-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IghKZKi68jj7quuo71AJd0VQm+01UFVBBMil/apYVqkl9Sfn9sEZqn1wuhRDYMy4 VvLU3B5OcXVFpe+h5ugC7g== 0001318757-09-000016.txt : 20090213 0001318757-09-000016.hdr.sgml : 20090213 20090212183150 ACCESSION NUMBER: 0001318757-09-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 09596744 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp4q08.txt MWLLP 13F 4Q08 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: February 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 17 Form 13F Information Table Value Total: 22127 (*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D ANNALY CAPITAL M COMMON STOCK 035710409 1399 88161 SH SOLE 0 88161 0 0 D ARCH COAL INC COMMON STOCK 039380100 2444 150037 SH SOLE 0 150037 0 0 D BANK OF HAWAII COMMON STOCK 062540109 2247 49740 SH SOLE 0 49740 0 0 D BB&T CORP COMMON STOCK 054937107 2220 80841 SH SOLE 0 80841 0 0 D DR REDDYS-ADR ADRS STOCK 256135203 99 10100 SH SOLE 0 10100 0 0 D MASSEY ENERGY CO COMMON STOCK 576206106 2098 152133 SH SOLE 0 152133 0 0 D MOBILE TELES-ADR ADRS STOCK 607409109 10 382 SH SOLE 0 382 0 0 D MORGAN STANLEY COMMON STOCK 617446448 2940 183301 SH SOLE 0 183301 0 0 D NDS GROUP PLC COMMON STOCK 628891103 64 1113 SH SOLE 0 1113 0 0 D NEW ORIENTAL-ADR ADRS STOCK 647581107 134 2438 SH SOLE 0 2438 0 0 D OIL SVC HLDRS TR COMMON STOCK 678002106 6 77 SH SOLE 0 77 0 0 D QUALCOMM INC COMMON STOCK 747525103 3609 100725 SH SOLE 0 100725 0 0 D Streamserve COMMON STOCK GB0000000666 1377 1377410 SH SOLE 0 1377410 0 0 D SUNPOWER CORP-A COMMON STOCK 867652109 340 9200 SH SOLE 0 9200 0 0 D SUNPOWER CORP-B COMMON STOCK 867652307 143 4700 SH SOLE 0 4700 0 0 D SVB FINANCIAL GR COMMON STOCK 78486Q101 1568 59788 SH SOLE 0 59788 0 0 D US BANCORP COMMON STOCK 902973304 1429 57142 SH SOLE 0 57142 0 0 S REPORT SUMMARY 17 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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