-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hvm3ZJxdXKwmiaWLDXCKvci6YYhW7rQ00Wmiq0HspncHpokEvl9du97Y2YnxC/oQ o4gyUF1WGJsidyHntNJTuw== 0001193125-06-235315.txt : 20061115 0001193125-06-235315.hdr.sgml : 20061115 20061114210837 ACCESSION NUMBER: 0001193125-06-235315 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 061217795 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13F FOR PERIOD ENDING 9/30/2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 November 14,2006 --------------- ------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 210 Form 13F Information Table Value Total $10,067,636 (Thousands)
List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C.
TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As September 30, 2006
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------ ------------------ -------- ------------------ SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ACQUICOR TECHNOLOGY INC-UNIT COMMON STOCK 00489A206 8,460 1,200,000 SH 1,116,360 83,640 1 1,116,360 83,640 ACTIVISION INC COMMON STOCK 004930202 102,994 6,820,814 SH 6,258,363 562,451 1 6,258,363 562,451 ADAPTEC INC COMMON STOCK 00651F108 1,872 424,561 SH 394,969 29,592 1 394,969 29,592 ADOBE SYSTEMS INC COMMON STOCK 00724F101 22,667 605,106 SH 555,208 49,898 1 555,208 49,898 ADVANCED MEDICAL OPTICS COMMON STOCK 00763M108 1,977 50,000 SH 45,877 4,123 1 45,877 4,123 AES CORP COMMON STOCK 00130H105 156,354 7,668,161 SH 7,035,837 632,324 1 7,035,837 632,324 AGERE SYSTEMS INC COMMON STOCK 00845V308 122,057 8,175,293 SH 7,501,151 674,142 1 7,501,151 674,142 AGILENT TECHNOLOGIES INC COMMON STOCK 00846U101 63,744 1,949,945 SH 1,789,150 160,795 1 1,789,150 160,795 AK STEEL HOLDING CORP COMMON STOCK 001547108 45,311 3,732,400 SH 3,424,623 307,777 1 3,424,623 307,777 ALLEGHENY ENERGY INC COMMON STOCK 017361106 109,941 2,736,904 SH 2,511,216 225,688 1 2,511,216 225,688 ALLSTATE CORP COMMON STOCK 020002101 48,697 776,300 SH 712,285 64,015 1 712,285 64,015 ALLTEL CORP COMMON STOCK 020039103 272,436 4,908,750 SH 4,503,970 404,780 1 4,503,970 404,780 ALLTEL CORP COMMON STOCK 020039103 27,750 500,000 SH PUT 458,900 41,100 1 458,900 41,100 ALTRIA GROUP INC COMMON STOCK 02209S103 477,011 6,231,365 SH 5,717,521 513,844 1 5,717,521 513,844 ALTRIA GROUP INC COMMON STOCK 02209S103 76,550 1,000,000 SH CALL 917,500 82,500 1 917,500 82,500 AMDOCS LTD COMMON STOCK G02602103 75,582 1,908,629 SH 1,751,242 157,387 1 1,751,242 157,387 AMERICA MOVIL-ADR SERIES L COMMON STOCK 02364W105 13,780 350,000 SH 321,139 28,861 1 321,139 28,861 AMERICAN EAGLE OUTFITTERS COMMON STOCK 02553E106 8,766 200,000 SH PUT 183,500 16,500 1 183,500 16,500 AMERICAN STANDARD COS INC COMMON STOCK 029712106 106,699 2,542,270 SH 2,332,632 209,638 1 2,332,632 209,638 AMERICAN TOWER CORP-CL A COMMON STOCK 029912201 179,222 4,910,195 SH 4,505,295 404,900 1 4,505,295 404,900 AMPHENOL CORP-CL A COMMON STOCK 032095101 254 4,102 SH 3,764 338 1 3,764 338 ANADIGICS INC COMMON STOCK 032515108 1,416 197,830 SH 184,041 13,789 1 184,041 13,789 ANDREW CORP COMMON STOCK 034425108 7,979 862,541 SH 791,415 71,126 1 791,415 71,126 APPLIED MICRO CIRCUITS CORP COMMON STOCK 03822W109 32,155 11,164,800 SH 10,249,979 914,821 1 10,249,979 914,821 AQUILA INC COMMON STOCK 03840P102 67,448 15,577,000 SH 14,304,074 1,272,926 1 14,304,074 1,272,926 ARCH CAPITAL GROUP LTD COMMON STOCK G0450A105 25,903 407,978 SH 374,336 33,642 1 374,336 33,642 ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 369 143,936 SH 60,605 83,331 1 60,605 83,331 ASHLAND INC COMMON STOCK 044209104 33,315 522,336 SH 479,264 43,072 1 479,264 43,072 ATMEL CORP COMMON STOCK 049513104 111,418 18,446,612 SH 16,944,163 1,502,449 1 16,944,163 1,502,449 AVANEX CORP COMMON STOCK 05348W109 1,384 800,000 SH 744,240 55,760 1 744,240 55,760 AVAYA INC COMMON STOCK 053499109 52,236 4,566,049 SH 4,189,528 376,521 1 4,189,528 376,521 AVENTINE RENEWABLE ENERGY COMMON STOCK 05356X403 9,673 452,200 SH 416,148 36,052 1 416,148 36,052 BAIDU.COM - ADR COMMON STOCK 056752108 90,729 1,036,434 SH 950,968 85,466 1 950,968 85,466 BALLY TECHNOLOGIES INC COMMON STOCK 05874B107 35,392 2,010,900 SH 1,846,312 164,588 1 1,846,312 164,588 BEA SYSTEMS INC COMMON STOCK 073325102 4,019 264,418 SH 242,614 21,804 1 242,614 21,804 BEARINGPOINT INC COMMON STOCK 074002106 7,056 897,681 SH 823,657 74,024 1 823,657 74,024 BISYS GROUP INC/THE COMMON STOCK 055472104 10,169 936,400 SH 859,183 77,217 1 859,183 77,217 BORDERS GROUP INC COMMON STOCK 099709107 38,274 1,876,180 SH 1,721,468 154,712 1 1,721,468 154,712 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 187,898 12,704,400 SH 11,656,783 1,047,617 1 11,656,783 1,047,617 BRINK'S CO/THE COMMON STOCK 109696104 18,868 355,600 SH 326,277 29,323 1 326,277 29,323 BROADWING CORP COMMON STOCK 11161E101 3,660 290,000 SH 269,787 20,213 1 269,787 20,213 BROOKFIELD ASSET MANAGE-CL A COMMON STOCK 112585104 7,953 179,357 SH 164,567 14,790 1 164,567 14,790 BUSINESS OBJECTS SA-SP ADR COMMON STOCK 12328X107 62,240 1,825,768 SH 1,675,213 150,555 1 1,675,213 150,555 CAMECO CORP COMMON STOCK 13321L108 30,170 825,000 SH 756,969 68,031 1 756,969 68,031 CANADIAN NATURAL RESOURCES COMMON STOCK 136385101 6,527 143,200 SH 131,391 11,809 1 131,391 11,809 CENTILLIUM COMMUNICATIONS IN COMMON STOCK 152319109 445 218,200 SH 202,991 15,209 1 202,991 15,209 CENTRAL EUROPEAN MEDIA ENT-A COMMON STOCK G20045202 5,853 87,300 SH 81,215 6,085 1 81,215 6,085 CHARTER COMMUNICATIONS-CL A COMMON STOCK 16117M107 1,444 950,007 SH 871,668 78,339 1 871,668 78,339 CHICAGO MERCANTILE EXCHANGE COMMON STOCK 167760107 7,174 15,000 SH 9,827 5,173 1 9,827 5,173 CHUNGHWA TELECOM CO LTD-ADR COMMON STOCK 17133Q205 10,386 600,000 SH 390,000 210,000 1 390,000 210,000 CIA VALE DO RIO DOCE-ADR COMMON STOCK 204412209 2,156 100,000 SH 65,000 35,000 1 65,000 35,000 CIENA CORP COMMON STOCK 171779309 423 15,507 SH 14,229 1,278 1 14,229 1,278 CITRIX SYSTEMS INC COMMON STOCK 177376100 22,191 612,848 SH 562,312 50,536 1 562,312 50,536 CKX INC COMMON STOCK 12562M106 2,287 183,700 SH 170,896 12,804 1 170,896 12,804 CLEVELAND-CLIFFS INC COMMON STOCK 185896107 34,299 900,000 SH 825,785 74,215 1 825,785 74,215 CNET NETWORKS INC COMMON STOCK 12613R104 73,010 7,629,018 SH 7,005,650 623,368 1 7,005,650 623,368 COMVERSE TECHNOLOGY INC COMMON STOCK 205862402 138,049 6,438,890 SH 5,872,002 566,888 1 5,872,002 566,888 CONOR MEDSYSTEMS INC COMMON STOCK 208264101 33,750 1,431,900 SH 1,316,392 115,508 1 1,316,392 115,508 CONSOL ENERGY INC COMMON STOCK 20854P109 7,076 223,000 SH 204,612 18,388 1 204,612 18,388 CORNING INC COMMON STOCK 219350105 20,141 825,100 SH 757,061 68,039 1 757,061 68,039 COVANTA HOLDING CORP COMMON STOCK 22282E102 20,872 969,450 SH 889,508 79,942 1 889,508 79,942 CROWN CASTLE INTL CORP COMMON STOCK 228227104 67,086 1,903,700 SH 1,746,719 156,981 1 1,746,719 156,981 CVS CORP COMMON STOCK 126650100 100,046 3,114,761 SH 2,857,915 256,846 1 2,857,915 256,846 CYPRESS SEMICONDUCTOR CORP COMMON STOCK 232806109 27,766 1,562,527 SH 1,433,679 128,848 1 1,433,679 128,848 DADE BEHRING HOLDINGS INC COMMON STOCK 23342J206 4,803 119,591 SH 109,729 9,862 1 109,729 9,862 DESARROLLADORA HOMEX-ADR COMMON STOCK 25030W100 1,888 50,000 SH 45,877 4,123 1 45,877 4,123 DEVON ENERGY CORPORATION COMMON STOCK 25179M103 47,363 750,000 SH PUT 688,200 61,800 1 688,200 61,800 DOMINION RESOURCES INC/VA COMMON STOCK 25746U109 49,396 645,778 SH 592,527 53,251 1 592,527 53,251 DOW JONES & CO INC COMMON STOCK 260561105 103,273 3,079,095 SH 2,825,190 253,905 1 2,825,190 253,905 DOWNEY FINANCIAL CORP COMMON STOCK 261018105 24,713 371,400 SH 343,074 28,326 1 343,074 28,326 DST SYSTEMS INC COMMON STOCK 233326107 21,597 350,200 SH 321,322 28,878 1 321,322 28,878 DUKE ENERGY CORP COMMON STOCK 26441C105 30,200 1,000,000 SH 917,539 82,461 1 917,539 82,461 DYNEGY INC-CL A COMMON STOCK 26816Q101 45,701 8,249,244 SH 7,569,003 680,241 1 7,569,003 680,241 E*TRADE FINANCIAL CORP COMMON STOCK 269246104 140,141 5,858,727 SH 5,375,610 483,117 1 5,375,610 483,117 EARTHLINK INC COMMON STOCK 270321102 17,440 2,395,572 SH 2,198,031 197,541 1 2,198,031 197,541 ECHOSTAR COMMUNICATIONS - A COMMON STOCK 278762109 20,889 638,018 SH 585,406 52,612 1 585,406 52,612 EDIETS.COM INC COMMON STOCK 280597105 232 69,331 SH 64,499 4,832 1 64,499 4,832 EL PASO ELECTRIC CO COMMON STOCK 283677854 27,384 1,225,800 SH 1,124,719 101,081 1 1,124,719 101,081 ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 213,795 13,704,800 SH 12,574,688 1,130,112 1 12,574,688 1,130,112 ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 46,800 3,000,000 SH CALL 2,753,400 246,600 1 2,753,400 246,600 EMAGEON INC COMMON STOCK 29076V109 8,085 518,600 SH 482,454 36,146 1 482,454 36,146 EW SCRIPPS CO-CL A COMMON STOCK 811054204 11,492 239,764 SH 219,993 19,771 1 219,993 19,771 FEDERATED DEPARTMENT STORES COMMON STOCK 31410H101 106,657 2,468,335 SH 2,264,794 203,541 1 2,264,794 203,541 FIBERTOWER CORP COMMON STOCK 31567R100 67,251 10,621,626 SH 9,765,582 856,044 1 9,765,582 856,044 FIDELITY NATIONAL FINL-A COMMON STOCK 31620R105 68,727 1,650,100 SH 1,514,030 136,070 1 1,514,030 136,070 FIDELITY NATIONAL INFORMATIO COMMON STOCK 31620M106 41,318 1,116,705 SH 1,024,620 92,085 1 1,024,620 92,085 FIRST DATA CORP COMMON STOCK 319963104 130,561 3,108,600 SH 2,852,262 256,338 1 2,852,262 256,338 FOUNDRY NETWORKS INC COMMON STOCK 35063R100 10,791 820,622 SH 752,952 67,670 1 752,952 67,670 FREDDIE MAC COMMON STOCK 313400301 49,748 750,000 SH CALL 687,800 62,200 1 687,800 62,200 GAP INC/THE COMMON STOCK 364760108 247,791 13,076,020 SH 11,997,758 1,078,262 1 11,997,758 1,078,262 GENCORP INC COMMON STOCK 368682100 2,187 170,300 SH 158,430 11,870 1 158,430 11,870 GLATFELTER COMMON STOCK 377316104 881 65,000 SH 60,470 4,530 1 60,470 4,530 GLOBAL CASH ACCESS HOLDINGS COMMON STOCK 378967103 91,588 6,069,483 SH 5,677,819 391,664 1 5,677,819 391,664 GRUPO AEROPORTUARIO DEL-ADR COMMON STOCK 400506101 10,200 300,000 SH 275,262 24,738 1 275,262 24,738 GRUPO TMM SA-SP ADR A COMMON STOCK 40051D105 3,132 1,080,000 SH 1,004,724 75,276 1 1,004,724 75,276 HARRAH'S ENTERTAINMENT INC COMMON STOCK 413619107 195,676 2,945,600 SH 2,702,703 242,897 1 2,702,703 242,897 HASBRO INC COMMON STOCK 418056107 47,468 2,086,500 SH 1,914,445 172,055 1 1,914,445 172,055 HEALTHAXIS INC COMMON STOCK 42219D308 102 73,369 SH 67,319 6,050 1 67,319 6,050 HEALTHSOUTH CORP COMMON STOCK 421924309 88,999 17,943,400 SH 16,463,769 1,479,631 1 16,463,769 1,479,631 HEWITT ASSOCIATES INC-CL A COMMON STOCK 42822Q100 35,431 1,460,468 SH 1,340,036 120,432 1 1,340,036 120,432 HOLOGIC INC COMMON STOCK 436440101 25,171 578,383 SH 530,689 47,694 1 530,689 47,694 HOSPIRA INC COMMON STOCK 441060100 35,002 914,600 SH 839,181 75,419 1 839,181 75,419 HOT TOPIC INC COMMON STOCK 441339108 6,684 600,000 SH 558,180 41,820 1 558,180 41,820 ICICI BANK LTD-SPON ADR COMMON STOCK 45104G104 3,615 117,700 SH 76,505 41,195 1 76,505 41,195 ICO GLOBAL COM HLDG LTD-NEW COMMON STOCK 44930K108 21,601 3,692,500 SH 3,422,315 270,185 1 3,422,315 270,185 INTERACTIVE DATA CORP COMMON STOCK 45840J107 220 11,046 SH 10,276 770 1 10,276 770 INTERNET CAPITAL GROUP INC COMMON STOCK 46059C205 5,636 596,388 SH 554,820 41,568 1 554,820 41,568 INTERPUBLIC GROUP OF COS INC COMMON STOCK 460690100 23,012 2,324,400 SH 2,132,728 191,672 1 2,132,728 191,672 IRSA -SP GDR COMMON STOCK 450047204 2,089 165,000 SH 153,499 11,501 1 153,499 11,501 ISHARES MSCI EMERGING MKT IN COMMON STOCK 464287234 968 10,000 SH 6,500 3,500 1 6,500 3,500 ISIS PHARMACEUTICALS INC COMMON STOCK 464330109 895 124,700 SH 116,008 8,692 1 116,008 8,692 JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 41,312 2,094,917 SH 1,922,168 172,749 1 1,922,168 172,749 JDS UNIPHASE CORP COMMON STOCK 46612J507 219 100,000 SH 91,753 8,247 1 91,753 8,247 K&F INDUSTRIES HOLDINGS INC COMMON STOCK 482241106 4,550 242,300 SH 225,412 16,888 1 225,412 16,888 KANSAS CITY SOUTHERN COMMON STOCK 485170302 58,222 2,131,900 SH 1,956,101 175,799 1 1,956,101 175,799 KERYX BIOPHARMACEUTICALS COMMON STOCK 492515101 9,760 825,000 SH 767,497 57,503 1 767,497 57,503 KNIGHT CAPITAL GROUP INC-A COMMON STOCK 499005106 119,266 6,553,061 SH 6,017,745 535,316 1 6,017,745 535,316 LEAP WIRELESS INTL INC COMMON STOCK 521863308 13,329 274,875 SH 252,208 22,667 1 252,208 22,667 LEVEL 3 COMMUNICATIONS INC COMMON STOCK 52729N100 23,401 4,341,637 SH 3,983,621 358,016 1 3,983,621 358,016 LIGAND PHARMACEUTICALS-CL B COMMON STOCK 53220K207 35,135 3,499,466 SH 3,213,507 285,959 1 3,213,507 285,959 LINCOLN NATIONAL CORP COMMON STOCK 534187109 38,148 614,500 SH 563,828 50,672 1 563,828 50,672 MAGMA DESIGN AUTOMATION COMMON STOCK 559181102 183 20,137 SH 18,734 1,403 1 18,734 1,403 MARSH & MCLENNAN COS COMMON STOCK 571748102 98,054 3,483,280 SH 3,196,045 287,235 1 3,196,045 287,235 MCAFEE INC COMMON STOCK 579064106 53,633 2,192,700 SH 2,011,888 180,812 1 2,011,888 180,812 MCDONALD'S CORP COMMON STOCK 580135101 23,686 605,468 SH 555,541 49,927 1 555,541 49,927 MCF CORP COMMON STOCK 580395101 90 125,000 SH 125,000 0 1 125,000 0 MCKESSON CORP COMMON STOCK 58155Q103 132,417 2,511,700 SH 2,304,583 207,117 1 2,304,583 207,117 MEDICINES COMPANY COMMON STOCK 584688105 13,356 592,008 SH 550,745 41,263 1 550,745 41,263 MEMC ELECTRONIC MATERIALS COMMON STOCK 552715104 8,424 229,967 SH 211,004 18,963 1 211,004 18,963 MGI PHARMA INC COMMON STOCK 552880106 8,186 475,674 SH 436,787 38,887 1 436,787 38,887 MIDAS INC COMMON STOCK 595626102 860 41,600 SH 38,701 2,899 1 38,701 2,899 MIRANT CORP COMMON STOCK 60467R100 308,523 11,297,059 SH 10,365,492 931,567 1 10,365,492 931,567 NALCO HOLDING CO COMMON STOCK 62985Q101 20,996 1,133,669 SH 1,040,185 93,484 1 1,040,185 93,484 NCR CORPORATION COMMON STOCK 62886E108 60,441 1,530,915 SH 1,404,674 126,241 1 1,404,674 126,241 NETEASE.COM INC -ADR COMMON STOCK 64110W102 539 32,951 SH 30,234 2,717 1 30,234 2,717 NEW YORK TIMES CO -CL A COMMON STOCK 650111107 3,734 162,500 SH 149,100 13,400 1 149,100 13,400 NORTEL NETWORKS CORP COMMON STOCK 656568102 110,846 48,193,748 SH 44,219,643 3,974,105 1 44,219,643 3,974,105 NOVELL INC COMMON STOCK 670006105 47,792 7,834,706 SH 7,188,649 646,057 1 7,188,649 646,057 NRG ENERGY INC COMMON STOCK 629377508 148,593 3,280,200 SH 3,009,712 270,488 1 3,009,712 270,488 NTL INC COMMON STOCK 62941W101 334,901 13,169,537 SH 12,083,564 1,085,973 1 12,083,564 1,085,973 NTL INC COMMON STOCK 62941W101 15,894 625,000 SH CALL 573,250 51,750 1 573,250 51,750 OSI PHARMACEUTICALS INC COMMON STOCK 671040103 118,687 3,162,463 SH 2,905,577 256,886 1 2,905,577 256,886 OSI RESTAURANT PARTNERS INC COMMON STOCK 67104A101 51,436 1,622,076 SH 1,488,319 133,757 1 1,488,319 133,757 PARALLEL PETROLEUM CORP COMMON STOCK 699157103 3,118 155,409 SH 144,577 10,832 1 144,577 10,832 PEOPLES BANK COMMON STOCK 710198102 15,242 384,800 SH 353,069 31,731 1 353,069 31,731 PEP BOYS-MANNY MOE & JACK COMMON STOCK 713278109 17,020 1,324,539 SH 1,216,487 108,052 1 1,216,487 108,052 PETROHAWK ENERGY CORP COMMON STOCK 716495106 42,950 4,129,772 SH 3,233,442 896,330 1 3,233,442 896,330 PETROLEO BRASILEIRO S.A.-ADR COMMON STOCK 71654V408 7,377 88,000 SH 57,200 30,800 1 57,200 30,800 PIONEER NATURAL RESOURCES CO COMMON STOCK 723787107 2,437 62,300 SH 57,163 5,137 1 57,163 5,137 PLAINS EXPLORATION & PRODUCT COMMON STOCK 726505100 32,496 757,300 SH 694,852 62,448 1 694,852 62,448 PMC - SIERRA INC COMMON STOCK 69344F106 13,996 2,356,300 SH 2,161,997 194,303 1 2,161,997 194,303 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 49,301 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 193,576 2,538,705 SH 2,329,361 209,344 1 2,329,361 209,344 R.H. DONNELLEY CORP COMMON STOCK 74955W307 1,333 25,200 SH 23,122 2,078 1 23,122 2,078 RADIOSHACK CORP COMMON STOCK 750438103 47,761 2,474,646 SH 2,270,584 204,062 1 2,270,584 204,062 RCN CORP COMMON STOCK 749361200 199,464 7,048,205 SH 6,427,303 620,902 1 6,427,303 620,902 RITE AID CORP COMMON STOCK 767754104 135,291 29,799,700 SH 27,342,387 2,457,313 1 27,342,387 2,457,313 RR DONNELLEY & SONS CO COMMON STOCK 257867101 7,416 225,000 SH 206,446 18,554 1 206,446 18,554 RTI INTERNATIONAL METALS INC COMMON STOCK 74973W107 218 5,000 SH 4,651 349 1 4,651 349 SABRE HOLDINGS CORP-CL A COMMON STOCK 785905100 4,678 200,000 SH 183,508 16,492 1 183,508 16,492 SANDISK CORP COMMON STOCK 80004C101 29,821 556,986 SH 511,056 45,930 1 511,056 45,930 SCHWAB (CHARLES) CORP COMMON STOCK 808513105 12,806 715,000 SH 656,040 58,960 1 656,040 58,960 SEARS HOLDINGS CORP COMMON STOCK 812350106 171,484 1,084,724 SH 995,277 89,447 1 995,277 89,447 SEATTLE GENETICS INC /WA COMMON STOCK 812578102 4,449 915,446 SH 851,639 63,807 1 851,639 63,807 SERVICES ACQUISITION-UNITS COMMON STOCK 817628209 7,744 625,000 SH 573,245 51,755 1 573,245 51,755 SHANGHAI CENTURY ACQUIS-UNIT COMMON STOCK G80637120 5,963 750,000 SH 697,725 52,275 1 697,725 52,275 SILICON LABORATORIES INC COMMON STOCK 826919102 11,873 382,750 SH 351,188 31,562 1 351,188 31,562 SINA CORP COMMON STOCK G81477104 12,295 488,872 SH 448,923 39,949 1 448,923 39,949 SIX FLAGS INC COMMON STOCK 83001P109 21,005 4,016,200 SH 3,696,811 319,389 1 3,696,811 319,389 SKYWORKS SOLUTIONS INC COMMON STOCK 83088M102 2,134 411,200 SH 382,539 28,661 1 382,539 28,661 SONUS NETWORKS INC COMMON STOCK 835916107 17,397 3,313,693 SH 3,082,728 230,965 1 3,082,728 230,965 SPDR TRUST SERIES 1 COMMON STOCK 78462F103 100,185 750,000 SH 487,500 262,500 1 487,500 262,500 SPRINT NEXTEL CORP COMMON STOCK 852061100 15,435 900,000 SH 825,785 74,215 1 825,785 74,215 STONEPATH GROUP INC COMMON STOCK 861837102 96 502,963 SH 502,963 0 1 502,963 0 SYMANTEC CORP COMMON STOCK 871503108 11,550 542,768 SH 498,010 44,758 1 498,010 44,758 SYMBOL TECHNOLOGIES INC COMMON STOCK 871508107 119,855 8,065,600 SH 7,400,503 665,097 1 7,400,503 665,097 TAKE-TWO INTERACTIVE SOFTWRE COMMON STOCK 874054109 21,155 1,483,511 SH 1,361,180 122,331 1 1,361,180 122,331 TALEO CORP-CLASS A COMMON STOCK 87424N104 107 10,568 SH 9,831 737 1 9,831 737 TAM SA-SPONSORED ADR COMMON STOCK 87484D103 5,059 158,600 SH 103,090 55,510 1 103,090 55,510 TEJON RANCH CO COMMON STOCK 879080109 2,219 52,300 SH 48,655 3,645 1 48,655 3,645 TEKTRONIX INC COMMON STOCK 879131100 6,509 225,000 SH 206,446 18,554 1 206,446 18,554 TERAYON COMMUNICATION SYS COMMON STOCK 880775101 2,500 2,525,530 SH 2,349,500 176,030 1 2,349,500 176,030 TERRA INDUSTRIES INC COMMON STOCK 880915103 9,135 1,184,800 SH 1,102,219 82,581 1 1,102,219 82,581 TEVA PHARMACEUTICAL-SP ADR COMMON STOCK 881624209 2,386 70,000 SH 45,500 24,500 1 45,500 24,500 THE COOPER COS INC COMMON STOCK 216648402 39,767 743,300 SH 682,007 61,293 1 682,007 61,293 THE COOPER COS INC COMMON STOCK 216648402 12,573 235,000 SH CALL 215,500 19,500 1 215,500 19,500 THERAVANCE INC COMMON STOCK 88338T104 5,131 189,750 SH 182,730 7,020 1 182,730 7,020 THQ INC COMMON STOCK 872443403 7,526 258,000 SH 236,725 21,275 1 236,725 21,275 TIBCO SOFTWARE INC COMMON STOCK 88632Q103 42,449 4,727,100 SH 4,337,299 389,801 1 4,337,299 389,801 TIME WARNER TELECOM-CLASS A COMMON STOCK 887319101 7,629 401,300 SH 372,728 28,572 1 372,728 28,572 TRAVELZOO INC COMMON STOCK 89421Q106 5,764 200,000 SH 183,508 16,492 1 183,508 16,492 TREEHOUSE FOODS INC COMMON STOCK 89469A104 18,587 785,900 SH 731,123 54,777 1 731,123 54,777 TRINITY INDUSTRIES INC COMMON STOCK 896522109 12,868 400,000 SH 367,016 32,984 1 367,016 32,984 TXU CORP COMMON STOCK 873168108 12,504 200,000 SH 183,508 16,492 1 183,508 16,492 TYCO INTERNATIONAL LTD COMMON STOCK 902124106 221,672 7,919,700 SH 7,266,634 653,066 1 7,266,634 653,066 ULTRA PETROLEUM CORP COMMON STOCK 903914109 3,632 75,500 SH 69,274 6,226 1 69,274 6,226 UNISYS CORP COMMON STOCK 909214108 97,390 17,206,800 SH 15,787,910 1,418,890 1 15,787,910 1,418,890 US AIRWAYS GROUP INC COMMON STOCK 90341W108 41,278 931,161 SH 853,991 77,170 1 853,991 77,170 USG CORP COMMON STOCK 903293405 49,968 1,062,236 SH 974,643 87,593 1 974,643 87,593 UST INC COMMON STOCK 902911106 10,966 200,000 SH 183,508 16,492 1 183,508 16,492 VALASSIS COMMUNICATIONS INC COMMON STOCK 918866104 254 14,400 SH 13,396 1,004 1 13,396 1,004 VOLCANO CORP COMMON STOCK 928645100 1,149 100,000 SH 93,030 6,970 1 93,030 6,970 WARNACO GROUP INC/THE COMMON STOCK 934390402 5,285 273,279 SH 254,231 19,048 1 254,231 19,048 WATERS CORP COMMON STOCK 941848103 90,560 2,000,000 SH 1,835,078 164,922 1 1,835,078 164,922 WENDY'S INTERNATIONAL INC COMMON STOCK 950590109 192,316 2,870,384 SH 2,633,689 236,695 1 2,633,689 236,695 WHIRLPOOL CORP COMMON STOCK 963320106 28,732 341,600 SH 313,431 28,169 1 313,431 28,169 WILLIAMS COS INC COMMON STOCK 969457100 347,582 14,561,478 SH 13,360,724 1,200,754 1 13,360,724 1,200,754 WINDSTREAM CORP COMMON STOCK 97381W104 32,868 2,491,885 SH 2,286,402 205,483 1 2,286,402 205,483 WR GRACE & CO COMMON STOCK 38388F108 23,869 1,800,100 SH 1,651,662 148,438 1 1,651,662 148,438 ZYMOGENETICS INC COMMON STOCK 98985T109 2,446 145,000 SH 134,893 10,107 1 134,893 10,107 - ------------------------------------------------------------------------------------------------------------------------------------ Grand Total 10,067,636 544,951,750 499,321,372 45,630,378 499,321,372 45,630,378
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