 6,690,928 597,789 1 6,690,928 597,789 LEGG MASON INC........ COMMON STOCK 524901105 79,885 637,400 SH 584,618 52,782 1 584,618 52,782 LEXMARK INTERNATIONAL INC-A............... COMMON STOCK 529771107 740 16,300 SH 14,950 1,350 1 14,950 1,350 LIBERTY MEDIA CORP-A.............. COMMON STOCK 530718105 8,352 1,017,300 SH 933,060 84,240 1 933,060 84,240 LIZ CLAIBORNE INC..... COMMON STOCK 539320101 42,209 1,030,000 SH 944,708 85,292 1 944,708 85,292 MANOR CARE INC........ COMMON STOCK 564055101 51,548 1,162,300 SH 1,066,052 96,248 1 1,066,052 96,248 MARSH & MCLENNAN COS................. COMMON STOCK 571748102 80,643 2,746,700 SH 2,519,251 227,449 1 2,519,251 227,449 MCDATA CORPORATION -CL B............... COMMON STOCK 580031102 858 200,000 SH 186,060 13,940 1 186,060 13,940 MCDONALD'S CORP....... COMMON STOCK 580135101 86,168 2,507,800 SH 2,300,134 207,666 1 2,300,134 207,666 MCF CORP.............. COMMON STOCK 580395101 567 627,963 SH 627,963 0 1 627,963 0
MCKESSON CORP.... COMMON STOCK 58155Q103 139,427 2,674,600 SH 2,453,122 221,478 1 2,453,122 221,478 MEDCO HEALTH SOLUTIONS INC............ COMMON STOCK 58405U102 129,443 2,262,200 SH 2,074,872 187,328 1 2,074,872 187,328 MEDICINES COMPANY........ COMMON STOCK 584688105 10,285 500,000 SH 465,150 34,850 1 465,150 34,850 MELLON FINANCIAL CORP........... COMMON STOCK 58551A108 31,901 896,100 SH 821,896 74,204 1 821,896 74,204 MERCURY INTERACTIVE CORP........... COMMON STOCK 589405109 15,051 432,500 SH 396,685 35,815 1 396,685 35,815 MGM MIRAGE....... COMMON STOCK 552953101 21,545 500,000 SH PUT 458,600 41,400 1 458,600 41,400 MICHAELS STORES INC............ COMMON STOCK 594087108 18,474 491,600 SH 450,892 40,708 1 450,892 40,708 MIDAS INC........ COMMON STOCK 595626102 910 41,600 SH 38,701 2,899 1 38,701 2,899 MIRANT CORP...... COMMON STOCK 60467R100 198,922 7,956,881 SH 7,299,671 657,210 1 7,299,671 657,210 MONSANTO CO...... COMMON STOCK 61166W101 9,560 112,800 SH 103,459 9,341 1 103,459 9,341 MORGAN STANLEY........ COMMON STOCK 617446448 45,827 729,500 SH 669,091 60,409 1 669,091 60,409 MOTIENT CORP..... COMMON STOCK 619908304 87,579 4,378,944 SH 3,996,976 381,968 1 3,996,976 381,968 MRV COMMUNICATIONS INC............ COMMON STOCK 553477100 3,688 1,000,000 SH 930,300 69,700 1 930,300 69,700 MYLAN LABORATORIES INC............ COMMON STOCK 628530107 6,285 268,600 SH 246,358 22,242 1 246,358 22,242 NCR CORPORATION.... COMMON STOCK 62886E108 59,843 1,432,000 SH 1,313,419 118,581 1 1,313,419 118,581 NII HOLDINGS INC............ COMMON STOCK 62913F201 51,398 871,600 SH 799,425 72,175 1 799,425 72,175 NORTEL NETWORKS CORP........... COMMON STOCK 656568102 32,199 10,557,100 SH 9,682,888 874,212 1 9,682,888 874,212 NOVELL INC....... COMMON STOCK 670006105 84,133 10,954,799 SH 10,047,654 907,145 1 10,047,654 907,145 NRG ENERGY INC... COMMON STOCK 629377508 19,228 425,200 SH 389,990 35,210 1 389,990 35,210 NTL INC.......... COMMON STOCK 62941W101 7,278 250,000 SH CALL 229,300 20,700 1 229,300 20,700 NTL INC.......... COMMON STOCK 62941W101 407,383 13,994,613 SH 12,838,274 1,156,339 1 12,838,274 1,156,339 OCCIDENTAL PETROLEUM CORP........... COMMON STOCK 674599105 2,344 25,300 SH 23,205 2,095 1 23,205 2,095 OFFICE DEPOT INC............ COMMON STOCK 676220106 179,817 4,828,600 SH 4,428,753 399,847 1 4,428,753 399,847 OFFICEMAX INC.... COMMON STOCK 67622P101 168,687 5,591,200 SH 5,128,204 462,996 1 5,128,204 462,996 OPTION CARE INC............ COMMON STOCK 683948103 3,582 253,300 SH 235,645 17,655 1 235,645 17,655 ORACLE CORP...... COMMON STOCK 68389X105 726 53,000 SH CALL 34,400 18,600 1 34,400 18,600 OSI PHARMACEUTICALS INC............ COMMON STOCK 671040103 57,336 1,786,180 SH 1,641,812 144,368 1 1,641,812 144,368 PANACOS PHARMACEUTICALS INC............ COMMON STOCK 69811Q106 2,209 292,200 SH 271,834 20,366 1 271,834 20,366 PAR PHARMACEUTICAL COS INC........ COMMON STOCK 69888P106 2,818 100,000 SH 93,030 6,970 1 93,030 6,970 PDL BIOPHARMA INC............ COMMON STOCK 69329Y104 64,306 1,960,544 SH 1,798,195 162,349 1 1,798,195 162,349 PEGASUS SOLUTIONS INC............ COMMON STOCK 705906105 11,610 1,233,800 SH 1,147,803 85,997 1 1,147,803 85,997 PEP BOYS-MANNY MOE & JACK..... COMMON STOCK 713278109 26,637 1,762,900 SH 1,616,918 145,982 1 1,616,918 145,982 PETROLEO BRASILEIRO S.A.-ADR....... COMMON STOCK 71654V408 6,934 80,000 SH CALL 52,000 28,000 1 52,000 28,000 PHOENIX COMPANIES INC............ COMMON STOCK 71902E109 17,014 1,043,800 SH 959,621 84,179 1 959,621 84,179 PIONEER NATURAL RESOURCES CO... COMMON STOCK 723787107 25,223 570,000 SH 522,799 47,201 1 522,799 47,201 PMC--SIERRA INC............ COMMON STOCK 69344F106 20,823 1,694,301 SH 1,553,999 140,302 1 1,553,999 140,302 PNC FINANCIAL SERVICES GROUP.......... COMMON STOCK 693475105 74,041 1,100,000 SH 1,008,911 91,089 1 1,008,911 91,089 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 57,009 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 PRUDENTIAL FINANCIAL INC.. COMMON STOCK 744320102 154,554 2,038,705 SH 1,869,884 168,821 1 1,869,884 168,821 QUALCOMM INC..... COMMON STOCK 747525103 54,183 1,070,600 SH 981,946 88,654 1 981,946 88,654 QWEST COMMUNICATIONS INTL........... COMMON STOCK 749121109 54,773 8,054,800 SH 7,387,798 667,002 1 7,387,798 667,002 R.H. DONNELLEY CORP........... COMMON STOCK 74955W307 1,467 25,200 SH 23,113 2,087 1 23,113 2,087 RAMBUS INC....... COMMON STOCK 750917106 39,340 1,000,000 SH CALL 917,200 82,800 1 917,200 82,800 RAMBUS INC....... COMMON STOCK 750917106 39,340 1,000,000 SH PUT 917,200 82,800 1 917,200 82,800 RCN CORP......... COMMON STOCK 749361200 182,549 7,048,205 SH 6,427,303 620,902 1 6,427,303 620,902 REALNETWORKS INC............ COMMON STOCK 75605L104 30,366 3,680,773 SH 3,382,151 298,622 1 3,382,151 298,622 RITE AID CORP.... COMMON STOCK 767754104 88,793 22,198,200 SH 20,360,011 1,838,189 1 20,360,011 1,838,189 SAKS INC......... COMMON STOCK 79377W108 4,308 223,200 SH 204,717 18,483 1 204,717 18,483 SAPIENT CORPORATION.... COMMON STOCK 803062108 10,870 1,424,617 SH 1,307,735 116,882 1 1,307,735 116,882 SARA LEE CORP.... COMMON STOCK 803111103 100,250 5,606,800 SH 5,142,512 464,288 1 5,142,512 464,288 SEAGATE TECHNOLOGY..... COMMON STOCK G7945J104 15,798 600,000 SH 550,315 49,685 1 550,315 49,685 SEATTLE GENETICS INC /WA........ COMMON STOCK 812578102 3,433 665,246 SH 618,878 46,368 1 618,878 46,368 SERVICES ACQUISITION- UNITS.......... COMMON STOCK 817628209 9,181 625,000 SH 573,245 51,755 1 573,245 51,755 SINA CORP........ COMMON STOCK G81477104 21,366 765,797 SH 516,952 248,845 1 516,952 248,845 SIX FLAGS INC.... COMMON STOCK 83001P109 20,899 2,052,900 SH 1,895,015 157,885 1 1,895,015 157,885 SOUTHERN UNION CO............. COMMON STOCK 844030106 34,658 1,395,800 SH 1,280,217 115,583 1 1,280,217 115,583 SPECTRUM BRANDS INC............ COMMON STOCK 84762L105 3,293 151,600 SH 139,722 11,878 1 139,722 11,878 SPRINT NEXTEL CORP........... COMMON STOCK 852061100 115,470 4,468,643 SH 4,098,604 370,039 1 4,098,604 370,039 STATION CASINOS INC............ COMMON STOCK 857689103 5,969 75,200 SH 68,973 6,227 1 68,973 6,227 SUNCOR ENERGY INC............ COMMON STOCK 867229106 5,391 70,000 SH 64,203 5,797 1 64,203 5,797 SYMBOL TECHNOLOGIES INC............ COMMON STOCK 871508107 57,095 5,396,500 SH 4,949,627 446,873 1 4,949,627 446,873 TAKE-TWO INTERACTIVE SOFTWRE........ COMMON STOCK 874054109 6,209 332,720 SH 305,168 27,552 1 305,168 27,552 TALEO CORP-CLASS A.............. COMMON STOCK 87424N104 648 49,638 SH 46,178 3,460 1 46,178 3,460 TEJON RANCH CO... COMMON STOCK 879080109 2,556 52,300 SH 48,655 3,645 1 48,655 3,645 TELLABS INC...... COMMON STOCK 879664100 11,210 705,016 SH 646,635 58,381 1 646,635 58,381 TEMPLE-INLAND INC............ COMMON STOCK 879868107 37,101 832,800 SH 763,837 68,963 1 763,837 68,963 TERAYON COMMUNICATION SYS............ COMMON STOCK 880775101 4,622 2,525,530 SH 2,349,500 176,030 1 2,349,500 176,030 THE COOPER COS INC............ COMMON STOCK 216648402 12,697 235,000 SH CALL 215,500 19,500 1 215,500 19,500 THE COOPER COS INC............ COMMON STOCK 216648402 13,421 248,400 SH 227,830 20,570 1 227,830 20,570 TIBCO SOFTWARE INC............ COMMON STOCK 88632Q103 45,848 5,484,200 SH 5,030,064 454,136 1 5,030,064 454,136
TIME WARNER INC... COMMON STOCK 887317105 75,756 4,512,000 SH 4,138,370 373,630 1 4,138,370 373,630 TIME WARNER TELECOM-CLASS A............... COMMON STOCK 887319101 6,306 351,300 SH 326,814 24,486 1 326,814 24,486 TIVO INC.......... COMMON STOCK 888706108 4,404 609,125 SH 566,668 42,457 1 566,668 42,457 TOLL BROTHERS INC............. COMMON STOCK 889478103 18,226 526,300 SH 482,719 43,581 1 482,719 43,581 TRANSACTION SYSTEMS ARCHITEC........ COMMON STOCK 893416107 6,351 203,500 SH 189,316 14,184 1 189,316 14,184 TRANSMETA CORP/ DELAWARE........ COMMON STOCK 89376R109 2,402 1,189,231 SH 1,106,342 82,889 1 1,106,342 82,889 TRANSOCEAN INC.... COMMON STOCK G90078109 7,018 87,400 SH 80,163 7,237 1 80,163 7,237 TREEHOUSE FOODS INC............. COMMON STOCK 89469A104 20,866 785,900 SH 731,123 54,777 1 731,123 54,777 TRUMP ENTERTAINMENT RESORTS......... COMMON STOCK 89816T103 8,291 447,700 SH 416,495 31,205 1 416,495 31,205 TXU CORP.......... COMMON STOCK 873168108 8,952 200,000 SH 183,438 16,562 1 183,438 16,562 UNIFIRST CORP/MA......... COMMON STOCK 904708104 1,661 50,000 SH 46,515 3,485 1 46,515 3,485 UNISYS CORP....... COMMON STOCK 909214108 109,215 15,851,300 SH 14,538,686 1,312,614 1 14,538,686 1,312,614 UNITED STATES STEEL CORP...... COMMON STOCK 912909108 27,306 450,000 SH 412,736 37,264 1 412,736 37,264 UNIVISION COMMUNICATIONS-A COMMON STOCK 914906102 50,905 1,476,800 SH 1,354,509 122,291 1 1,354,509 122,291 US AIRWAYS GROUP INC............. COMMON STOCK 90341W108 192,242 4,806,061 SH 4,410,108 395,953 1 4,410,108 395,953 WADDELL & REED FINANCIAL-A..... COMMON STOCK 930059100 11,264 487,600 SH 447,223 40,377 1 447,223 40,377 WATERS CORP....... COMMON STOCK 941848103 86,300 2,000,000 SH 1,834,384 165,616 1 1,834,384 165,616 WENDY'S INTERNATIONAL INC............. COMMON STOCK 950590109 272,667 4,393,600 SH 4,029,774 363,826 1 4,029,774 363,826 WESTERN GAS RESOURCES INC... COMMON STOCK 958259103 36,188 750,000 SH 687,894 62,106 1 687,894 62,106 WEYERHAEUSER CO.............. COMMON STOCK 962166104 128,455 1,773,500 SH 1,626,640 146,860 1 1,626,640 146,860 WHIRLPOOL CORP.... COMMON STOCK 963320106 3,805 41,600 SH 38,155 3,445 1 38,155 3,445 WILLIAMS COS INC............. COMMON STOCK 969457100 39,999 1,870,000 SH PUT 1,715,100 154,900 1 1,715,100 154,900 WILLIAMS COS INC............. COMMON STOCK 969457100 109,935 5,139,563 SH 4,713,966 425,597 1 4,713,966 425,597 WR GRACE & CO..... COMMON STOCK 38388F108 25,521 1,918,900 SH 1,760,000 158,900 1 1,760,000 158,900 WYETH............. COMMON STOCK 983024100 14,556 300,000 SH 275,158 24,842 1 275,158 24,842 WYNN RESORTS LTD............. COMMON STOCK 983134107 19,213 250,000 SH PUT 229,300 20,700 1 229,300 20,700 THERAVANCE INC.... COMMON STOCK 88338T997 5,321 189,750 SH 182,730 7,020 1 182,730 7,020 Grand Total....... 10,785,211 470,360,014 431,034,454 39,325,560 431,034,454 39,325,560
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