-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ClgrihlDZsE2owDVczQtTdmDstmZigVADe/Qle6UB+ips6CvEzaSIiusNxjy18BY p9bVnxFsOLwkmo9nVSqJnQ== 0001193125-08-116326.txt : 20080515 0001193125-08-116326.hdr.sgml : 20080515 20080515153014 ACCESSION NUMBER: 0001193125-08-116326 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 08837131 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: March 31, 2008 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 May 15,2008 - --------------- [City, State] [Date] [Signature] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 117 Form 13F Information Table Value Total $ 4,768,926 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C.
TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As March 31, 2008 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------- ------------ --------- --------- -------------------- --------------------- -------- -------------------------- Investment Discretion Voting Authority --------------------- --------------------------- TITLE OF VALUE HRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AM PRN CALL defined other Managers Sole Shared None - ----------------- ------------ --------- --------- ----------- --- ---- ----------- --------- -------- ----------- ------ --------- ALCOA INC COMMON STOCK 013817101 119,704 3,319,572 SH 3,319,572 1 3,319,572 ALLEGHENY ENERGY INC COMMON STOCK 017361106 118,934 2,355,128 SH 2,355,128 1 2,355,128 ALUMINUM CORP OF CHINA-ADR COMMON STOCK 022276109 4,043 100,000 SH P 100,000 1 100,000 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 153,629 2,437,396 SH 2,437,396 1 2,437,396 APPLIED MATERIALS INC COMMON STOCK 038222105 20,673 1,059,625 SH 1,059,625 1 1,059,625 ARCHER-DANIELS- MIDLAND CO COMMON STOCK 039483102 36,895 896,392 SH 896,392 1 896,392 ARMSTRONG WORLD INDUSTRIES COMMON STOCK 04247X102 357 10,000 SH 10,000 1 10,000 BANK OF AMERICA CORP COMMON STOCK 060505104 41,701 1,100,000 SH 1,100,000 1 1,100,000 BIOGEN IDEC INC COMMON STOCK 09062X103 81,282 1,317,593 SH 1,317,593 1 1,317,593 CALPINE CORP COMMON STOCK 131347304 101,624 5,517,052 SH 5,517,052 1 5,517,052 CANADIAN PACIFIC RAILWAY LTD COMMON STOCK 13645T100 5,467 85,200 SH 85,200 1 85,200 CHEMTURA CORP COMMON STOCK 163893100 10,094 1,375,182 SH 1,375,182 1 1,375,182 CHUBB CORP COMMON STOCK 171232101 11,198 226,310 SH 226,310 1 226,310 CLEAR CHANNEL COMMUNICATIONS COMMON STOCK 184502102 50,174 1,717,102 SH 1,717,102 1 1,717,102 CME GROUP INC COMMON STOCK 12572Q105 63,076 134,461 SH 134,461 1 134,461 CNET NETWORKS INC COMMON STOCK 12613R104 15,254 2,148,472 SH 2,148,472 1 2,148,472 COMCAST CORP-CL A COMMON STOCK 20030N101 12,320 637,000 SH 637,000 1 637,000 CONEXANT SYSTEMS INC COMMON STOCK 207142100 16,880 29,109,055 SH 29,109,055 1 29,109,055 CONSUMER DISCRETIONARY SELT COMMON STOCK 81369Y407 2,452 79,821 SH 79,821 1 79,821 COVIDIEN LTD COMMON STOCK G2552X108 52,501 1,186,453 SH 1,186,453 1 1,186,453 CRESUD S.A.-SPONS ADR COMMON STOCK 226406106 2,404 154,880 SH 154,880 1 154,880 CSX CORP COMMON STOCK 126408103 90,375 1,611,818 SH 1,611,818 1 1,611,818 DIRECTV GROUP INC/THE COMMON STOCK 25459L106 107,414 4,332,963 SH 4,332,963 1 4,332,963 DISCOVERY HOLDING CO-A COMMON STOCK 25468Y107 81,013 3,817,760 SH 3,817,760 1 3,817,760 DYNEGY INC-CL A COMMON STOCK 26817G102 3,945 500,000 SH 500,000 1 500,000 ELAN CORP PLC - SPONS ADR COMMON STOCK 284131208 208,743 10,006,861 SH 10,006,861 1 10,006,861 EQUITABLE RESOURCES INC COMMON STOCK 294549100 29,450 500,000 SH 500,000 1 500,000 FANNIE MAE COMMON STOCK 313586109 7,896 300,000 SH 300,000 1 300,000 FIBERTOWER CORP COMMON STOCK 31567R100 18,694 10,621,588 SH 10,621,588 1 10,621,588 FIDELITY NATIONAL INFORMATIO COMMON STOCK 31620M106 91,406 2,396,595 SH 2,396,595 1 2,396,595 FINANCIAL SELECT SECTOR SPDR COMMON STOCK 81369Y605 124,250 5,000,000 SH 5,000,000 1 5,000,000 FIRST SOLAR INC COMMON STOCK 336433107 11,557 50,000 SH 50,000 1 50,000 FOREST LABORATORIES INC COMMON STOCK 345838106 4,001 100,000 SH 100,000 1 100,000 FREDDIE MAC COMMON STOCK 313400301 7,596 300,000 SH 300,000 1 300,000 FREEPORT-MCMORAN COPPER COMMON STOCK 35671D857 17,406 180,900 SH 180,900 1 180,900 GAMMON GOLD INC COMMON STOCK 36467T106 4,372 570,000 SH 570,000 1 570,000 GENERAL MOLY INC COMMON STOCK 370373102 799 100,000 SH 100,000 1 100,000 GOOGLE INC-CL A COMMON STOCK 38259P508 36,675 83,264 SH 83,264 1 83,264 HDFC BANK LTD-ADR COMMON STOCK 40415F101 2,947 30,000 SH 30,000 1 30,000 HEALTHAXIS INC COMMON STOCK 42219D308 58 73,369 SH 73,369 1 73,369 HJ HEINZ CO COMMON STOCK 423074103 97,412 2,073,910 SH 2,073,910 1 2,073,910 HOME INNS & HOTELS MANAG-ADR COMMON STOCK 43713W107 12,608 640,300 SH 640,300 1 640,300 ICICI BANK LTD- SPON ADR COMMON STOCK 45104G104 6,645 174,000 SH 174,000 1 174,000 ICO GLOBAL COM HLDG LTD-NEW COMMON STOCK 44930K108 14,568 4,714,550 SH 4,714,550 1 4,714,550 INDUSTRIAL SELECT SECT SPDR COMMON STOCK 81369Y704 2,528 67,604 SH 67,604 1 67,604 INFORMATION SERVICES GR-CW11 COMMON STOCK 45675Y112 650 1,300,000 SH C 1,300,000 1 1,300,000 INVESCO LTD COMMON STOCK G491BT108 72,336 2,969,461 SH 2,969,461 1 2,969,461 IPATH MSCI INDIA INDEX ETN COMMON STOCK 06739F291 6,989 106,100 SH 106,100 1 106,100 IRSA -SP GDR COMMON STOCK 450047204 3,952 281,304 SH 281,304 1 281,304 ISHARES MSCI BRAZIL COMMON STOCK 464286400 23,109 300,000 SH C 300,000 1 300,000 ISHARES MSCI EMERGING MKT IN COMMON STOCK 464287234 9,968 74,180 SH 74,180 1 74,180 ISHARES MSCI EMERGING MKT IN COMMON STOCK 464287234 10,750 80,000 SH P 80,000 1 80,000 J.C. PENNEY CO INC COMMON STOCK 708160106 2,557 67,800 SH 67,800 1 67,800 JAMBA INC COMMON STOCK 47023A101 26,390 9,958,334 SH 9,958,334 1 9,958,334 JAMBA INC-CW09 COMMON STOCK 47023A119 153 625,000 SH C 625,000 1 625,000 KNIGHT CAPITAL GROUP INC-A COMMON STOCK 499005106 71,341 4,392,939 SH 4,392,939 1 4,392,939 KOOKMIN BANK-SPON ADR COMMON STOCK 50049M109 21,209 378,400 SH 378,400 1 378,400 MAKO SURGICAL CORP COMMON STOCK 560879108 12,490 1,736,634 SH 1,736,634 1 1,736,634 MARKET VECTORS AGRIBUSINESS COMMON STOCK 57060U605 2,788 52,000 SH 52,000 1 52,000 MARSH & MCLENNAN COS COMMON STOCK 571748102 47,864 1,965,654 SH 1,965,654 1 1,965,654
MARVELL TECHNOLOGY GROUP LTD COMMON STOCK G5876H105 58,218 5,350,951 SH 5,350,951 1 5,350,951 MASTERCARD INC- CLASS A COMMON STOCK 57636Q104 95,496 428,251 SH 428,251 1 428,251 MASTERCARD INC- CLASS A COMMON STOCK 57636Q104 14,829 66,500 SH P 66,500 1 66,500 MATTEL INC COMMON STOCK 577081102 14,652 736,277 SH 736,277 1 736,277 MCDONALD'S CORP COMMON STOCK 580135101 22,052 395,403 SH 395,403 1 395,403 MCF CORP COMMON STOCK 580395309 493 125,000 SH 125,000 1 125,000 MERRILL LYNCH & CO INC COMMON STOCK 590188108 46,048 1,130,300 SH 1,130,300 1 1,130,300 MICROSEMI CORP COMMON STOCK 595137100 1,140 50,000 SH 50,000 1 50,000 MILLICOM INTL CELLULAR S.A. COMMON STOCK L6388F110 20,761 219,573 SH 219,573 1 219,573 MIRANT CORP COMMON STOCK 60467R100 220,891 6,070,109 SH 6,070,109 1 6,070,109 MIRANT CORP-CW11 COMMON STOCK 60467R118 20,964 1,320,543 SH C 1,320,543 1 1,320,543 MONSANTO CO COMMON STOCK 61166W101 63,303 567,739 SH 567,739 1 567,739 MOSAIC CO/THE COMMON STOCK 61945A107 39,896 388,852 SH 388,852 1 388,852 MOTOROLA INC COMMON STOCK 620076109 77,995 8,386,534 SH 8,386,534 1 8,386,534 NASDAQ OMX GROUP/THE COMMON STOCK 631103108 30,171 780,417 SH 780,417 1 780,417 NII HOLDINGS INC COMMON STOCK 62913F201 14,174 446,000 SH 446,000 1 446,000 NRG ENERGY INC COMMON STOCK 629377508 143,871 3,689,949 SH 3,689,949 1 3,689,949 NUANCE COMMUNICATIONS INC COMMON STOCK 67020Y100 8,705 500,000 SH 500,000 1 500,000 NVR INC COMMON STOCK 62944T105 2,915 4,878 SH 4,878 1 4,878 NYMEX HOLDINGS INC COMMON STOCK 62948N104 38,965 429,935 SH 429,935 1 429,935 NYSE EURONEXT COMMON STOCK 629491101 12,865 208,473 SH 208,473 1 208,473 OWENS CORNING INC COMMON STOCK 690742101 181 10,000 SH 10,000 1 10,000 PETROLEO BRASILEIRO S.A.- ADR COMMON STOCK 71654V408 6,097 59,714 SH 59,714 1 59,714 PLAINS EXPLORATION & PRODUCT COMMON STOCK 726505100 400,724 7,540,918 SH 6,061,418 1,479,500 1 6,061,418 1,479,500 PRICELINE.COM INC COMMON STOCK 741503403 110,978 918,240 SH 918,240 1 918,240 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 15,296 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 29,579 378,000 SH 378,000 1 378,000 QUALCOMM INC COMMON STOCK 747525103 158,042 3,854,671 SH 3,854,671 1 3,854,671 RCN CORP COMMON STOCK 749361200 3,265 1,288,785 SH C 1,288,785 1 1,288,785 RESEARCH IN MOTION COMMON STOCK 760975102 70,222 625,700 SH 625,700 1 625,700 SCHERING-PLOUGH CORP COMMON STOCK 806605101 7,205 500,000 SH C 500,000 1 500,000 SEMICONDUCTOR HOLDRS TRUST COMMON STOCK 816636203 86,160 3,000,000 SH 3,000,000 1 3,000,000 SHANGHAI CENTURY ACQUIS-UNIT COMMON STOCK G80637120 5,858 750,000 SH 750,000 1 750,000 SHIRE PLC-ADR COMMON STOCK 82481R106 9,374 161,725 SH 161,725 1 161,725 SK TELECOM CO LTD-ADR COMMON STOCK 78440P108 5,625 260,310 SH 260,310 1 260,310 SLM CORP COMMON STOCK 78442P106 35,367 2,304,043 SH 2,304,043 1 2,304,043 SLM CORP COMMON STOCK 78442P106 7,675 500,000 SH C 500,000 1 500,000 SUNCOR ENERGY INC COMMON STOCK 867229106 48,175 500,000 SH P 500,000 1 500,000 SUNTECH POWER HOLDINGS-ADR COMMON STOCK 86800C104 12,168 300,000 SH 300,000 1 300,000 SWITCH & DATA FACILITIES CO COMMON STOCK 871043105 16,881 1,653,349 SH 1,653,349 1 1,653,349 TAIWAN SEMICONDUCTOR-SP ADR COMMON STOCK 874039100 2,773 270,000 SH 270,000 1 270,000 TECHNOLOGY SELECT SECT SPDR COMMON STOCK 81369Y803 9,969 445,036 SH 445,036 1 445,036 TELE NORTE LESTE PART-ADR COMMON STOCK 879246106 8,533 321,500 SH 321,500 1 321,500 TERRA INDUSTRIES INC COMMON STOCK 880915103 8,883 250,000 SH 250,000 1 250,000 TERRESTAR CORP COMMON STOCK 881451108 26,618 5,454,443 SH 5,454,443 1 5,454,443 TEVA PHARMACEUTICAL- SP ADR COMMON STOCK 881624209 37,890 820,316 SH 820,316 1 820,316 THERAVANCE INC COMMON STOCK 88338T104 1,998 189,750 SH 189,750 1 189,750 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 144,088 2,534,975 SH 2,534,975 1 2,534,975 TYCO INTERNATIONAL LTD COMMON STOCK G9143X208 8,810 200,000 SH 200,000 1 200,000 ULURU INC COMMON STOCK 90403T100 7,105 3,157,895 SH 3,157,895 1 3,157,895 UST INC COMMON STOCK 902911106 10,904 200,000 SH 200,000 1 200,000 VERISIGN INC COMMON STOCK 92343E102 49,257 1,481,867 SH 1,481,867 1 1,481,867 WENDY'S INTERNATIONAL INC COMMON STOCK 950590109 26,736 1,159,430 SH 1,159,430 1 1,159,430 WILLIAMS COS INC COMMON STOCK 969457100 172,003 5,215,359 SH 5,215,359 1 5,215,359 XTO ENERGY INC COMMON STOCK 98385X106 37,116 322,800 SH 277,200 322,800 1 277,200 322,800 YAHOO! INC COMMON STOCK 984332106 11,572 400,000 SH 400,000 1 400,000 YINGLI GREEN ENERGY HOLD-ADR COMMON STOCK 98584B103 11,832 768,791 SH 768,791 1 768,791 Grand Total 4,768,926 209,212,871 207,191,464 2,021,407 207,191,464 2,021,407
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