-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UKPLd27yANvxjRewXmAJFirSV9Dk8QNyBDyQux8PLgJu6o68BRi7BFFm/opezJ/t HHd9k1yxEhpVAADlyxflRw== 0001193125-07-033505.txt : 20070216 0001193125-07-033505.hdr.sgml : 20070216 20070216061918 ACCESSION NUMBER: 0001193125-07-033505 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070216 DATE AS OF CHANGE: 20070216 EFFECTIVENESS DATE: 20070216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 07629361 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 February 14, 2006 - --------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 251 Form 13F Information Table Value Total $ 14,105,590 (Thousands) List of Other Included Managers: No. Form 13F File Number Name - --- -------------------- ---- 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As December 31, 2006
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- -------- --------- -------- ------------------- -------------------- -------- --------------------------- Investment Voting Discretion Authority -------------------- --------------------------- NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------- -------- --------- -------- ---------- --- ---- ---------- --------- -------- ---------- ------ --------- ACQUICOR TECHNOLOGY COMMON INC UNIT STOCK 00489A206 8,700 1,200,000 SH 1,116,360 83,640 1 1,116,360 83,640 ACTIVISION INC COMMON STOCK 004930202 48,797 2,830,463 SH 2,594,861 235,602 1 2,594,861 235,602 ADVANCED COMMON MEDICAL OPTICS STOCK 00763M108 1,906 54,144 SH 49,637 4,507 1 49,637 4,507 AERCAP HOLDINGS COMMON NV STOCK N00985106 5,795 250,000 SH 229,191 20,809 1 229,191 20,809 AES CORP COMMON STOCK 00130H105 163,078 7,399,176 SH 6,938,202 460,974 1 6,938,202 460,974 AGERE SYSTEMS COMMON INC STOCK 00845V308 94,900 4,950,443 SH 4,538,378 412,065 1 4,538,378 412,065 AGILENT TECHNOLOGIES COMMON INC STOCK 00846U101 71,162 2,041,945 SH 1,871,978 169,967 1 1,871,978 169,967 AK STEEL HOLDING COMMON CORP STOCK 001547108 20,779 1,229,500 SH 1,127,159 102,341 1 1,127,159 102,341 ALCATEL-LUCENT- COMMON SPONSORED ADR STOCK 013904305 49,616 3,489,173 SH 3,198,741 290,432 1 3,198,741 290,432 ALLEGHENY COMMON ENERGY INC STOCK 017361106 114,750 2,499,449 SH 2,291,400 208,049 1 2,291,400 208,049 ALLEGIANT COMMON TRAVEL CO STOCK 01748X102 4,209 150,000 SH 139,545 10,455 1 139,545 10,455 ALLTEL CORP COMMON STOCK 020039103 91,627 1,514,990 SH 1,388,886 126,104 1 1,388,886 126,104 ALTRIA GROUP INC COMMON STOCK 02209S103 564,089 6,572,930 SH 6,025,813 547,117 1 6,025,813 547,117 ALTRIA GROUP INC COMMON STOCK 02209S103 85,820 1,000,000 SH CALL 917,500 82,500 1 917,500 82,500 AMDOCS LTD COMMON STOCK G02602103 73,959 1,908,629 SH 1,749,759 158,870 1 1,749,759 158,870 AMERICA MOVIL-ADR COMMON SERIES L STOCK 02364W105 154,586 3,418,524 SH 3,133,973 284,551 1 3,133,973 284,551 AMERICAN EAGLE COMMON OUTFITTERS STOCK 02553E106 35,111 1,125,000 SH PUT 1,031,250 93,750 1 1,031,250 93,750 AMERICAN COMMON EXPRESS CO STOCK 025816109 24,280 400,200 SH 366,888 33,312 1 366,888 33,312 AMERICAN COMMON EXPRESS CO STOCK 025816109 203,245 3,350,000 SH CALL 3,071,100 278,900 1 3,071,100 278,900 AMERICAN INTERNATIONAL COMMON GROUP STOCK 026874107 87,189 1,216,710 SH 1,115,434 101,276 1 1,115,434 101,276 AMERICAN STANDARD COS COMMON INC STOCK 029712106 17,549 382,758 SH 350,898 31,860 1 350,898 31,860 AMERICAN TOWER COMMON CORP-CL A STOCK 029912201 173,341 4,649,710 SH 4,501,480 148,230 1 4,501,480 148,230 AMERIPRISE COMMON FINANCIAL INC STOCK 03076C106 13,064 239,700 SH 219,748 19,952 1 219,748 19,952 AMPHENOL COMMON CORP-CL A STOCK 032095101 255 4,102 SH 3,761 341 1 3,761 341 APPLE INC COMMON STOCK 037833100 363,487 4,284,377 SH 3,927,754 356,623 1 3,927,754 356,623 APPLIED MICRO COMMON CIRCUITS CORP STOCK 03822W109 39,855 11,195,130 SH 10,269,489 925,641 1 10,269,489 925,641 AQUILA INC COMMON STOCK 03840P102 73,212 15,577,000 SH 14,292,675 1,284,325 1 14,292,675 1,284,325 ARCH CAPITAL COMMON GROUP LTD STOCK G0450A105 27,583 407,978 SH 374,018 33,960 1 374,018 33,960 ART TECHNOLOGY COMMON GROUP INC STOCK 04289L107 336 143,936 SH 60,605 83,331 1 60,605 83,331 ATMEL CORP COMMON STOCK 049513104 31,277 5,169,750 SH 4,744,436 425,314 1 4,744,436 425,314 AVANEX CORP COMMON STOCK 05348W109 756 400,000 SH 372,120 27,880 1 372,120 27,880 AVAYA INC COMMON STOCK 053499109 89,095 6,373,052 SH 5,842,572 530,480 1 5,842,572 530,480 AVAYA INC COMMON STOCK 053499109 13,980 1,000,000 SH CALL 916,800 83,200 1 916,800 83,200 BAIDU.COM - SPON COMMON ADR STOCK 056752108 44,485 394,758 SH 361,899 32,859 1 361,899 32,859 BALLY TECHNOLOGIES COMMON INC STOCK 05874B107 37,564 2,010,900 SH 1,846,312 164,588 1 1,846,312 164,588 BANCO BRADESCO- COMMON SPONSORED ADR STOCK 059460303 2,018 50,000 SH 32,500 17,500 1 32,500 17,500 BARNES & NOBLE COMMON INC STOCK 067774109 7,632 192,200 SH 176,202 15,998 1 176,202 15,998 BISYS GROUP INC/ COMMON THE STOCK 055472104 44,977 3,483,852 SH 3,193,863 289,989 1 3,193,863 289,989 BJ'S WHOLESALE COMMON CLUB INC STOCK 05548J106 70,124 2,254,078 SH 2,066,453 187,625 1 2,066,453 187,625 BLACK & DECKER COMMON CORP STOCK 091797100 1,200 15,000 SH 13,751 1,249 1 13,751 1,249 BLOCKBUSTER COMMON INC-CL A STOCK 093679108 1,612 304,700 SH 283,462 21,238 1 283,462 21,238 BORDERS GROUP COMMON INC STOCK 099709107 41,933 1,876,180 SH 1,720,011 156,169 1 1,720,011 156,169 BRINK'S CO/THE COMMON STOCK 109696104 22,730 355,600 SH 326,001 29,599 1 326,001 29,599 BROADWING CORP COMMON COM STOCK 11161E101 4,530 290,000 SH 269,787 20,213 1 269,787 20,213 BROOKFIELD ASSET COMMON MANAGE-CL A STOCK 112585104 8,641 179,357 SH 164,428 14,929 1 164,428 14,929 BUSINESS OBJECTS COMMON SA-SP ADR STOCK 12328X107 136,474 3,459,405 SH 3,171,451 287,954 1 3,171,451 287,954 CANADIAN NATURAL COMMON RESOURCES STOCK 136385101 68,311 1,283,309 SH 1,176,489 106,820 1 1,176,489 106,820 CAREMARK RX INC COMMON STOCK 141705103 180,567 3,161,749 SH 2,898,571 263,178 1 2,898,571 263,178 CARMAX INC COMMON STOCK 143130102 43,894 818,453 SH 750,327 68,126 1 750,327 68,126 CENTRAL EUROPEAN COMMON MEDIA ENT-A STOCK G20045202 6,111 87,300 SH 81,215 6,085 1 81,215 6,085 CERIDIAN CORP COMMON STOCK 156779100 26,846 959,465 SH 879,600 79,865 1 879,600 79,865 CF INDUSTRIES COMMON HOLDINGS INC STOCK 125269100 2,564 100,000 SH 93,030 6,970 1 93,030 6,970 CHARTER COMMUNICATIONS-CL COMMON A STOCK 16117M107 10,974 3,586,432 SH 3,289,979 296,453 1 3,289,979 296,453 CHICAGO MERCANTILE COMMON EXCHANG-A STOCK 167760107 37,956 74,461 SH 64,338 10,123 1 64,338 10,123 CITIGROUP INC COMMON STOCK 172967101 105,830 1,900,000 SH PUT 1,741,500 158,500 1 1,741,500 158,500 CKX INC COMMON STOCK 12562M106 2,155 183,700 SH 170,896 12,804 1 170,896 12,804 CNET NETWORKS COMMON INC STOCK 12613R104 55,132 6,065,162 SH 5,565,141 500,021 1 5,565,141 500,021 COMCAST CORP- COMMON SPECIAL CL A STOCK 20030N200 299,061 7,140,904 SH 6,546,509 594,395 1 6,546,509 594,395 COMVERSE TECHNOLOGY COMMON INC STOCK 205862402 13,612 644,796 SH 591,125 53,671 1 591,125 53,671 CONSOL ENERGY COMMON INC STOCK 20854P109 2,012 62,614 SH 57,403 5,211 1 57,403 5,211
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------- -------- --------- -------- ------------------- -------------------- -------- --------------------------- Investment Voting Discretion Authority -------------------- --------------------------- NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ shared - shared- ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------- -------- --------- -------- ---------- --- ---- ---------- --------- -------- ---------- ------ --------- CONTINENTAL AIRLINES- COMMON CLASS B STOCK 210795308 90,616 2,196,747 SH 2,013,895 182,852 1 2,013,895 182,852 COVANTA COMMON HOLDING CORP STOCK 22282E102 53,730 2,437,850 SH 2,234,928 202,922 1 2,234,928 202,922 CROWN CASTLE COMMON INTL CORP STOCK 228227104 60,433 1,871,006 SH 1,715,267 155,739 1 1,715,267 155,739 CVS CORP COMMON STOCK 126650100 134,289 4,344,532 SH 3,982,902 361,630 1 3,982,902 361,630 CVS CORP COMMON STOCK 126650100 92,730 3,000,000 SH CALL 2,749,800 250,200 1 2,749,800 250,200 DADE BEHRING COMMON HOLDINGS INC STOCK 23342J206 27,601 693,321 SH 635,610 57,711 1 635,610 57,711 DELUXE CORP COMMON STOCK 248019101 25,447 1,009,800 SH 925,746 84,054 1 925,746 84,054 DESARROLLADORA COMMON HOMEX-ADR STOCK 25030W100 2,954 50,000 SH 45,838 4,162 1 45,838 4,162 DIRECTV GROUP COMMON INC/THE STOCK 25459L106 64,075 2,569,152 SH 2,355,301 213,851 1 2,355,301 213,851 DOMINION RESOURCES COMMON INC/VA STOCK 25746U109 10,480 125,000 SH 114,595 10,405 1 114,595 10,405 DOW JONES & CO COMMON INC STOCK 260561105 77,997 2,052,564 SH 1,881,713 170,851 1 1,881,713 170,851 DOWNEY FINANCIAL COMMON CORP STOCK 261018105 26,956 371,400 SH 342,926 28,474 1 342,926 28,474 DST SYSTEMS INC COMMON STOCK 233326107 29,891 477,266 SH 437,539 39,727 1 437,539 39,727 E*TRADE FINANCIAL COMMON CORP STOCK 269246104 197,273 8,798,978 SH 8,066,570 732,408 1 8,066,570 732,408 ECHOSTAR COMMON COMMUNICATIONS--A STOCK 278762109 131,109 3,447,517 SH 3,160,553 286,964 1 3,160,553 286,964 EDGE PETROLEUM COMMON CORP STOCK 279862106 1,824 100,000 SH 93,030 6,970 1 93,030 6,970 EDIETS.COM INC COMMON STOCK 280597105 329 84,761 SH 78,853 5,908 1 78,853 5,908 EHEALTH INC COMMON STOCK 28238P109 1,548 77,000 SH 71,633 5,367 1 71,633 5,367 EL PASO COMMON ELECTRIC CO STOCK 283677854 29,873 1,225,800 SH 1,123,767 102,033 1 1,123,767 102,033 ELAN CORP PLC COMMON -SPONS ADR STOCK 284131208 202,146 13,704,800 SH 12,564,048 1,140,752 1 12,564,048 1,140,752 ELAN CORP PLC COMMON -SPONS ADR STOCK 284131208 33,778 2,290,000 SH CALL 2,099,100 190,900 1 2,099,100 190,900 EMAGEON INC COMMON STOCK 29076V109 7,044 458,600 SH 426,636 31,964 1 426,636 31,964 EW SCRIPPS CO-CL COMMON A STOCK 811054204 11,974 239,764 SH 219,807 19,957 1 219,807 19,957 EXPEDIA INC COMMON STOCK 30212P105 35,131 1,674,493 SH 1,535,112 139,381 1 1,535,112 139,381 EXPRESS SCRIPTS COMMON INC STOCK 302182100 3,931 54,900 SH 50,330 4,570 1 50,330 4,570 FAIR ISAAC CORP COMMON STOCK 303250104 14,780 363,583 SH 333,319 30,264 1 333,319 30,264 FEDERATED DEPARTMENT COMMON STORES STOCK 31410H101 48,998 1,285,023 SH 1,178,060 106,963 1 1,178,060 106,963 FIBERTOWER COMMON CORP COM STOCK 31567R100 62,455 10,621,588 SH 9,765,544 856,044 1 9,765,544 856,044 FIDELITY NATIONAL COMMON FINL-A STOCK 31620R105 38,431 1,609,359 SH 1,475,399 133,960 1 1,475,399 133,960 FIDELITY NATIONAL COMMON INFORMATIO STOCK 31620M106 80,320 2,003,481 SH 1,836,715 166,766 1 1,836,715 166,766 FIRST DATA CORP COMMON STOCK 319963104 57,474 2,252,130 SH 2,064,667 187,463 1 2,064,667 187,463 FIRST DATA CORP COMMON STOCK 319963104 252,648 9,900,000 SH CALL 9,075,900 824,100 1 9,075,900 824,100 FOUNDRY COMMON NETWORKS INC STOCK 35063R100 17,087 1,140,622 SH 1,045,679 94,943 1 1,045,679 94,943 FREEPORT- MCMORAN COMMON COPPER-B STOCK 35671D857 69,577 1,248,470 SH 1,144,550 103,920 1 1,144,550 103,920 GAP INC/THE COMMON STOCK 364760108 76,663 3,931,420 SH 3,604,177 327,243 1 3,604,177 327,243 GATEHOUSE COMMON MEDIA INC STOCK 367348109 3,248 175,000 SH 162,803 12,197 1 162,803 12,197 GLATFELTER COMMON STOCK 377316104 1,008 65,000 SH 60,470 4,530 1 60,470 4,530 GLOBAL CASH ACCESS COMMON HOLDINGS STOCK 378967103 62,792 3,868,883 SH 3,578,637 290,246 1 3,578,637 290,246 GLOBAL COMMON CROSSING LTD STOCK G3921A175 2,514 102,400 SH 95,263 7,137 1 95,263 7,137 GLOBIX CORP COMMON STOCK 37957F200 3,608 829,400 SH 771,591 57,809 1 771,591 57,809 GOLDMAN SACHS COMMON GROUP INC STOCK 38141G104 81,734 410,000 SH 375,872 34,128 1 375,872 34,128 GOODYEAR TIRE COMMON & RUBBER CO STOCK 382550101 17,517 834,558 SH 765,091 69,467 1 765,091 69,467 GOOGLE INC-CL A COMMON STOCK 38259P508 174,014 377,898 SH 346,443 31,455 1 346,443 31,455 GRUPO AEROPORTUARIO COMMON DEL-ADR STOCK 400506101 14,994 382,600 SH 350,761 31,839 1 350,761 31,839 GRUPO TELEVISA COMMON SA-SPONS ADR STOCK 40049J206 5,378 199,100 SH 182,527 16,573 1 182,527 16,573 HANSEN MEDICAL COMMON INC STOCK 411307101 2,700 233,979 SH 217,671 16,308 1 217,671 16,308 HARRAH'S ENTERTAINMENT COMMON INC STOCK 413619107 65,315 789,586 SH 723,863 65,723 1 723,863 65,723 HASBRO INC COMMON STOCK 418056107 56,857 2,086,500 SH 1,912,824 173,676 1 1,912,824 173,676 HEALTHAXIS INC COMMON STOCK 42219D308 103 73,369 SH 67,262 6,107 1 67,262 6,107 HEALTHSOUTH COMMON CORP STOCK 421924309 81,284 3,588,677 SH 3,289,963 298,714 1 3,289,963 298,714 HEWITT ASSOCIATES COMMON INC-CL A STOCK 42822Q100 18,924 734,898 SH 673,726 61,172 1 673,726 61,172 HILTON HOTELS COMMON CORP STOCK 432848109 57,554 1,649,100 SH 1,511,832 137,268 1 1,511,832 137,268 HOLOGIC INC COMMON STOCK 436440101 36,774 777,783 SH 713,042 64,741 1 713,042 64,741 HOSPIRA INC COMMON STOCK 441060100 31,723 944,690 SH 866,056 78,634 1 866,056 78,634 HUGHES COMMUNICATIONS COMMON INC STOCK 444398101 13,139 281,828 SH 262,185 19,643 1 262,185 19,643 ICO GLOBAL COM COMMON HLDG LTD-NEW STOCK 44930K108 16,875 3,692,500 SH 3,421,535 270,965 1 3,421,535 270,965 INSITUFORM TECHNOLOGIES-CL COMMON A STOCK 457667103 2,645 102,300 SH 95,170 7,130 1 95,170 7,130 INTERACTIVE COMMON DATA CORP STOCK 45840J107 266 11,046 SH 10,276 770 1 10,276 770 INTERCONTINENTAL COMMON EXCHANGE INC STOCK 45865V100 35,225 326,458 SH 299,284 27,174 1 299,284 27,174 INTERMEC INC COMMON STOCK 458786100 6,767 278,811 SH 255,603 23,208 1 255,603 23,208 INTERNET CAPITAL GROUP COMMON INC STOCK 46059C205 6,119 596,388 SH 554,820 41,568 1 554,820 41,568 INTERPUBLIC GROUP OF COS COMMON INC STOCK 460690100 100,716 8,228,454 SH 7,543,534 684,920 1 7,543,534 684,920 IRSA -SP GDR COMMON STOCK 450047204 2,790 165,000 SH 153,499 11,501 1 153,499 11,501 ISHARES DJ US COMMON REAL ESTATE STOCK 464287739 4,168 50,000 SH PUT 32,600 17,400 1 32,600 17,400 ISHARES MSCI COMMON BRAZIL STOCK 464286400 9,370 200,000 SH 130,000 70,000 1 130,000 70,000 ISHARES MSCI EMERGING MKT COMMON IN STOCK 464287234 10,104 88,500 SH 57,525 30,975 1 57,525 30,975 ISHARES RUSSELL COMMON 2000 STOCK 464287655 314,461 4,030,000 SH 3,694,551 335,449 1 3,694,551 335,449
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------- -------- --------- -------- ---------------------- -------------------- -------- --------------------------- Investment Voting Discretion Authority -------------------- --------------------------- NAME OF TITLE OF VALUE SHRS OR PUT/ shared- shared- ISSUER CLASS CUSIP (x1000) PRN AMT SH/PRN CALL defined other Managers Sole Shared None - -------------------- -------- --------- -------- ---------- ------ ---- ---------- --------- -------- ---------- ------ --------- ISIS PHARMACEUTICALS COMMON INC STOCK 464330109 2,332 209,700 SH 195,084 14,616 1 195,084 14,616 JAMBA INC COMMON STOCK 47023A101 93,987 9,333,334 SH 8,560,458 772,876 1 8,560,458 772,876 JAMBA INC COMMON STOCK 47023A200 9,072 625,000 SH 573,245 51,755 1 573,245 51,755 JDS UNIPHASE COMMON CORP STOCK 46612J507 208 12,498 SH 11,458 1,040 1 11,458 1,040 K&F INDUSTRIES COMMON HOLDINGS INC STOCK 482241106 5,503 242,300 SH 225,412 16,888 1 225,412 16,888 KANSAS CITY COMMON SOUTHERN STOCK 485170302 36,539 1,260,844 SH 1,155,894 104,950 1 1,155,894 104,950 KERYX COMMON BIOPHARMACEUTICALS STOCK 492515101 10,973 825,000 SH 767,497 57,503 1 767,497 57,503 KIMBERLY-CLARK COMMON CORP STOCK 494368103 2,315 34,067 SH 31,231 2,836 1 31,231 2,836 KLA-TENCOR COMMON CORPORATION STOCK 482480100 75,953 1,526,698 SH 1,399,619 127,079 1 1,399,619 127,079 KNIGHT CAPITAL COMMON GROUP INC-A STOCK 499005106 60,765 3,169,798 SH 2,908,545 261,253 1 2,908,545 261,253 LAM RESEARCH COMMON CORP STOCK 512807108 75,930 1,500,000 SH PUT 1,374,900 125,100 1 1,374,900 125,100 LEAP WIRELESS COMMON INTL INC STOCK 521863308 16,347 274,875 SH 251,995 22,880 1 251,995 22,880 LEAR CORP COMMON STOCK 521865105 39,328 1,331,800 SH 1,220,944 110,856 1 1,220,944 110,856 LEVEL 3 COMMUNICATIONS COMMON INC STOCK 52729N100 33,666 6,011,739 SH 5,511,334 500,405 1 5,511,334 500,405 LIBERTY GLOBAL COMMON INC-A STOCK 530555101 4,373 150,000 SH 137,514 12,486 1 137,514 12,486 LIBERTY MEDIA- COMMON INTERACTIVE A STOCK 53071M104 72,171 3,345,911 SH 3,067,405 278,506 1 3,067,405 278,506 LIGAND PHARMACEUTICALS-CL COMMON B STOCK 53220K207 38,319 3,499,466 SH 3,210,947 288,519 1 3,210,947 288,519 LINCOLN NATIONAL COMMON CORP STOCK 534187109 58,698 884,000 SH 810,418 73,582 1 810,418 73,582 LOEWS CORP COMMON STOCK 540424108 39,354 948,966 SH 869,977 78,989 1 869,977 78,989 LONE STAR TECHNOLOGIES COMMON INC STOCK 542312103 5,449 112,550 SH 104,705 7,845 1 104,705 7,845 MAGMA DESIGN COMMON AUTOMATION STOCK 559181102 180 20,137 SH 18,734 1,403 1 18,734 1,403 MARTIN MARIETTA COMMON MATERIALS STOCK 573284106 2,380 22,900 SH 20,994 1,906 1 20,994 1,906 MASTERCARD COMMON INC-CLASS A STOCK 57636Q104 15,227 154,600 SH 141,732 12,868 1 141,732 12,868 MATTEL INC COMMON STOCK 577081102 32,638 1,440,352 SH 1,320,460 119,892 1 1,320,460 119,892 MCAFEE INC COMMON STOCK 579064106 56,090 1,976,405 SH 1,811,893 164,512 1 1,811,893 164,512 MCDONALD'S COMMON CORP STOCK 580135101 104,006 2,346,184 SH 2,150,892 195,292 1 2,150,892 195,292 MEDICINES COMMON COMPANY STOCK 584688105 6,883 217,008 SH 201,883 15,125 1 201,883 15,125 MEMC ELECTRONIC COMMON MATERIALS STOCK 552715104 27,737 708,667 SH 649,679 58,988 1 649,679 58,988 METABOLIX INC COMMON STOCK 591018809 2,841 150,000 SH 139,545 10,455 1 139,545 10,455 MGI PHARMA INC COMMON STOCK 552880106 10,229 555,633 SH 509,804 45,829 1 509,804 45,829 MICROSOFT CORP COMMON STOCK 594918104 59,720 2,000,000 SH 1,540,000 460,000 1 1,540,000 460,000 MIDAS INC COMMON STOCK 595626102 957 41,600 SH 38,701 2,899 1 38,701 2,899 MIRANT CORP COMMON STOCK 60467R100 246,081 7,794,775 SH 7,145,954 648,821 1 7,145,954 648,821 MOODY'S CORP COMMON STOCK 615369105 29,432 426,181 SH 390,706 35,475 1 390,706 35,475 MOVE INC COMMON STOCK 62458M108 590 107,000 SH 99,542 7,458 1 99,542 7,458 MUELLER WTR PRODS INC COM COMMON SER B ADDED STOCK 624758207 643 43,167 SH 39,575 3,592 1 39,575 3,592 NALCO HOLDING COMMON CO STOCK 62985Q101 21,116 1,032,069 SH 946,162 85,907 1 946,162 85,907 NASDAQ STOCK COMMON MARKET INC STOCK 631103108 46,757 1,518,584 SH 1,392,180 126,404 1 1,392,180 126,404 NCR COMMON CORPORATION STOCK 62886E108 46,348 1,083,915 SH 993,692 90,223 1 993,692 90,223 NEW YORK TIMES COMMON CO -CL A STOCK 650111107 3,958 162,500 SH 148,974 13,526 1 148,974 13,526 NEWS CORP CL A COMMON STOCK 65248E104 37,773 1,758,500 SH 1,612,126 146,374 1 1,612,126 146,374 NEXCEN BRANDS COMMON INC STOCK 653351106 7,754 1,072,434 SH 997,685 74,749 1 997,685 74,749 NII HOLDINGS INC COMMON STOCK 62913F201 120,539 1,870,568 SH 1,714,866 155,702 1 1,714,866 155,702 NOVELL INC COMMON STOCK 670006105 21,172 3,414,855 SH 3,130,609 284,246 1 3,130,609 284,246 NOVELLUS COMMON SYSTEMS INC STOCK 670008101 252,963 7,349,307 SH 6,737,565 611,742 1 6,737,565 611,742 NRG ENERGY INC COMMON STOCK 629377508 75,538 1,348,657 SH 1,236,397 112,260 1 1,236,397 112,260 NUTRISYSTEM INC COMMON STOCK 67069D108 1,916 30,220 SH 27,704 2,516 1 27,704 2,516 NVR INC COMMON STOCK 62944T105 9,670 14,993 SH 13,745 1,248 1 13,745 1,248 OSI PHARMACEUTICALS COMMON INC STOCK 671040103 103,298 2,953,073 SH 2,711,122 241,951 1 2,711,122 241,951 PARALLEL PETROLEUM COMMON CORP STOCK 699157103 13,009 740,409 SH 499,712 240,697 1 499,712 240,697 PAYLESS SHOESOURCE COMMON INC STOCK 704379106 5,220 159,036 SH 145,798 13,238 1 145,798 13,238 PENTAIR INC COMMON STOCK 709631105 11,817 376,346 SH 345,019 31,327 1 345,019 31,327 PEOPLES BANK COMMON STOCK 710198102 17,170 384,800 SH 352,770 32,030 1 352,770 32,030 PEP BOYS-MANNY COMMON MOE & JACK STOCK 713278109 18,455 1,241,939 SH 1,139,727 102,212 1 1,139,727 102,212 PETROHAWK COMMON ENERGY CORP STOCK 716495106 44,547 3,873,632 SH 3,551,199 322,433 1 3,551,199 322,433 PIONEER NATURAL COMMON RESOURCES CO STOCK 723787107 26,287 662,300 SH 607,172 55,128 1 607,172 55,128 PLAINS EXPLORATION COMMON & PRODUCT STOCK 726505100 47,934 1,008,501 SH 862,879 145,622 1 862,879 145,622 PMC - SIERRA INC COMMON STOCK 69344F106 9,101 1,356,300 SH 1,243,404 112,896 1 1,243,404 112,896 POLO RALPH COMMON LAUREN CORP STOCK 731572103 20,046 258,122 SH 236,636 21,486 1 236,636 21,486 POTASH CORP OF COMMON SASKATCHEWAN STOCK 73755L107 2,182 15,205 SH 13,940 1,265 1 13,940 1,265 PRICELINE.COM COMMON INC STOCK 741503403 93,682 2,148,186 SH 1,969,375 178,811 1 1,969,375 178,811 PROCTER & COMMON GAMBLE CO STOCK 742718109 77,029 1,198,521 SH 1,098,759 99,762 1 1,098,759 99,762 PROGENICS COMMON PHARMACEUTICALS STOCK 743187106 53,939 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 PRUDENTIAL COMMON FINANCIAL INC STOCK 744320102 222,439 2,590,718 SH 2,375,072 215,646 1 2,375,072 215,646 QUALCOMM INC COMMON STOCK 747525103 127,921 3,385,048 SH 3,103,283 281,765 1 3,103,283 281,765 QWEST COMMUNICATIONS COMMON INTL STOCK 749121109 125,509 14,995,057 SH 13,746,898 1,248,159 1 13,746,898 1,248,159 R.H. DONNELLEY COMMON CORP STOCK 74955W307 127,041 2,025,200 SH 1,856,626 168,574 1 1,856,626 168,574
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 - ----------------- -------- --------- ---------- ----------------------- ------------------------ -------- Investment Discretion ------------------------ NAME OF TITLE OF VALUE SHRS OR PUT/ shared- ISSUER CLASS CUSIP (x1000) PRN AMT SH/PRN CALL defined shared-other Managers - ----------------- -------- --------- ---------- ----------- ------ ---- ----------- ------------ -------- RCN CORP COMMON STOCK 749361200 216,281 7,173,512 SH 6,541,572 631,940 1 RESEARCH IN COMMON MOTION STOCK 760975102 118,716 929,066 SH 851,732 77,334 1 RESEARCH IN COMMON MOTION STOCK 760975102 63,890 500,000 SH CALL 458,400 41,600 1 RITE AID CORP COMMON STOCK 767754104 180,735 33,223,259 SH 30,823,977 2,399,282 1 RR DONNELLEY & COMMON SONS CO STOCK 257867101 7,996 225,000 SH 206,271 18,729 1 RYDEX RUSSELL COMMON TOP 50 ETF STOCK 78355W205 5,212 48,300 SH 31,395 16,905 1 SEARS HOLDINGS COMMON CORP STOCK 812350106 226,909 1,351,214 SH 1,238,742 112,472 1 SEATTLE GENETICS INC / COMMON WA STOCK 812578102 4,879 915,446 SH 851,639 63,807 1 SEMICONDUCTOR COMMON HOLDRs TRUST STOCK 816636203 33,650 1,000,000 SH PUT 916,800 83,200 1 SEPRACOR INC COMMON STOCK 817315104 87,288 1,417,472 SH 1,299,484 117,988 1 SHANGHAI CENTURY ACQUISIT CO COMMON UNIT 99/99/9999 STOCK G80637120 6,563 750,000 SH 697,725 52,275 1 SILICON LABORATORIES COMMON INC STOCK 826919102 80,747 2,330,367 SH 2,136,392 193,975 1 SINA CORP COMMON STOCK G81477104 19,828 690,888 SH 633,925 56,963 1 SKYWORKS COMMON SOLUTIONS INC STOCK 83088M102 2,911 411,200 SH 382,539 28,661 1 SOLEXA INC COM COMMON STOCK 83420X105 4,121 313,359 SH 291,518 21,841 1 SONUS COMMON NETWORKS INC STOCK 835916107 25,438 3,860,143 SH 3,584,123 276,020 1 STARWOOD HOTELS & COMMON RESORTS STOCK 85590A401 10,141 162,250 SH 148,745 13,505 1 STONEPATH COMMON GROUP INC STOCK 861837102 80 502,963 SH 502,963 0 1 SUN MICROSYSTEMS COMMON INC STOCK 866810104 129,534 23,899,236 SH 21,909,911 1,989,325 1 TAKE-TWO INTERACTIVE COMMON SOFTWRE STOCK 874054109 61,733 3,475,946 SH 3,186,615 289,331 1 TALEO CORP- COMMON CLASS A STOCK 87424N104 144 10,568 SH 9,831 737 1 TECHNOLOGY SELECT SECT COMMON SPDR STOCK 81369Y803 116,300 5,000,000 SH PUT 4,583,800 416,200 1 TEJON RANCH CO COMMON STOCK 879080109 2,920 52,300 SH 48,655 3,645 1 TEKELEC COMMON STOCK 879101103 7,415 500,000 SH 465,150 34,850 1 TEMPLE-INLAND COMMON INC STOCK 879868107 5,045 109,600 SH 100,477 9,123 1 TERRA COMMON INDUSTRIES INC STOCK 880915103 14,194 1,184,800 SH 1,102,219 82,581 1 THE COOPER COS COMMON INC STOCK 216648402 43,535 978,304 SH 896,872 81,432 1 THE COOPER COS COMMON INC STOCK 216648402 10,458 235,000 SH CALL 215,500 19,500 1 THE WALT DISNEY COMMON CO. STOCK 254687106 89,907 2,623,490 SH 2,405,116 218,374 1 THERAVANCE INC COMMON STOCK 88338T104 5,861 189,750 SH 182,730 7,020 1 THERMO FISHER COMMON SCIENTIFIC INC STOCK 883556102 166,520 3,676,746 SH 3,370,701 306,045 1 TIBCO SOFTWARE COMMON INC STOCK 88632Q103 23,111 2,448,201 SH 2,244,418 203,783 1 TIME WARNER INC COMMON STOCK 887317105 72,072 3,309,095 SH 3,033,653 275,442 1 TIME WARNER INC COMMON STOCK 887317105 490,050 22,500,000 SH CALL 20,627,100 1,872,900 1 TIME WARNER TELECOM- COMMON CLASS A STOCK 887319101 7,998 401,300 SH 372,692 28,608 1 TITANIUM COMMON METALS CORP STOCK 888339207 14,612 495,163 SH 453,947 41,216 1 TRANSACTION SYSTEMS COMMON ARCHITEC STOCK 893416107 725 22,252 SH 20,701 1,551 1 TRAVELZOO INC COMMON STOCK 89421Q106 5,990 200,000 SH 183,352 16,648 1 TREEHOUSE COMMON FOODS INC STOCK 89469A104 24,520 785,900 SH 731,123 54,777 1 TRIZETTO GROUP COMMON INC STOCK 896882107 3,226 175,600 SH 163,361 12,239 1 TXU CORP COMMON STOCK 873168108 10,842 200,000 SH 183,352 16,648 1 TYCO INTERNATIONAL COMMON LTD STOCK 902124106 221,279 7,278,899 SH 6,673,018 605,881 1 ULTRA PETROLEUM COMMON CORP STOCK 903914109 3,604 75,500 SH 69,216 6,284 1 UNIBANCO-GDR COMMON STOCK 90458E107 4,648 50,000 SH 32,500 17,500 1 UNISYS CORP COMMON STOCK 909214108 110,408 14,082,674 SH 12,910,461 1,172,213 1 US AIRWAYS COMMON GROUP INC STOCK 90341W108 31,202 579,422 SH 531,192 48,230 1 USG CORP COMMON STOCK 903293405 101,004 1,843,143 SH 1,689,724 153,419 1 UST INC COMMON STOCK 902911106 11,791 202,600 SH 185,736 16,864 1 VALASSIS COMMUNICATIONS COMMON INC STOCK 918866104 209 14,400 SH 13,396 1,004 1 WALTER COMMON INDUSTRIES INC STOCK 93317Q105 3,162 116,900 SH 107,170 9,730 1 WARNACO GROUP COMMON INC/THE STOCK 934390402 6,936 273,279 SH 254,231 19,048 1 WATERS CORP COMMON STOCK 941848103 97,940 2,000,000 SH 1,833,524 166,476 1 WENDY'S INTERNATIONAL COMMON INC STOCK 950590109 80,084 2,420,184 SH 2,218,733 201,451 1 WILLIAMS COS COMMON INC STOCK 969457100 318,127 12,179,433 SH 11,206,755 972,678 1 WINDSTREAM COMMON CORP STOCK 97381W104 51,121 3,594,985 SH 3,295,746 299,239 1 WR GRACE & CO COMMON STOCK 38388F108 35,642 1,800,100 SH 1,650,263 149,837 1 YAHOO! INC COMMON STOCK 984332106 218,679 8,562,197 SH 7,849,496 712,701 1 Grand Total 14,105,590 560,274,721 514,083,874 46,190,847
COLUMN 1 COLUMN 8 - ----------------- ----------------------------- Voting Authority ----------------------------- NAME OF ISSUER Sole Shared None - ----------------- ----------- ------ ---------- RCN CORP 6,541,572 631,940 RESEARCH IN MOTION 851,732 77,334 RESEARCH IN MOTION 458,400 41,600 RITE AID CORP 30,823,977 2,399,282 RR DONNELLEY & SONS CO 206,271 18,729 RYDEX RUSSELL TOP 50 ETF 31,395 16,905 SEARS HOLDINGS CORP 1,238,742 112,472 SEATTLE GENETICS INC / WA 851,639 63,807 SEMICONDUCTOR HOLDRs TRUST 916,800 83,200 SEPRACOR INC 1,299,484 117,988 SHANGHAI CENTURY ACQUISIT CO UNIT 99/99/9999 697,725 52,275 SILICON LABORATORIES INC 2,136,392 193,975 SINA CORP 633,925 56,963 SKYWORKS SOLUTIONS INC 382,539 28,661 SOLEXA INC COM 291,518 21,841 SONUS NETWORKS INC 3,584,123 276,020 STARWOOD HOTELS & RESORTS 148,745 13,505 STONEPATH GROUP INC 502,963 0 SUN MICROSYSTEMS INC 21,909,911 1,989,325 TAKE-TWO INTERACTIVE SOFTWRE 3,186,615 289,331 TALEO CORP- CLASS A 9,831 737 TECHNOLOGY SELECT SECT SPDR 4,583,800 416,200 TEJON RANCH CO 48,655 3,645 TEKELEC 465,150 34,850 TEMPLE-INLAND INC 100,477 9,123 TERRA INDUSTRIES INC 1,102,219 82,581 THE COOPER COS INC 896,872 81,432 THE COOPER COS INC 215,500 19,500 THE WALT DISNEY CO. 2,405,116 218,374 THERAVANCE INC 182,730 7,020 THERMO FISHER SCIENTIFIC INC 3,370,701 306,045 TIBCO SOFTWARE INC 2,244,418 203,783 TIME WARNER INC 3,033,653 275,442 TIME WARNER INC 20,627,100 1,872,900 TIME WARNER TELECOM- CLASS A 372,692 28,608 TITANIUM METALS CORP 453,947 41,216 TRANSACTION SYSTEMS ARCHITEC 20,701 1,551 TRAVELZOO INC 183,352 16,648 TREEHOUSE FOODS INC 731,123 54,777 TRIZETTO GROUP INC 163,361 12,239 TXU CORP 183,352 16,648 TYCO INTERNATIONAL LTD 6,673,018 605,881 ULTRA PETROLEUM CORP 69,216 6,284 UNIBANCO-GDR 32,500 17,500 UNISYS CORP 12,910,461 1,172,213 US AIRWAYS GROUP INC 531,192 48,230 USG CORP 1,689,724 153,419 UST INC 185,736 16,864 VALASSIS COMMUNICATIONS INC 13,396 1,004 WALTER INDUSTRIES INC 107,170 9,730 WARNACO GROUP INC/THE 254,231 19,048 WATERS CORP 1,833,524 166,476 WENDY'S INTERNATIONAL INC 2,218,733 201,451 WILLIAMS COS INC 11,206,755 972,678 WINDSTREAM CORP 3,295,746 299,239 WR GRACE & CO 1,650,263 149,837 YAHOO! INC 7,849,496 712,701 Grand Total 514,083,874 46,190,847
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