-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DSdoE0nMhH0c70V623tajAoQAUTyE5sx0aK+pWPvP/44Q1os1rMLwwVPLsgc299o m8A69NwtNNLkOhLlDqe6gA== 0001193125-06-173434.txt : 20060815 0001193125-06-173434.hdr.sgml : 20060815 20060815102606 ACCESSION NUMBER: 0001193125-06-173434 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060815 DATE AS OF CHANGE: 20060815 EFFECTIVENESS DATE: 20060815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 061033438 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: June 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 August 15,2006 - ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 193 Form 13F Information Table Value Total $ 9,647,564 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As June 30, 2006
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ ------------ --------- -------- ------------------- -------------------- -------- --------------------------- Investment Discretion Voting Authority -------------------- --------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------ ------------ --------- -------- ---------- --- ---- ---------- --------- -------- ---------- ------ --------- ACQUICOR TECHNOLOGY INC- UNIT COMMON STOCK 00489A206 7,680 1,200,000 SH 1,116,360 83,640 1 1,116,360 83,640 ACTIVISION INC COMMON STOCK 004930202 7,697 676,376 SH 620,817 55,559 1 620,817 55,559 ADAPTEC INC COMMON STOCK 00651F108 1,843 424,561 SH 394,969 29,592 1 394,969 29,592 ADVANCED MEDICAL OPTICS COMMON STOCK 00763M108 2,535 50,000 SH 45,893 4,107 1 45,893 4,107 AES CORP COMMON STOCK 00130H105 141,478 7,668,161 SH 7,038,283 629,878 1 7,038,283 629,878 AETHER HOLDINGS INC COMMON STOCK 00809C106 5,898 1,072,434 SH 997,685 74,749 1 997,685 74,749 AGERE SYSTEMS INC COMMON STOCK 00845V308 98,897 6,727,700 SH 6,175,073 552,627 1 6,175,073 552,627 AGILENT TECHNOLOGIES INC COMMON STOCK 00846U101 3,908 123,820 SH 113,649 10,171 1 113,649 10,171 ALERIS INTERNATIONAL INC COMMON STOCK 014477103 1,692 36,900 SH 34,328 2,572 1 34,328 2,572 ALLEGHENY ENERGY INC COMMON STOCK 017361106 62,095 1,675,061 SH 1,537,468 137,593 1 1,537,468 137,593 ALLTEL CORP COMMON STOCK 020039103 310,300 4,861,350 SH 4,462,029 399,321 1 4,462,029 399,321 ALLTEL CORP COMMON STOCK 020039103 31,915 500,000 SH PUT 458,900 41,100 1 458,900 41,100 ALTRIA GROUP INC COMMON STOCK 02209S103 241,732 3,292,000 SH 3,021,589 270,411 1 3,021,589 270,411 ALTRIA GROUP INC COMMON STOCK 02209S103 73,430 1,000,000 SH PUT 917,900 82,100 1 917,900 82,100 AMDOCS LTD COMMON STOCK G02602103 69,856 1,908,629 SH 1,751,850 156,779 1 1,751,850 156,779 AMERICA MOVIL-ADR SERIES L COMMON STOCK 02364W105 53,080 1,595,900 SH 1,462,872 133,028 1 1,462,872 133,028 AMERICAN EXPRESS CO COMMON STOCK 025816109 39,915 750,000 SH 688,394 61,606 1 688,394 61,606 AMERICAN STANDARD COS INC COMMON STOCK 029712106 61,941 1,431,500 SH 1,313,914 117,586 1 1,313,914 117,586 AMERICAN TOWER CORP-CL A COMMON STOCK 029912201 152,805 4,910,195 SH 4,506,862 403,333 1 4,506,862 403,333 AMR CORP COMMON STOCK 001765106 56,463 2,221,200 SH 2,038,746 182,454 1 2,038,746 182,454 ANADIGICS INC COMMON STOCK 032515108 7,655 1,139,082 SH 1,059,688 79,394 1 1,059,688 79,394 APACHE CORP COMMON STOCK 037411105 122,850 1,800,000 SH 540,000 1,260,000 1 540,000 1,260,000 APPLIED MICRO CIRCUITS CORP COMMON STOCK 03822W109 8,744 3,203,000 SH 2,939,899 263,101 1 2,939,899 263,101 AQUILA INC COMMON STOCK 03840P102 58,480 13,890,700 SH 12,759,730 1,130,970 1 12,759,730 1,130,970 ARCH CAPITAL GROUP LTD COMMON STOCK G0450A105 24,258 407,978 SH 374,466 33,512 1 374,466 33,512 ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 429 143,936 SH 60,605 83,331 1 60,605 83,331 ATMEL CORP COMMON STOCK 049513104 165,313 29,786,059 SH 27,369,595 2,416,464 1 27,369,595 2,416,464 AVANEX CORP COMMON STOCK 05348W109 1,408 800,000 SH 744,240 55,760 1 744,240 55,760 AVAYA INC COMMON STOCK 053499109 1,161 101,700 SH 93,346 8,354 1 93,346 8,354 BALLY TECHNOLOGIES INC COMMON STOCK 05874B107 34,767 2,110,900 SH 1,938,109 172,791 1 1,938,109 172,791 BEA SYSTEMS INC COMMON STOCK 073325102 5,814 444,118 SH 407,637 36,481 1 407,637 36,481 BORDERS GROUP INC COMMON STOCK 099709107 16,329 884,585 SH 811,924 72,661 1 811,924 72,661 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 180,190 10,700,100 SH 9,821,173 878,927 1 9,821,173 878,927 BROADWING CORP COMMON STOCK 11161E101 3,002 290,000 SH 269,787 20,213 1 269,787 20,213 BROOKFIELD ASSET MANAGE-CL A COMMON STOCK 112585104 4,503 110,849 SH 101,744 9,105 1 101,744 9,105 CAMECO CORP COMMON STOCK 13321L108 32,975 825,000 SH 757,232 67,768 1 757,232 67,768 CANADIAN NATURAL RESOURCES COMMON STOCK 136385101 7,930 143,200 SH 131,437 11,763 1 131,437 11,763 CENTILLIUM COMMUNICATIONS IN COMMON STOCK 152319109 613 218,200 SH 202,991 15,209 1 202,991 15,209 CENTRAL EUROPEAN MEDIA ENT-A COMMON STOCK G20045202 5,516 87,300 SH 81,215 6,085 1 81,215 6,085 CHARTER COMMUNICATIONS- CL A COMMON STOCK 16117M107 1,074 950,007 SH 871,971 78,036 1 871,971 78,036 CHEVRON CORP COMMON STOCK 166764100 62,060 1,000,000 SH 303,000 697,000 1 303,000 697,000 CHICAGO MERCANTILE EXCHANGE COMMON STOCK 167760107 7,367 15,000 SH 9,827 5,173 1 9,827 5,173 CIA VALE DO RIO DOCE-ADR COMMON STOCK 204412209 601 25,000 SH 16,250 8,750 1 16,250 8,750 CIENA CORP COMMON STOCK 171779101 21,860 4,544,679 SH 4,171,370 373,309 1 4,171,370 373,309 CKX INC COMMON STOCK 12562M106 2,493 183,700 SH 170,896 12,804 1 170,896 12,804
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------- ------------ --------- -------- ------------------- -------------------- -------- --------------------------- Investment Discretion Voting Authority -------------------- --------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------- ------------ --------- -------- ---------- --- ---- ---------- --------- -------- ---------- ------ --------- CLEVELAND-CLIFFS INC COMMON STOCK 185896107 35,681 450,000 SH 413,036 36,964 1 413,036 36,964 CMS ENERGY CORP COMMON STOCK 125896100 8,291 640,700 SH 588,072 52,628 1 588,072 52,628 COMVERSE TECHNOLOGY INC COMMON STOCK 205862402 119,331 6,035,955 SH 5,540,149 495,806 1 5,540,149 495,806 CONOR MEDSYSTEMS INC COMMON STOCK 208264101 39,507 1,431,900 SH 1,316,421 115,479 1 1,316,421 115,479 CONSOL ENERGY INC COMMON STOCK 20854P109 10,419 223,000 SH 203,953 19,047 1 203,953 19,047 COVANTA HOLDING CORP COMMON STOCK 22282E102 17,111 969,450 SH 889,817 79,633 1 889,817 79,633 CROWN CASTLE INTL CORP COMMON STOCK 228227104 65,754 1,903,700 SH 1,747,326 156,374 1 1,747,326 156,374 CVS CORP COMMON STOCK 126650100 137,502 4,478,900 SH 4,110,994 367,906 1 4,110,994 367,906 CVS CORP COMMON STOCK 126650100 64,470 2,100,000 SH PUT 1,925,600 174,400 1 1,925,600 174,400 DESARROLLADORA HOMEX-ADR COMMON STOCK 25030W100 1,641 50,000 SH 45,848 4,152 1 45,848 4,152 DOW JONES & CO INC COMMON STOCK 260561105 106,560 3,043,695 SH 2,793,680 250,015 1 2,793,680 250,015 DOWNEY FINANCIAL CORP COMMON STOCK 261018105 22,798 336,000 SH 310,644 25,356 1 310,644 25,356 DST SYSTEMS INC COMMON STOCK 233326107 20,837 350,200 SH 321,434 28,766 1 321,434 28,766 DYNEGY INC-CL A COMMON STOCK 26816Q101 45,123 8,249,244 SH 7,571,634 677,610 1 7,571,634 677,610 E*TRADE FINANCIAL CORP COMMON STOCK 269246104 99,012 4,338,832 SH 3,982,432 356,400 1 3,982,432 356,400 EARTHLINK INC COMMON STOCK 270321102 14,723 1,700,123 SH 1,560,471 139,652 1 1,560,471 139,652 ECOLAB INC COMMON STOCK 278865100 1,413 102,000 SH 102,000 0 1 102,000 0 EL PASO ELECTRIC CO COMMON STOCK 283677854 24,712 1,225,800 SH 1,125,110 100,690 1 1,125,110 100,690 ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 228,870 13,704,800 SH 12,571,729 1,133,071 1 12,571,729 1,133,071 ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 33,400 2,000,000 SH CALL 1,835,400 164,600 1 1,835,400 164,600 ELECTRONIC DATA SYSTEMS CORP COMMON STOCK 285661104 97,883 4,068,300 SH 3,734,122 334,178 1 3,734,122 334,178 EMAGEON INC COMMON STOCK 29076V109 7,566 518,600 SH 482,454 36,146 1 482,454 36,146 EOG RESOURCES INC COMMON STOCK 26875P101 53,739 775,000 SH PUT 709,900 65,100 1 709,900 65,100 EW SCRIPPS CO-CL A COMMON STOCK 811054204 10,343 239,764 SH 220,069 19,695 1 220,069 19,695 FAIRFAX FINANCIAL HLDGS LTD COMMON STOCK 303901102 3,896 41,002 SH 37,620 3,382 1 37,620 3,382 FEDERATED DEPARTMENT STORES COMMON STOCK 31410H101 240,089 6,559,800 SH 6,020,966 538,834 1 6,020,966 538,834 FIDELITY NATIONAL FINL INC COMMON STOCK 316326107 64,271 1,650,100 SH 1,514,557 135,543 1 1,514,557 135,543 FIDELITY NATIONAL INFORMATIO COMMON STOCK 31620M106 33,715 952,400 SH 874,168 78,232 1 874,168 78,232 FIRST AVENUE NETWORKS INC COMMON STOCK 31865X106 16,320 1,500,000 SH 1,395,450 104,550 1 1,395,450 104,550 FIRST DATA CORP COMMON STOCK 319963104 260,304 5,779,400 SH 5,304,669 474,731 1 5,304,669 474,731 FIRST DATA CORP COMMON STOCK 319963104 112,600 2,500,000 SH PUT 2,294,400 205,600 1 2,294,400 205,600 FREDDIE MAC COMMON STOCK 313400301 43,174 757,300 SH 695,094 62,206 1 695,094 62,206 FREDDIE MAC COMMON STOCK 313400301 42,758 750,000 SH CALL 687,800 62,200 1 687,800 62,200 GAP INC/THE COMMON STOCK 364760108 145,474 8,360,583 SH 7,673,828 686,755 1 7,673,828 686,755 GLATFELTER COMMON STOCK 377316104 1,032 65,000 SH 60,470 4,530 1 60,470 4,530 GLOBAL CASH ACCESS HOLDINGS COMMON STOCK 378967103 88,607 6,669,483 SH 6,277,819 391,664 1 6,277,819 391,664 GRUPO AEROPORTUARIO DEL-ADR COMMON STOCK 400506101 8,482 266,300 SH 244,186 22,114 1 244,186 22,114 GRUPO TMM SA-SP ADR A COMMON STOCK 40051D105 4,396 1,080,000 SH 1,004,724 75,276 1 1,004,724 75,276 HARRAH'S ENTERTAINMENT INC COMMON STOCK 413619107 172,526 2,423,800 SH 2,224,705 199,095 1 2,224,705 199,095 HASBRO INC COMMON STOCK 418056107 37,787 2,086,500 SH 1,915,111 171,389 1 1,915,111 171,389 HEALTHAXIS INC COMMON STOCK 42219D308 73 73,369 SH 67,342 6,027 1 67,342 6,027 HILTON HOTELS CORP COMMON STOCK 432848109 5,656 200,000 SH 183,571 16,429 1 183,571 16,429 HOT TOPIC INC COMMON STOCK 441339108 5,755 500,000 SH 465,150 34,850 1 465,150 34,850 INCO LTD COMMON STOCK 453258402 49,425 750,000 SH 688,394 61,606 1 688,394 61,606 INTERNET CAPITAL GROUP INC COMMON STOCK 46059C205 5,367 596,388 SH 554,820 41,568 1 554,820 41,568 INTERPUBLIC GROUP OF COS INC COMMON STOCK 460690100 53,586 6,417,500 SH 5,890,353 527,147 1 5,890,353 527,147 IRSA -SP GDR COMMON STOCK 450047204 1,853 165,000 SH 153,499 11,501 1 153,499 11,501 ISHARES MSCI BRAZIL COMMON STOCK 464286400 16,039 410,000 SH 266,500 143,500 1 266,500 143,500 ISHARES MSCI EMERGING MKT IN COMMON STOCK 464287234 22,536 240,000 SH 156,000 84,000 1 156,000 84,000 ISHARES MSCI EMERGING MKT IN COMMON STOCK 464287234 4,438 47,259 SH PUT 30,718 16,541 1 30,718 16,541 ISHARES MSCI EMERGING MKT IN COMMON STOCK 464287234 4,462 47,519 SH CALL 30,887 16,632 1 30,887 16,632 ISHARES MSCI JAPAN INDEX FD COMMON STOCK 464286848 42,966 3,150,000 SH 2,891,253 258,747 1 2,891,253 258,747 ISIS PHARMACEUTICALS INC COMMON STOCK 464330109 754 124,700 SH 116,008 8,692 1 116,008 8,692
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------- ------------ --------- -------- ------------------- -------------------- -------- --------------------------- Investment Discretion Voting Authority -------------------- --------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------- ------------ --------- -------- ---------- --- ---- ---------- --------- -------- ---------- ------ --------- JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 32,770 1,830,700 SH 1,680,323 150,377 1 1,680,323 150,377 JDS UNIPHASE CORP COMMON STOCK 46612J101 20,304 8,025,200 SH 7,365,994 659,206 1 7,365,994 659,206 K&F INDUSTRIES HOLDINGS INC COMMON STOCK 482241106 4,296 242,300 SH 225,412 16,888 1 225,412 16,888 KANSAS CITY SOUTHERN COMMON STOCK 485170302 43,508 1,570,700 SH 1,441,680 129,020 1 1,441,680 129,020 KERYX BIOPHARMACEUTICALS COMMON STOCK 492515101 11,715 825,000 SH 767,497 57,503 1 767,497 57,503 KNIGHT CAPITAL GROUP INC-A COMMON STOCK 499005106 111,007 7,288,717 SH 6,695,489 593,228 1 6,695,489 593,228 LEAP WIRELESS INTL INC COMMON STOCK 521863308 11,265 237,400 SH 217,900 19,500 1 217,900 19,500 LIGAND PHARMACEUTICALS- CL B COMMON STOCK 53220K207 27,556 3,261,100 SH 2,995,597 265,503 1 2,995,597 265,503 LINCOLN NATIONAL CORP COMMON STOCK 534187109 34,682 614,500 SH 564,024 50,476 1 564,024 50,476 MARSH & MCLENNAN COS COMMON STOCK 571748102 105,600 3,927,100 SH 3,604,520 322,580 1 3,604,520 322,580 MCF CORP COMMON STOCK 580395101 129 125,000 SH 125,000 0 1 125,000 0 MCKESSON CORP COMMON STOCK 58155Q103 125,864 2,662,100 SH 2,443,430 218,670 1 2,443,430 218,670 MEDICINES COMPANY COMMON STOCK 584688105 11,574 592,008 SH 550,745 41,263 1 550,745 41,263 MERCURY INTERACTIVE CORP COMMON STOCK 589405109 81,316 2,325,300 SH 2,134,295 191,005 1 2,134,295 191,005 MICHAELS STORES INC COMMON STOCK 594087108 66,689 1,617,100 SH 1,484,268 132,832 1 1,484,268 132,832 MIDAS INC COMMON STOCK 595626102 765 41,600 SH 38,701 2,899 1 38,701 2,899 MILLICOM INTL CELLULAR S.A. COMMON STOCK L6388F110 4,543 100,000 SH 65,000 35,000 1 65,000 35,000 MIRANT CORP COMMON STOCK 60467R100 302,761 11,297,059 SH 10,369,096 927,963 1 10,369,096 927,963 MOBILE TELESYSTEMS- SP ADR COMMON STOCK 607409109 2,944 100,000 SH 65,000 35,000 1 65,000 35,000 MRV COMMUNICATIONS INC COMMON STOCK 553477100 3,110 1,000,000 SH 930,300 69,700 1 930,300 69,700 NCR CORPORATION COMMON STOCK 62886E108 61,969 1,691,300 SH 1,552,373 138,927 1 1,552,373 138,927 NORTEL NETWORKS CORP COMMON STOCK 656568102 66,536 29,703,466 SH 27,263,564 2,439,902 1 27,263,564 2,439,902 NOVELL INC COMMON STOCK 670006105 67,304 10,151,400 SH 9,317,544 833,856 1 9,317,544 833,856 NRG ENERGY INC COMMON STOCK 629377508 158,040 3,280,200 SH 3,010,757 269,443 1 3,010,757 269,443 NTL INC COMMON STOCK 62941W101 313,598 12,594,296 SH 11,553,928 1,040,368 1 11,553,928 1,040,368 NTL INC COMMON STOCK 62941W101 15,563 625,000 SH CALL 573,250 51,750 1 573,250 51,750 OFFICE DEPOT INC COMMON STOCK 676220106 46,022 1,211,100 SH 1,111,618 99,482 1 1,111,618 99,482 OFFICE DEPOT INC COMMON STOCK 676220106 22,800 600,000 SH PUT 550,700 49,300 1 550,700 49,300 OFFICEMAX INC COMMON STOCK 67622P101 105,803 2,596,400 SH 2,383,126 213,274 1 2,383,126 213,274 OSI PHARMACEUTICALS INC COMMON STOCK 671040103 103,856 3,150,961 SH 2,895,923 255,038 1 2,895,923 255,038 OSI RESTAURANT PARTNERS INC COMMON STOCK 67104A101 70,515 2,038,000 SH 1,870,595 167,405 1 1,870,595 167,405 PEAPACK GLADSTONE FINL CORP COMMON STOCK 704699107 924 8,772 SH 5,702 3,070 1 5,702 3,070 PEP BOYS-MANNY MOE & JACK COMMON STOCK 713278109 19,584 1,669,600 SH 1,532,456 137,144 1 1,532,456 137,144 PETROLEO BRASILEIRO S.A.-ADR COMMON STOCK 71654V408 893 10,000 SH 6,500 3,500 1 6,500 3,500 PETROLEO BRASILEIRO S.A.-ADR COMMON STOCK 71654V408 7,144 80,000 SH CALL 52,000 28,000 1 52,000 28,000 PIONEER NATURAL RESOURCES CO COMMON STOCK 723787107 2,891 62,300 SH 57,182 5,118 1 57,182 5,118 PMC - SIERRA INC COMMON STOCK 69344F106 26,266 2,794,301 SH 2,564,772 229,529 1 2,564,772 229,529 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 52,441 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 158,407 2,038,705 SH 1,871,242 167,463 1 1,871,242 167,463 PULTE HOMES INC COMMON STOCK 745867101 21,103 733,000 SH 672,790 60,210 1 672,790 60,210 QWEST COMMUNICATIONS INTL COMMON STOCK 749121109 49,088 6,067,700 SH 5,569,287 498,413 1 5,569,287 498,413 R.H. DONNELLEY CORP COMMON STOCK 74955W307 1,363 25,200 SH 23,130 2,070 1 23,130 2,070 RCN CORP COMMON STOCK 749361200 175,712 7,048,205 SH 6,427,303 620,902 1 6,427,303 620,902 RITE AID CORP COMMON STOCK 767754104 119,678 28,225,900 SH 25,907,368 2,318,532 1 25,907,368 2,318,532 RSA SECURITY INC COMMON STOCK 749719100 8,848 326,478 SH 299,894 26,584 1 299,894 26,584 RTI INTERNATIONAL METALS INC COMMON STOCK 74973W107 279 5,000 SH 4,651 349 1 4,651 349 SAFEGUARD SCIENTIFICS INC COMMON STOCK 786449108 106 49,000 SH 45,585 3,415 1 45,585 3,415 SAKS INC COMMON STOCK 79377W108 10,978 678,900 SH 623,134 55,766 1 623,134 55,766 SARA LEE CORP COMMON STOCK 803111103 5,061 315,900 SH 289,951 25,949 1 289,951 25,949 SCHWAB (CHARLES) CORP COMMON STOCK 808513105 2,397 150,000 SH 137,679 12,321 1 137,679 12,321 SEARS HOLDINGS CORP COMMON STOCK 812350106 207,283 1,334,724 SH 1,225,088 109,636 1 1,225,088 109,636 SEARS HOLDINGS CORP COMMON STOCK 812350106 116,475 750,000 SH PUT 688,400 61,600 1 688,400 61,600 SEATTLE GENETICS INC /WA COMMON STOCK 812578102 4,211 915,446 SH 851,639 63,807 1 851,639 63,807
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------- -------- --------- --------- -------------------- ---------------------- -------- ----------------------------- Investment Discretion Voting Authority ---------------------- ----------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ----------------- -------- --------- --------- ----------- --- ---- ----------- ---------- -------- ----------- ------ ---------- SERVICES ACQUISITION- COMMON UNITS STOCK 817628209 8,688 625,000 SH 573,245 51,755 1 573,245 51,755 SINA CORP COMMON STOCK G81477104 1,793 71,797 SH 65,899 5,898 1 65,899 5,898 SIX FLAGS INC COMMON STOCK 83001P109 22,571 4,016,200 SH 3,697,797 318,403 1 3,697,797 318,403 SPECTRUM BRANDS COMMON INC STOCK 84762L105 1,959 151,600 SH 139,789 11,811 1 139,789 11,811 STONEPATH GROUP COMMON INC STOCK 861837102 166 502,963 SH 502,963 0 1 502,963 0 SUNCOR ENERGY COMMON INC STOCK 867229106 23,606 291,400 SH 267,464 23,936 1 267,464 23,936 SYMANTEC CORP COMMON STOCK 871503108 199,812 12,857,896 SH 11,801,723 1,056,173 1 11,801,723 1,056,173 SYMBOL TECHNOLOGIES COMMON INC STOCK 871508107 58,228 5,396,500 SH 4,953,221 443,279 1 4,953,221 443,279 TAKE-TWO INTERACTIVE COMMON SOFTWRE STOCK 874054109 6,305 582,720 SH 534,854 47,866 1 534,854 47,866 TALEO CORP- COMMON CLASS A STOCK 87424N104 1,175 99,638 SH 92,693 6,945 1 92,693 6,945 TAM SA-SPONSORED COMMON ADR STOCK 87484D103 6,528 240,000 SH 156,000 84,000 1 156,000 84,000 TD AMERITRADE COMMON HOLDING CORP STOCK 87236Y108 7,482 505,186 SH 463,689 41,497 1 463,689 41,497 TEJON RANCH CO COMMON STOCK 879080109 2,153 52,300 SH 48,655 3,645 1 48,655 3,645 TERAYON COMMUNICATION COMMON SYS STOCK 880775101 3,485 2,525,530 SH 2,349,500 176,030 1 2,349,500 176,030 TERRA INDUSTRIES COMMON INC STOCK 880915103 4,362 684,800 SH 637,070 47,730 1 637,070 47,730 TEVA PHARMACEUTICAL- COMMON SP ADR STOCK 881624209 2,211 70,000 SH 45,500 24,500 1 45,500 24,500 THE COOPER COS COMMON INC STOCK 216648402 24,306 548,800 SH 503,721 45,079 1 503,721 45,079 THE COOPER COS COMMON INC STOCK 216648402 10,408 235,000 SH CALL 215,500 19,500 1 215,500 19,500 THERAVANCE INC COMMON STOCK 88338T104 4,341 189,750 SH 182,730 7,020 1 182,730 7,020 TIBCO SOFTWARE COMMON INC STOCK 88632Q103 33,326 4,727,100 SH 4,338,807 388,293 1 4,338,807 388,293 TIME WARNER TELECOM-CLASS COMMON A STOCK 887319101 5,959 401,300 SH 372,743 28,557 1 372,743 28,557 TRANSOCEAN INC COMMON STOCK G90078109 49,421 615,300 SH 564,758 50,542 1 564,758 50,542 TRAVELZOO INC COMMON STOCK 89421Q106 6,068 200,000 SH 183,554 16,446 1 183,554 16,446 TREEHOUSE FOODS COMMON INC STOCK 89469A104 18,775 785,900 SH 731,123 54,777 1 731,123 54,777 TRIBUNE CO COMMON STOCK 896047107 3,243 100,000 SH 91,786 8,214 1 91,786 8,214 TXU CORP COMMON STOCK 873168108 11,958 200,000 SH 183,571 16,429 1 183,571 16,429 TYCO INTERNATIONAL COMMON LTD STOCK 902124106 135,660 4,933,100 SH 4,527,885 405,215 1 4,527,885 405,215 ULTRA PETROLEUM COMMON CORP STOCK 903914109 4,475 75,500 SH 69,298 6,202 1 69,298 6,202 UNISYS CORP COMMON STOCK 909214108 110,257 17,556,800 SH 16,114,649 1,442,151 1 16,114,649 1,442,151 UNIVISION COMMON COMMUNICATIONS-A STOCK 914906102 64,826 1,935,100 SH 1,776,147 158,953 1 1,776,147 158,953 US AIRWAYS GROUP COMMON INC STOCK 90341W108 134,925 2,669,661 SH 2,449,690 219,971 1 2,449,690 219,971 USG CORP COMMON STOCK 903293405 1,860 25,500 SH 23,406 2,094 1 23,406 2,094 UST INC COMMON STOCK 902911106 9,038 200,000 SH 183,571 16,429 1 183,571 16,429 VOLCANO CORP COMMON STOCK 928645100 905 100,000 SH 93,030 6,970 1 93,030 6,970 WATERS CORP COMMON STOCK 941848103 88,800 2,000,000 SH 1,835,716 164,284 1 1,835,716 164,284 WENDY'S INTERNATIONAL COMMON INC STOCK 950590109 250,274 4,293,600 SH 3,940,915 352,685 1 3,940,915 352,685 WENDY'S INTERNATIONAL COMMON INC STOCK 950590109 58,290 1,000,000 SH PUT 917,900 82,100 1 917,900 82,100 WHIRLPOOL CORP COMMON STOCK 963320106 28,233 341,600 SH 313,540 28,060 1 313,540 28,060 WILLIAMS COS INC COMMON STOCK 969457100 189,736 8,122,260 SH 7,455,081 667,179 1 7,455,081 667,179 WR GRACE & CO COMMON STOCK 38388F108 21,061 1,800,100 SH 1,652,236 147,864 1 1,652,236 147,864 YAHOO! INC COMMON STOCK 984332106 45,029 1,364,500 SH 1,252,417 112,083 1 1,252,417 112,083 ZYMOGENETICS INC COMMON STOCK 98985T109 2,751 145,000 SH 134,893 10,107 1 134,893 10,107 --------- ----------- ----------- ---------- ----------- ---------- Grand Total 9,647,564 483,226,173 441,793,482 41,432,691 441,793,482 41,432,691 --------- ----------- ----------- ---------- ----------- ----------
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