-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GRPraTSYW+l+H4tUJjKLut3v6l1reuJ4na18l1V2JCMw/qmO4C+DvMgG/8DxCkIh gpKO/87gPk9qBm7F+tOl7Q== 0001193125-07-183385.txt : 20070815 0001193125-07-183385.hdr.sgml : 20070815 20070815085637 ACCESSION NUMBER: 0001193125-07-183385 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070815 DATE AS OF CHANGE: 20070815 EFFECTIVENESS DATE: 20070815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 071058056 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: June 30, 2007 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 August 14,2007 - ------------------------- -------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name - -------------------- --------------------------------------- 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers................................. 1. Form 13F Information Table Entry Total............................ 216 Form 13F Information Table Value Total............................ $16,400,756 (Thousands) List of Other Included Managers: No. Form 13F File Number Name - --- ------------------------ ------------------------------------------------ 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As June 30, 2007
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 - -------- -------------- --------- -------- ------------------- -------------------- -------- Investment Discretion -------------------- VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers - -------------- -------------- --------- -------- ---------- --- ---- ---------- --------- -------- ACXIOM CORP COMMON STOCK 005125109 35,733 1,350,962 SH 1,240,246 110,716 1 ADVANCE AUTO PARTS INC COMMON STOCK 00751Y106 73,284 1,808,131 SH 1,659,949 148,182 1 AERCAP HOLDINGS NV COMMON STOCK N00985106 8,000 250,000 SH 229,512 20,488 1 AES CORP COMMON STOCK 00130H105 128,450 5,870,678 SH 5,389,558 481,120 1 AK STEEL HOLDING CORP COMMON STOCK 001547108 64,234 1,718,858 SH 1,577,993 140,865 1 ALCAN INC COMMON STOCK 013716105 156,486 1,924,800 SH 1,767,057 157,743 1 ALCATEL-LUCENT- SPONSORED ADR COMMON STOCK 013904305 204,947 14,639,043 SH 13,439,329 1,199,714 1 ALLEGHENY ENERGY INC COMMON STOCK 017361106 204,869 3,959,582 SH 3,635,083 324,499 1 ALTRIA GROUP INC COMMON STOCK 02209S103 373,655 5,327,267 SH 4,895,339 431,928 1 AMDOCS LTD COMMON STOCK G02602103 10,122 254,183 SH 233,352 20,831 1 AMERICA MOVIL-ADR SERIES L COMMON STOCK 02364W105 3,737 60,344 SH 55,399 4,945 1 AMERICAN STANDARD COS INC COMMON STOCK 029712106 10,451 177,200 SH 162,678 14,522 1 AMERICAN TOWER CORP-CL A COMMON STOCK 029912201 149,206 3,552,534 SH 3,261,393 291,141 1 AMPHENOL CORP-CL A COMMON STOCK 032095101 292 8,204 SH 7,532 672 1 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 34,573 665,000 SH 610,501 54,499 1 ANHEUSER-BUSCH COS INC. COMMON STOCK 035229103 243,678 4,671,732 SH 4,288,869 382,863 1 AQUILA INC COMMON STOCK 03840P102 58,181 14,225,200 SH 13,059,402 1,165,798 1 ARCH CAPITAL GROUP LTD COMMON STOCK G0450A105 107,762 1,485,554 SH 1,363,808 121,746 1 BANCO BRADESCO-SPONSORED ADR COMMON STOCK 059460303 2,411 100,000 SH 65,000 35,000 1 BCE INC COMMON STOCK 05534B760 30,455 805,900 SH 739,854 66,046 1 BMC SOFTWARE INC COMMON STOCK 055921100 79,971 2,639,311 SH 2,423,012 216,299 1 BORDERS GROUP INC COMMON STOCK 099709107 38,742 2,032,658 SH 1,866,076 166,582 1 BRINK'S CO/THE COMMON STOCK 109696104 22,008 355,600 SH 326,458 29,142 1 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 269,813 8,549,200 SH 7,848,567 700,633 1 BROADCOM CORP-CL A COMMON STOCK 111320107 79,388 2,714,136 SH 2,491,704 222,432 1 BROOKFIELD ASSET MANAGE-CL A COMMON STOCK 112585104 90,984 2,280,307 SH 2,093,430 186,877 1 BURLINGTON NORTHERN SANTA FE COMMON STOCK 12189T104 3,959 46,500 SH 42,689 3,811 1 BUSINESS OBJECTS SA-SP ADR COMMON STOCK 12328X107 41,992 1,081,159 SH 992,555 88,604 1 CABLEVISION SYSTEMS-NY GRP-A COMMON STOCK 12686C109 35,897 991,907 SH 910,617 81,290 1 CABOT CORP COMMON STOCK 127055101 2,384 50,000 SH 45,902 4,098 1 CANADIAN NATURAL RESOURCES COMMON STOCK 136385101 65,935 993,739 SH 912,300 81,439 1 CBOT HOLDINGS INC-CLASS A COMMON STOCK 14984K106 8,908 43,114 SH 43,114 0 1 CENTURY ALUMINUM COMPANY COMMON STOCK 156431108 19,343 354,069 SH 325,052 29,017 1 CERIDIAN CORP COMMON STOCK 156779100 12,743 364,078 SH 333,797 30,281 1 CHARTER COMMUNICATIONS-CL A COMMON STOCK 16117M107 23,840 5,886,432 SH 5,404,021 482,411 1 CHICAGO BRIDGE & IRON-NY SHR COMMON STOCK 167250109 18,870 500,000 SH 459,024 40,976 1 CIA VALE DO RIO DOCE-ADR COMMON STOCK 204412209 147,718 3,315,770 SH 3,044,033 271,737 1 CLEVELAND-CLIFFS INC COMMON STOCK 185896107 1,727 22,237 SH 20,415 1,822 1 CME GROUP INC COMMON STOCK 167760107 4,275 8,000 SH 5,241 2,759 1 CNET NETWORKS INC COMMON STOCK 12613R104 70,613 8,621,842 SH 7,915,256 706,586 1 COGENT COMMUNICATIONS GROUP COMMON STOCK 19239V302 747 25,000 SH 22,951 2,049 1 COMMUNITY HEALTH SYSTEMS INC COMMON STOCK 203668108 32,275 797,907 SH 732,516 65,391 1 COMVERSE TECHNOLOGY INC COMMON STOCK 205862402 119,689 5,740,496 SH 5,270,045 470,451 1 CONEXANT SYSTEMS INC COMMON STOCK 207142100 48,554 35,184,172 SH 32,300,723 2,883,449 1 CONSOL ENERGY INC COMMON STOCK 20854P109 30,474 660,900 SH 606,737 54,163 1 CONSUMER DISCRETIONARY SELT COMMON STOCK 81369Y407 4,161 105,807 SH 68,775 37,032 1 CORNING INC COMMON STOCK 219350105 136,370 5,337,384 SH 4,899,969 437,415 1
COLUMN 1 COLUMN 8 - -------- --------------------------- Voting Authority --------------------------- NAME OF ISSUER Sole Shared None - -------------- ---------- ------ --------- ACXIOM CORP 1,240,246 110,716 ADVANCE AUTO PARTS INC 1,659,949 148,182 AERCAP HOLDINGS NV 229,512 20,488 AES CORP 5,389,558 481,120 AK STEEL HOLDING CORP 1,577,993 140,865 ALCAN INC 1,767,057 157,743 ALCATEL-LUCENT- SPONSORED ADR 13,439,329 1,199,714 ALLEGHENY ENERGY INC 3,635,083 324,499 ALTRIA GROUP INC 4,895,339 431,928 AMDOCS LTD 233,352 20,831 AMERICA MOVIL-ADR SERIES L 55,399 4,945 AMERICAN STANDARD COS INC 162,678 14,522 AMERICAN TOWER CORP-CL A 3,261,393 291,141 AMPHENOL CORP-CL A 7,532 672 ANADARKO PETROLEUM CORP 610,501 54,499 ANHEUSER-BUSCH COS INC. 4,288,869 382,863 AQUILA INC 13,059,402 1,165,798 ARCH CAPITAL GROUP LTD 1,363,808 121,746 BANCO BRADESCO-SPONSORED ADR 65,000 35,000 BCE INC 739,854 66,046 BMC SOFTWARE INC 2,423,012 216,299 BORDERS GROUP INC 1,866,076 166,582 BRINK'S CO/THE 326,458 29,142 BRISTOL-MYERS SQUIBB CO 7,848,567 700,633 BROADCOM CORP-CL A 2,491,704 222,432 BROOKFIELD ASSET MANAGE-CL A 2,093,430 186,877 BURLINGTON NORTHERN SANTA FE 42,689 3,811 BUSINESS OBJECTS SA-SP ADR 992,555 88,604 CABLEVISION SYSTEMS-NY GRP-A 910,617 81,290 CABOT CORP 45,902 4,098 CANADIAN NATURAL RESOURCES 912,300 81,439 CBOT HOLDINGS INC-CLASS A 43,114 0 CENTURY ALUMINUM COMPANY 325,052 29,017 CERIDIAN CORP 333,797 30,281 CHARTER COMMUNICATIONS-CL A 5,404,021 482,411 CHICAGO BRIDGE & IRON-NY SHR 459,024 40,976 CIA VALE DO RIO DOCE-ADR 3,044,033 271,737 CLEVELAND-CLIFFS INC 20,415 1,822 CME GROUP INC 5,241 2,759 CNET NETWORKS INC 7,915,256 706,586 COGENT COMMUNICATIONS GROUP 22,951 2,049 COMMUNITY HEALTH SYSTEMS INC 732,516 65,391 COMVERSE TECHNOLOGY INC 5,270,045 470,451 CONEXANT SYSTEMS INC 32,300,723 2,883,449 CONSOL ENERGY INC 606,737 54,163 CONSUMER DISCRETIONARY SELT 68,775 37,032 CORNING INC 4,899,969 437,415
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 - -------- -------------- --------- -------- ------------------- -------------------- -------- Investment Discretion -------------------- VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers - -------------- -------------- --------- -------- ---------- --- ---- ---------- --------- -------- CRESUD S.A.-SPONS ADR COMMON STOCK 226406106 899 42,046 SH 27,330 14,716 1 CROWN CASTLE INTL CORP COMMON STOCK 228227104 7,286 200,878 SH 184,415 16,463 1 CROWN HOLDINGS INC COMMON STOCK 228368106 1,109 44,400 SH 40,761 3,639 1 CSX CORP COMMON STOCK 126408103 274,692 6,093,426 SH 5,594,052 499,374 1 CUMMINS INC COMMON STOCK 231021106 2,237 22,107 SH 20,295 1,812 1 CVS CAREMARK CORP COMMON STOCK 126650100 348,006 9,547,477 SH 8,768,943 778,534 1 DADE BEHRING HOLDINGS INC COMMON STOCK 23342J206 45,965 865,301 SH 794,387 70,914 1 DELTA AIR LINES INC COMMON STOCK 247361702 1,385 70,286 SH 64,452 5,834 1 DELUXE CORP COMMON STOCK 248019101 56,046 1,380,114 SH 1,267,010 113,104 1 DESARROLLADORA HOMEX-ADR COMMON STOCK 25030W100 3,030 50,000 SH 45,902 4,098 1 DEVON ENERGY CORPORATION COMMON STOCK 25179M103 18,328 234,100 SH 214,915 19,185 1 DILLARDS INC-CL A COMMON STOCK 254067101 125,755 3,500,000 SH 3,213,164 286,836 1 DISCOVERY HOLDING CO-A COMMON STOCK 25468Y107 47,208 2,053,398 SH 1,885,116 168,282 1 DOMTAR CORP COMMON STOCK 257559104 103,588 9,282,110 SH 8,521,413 760,697 1 DOW CHEMICAL COMMON STOCK 260543103 13,266 300,000 SH 275,414 24,586 1 DOWNEY FINANCIAL CORP COMMON STOCK 261018105 27,355 414,600 SH 380,622 33,978 1 DPL INC COMMON STOCK 233293109 1,905 67,234 SH 61,724 5,510 1 DST SYSTEMS INC COMMON STOCK 233326107 107,552 1,357,807 SH 1,246,531 111,276 1 E*TRADE FINANCIAL CORP COMMON STOCK 269246104 78,941 3,573,603 SH 3,280,735 292,868 1 EASTMAN KODAK CO COMMON STOCK 277461109 8,794 316,000 SH 290,103 25,897 1 ECHOSTAR COMMUNICATIONS-A COMMON STOCK 278762109 188,079 4,336,619 SH 3,981,220 355,399 1 EL PASO CORP COMMON STOCK 28336L109 5,169 300,000 SH 275,414 24,586 1 ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 220,739 10,065,600 SH 9,240,694 824,906 1 EMC CORP/MASS COMMON STOCK 268648102 264,394 14,607,382 SH 13,410,263 1,197,119 1 EW SCRIPPS CO-CL A COMMON STOCK 811054204 21,311 466,423 SH 428,198 38,225 1 EXCO RESOURCES INC COMMON STOCK 269279402 267 15,300 SH 14,046 1,254 1 FAIR ISAAC CORP COMMON STOCK 303250104 9,973 248,574 SH 228,202 20,372 1 FIBERTOWER CORP COMMON STOCK 31567R100 45,991 10,621,588 SH 9,765,544 856,044 1 FIDELITY NATIONAL INFORMATIO COMMON STOCK 31620M106 175,649 3,235,981 SH 2,970,783 265,198 1 FORD MOTOR CO COMMON STOCK 345370860 101,119 10,734,500 SH 9,854,775 879,725 1 FOREST OIL CORP COMMON STOCK 346091705 468 11,066 SH 10,159 907 1 FOSTER WHEELER LTD COMMON STOCK G36535139 11,844 110,699 SH 101,627 9,072 1 FREEPORT- MCMORAN COPPER COMMON STOCK 35671D857 21,972 265,300 SH 243,558 21,742 1 FRONTIER OIL CORP COMMON STOCK 35914P105 21,628 494,134 SH 453,638 40,496 1 GLOBAL CASH ACCESS HOLDINGS COMMON STOCK 378967103 41,610 2,597,383 SH 2,389,913 207,470 1 GLOBALSANTAFE CORP COMMON STOCK G3930E101 133,611 1,849,285 SH 1,697,731 151,554 1 GOODYEAR TIRE & RUBBER CO COMMON STOCK 382550101 128,773 3,704,640 SH 3,401,034 303,606 1 GRUPO AEROPORTUARIO DEL-ADR COMMON STOCK 400506101 9,706 196,800 SH 180,671 16,129 1 GRUPO TELEVISA SA-SPONS ADR COMMON STOCK 40049J206 18,129 656,615 SH 602,803 53,812 1 H&R BLOCK INC COMMON STOCK 093671105 1,169 50,000 SH 45,902 4,098 1 HARRAH'S ENTERTAINMENT INC COMMON STOCK 413619107 41,993 492,526 SH 451,050 41,476 1 HARSCO CORP COMMON STOCK 415864107 2,600 50,000 SH 45,902 4,098 1 HEALTHAXIS INC COMMON STOCK 42219D308 147 73,369 SH 67,356 6,013 1 HEALTHSOUTH CORP COMMON STOCK 421924309 64,991 3,588,677 SH 3,294,574 294,103 1 HERSHEY CO/THE COMMON STOCK 427866108 195,597 3,864,020 SH 3,547,352 316,668 1 HEWITT ASSOCIATES INC-CL A COMMON STOCK 42822Q100 1,600 50,000 SH 45,902 4,098 1 HILTON HOTELS CORP COMMON STOCK 432848109 110,719 3,308,006 SH 3,036,905 271,101 1 HJ HEINZ CO COMMON STOCK 423074103 103,898 2,188,718 SH 2,009,346 179,372 1 HOME INNS & HOTELS MANAG-ADR COMMON STOCK 43713W107 8,052 250,000 SH 162,500 87,500 1 HOSPIRA INC COMMON STOCK 441060100 19,973 511,596 SH 469,669 41,927 1 IAC/ INTERACTIVECORP COMMON STOCK 44919P300 51,060 1,475,302 SH 1,354,397 120,905 1 ICICI BANK LTD-SPON ADR COMMON STOCK 45104G104 5,107 103,900 SH 89,375 14,525 1 ICO GLOBAL COM HLDG LTD-NEW COMMON STOCK 44930K108 16,407 4,714,550 SH 4,328,179 386,371 1 INFORMATION SERVICES GROUP-U COMMON STOCK 45675Y203 11,388 1,300,000 SH 1,193,461 106,539 1 INGERSOLL-RAND CO LTD-CL A COMMON STOCK G4776G101 69,440 1,266,698 SH 1,162,888 103,810 1
COLUMN 1 COLUMN 8 - -------- --------------------------- Voting Authority --------------------------- NAME OF ISSUER Sole Shared None - -------------- ---------- ------ --------- CRESUD S.A.-SPONS ADR 27,330 14,716 CROWN CASTLE INTL CORP 184,415 16,463 CROWN HOLDINGS INC 40,761 3,639 CSX CORP 5,594,052 499,374 CUMMINS INC 20,295 1,812 CVS CAREMARK CORP 8,768,943 778,534 DADE BEHRING HOLDINGS INC 794,387 70,914 DELTA AIR LINES INC 64,452 5,834 DELUXE CORP 1,267,010 113,104 DESARROLLADORA HOMEX-ADR 45,902 4,098 DEVON ENERGY CORPORATION 214,915 19,185 DILLARDS INC-CL A 3,213,164 286,836 DISCOVERY HOLDING CO-A 1,885,116 168,282 DOMTAR CORP 8,521,413 760,697 DOW CHEMICAL 275,414 24,586 DOWNEY FINANCIAL CORP 380,622 33,978 DPL INC 61,724 5,510 DST SYSTEMS INC 1,246,531 111,276 E*TRADE FINANCIAL CORP 3,280,735 292,868 EASTMAN KODAK CO 290,103 25,897 ECHOSTAR COMMUNICATIONS-A 3,981,220 355,399 EL PASO CORP 275,414 24,586 ELAN CORP PLC -SPONS ADR 9,240,694 824,906 EMC CORP/MASS 13,410,263 1,197,119 EW SCRIPPS CO-CL A 428,198 38,225 EXCO RESOURCES INC 14,046 1,254 FAIR ISAAC CORP 228,202 20,372 FIBERTOWER CORP 9,765,544 856,044 FIDELITY NATIONAL INFORMATIO 2,970,783 265,198 FORD MOTOR CO 9,854,775 879,725 FOREST OIL CORP 10,159 907 FOSTER WHEELER LTD 101,627 9,072 FREEPORT- MCMORAN COPPER 243,558 21,742 FRONTIER OIL CORP 453,638 40,496 GLOBAL CASH ACCESS HOLDINGS 2,389,913 207,470 GLOBALSANTAFE CORP 1,697,731 151,554 GOODYEAR TIRE & RUBBER CO 3,401,034 303,606 GRUPO AEROPORTUARIO DEL-ADR 180,671 16,129 GRUPO TELEVISA SA-SPONS ADR 602,803 53,812 H&R BLOCK INC 45,902 4,098 HARRAH'S ENTERTAINMENT INC 451,050 41,476 HARSCO CORP 45,902 4,098 HEALTHAXIS INC 67,356 6,013 HEALTHSOUTH CORP 3,294,574 294,103 HERSHEY CO/THE 3,547,352 316,668 HEWITT ASSOCIATES INC-CL A 45,902 4,098 HILTON HOTELS CORP 3,036,905 271,101 HJ HEINZ CO 2,009,346 179,372 HOME INNS & HOTELS MANAG-ADR 162,500 87,500 HOSPIRA INC 469,669 41,927 IAC/ INTERACTIVECORP 1,354,397 120,905 ICICI BANK LTD-SPON ADR 89,375 14,525 ICO GLOBAL COM HLDG LTD-NEW 4,328,179 386,371 INFORMATION SERVICES GROUP-U 1,193,461 106,539 INGERSOLL-RAND CO LTD-CL A 1,162,888 103,810
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 - -------- -------------- --------- -------- ------------------- -------------------- -------- Investment Discretion -------------------- VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers - -------------- -------------- --------- -------- ---------- --- ---- ---------- --------- -------- INTL GAME TECHNOLOGY COMMON STOCK 459902102 158,814 4,000,350 SH 3,672,509 327,841 1 IPATH MSCI INDIA INDEX ETN COMMON STOCK 06739F291 6,401 106,100 SH 97,405 8,695 1 IRSA -SP GDR COMMON STOCK 450047204 983 53,126 SH 34,532 18,594 1 ISHARES DJ US TELECOMMUNICAT COMMON STOCK 464287713 1,662 49,310 SH 32,052 17,258 1 ISHARES MSCI BRAZIL COMMON STOCK 464286400 10,134 165,000 SH 107,250 57,750 1 ISHARES MSCI EMERGING MKT IN COMMON STOCK 464287234 3,555 27,000 SH 17,550 9,450 1 ISHARES MSCI TAIWAN INDEX FD COMMON STOCK 464286731 10,400 650,000 SH 422,500 227,500 1 ITT CORP COMMON STOCK 450911102 137,308 2,010,957 SH 1,846,153 164,804 1 JAMBA INC COMMON STOCK 47023A101 91,019 9,958,334 SH 9,133,703 824,631 1 KBR INC COMMON STOCK 48242W106 47,898 1,826,073 SH 1,676,421 149,652 1 KENNAMETAL INC COMMON STOCK 489170100 2,322 28,301 SH 25,982 2,319 1 KNIGHT CAPITAL GROUP INC-A COMMON STOCK 499005106 148,742 8,960,347 SH 8,226,020 734,327 1 KOOKMIN BANK- SPON ADR COMMON STOCK 50049M109 2,623 29,900 SH 19,435 10,465 1 KRAFT FOODS INC-A COMMON STOCK 50075N104 989,651 28,075,203 SH 25,774,356 2,300,847 1 LAMAR ADVERTISING CO-CL A COMMON STOCK 512815101 10,383 165,435 SH 151,877 13,558 1 LANDAMERICA FINANCIAL GROUP COMMON STOCK 514936103 58,817 609,568 SH 559,612 49,956 1 LAWSON SOFTWARE INC COMMON STOCK 52078P102 16,919 1,710,732 SH 1,570,532 140,200 1 LEUCADIA NATIONAL CORP COMMON STOCK 527288104 2,489 70,600 SH 64,814 5,786 1 LEVEL 3 COMMUNICATIONS INC COMMON STOCK 52729N100 2,860 488,921 SH 448,852 40,069 1 LIBERTY GLOBAL INC-A COMMON STOCK 530555101 6,156 150,000 SH 137,707 12,293 1 LIBERTY MEDIA CORP-CAP SER A COMMON STOCK 53071M302 55,457 471,250 SH 432,630 38,620 1 LIMITED BRANDS INC COMMON STOCK 532716107 278,231 10,135,934 SH 9,305,264 830,670 1 LINCOLN NATIONAL CORP COMMON STOCK 534187109 62,720 884,000 SH 811,553 72,447 1 LIVE NATION INC COMMON STOCK 538034109 2,238 100,000 SH 91,805 8,195 1 LOEWS CORP- CAROLINA GROUP COMMON STOCK 540424207 29,917 387,178 SH 355,448 31,730 1 MACY'S INC COMMON STOCK 55616P104 1,989 50,000 SH 45,902 4,098 1 MANOR CARE INC COMMON STOCK 564055101 516 7,900 SH 7,253 647 1 MARSH & MCLENNAN COS COMMON STOCK 571748102 175,806 5,693,212 SH 5,226,636 466,576 1 MAXIM INTEGRATED PRODUCTS COMMON STOCK 57772K101 13,364 400,000 SH 367,219 32,781 1 MCDERMOTT INTL INC COMMON STOCK 580037109 33,148 398,797 SH 366,114 32,683 1 MCDONALD'S CORP COMMON STOCK 580135101 130,506 2,571,037 SH 2,360,333 210,704 1 MCF CORP COMMON STOCK 580395309 628 125,000 SH 125,000 0 1 MCKESSON CORP COMMON STOCK 58155Q103 52,476 879,875 SH 807,767 72,108 1 MILLIPORE CORP COMMON STOCK 601073109 4,190 55,800 SH 51,227 4,573 1 MIRANT CORP COMMON STOCK 60467R100 402,197 9,430,182 SH 8,657,351 772,831 1 MOLECULAR INSIGHT PHARMACEUT COMMON STOCK 60852M104 8,873 1,044,405 SH 957,337 87,068 1 MONSTER WORLDWIDE INC COMMON STOCK 611742107 11,848 288,280 SH 264,655 23,625 1 MOTIENT CORP COMMON STOCK 619908304 69,708 5,454,443 SH 4,981,449 472,994 1 MOTOROLA INC COMMON STOCK 620076109 597,992 33,784,859 SH 31,016,088 2,768,771 1 NALCO HOLDING CO COMMON STOCK 62985Q101 16,351 595,648 SH 546,833 48,815 1 NASDAQ STOCK MARKET INC COMMON STOCK 631103108 1,486 50,000 SH 45,902 4,098 1 NCR CORPORATION COMMON STOCK 62886E108 190,452 3,624,892 SH 3,327,821 297,071 1 NEON COMMUNICATIONS GROUP IN COMMON STOCK 64050T101 4,877 979,400 SH 899,135 80,265 1 NEWS CORP-CLASS B COMMON STOCK 65248E203 3,485 151,900 SH 139,451 12,449 1 NII HOLDINGS INC COMMON STOCK 62913F201 114,386 1,416,726 SH 1,300,621 116,105 1 NOVELL INC COMMON STOCK 670006105 38,607 4,955,911 SH 4,549,759 406,152 1 NRG ENERGY INC COMMON STOCK 629377508 286,345 6,888,268 SH 6,312,464 575,804 1 NUTRISYSTEM INC COMMON STOCK 67069D108 1,110 200,000 SH CALL 183,600 16,400 1 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 91,625 1,583,023 SH 1,453,290 129,733 1 OFFICE DEPOT INC COMMON STOCK 676220106 88,993 2,937,052 SH 2,696,351 240,701 1 OFFICEMAX INC COMMON STOCK 67622P101 6,862 174,600 SH 160,291 14,309 1 OM GROUP INC COMMON STOCK 670872100 529 10,000 SH 9,181 819 1 OSI PHARMACEUTICALS INC COMMON STOCK 671040103 85,541 2,362,358 SH 2,168,756 193,602 1 OWENS CORNING INC COMMON STOCK 690742101 1,106 32,900 SH 30,204 2,696 1 PARALLEL PETROLEUM CORP COMMON STOCK 699157103 5,694 260,000 SH 78,001 181,999 1
COLUMN 1 COLUMN 8 - -------- --------------------------- Voting Authority --------------------------- NAME OF ISSUER Sole Shared None - -------------- ---------- ------ --------- INTL GAME TECHNOLOGY 3,672,509 327,841 IPATH MSCI INDIA INDEX ETN 97,405 8,695 IRSA -SP GDR 34,532 18,594 ISHARES DJ US TELECOMMUNICAT 32,052 17,258 ISHARES MSCI BRAZIL 107,250 57,750 ISHARES MSCI EMERGING MKT IN 17,550 9,450 ISHARES MSCI TAIWAN INDEX FD 422,500 227,500 ITT CORP 1,846,153 164,804 JAMBA INC 9,133,703 824,631 KBR INC 1,676,421 149,652 KENNAMETAL INC 25,982 2,319 KNIGHT CAPITAL GROUP INC-A 8,226,020 734,327 KOOKMIN BANK- SPON ADR 19,435 10,465 KRAFT FOODS INC-A 25,774,356 2,300,847 LAMAR ADVERTISING CO-CL A 151,877 13,558 LANDAMERICA FINANCIAL GROUP 559,612 49,956 LAWSON SOFTWARE INC 1,570,532 140,200 LEUCADIA NATIONAL CORP 64,814 5,786 LEVEL 3 COMMUNICATIONS INC 448,852 40,069 LIBERTY GLOBAL INC-A 137,707 12,293 LIBERTY MEDIA CORP-CAP SER A 432,630 38,620 LIMITED BRANDS INC 9,305,264 830,670 LINCOLN NATIONAL CORP 811,553 72,447 LIVE NATION INC 91,805 8,195 LOEWS CORP- CAROLINA GROUP 355,448 31,730 MACY'S INC 45,902 4,098 MANOR CARE INC 7,253 647 MARSH & MCLENNAN COS 5,226,636 466,576 MAXIM INTEGRATED PRODUCTS 367,219 32,781 MCDERMOTT INTL INC 366,114 32,683 MCDONALD'S CORP 2,360,333 210,704 MCF CORP 125,000 0 MCKESSON CORP 807,767 72,108 MILLIPORE CORP 51,227 4,573 MIRANT CORP 8,657,351 772,831 MOLECULAR INSIGHT PHARMACEUT 957,337 87,068 MONSTER WORLDWIDE INC 264,655 23,625 MOTIENT CORP 4,981,449 472,994 MOTOROLA INC 31,016,088 2,768,771 NALCO HOLDING CO 546,833 48,815 NASDAQ STOCK MARKET INC 45,902 4,098 NCR CORPORATION 3,327,821 297,071 NEON COMMUNICATIONS GROUP IN 899,135 80,265 NEWS CORP-CLASS B 139,451 12,449 NII HOLDINGS INC 1,300,621 116,105 NOVELL INC 4,549,759 406,152 NRG ENERGY INC 6,312,464 575,804 NUTRISYSTEM INC 183,600 16,400 OCCIDENTAL PETROLEUM CORP 1,453,290 129,733 OFFICE DEPOT INC 2,696,351 240,701 OFFICEMAX INC 160,291 14,309 OM GROUP INC 9,181 819 OSI PHARMACEUTICALS INC 2,168,756 193,602 OWENS CORNING INC 30,204 2,696 PARALLEL PETROLEUM CORP 78,001 181,999
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 - -------- -------------- --------- -------- ------------------- -------------------- -------- Investment Discretion -------------------- VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers - -------------- -------------- --------- -------- ---------- --- ---- ---------- --------- -------- PEOPLE'S UNITED FINANCIAL COMMON STOCK 712704105 75,839 4,277,443 SH 3,926,894 350,549 1 PETROHAWK ENERGY CORP COMMON STOCK 716495106 21,779 1,373,184 SH 1,260,647 112,537 1 PIONEER NATURAL RESOURCES CO COMMON STOCK 723787107 12,703 260,785 SH 239,413 21,372 1 PLAINS EXPLORATION & PRODUCT COMMON STOCK 726505100 70,773 1,480,301 SH 1,358,986 121,315 1 POGO PRODUCING CO COMMON STOCK 730448107 508 10,000 SH 9,181 819 1 PRICELINE.COM INC COMMON STOCK 741503403 52,059 757,336 SH 695,270 62,066 1 PRIDE INTERNATIONAL INC COMMON STOCK 74153Q102 157,166 4,195,557 SH 3,851,719 343,838 1 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 50,203 2,342,388 SH 2,123,281 219,107 1 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 351,665 3,616,834 SH 3,320,424 296,410 1 QUALCOMM INC COMMON STOCK 747525103 179,286 4,131,961 SH 3,793,335 338,626 1 QWEST COMMUNICATIONS INTL COMMON STOCK 749121109 177,947 18,345,025 SH 16,841,596 1,503,429 1 R.H. DONNELLEY CORP COMMON STOCK 74955W307 145,832 1,924,419 SH 1,766,707 157,712 1 RAYTHEON COMPANY COMMON STOCK 755111507 12,098 224,502 SH 206,103 18,399 1 RCN CORP COMMON STOCK 749361200 134,791 7,173,512 SH 6,541,572 631,940 1 RITE AID CORP COMMON STOCK 767754104 218,543 34,254,366 SH 31,447,118 2,807,248 1 RR DONNELLEY & SONS CO COMMON STOCK 257867101 231,302 5,316,058 SH 4,880,391 435,667 1 SEARS HOLDINGS CORP COMMON STOCK 812350106 279,277 1,647,653 SH 1,512,623 135,030 1 SHANGHAI CENTURY ACQUIS-UNIT COMMON STOCK G80637120 8,063 750,000 SH 688,535 61,465 1 SHIRE PLC-ADR COMMON STOCK 82481R106 4,972 67,076 SH 61,579 5,497 1 SIFY LTD-SPONSORED ADR COMMON STOCK 82655M107 7,938 900,000 SH 585,000 315,000 1 SMURFIT-STONE CONTAINER CORP COMMON STOCK 832727101 113,766 8,547,394 SH 7,846,909 700,485 1 ST JUDE MEDICAL INC COMMON STOCK 790849103 13,970 336,700 SH 309,106 27,594 1 SUNCOR ENERGY INC COMMON STOCK 867229106 175,836 1,955,469 SH 1,791,115 164,354 1 SWITCH & DATA FACILITIES CO COMMON STOCK 871043105 23,796 1,653,349 SH 1,653,349 0 1 TAIWAN SEMICONDUCTOR-SP ADR COMMON STOCK 874039100 7,179 645,000 SH 419,250 225,750 1 TAKE-TWO INTERACTIVE SOFTWARE COMMON STOCK 874054109 37,973 1,901,513 SH 1,745,678 155,835 1 TCF FINANCIAL CORP COMMON STOCK 872275102 1,982 71,300 SH 65,457 5,843 1 TD AMERITRADE HOLDING CORP COMMON STOCK 87236Y108 313,532 15,676,606 SH 14,391,861 1,284,745 1 TECHNOLOGY SELECT SECT SPDR COMMON STOCK 81369Y803 4,154 162,253 SH 105,465 56,788 1 TELEKOMUNIK INDONESIA-SP ADR COMMON STOCK 715684106 2,528 58,650 SH 38,123 20,527 1 TEMPLE-INLAND INC COMMON STOCK 879868107 53,843 875,073 SH 803,358 71,715 1 TENARIS SA-ADR COMMON STOCK 88031M109 5,175 105,700 SH 68,705 36,995 1 TERNIUM SA-SPONSORED ADR COMMON STOCK 880890108 6,013 198,500 SH 129,025 69,475 1 TEVA PHARMACEUTICAL-SP ADR COMMON STOCK 881624209 55,585 1,347,521 SH 1,237,088 110,433 1 TEXAS INDUSTRIES INC COMMON STOCK 882491103 41,913 534,531 SH 490,725 43,806 1 THE COOPER COS INC COMMON STOCK 216648402 84,155 1,578,304 SH 1,448,957 129,347 1 THERAVANCE INC COMMON STOCK 88338T104 6,072 189,750 SH 182,730 7,020 1 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 285,013 5,510,690 SH 5,059,072 451,618 1 TIMKEN CO COMMON STOCK 887389104 533 14,750 SH 13,541 1,209 1 TRANSOCEAN INC COMMON STOCK G90078109 67,739 639,171 SH 586,789 52,382 1 TREEHOUSE FOODS INC COMMON STOCK 89469A104 14,582 547,977 SH 503,069 44,908 1 TRINITY INDUSTRIES INC COMMON STOCK 896522109 20,892 479,833 SH 440,510 39,323 1 UNIBANCO-GDR COMMON STOCK 90458E107 5,644 50,000 SH 32,500 17,500 1 UNISYS CORP COMMON STOCK 909214108 105,422 11,534,165 SH 10,588,905 945,260 1 UNITED STATES STEEL CORP COMMON STOCK 912909108 21,750 200,000 SH 183,609 16,391 1 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 129,314 2,528,631 SH 2,321,402 207,229 1 VALERO ENERGY CORP COMMON STOCK 91913Y100 89,275 1,208,700 SH 1,109,643 99,057 1 VIRGIN MEDIA INC COMMON STOCK 92769L101 286,448 11,754,109 SH 10,790,825 963,284 1 VODAFONE GROUP PLC-SP ADR COMMON STOCK 92857W209 33,630 1,000,000 SH 918,047 81,953 1 WALTER INDUSTRIES INC COMMON STOCK 93317Q105 3,385 116,900 SH 107,320 9,580 1 WATERS CORP COMMON STOCK 941848103 42,768 720,486 SH 661,440 59,046 1 WENDY'S INTERNATIONAL INC COMMON STOCK 950590109 195,892 5,330,394 SH 4,893,552 436,842 1 WEYERHAEUSER CO COMMON STOCK 962166104 107,601 1,363,242 SH 1,251,520 111,722 1 WILLIAMS COS INC COMMON STOCK 969457100 252,130 7,973,749 SH 7,320,276 653,473 1 WILLIAMS-SONOMA INC COMMON STOCK 969904101 14,596 462,177 SH 424,300 37,877 1
COLUMN 1 COLUMN 8 - -------- --------------------------- Voting Authority --------------------------- NAME OF ISSUER Sole Shared None - -------------- ---------- ------ --------- PEOPLE'S UNITED FINANCIAL 3,926,894 350,549 PETROHAWK ENERGY CORP 1,260,647 112,537 PIONEER NATURAL RESOURCES CO 239,413 21,372 PLAINS EXPLORATION & PRODUCT 1,358,986 121,315 POGO PRODUCING CO 9,181 819 PRICELINE.COM INC 695,270 62,066 PRIDE INTERNATIONAL INC 3,851,719 343,838 PROGENICS PHARMACEUTICALS 2,123,281 219,107 PRUDENTIAL FINANCIAL INC 3,320,424 296,410 QUALCOMM INC 3,793,335 338,626 QWEST COMMUNICATIONS INTL 16,841,596 1,503,429 R.H. DONNELLEY CORP 1,766,707 157,712 RAYTHEON COMPANY 206,103 18,399 RCN CORP 6,541,572 631,940 RITE AID CORP 31,447,118 2,807,248 RR DONNELLEY & SONS CO 4,880,391 435,667 SEARS HOLDINGS CORP 1,512,623 135,030 SHANGHAI CENTURY ACQUIS-UNIT 688,535 61,465 SHIRE PLC-ADR 61,579 5,497 SIFY LTD-SPONSORED ADR 585,000 315,000 SMURFIT-STONE CONTAINER CORP 7,846,909 700,485 ST JUDE MEDICAL INC 309,106 27,594 SUNCOR ENERGY INC 1,791,115 164,354 SWITCH & DATA FACILITIES CO 1,653,349 0 TAIWAN SEMICONDUCTOR-SP ADR 419,250 225,750 TAKE-TWO INTERACTIVE SOFTWARE 1,745,678 155,835 TCF FINANCIAL CORP 65,457 5,843 TD AMERITRADE HOLDING CORP 14,391,861 1,284,745 TECHNOLOGY SELECT SECT SPDR 105,465 56,788 TELEKOMUNIK INDONESIA-SP ADR 38,123 20,527 TEMPLE-INLAND INC 803,358 71,715 TENARIS SA-ADR 68,705 36,995 TERNIUM SA-SPONSORED ADR 129,025 69,475 TEVA PHARMACEUTICAL-SP ADR 1,237,088 110,433 TEXAS INDUSTRIES INC 490,725 43,806 THE COOPER COS INC 1,448,957 129,347 THERAVANCE INC 182,730 7,020 THERMO FISHER SCIENTIFIC INC 5,059,072 451,618 TIMKEN CO 13,541 1,209 TRANSOCEAN INC 586,789 52,382 TREEHOUSE FOODS INC 503,069 44,908 TRINITY INDUSTRIES INC 440,510 39,323 UNIBANCO-GDR 32,500 17,500 UNISYS CORP 10,588,905 945,260 UNITED STATES STEEL CORP 183,609 16,391 UNITEDHEALTH GROUP INC 2,321,402 207,229 VALERO ENERGY CORP 1,109,643 99,057 VIRGIN MEDIA INC 10,790,825 963,284 VODAFONE GROUP PLC-SP ADR 918,047 81,953 WALTER INDUSTRIES INC 107,320 9,580 WATERS CORP 661,440 59,046 WENDY'S INTERNATIONAL INC 4,893,552 436,842 WEYERHAEUSER CO 1,251,520 111,722 WILLIAMS COS INC 7,320,276 653,473 WILLIAMS-SONOMA INC 424,300 37,877
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 - -------- -------------- --------- ---------- -------------------- ------------------------ -------- Investment Discretion ------------------------ VALUE SHRS OR SH/ PUT/ shared- NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL defined shared-other Managers - -------------- -------------- --------- ---------- ----------- --- ---- ----------- ------------ -------- WILLIS GROUP HOLDINGS LTD COMMON STOCK G96655108 3,551 80,588 SH 73,984 6,604 1 WINDSTREAM CORP COMMON STOCK 97381W104 65,478 4,436,185 SH 4,072,626 363,559 1 WYETH COMMON STOCK 983024100 218,879 3,817,214 SH 3,504,382 312,832 1 YINGLI GREEN ENERGY HOLD-ADR COMMON STOCK 98584B103 7,803 768,791 SH 499,714 269,077 1 Grand Total 16,400,756 625,720,887 573,165,402 52,555,485
COLUMN 1 COLUMN 8 - -------- ----------------------------- Voting Authority ----------------------------- NAME OF ISSUER Sole Shared None - -------------- ----------- ------ ---------- WILLIS GROUP HOLDINGS LTD 73,984 6,604 WINDSTREAM CORP 4,072,626 363,559 WYETH 3,504,382 312,832 YINGLI GREEN ENERGY HOLD-ADR 499,714 269,077 Grand Total 573,165,402 52,555,485
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