-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BjAY7dGSi5e6cbDSo3uKnZHiiahZlhN3OTnuFhrR7Db9icX5qhYPK7XDhIOvzk3q FTtYrjUbX1k+p45sSGQc3A== 0000910472-09-000090.txt : 20090212 0000910472-09-000090.hdr.sgml : 20090212 20090212140501 ACCESSION NUMBER: 0000910472-09-000090 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLS INVESTMENT FIRM, LLC CENTRAL INDEX KEY: 0001360533 IRS NUMBER: 000000000 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11877 FILM NUMBER: 09593754 BUSINESS ADDRESS: STREET 1: 4020 SOUTH 147TH STREET CITY: OMAHA STATE: NE ZIP: 68137 BUSINESS PHONE: 402-493-3313 MAIL ADDRESS: STREET 1: 4020 SOUTH 147TH STREET CITY: OMAHA STATE: NE ZIP: 68137 13F-HR 1 form13f.txt CLS INVESTMENT FIRM, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CLS Investment Firm, LLC Address: 4020 South 147th Street Omaha, NE 68137 Form 13F File Number: 28-11877 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas McCash Title: Chief Compliance Officer Phone: (402) 493-3313 Signature, Place, and Date of Signing: Douglas McCash Omaha, Nebraska February 12, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): [] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-05947 PADCO Advisors II, Inc. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 316 Form 13F Information Table Value Total: $958,748 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- NONE [Repeat as necessary.]
Run Date: 2/11/2009 3:50:18 PM NameOfIssuer TitleOfClass Cusip MarketValue SHRS_OR_PRN_AMT SH_PRN PUT_CALL InvestmentDiscretion Sole Shared None OtherManagers 3M CO COM 88579Y101 1539 26753 SH SOLE 26700 0 53 ABBOTT LABS COM 002824100 37 685 SH SOLE 0 0 685 AEGON N V NY REGISTRY SH 007924103 2 278 SH SOLE 0 0 278 AEROCENTURY CORP COM 007737109 0 7 SH SOLE 0 0 7 AEROPOSTALE COM 007865108 38 2365 SH SOLE 0 0 2365 AFLAC INC COM 001055102 120 2622 SH SOLE 0 0 2622 AGL RES INC COM 001204106 11 353 SH SOLE 0 0 353 ALLEGHENY COM 01741R102 37 1432 SH SOLE 0 0 1432 TECHNOLOGIES INC ALLERGAN INC COM 018490102 123 3051 SH SOLE 0 0 3051 ALLIANCEBERNSTEIN COM 01879R106 7 876 SH SOLE 0 0 876 GBL HGH IN ALLSTATE CORP COM 020002101 17 517 SH SOLE 0 0 517 ALPHA NATURAL COM 02076X102 2 100 SH SOLE 0 0 100 RESOURCES INC ALTRIA GROUP INC COM 02209S103 340 22566 SH SOLE 21500 0 1066 AMERICA MOVIL SAB SPON ADR L SHS 02364W105 9 300 SH SOLE 0 0 300 DE CV AMERICAN CAP LTD COM 02503Y103 10 3060 SH SOLE 0 0 3060 AMERICAN STRATEGIC COM 03009T101 15 1762 SH SOLE 0 0 1762 INCOME II ANALOG DEVICES INC COM 032654105 7 371 SH SOLE 0 0 371 ANGLO AMERN PLC ADR NEW 03485P201 2 156 SH SOLE 0 0 156 APPLE INC COM 037833100 1014 11883 SH SOLE 10700 0 1183 ARCH COAL INC COM 039380100 18 1103 SH SOLE 0 0 1103 ASTRAZENECA PLC SPONSORED ADR 046353108 12 284 SH SOLE 0 0 284 AT&T INC COM 00206R102 1564 54860 SH SOLE 54800 0 60 ATWOOD OCEANICS COM 050095108 3 200 SH SOLE 0 0 200 INC AVERY DENNISON COM 053611109 9 272 SH SOLE 0 0 272 CORP BANK OF AMERICA COM 060505104 32 2299 SH SOLE 0 0 2299 CORPORATION BARCLAYS BK PLC DJAIG CMDT ETN 06738C778 721 20475 SH SOLE 20000 0 475 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 255 9285 SH SOLE 9000 0 285 BARCLAYS PLC ADR 06738E204 6 589 SH SOLE 0 0 589 BAXTER INTL INC COM 071813109 5 100 SH SOLE 0 0 100 BB&T CORP COM 054937107 25 915 SH SOLE 0 0 915 BCE INC COM NEW 05534B760 0 3 SH SOLE 0 0 3 BERKSHIRE HATHAWAY CL A 084670108 20769 215 SH SOLE 210 0 5 INC DEL BERKSHIRE HATHAWAY CL B 084670207 354 110 SH SOLE 100 0 10 INC DEL BEST BUY INC COM 086516101 94 3340 SH SOLE 0 0 3340 BHP BILLITON LTD SPONSORED ADR 088606108 0 1 SH SOLE 0 0 1 BLACKROCK CORPOR COM 09255N102 434 72000 SH SOLE 72000 0 0 HI YLD FD V BLACKROCK CORPOR COM 09255P107 451 72000 SH SOLE 72000 0 0 HI YLD FD V BLACKROCK CORPOR COM 09255M104 309 85000 SH SOLE 85000 0 0 HI YLD III BLACKROCK CORPOR COM 09255L106 324 86090 SH SOLE 85000 0 1090 HIGH YLD FD BLACKROCK FL RATE COM SHS 09255Y108 687 81200 SH SOLE 81200 0 0 OME STRA I BLACKROCK FLOAT COM 09255X100 711 81200 SH SOLE 81200 0 0 RATE OME STR BLACKROCK INC COM 09247X101 122 908 SH SOLE 0 0 908 BLACKROCK SR HIGH COM 09255T109 3 1233 SH SOLE 0 0 1233 INCOME FD BLUE COAT SYSTEMS COM NEW 09534T508 0 46 SH SOLE 0 0 46 INC BP PLC SPONSORED ADR 055622104 395 8461 SH SOLE 7300 0 1161 BRITISH AMERN TOB SPONSORED ADR 110448107 143 2700 SH SOLE 2700 0 0 PLC BT GROUP PLC ADR 05577E101 3 167 SH SOLE 0 0 167 BURLINGTON NORTHN COM 12189T104 1491 19700 SH SOLE 19700 0 0 SANTA FE C CADBURY PLC SPONS ADR 12721E102 0 1 SH SOLE 0 0 1 CATERPILLAR INC COM 149123101 1380 30900 SH SOLE 30900 0 0 DEL CDN IMPERIAL BK OF COM 136069101 8 194 SH SOLE 0 0 194 COMMERCE CENTRAL EUROPEAN COM 153435102 36 1845 SH SOLE 0 0 1845 DIST CORP CHESAPEAKE ENERGY COM 165167107 15 944 SH SOLE 0 0 944 CORP CHEVRON CORP NEW COM 166764100 1562 21123 SH SOLE 19600 0 1523 CISCO SYS INC COM 17275R102 1489 91339 SH SOLE 84200 0 7139 CITADEL COM 17285T106 0 7 SH SOLE 0 0 7 BROADCASTING CORP CITIGROUP INC COM 172967101 47 6959 SH SOLE 0 0 6959 CNOOC LTD SPONSORED ADR 126132109 12 122 SH SOLE 0 0 122 COACH INC COM 189754104 18 881 SH SOLE 0 0 881 COCA COLA CO COM 191216100 1621 35797 SH SOLE 35600 0 197 COGNIZANT CL A 192446102 6 352 SH SOLE 0 0 352 TECHNOLOGY SOLUTIO COMERICA INC COM 200340107 4 221 SH SOLE 0 0 221 COMPANHIA DE SPONSORED ADR 20441A102 35 1446 SH SOLE 0 0 1446 SANEAMENTO BASI CONOCOPHILLIPS COM 20825C104 126 2440 SH SOLE 0 0 2440 CRH PLC ADR 12626K203 5 177 SH SOLE 0 0 177 CVS CAREMARK COM 126650100 63 2198 SH SOLE 0 0 2198 CORPORATION DAIMLER AG REG SHS D1668R123 5 142 SH SOLE 0 0 142 DEERE & CO COM 244199105 112 2920 SH SOLE 0 0 2920 DEUTSCHE BANK AG NAMEN AKT D18190898 8 190 SH SOLE 0 0 190 DEVELOPERS COM 251591103 0 1 SH SOLE 0 0 1 DIVERSIFIED RLTY DEVON ENERGY CORP COM 25179M103 1314 20000 SH SOLE 20000 0 0 NEW DIAGEO P L C SPON ADR NEW 25243Q205 126 2228 SH SOLE 0 0 2228 DIAMONDS TR UNIT SER 1 252787106 19786 226069 SH SOLE 220000 0 6069 DOW CHEM CO COM 260543103 11 726 SH SOLE 0 0 726 DR PEPPER SNAPPLE COM 26138E109 0 0 SH SOLE 0 0 0 GROUP INC DREYFUS HIGH YIELD SH BEN INT 26200S101 190 85000 SH SOLE 85000 0 0 STRATEGIE DU PONT E I DE COM 263534109 1091 43134 SH SOLE 42700 0 434 NEMOURS & CO DUKE ENERGY CORP COM 26441C105 57 3792 SH SOLE 0 0 3792 NEW E M C CORP MASS COM 268648102 23 2215 SH SOLE 0 0 2215 EATON VANCE FLTING COM 278279104 674 84000 SH SOLE 84000 0 0 RATE INC EATON VANCE SR SH BEN INT 27826S103 399 117000 SH SOLE 117000 0 0 INCOME TR EDISON INTL COM 281020107 32 990 SH SOLE 0 0 990 EMERSON ELEC CO COM 291011104 1629 44498 SH SOLE 44400 0 98 ENBRIDGE INC COM 29250N105 8 243 SH SOLE 0 0 243 ENERGY CONVERSION COM 292659109 3 100 SH SOLE 0 0 100 DEVICES IN ENI S P A SPONSORED ADR 26874R108 24 492 SH SOLE 0 0 492 ENTERTAINMENT COM SH BEN INT 29380T105 11 381 SH SOLE 0 0 381 PPTYS TR EXELON CORP COM 30161N101 92 1651 SH SOLE 0 0 1651 EXPRESS SCRIPTS COM 302182100 78 1424 SH SOLE 0 0 1424 INC EXXON MOBIL CORP COM 30231G102 2575 32251 SH SOLE 30000 0 2251 FOCUS MEDIA HLDG SPONSORED ADR 34415V109 1 100 SH SOLE 0 0 100 LTD FORCE PROTECTION COM NEW 345203202 19 3104 SH SOLE 0 0 3104 INC FORD MTR CO DEL COM PAR $0.01 345370860 12 5244 SH SOLE 0 0 5244 FORTUNE BRANDS INC COM 349631101 99 2400 SH SOLE 2400 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 9 335 SH SOLE 0 0 335 FREEPORT-MCMORAN COM 35671D857 58 2366 SH SOLE 0 0 2366 COPPER & GO FUEL TECH INC COM 359523107 1 100 SH SOLE 0 0 100 GENERAL DYNAMICS COM 369550108 116 2020 SH SOLE 0 0 2020 CORP GENERAL ELECTRIC COM 369604103 1629 100566 SH SOLE 91800 0 8766 CO GENUINE PARTS CO COM 372460105 17 461 SH SOLE 0 0 461 GILEAD SCIENCES COM 375558103 64 1261 SH SOLE 0 0 1261 INC GLAXOSMITHKLINE SPONSORED ADR 37733W105 16 425 SH SOLE 0 0 425 PLC GOLDMAN SACHS COM 38141G104 99 1168 SH SOLE 0 0 1168 GROUP INC GOOGLE INC CL A 38259P508 93 303 SH SOLE 0 0 303 GRANITE CONSTR INC COM 387328107 88 1996 SH SOLE 0 0 1996 HARTFORD FINL SVCS COM 416515104 19 1172 SH SOLE 0 0 1172 GROUP INC HEALTHCARE SVCS COM 421906108 8 506 SH SOLE 0 0 506 GRP INC HEINZ H J CO COM 423074103 18 483 SH SOLE 0 0 483 HESS CORP COM 42809H107 992 18500 SH SOLE 18500 0 0 HOLOGIC INC COM 436440101 16 1214 SH SOLE 0 0 1214 HONEYWELL INTL INC COM 438516106 1336 40700 SH SOLE 40700 0 0 HOSPITALITY PPTYS COM SH BEN INT 44106M102 5 349 SH SOLE 0 0 349 TR HSBC HLDGS PLC SPON ADR NEW 404280406 11 227 SH SOLE 0 0 227 INGERSOLL-RAND CL A G4776G101 15 861 SH SOLE 0 0 861 COMPANY LTD INTEL CORP COM 458140100 1545 105402 SH SOLE 103430 0 1972 INTERNATIONAL COM 459200101 1297 15408 SH SOLE 15300 0 108 BUSINESS MACHS INTUIT COM 461202103 70 2956 SH SOLE 0 0 2956 INVERNESS MED COM 46126P106 42 2216 SH SOLE 0 0 2216 INNOVATIONS IN ISHARES INC MSCI BRAZIL 464286400 11337 324000 SH SOLE 324000 0 0 ISHARES INC MSCI CDA INDEX 464286509 456 26185 SH SOLE 26000 0 185 ISHARES INC MSCI EMU INDEX 464286608 3 110 SH SOLE 0 0 110 ISHARES INC MSCI HONG KONG 464286871 12412 1196959 SH SOLE 596000 0 600959 ISHARES INC MSCI JAPAN 464286848 4736 494359 SH SOLE 397000 0 97359 ISHARES INC MSCI MEX 464286822 1210 37500 SH SOLE 37500 0 0 INVEST ISHARES INC MSCI PAC J IDX 464286665 6918 262553 SH SOLE 251000 0 11553 ISHARES INC MSCI SINGAPORE 464286673 522 74000 SH SOLE 74000 0 0 ISHARES INC MSCI TAIWAN 464286731 3975 523697 SH SOLE 523000 0 697 ISHARES SILVER ISHARES 46428Q109 448 40000 SH SOLE 40000 0 0 TRUST ISHARES TR BARCLYS 1-3 YR 464287457 4329 51140 SH SOLE 33500 0 17640 ISHARES TR BARCLYS 1-3YR 464288646 978 9694 SH SOLE 0 0 9694 CR ISHARES TR BARCLYS 3-7 YR 464288661 3698 32000 SH SOLE 32000 0 0 ISHARES TR BARCLYS 7-10 464287440 2759 28000 SH SOLE 28000 0 0 YR ISHARES TR BARCLYS CR BD 464288620 3725 39108 SH SOLE 20000 0 19108 ISHARES TR BARCLYS INTER 464288638 52 548 SH SOLE 0 0 548 CR ISHARES TR BARCLYS MBS BD 464288588 420 4000 SH SOLE 4000 0 0 ISHARES TR BARCLYS SH 464288679 229 2072 SH SOLE 0 0 2072 TREA ISHARES TR BARCLYS TIPS 464287176 222 2238 SH SOLE 0 0 2238 BD ISHARES TR BARCLYS US AGG 464287226 17642 169308 SH SOLE 136000 0 33308 B ISHARES TR DJ INS INDX FD 464288786 2502 105000 SH SOLE 105000 0 0 ISHARES TR DJ OIL EQUIP 464288844 875 33000 SH SOLE 33000 0 0 ISHARES TR DJ SEL DIV INX 464287168 65 1585 SH SOLE 0 0 1585 ISHARES TR DJ US BAS MATL 464287838 3004 81000 SH SOLE 81000 0 0 ISHARES TR DJ US REAL EST 464287739 8 204 SH SOLE 0 0 204 ISHARES TR FTSE XNHUA IDX 464287184 24893 855722 SH SOLE 779000 0 76722 ISHARES TR HIGH YLD CORP 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ISHARES TR S&G GL MATERIA 464288695 5600 143115 SH SOLE 140000 0 3115 ISHARES TR S&P 100 IDX FD 464287101 69 1594 SH SOLE 0 0 1594 ISHARES TR S&P 500 INDEX 464287200 3156 34947 SH SOLE 30600 0 4347 ISHARES TR S&P 500 VALUE 464287408 3538 78311 SH SOLE 63000 0 15311 ISHARES TR S&P ASIA 50 IN 464288430 2394 95000 SH SOLE 95000 0 0 ISHARES TR S&P GBL ENER 464287341 9164 313192 SH SOLE 310500 0 2692 ISHARES TR S&P GBL INF 464287291 6364 172000 SH SOLE 172000 0 0 ISHARES TR S&P GL C STAPL 464288737 3097 65000 SH SOLE 65000 0 0 ISHARES TR S&P GL INDUSTR 464288729 4140 115000 SH SOLE 115000 0 0 ISHARES TR S&P GLB100INDX 464287572 2507 50002 SH SOLE 50000 0 2 ISHARES TR S&P LTN AM 40 464287390 53841 2113916 SH SOLE 1872500 0 241416 ISHARES TR S&P MC 400 GRW 464287606 98 1760 SH SOLE 0 0 1760 ISHARES TR S&P MIDCP VALU 464287705 92 1820 SH SOLE 0 0 1820 ISHARES TR S&P NA NAT RES 464287374 1 45 SH SOLE 0 0 45 ISHARES TR S&P NA SOFTWR 464287515 2669 84000 SH SOLE 84000 0 0 ISHARES TR S&P NATL MUN B 464288414 1004 10091 SH SOLE 0 0 10091 ISHARES TR S&P SMLCAP 600 464287804 8 188 SH SOLE 0 0 188 ISHARES TR S&P500 GRW 464287309 317 7049 SH SOLE 0 0 7049 ISHARES TR US PFD STK IDX 464288687 2095 71719 SH SOLE 71000 0 719 JOHNSON & JOHNSON COM 478160104 1891 31609 SH SOLE 29600 0 2009 JPMORGAN & CHASE & COM 46625H100 60 1916 SH SOLE 0 0 1916 CO KIMBERLY CLARK COM 494368103 7 131 SH SOLE 0 0 131 CORP KOHLS CORP COM 500255104 43 1185 SH SOLE 0 0 1185 KRAFT FOODS INC CL A 50075N104 45 1665 SH SOLE 0 0 1665 LEVEL 3 COM 52729N100 10 14079 SH SOLE 0 0 14079 COMMUNICATIONS INC LILLY ELI & CO COM 532457108 17 427 SH SOLE 0 0 427 LINEAR TECHNOLOGY COM 535678106 13 585 SH SOLE 0 0 585 CORP LUXOTTICA GROUP S SPONSORED ADR 55068R202 0 2 SH SOLE 0 0 2 P A MARKET VECTORS ETF COAL ETF 57060U837 4393 295000 SH SOLE 295000 0 0 TR MASTERCARD INC CL A 57636Q104 64 445 SH SOLE 0 0 445 MATTEL INC COM 577081102 27 1658 SH SOLE 0 0 1658 MCDONALDS CORP COM 580135101 22 347 SH SOLE 0 0 347 MICROCHIP COM 595017104 8 408 SH SOLE 0 0 408 TECHNOLOGY INC MICROSOFT CORP COM 594918104 1454 74788 SH SOLE 66900 0 7888 MIDCAP SPDR TR UNIT SER 1 595635103 571 5876 SH SOLE 0 0 5876 MONSANTO CO NEW COM 61166W101 84 1193 SH SOLE 0 0 1193 MOSAIC CO COM 61945A107 35 1010 SH SOLE 0 0 1010 NIKE INC CL B 654106103 41 796 SH SOLE 0 0 796 NOKIA CORP SPONSORED ADR 654902204 25 1630 SH SOLE 0 0 1630 NORFOLK SOUTHERN COM 655844108 27 570 SH SOLE 0 0 570 CORP NRG ENERGY INC COM NEW 629377508 2 100 SH SOLE 0 0 100 NUVEEN CALIF COM 67062Q106 19 2124 SH SOLE 0 0 2124 PERFORM PLUS MU NUVEEN FLOATING COM 67072T108 559 92600 SH SOLE 92600 0 0 RATE INCOME NUVEEN FLTNG RTE COM SHS 6706EN100 505 94300 SH SOLE 94300 0 0 INCM OPP FD OCCIDENTAL PETE COM 674599105 1512 25200 SH SOLE 25200 0 0 CORP DEL OMNICOM GROUP INC COM 681919106 26 965 SH SOLE 0 0 965 ORACLE CORP COM 68389X105 195 11014 SH SOLE 0 0 11014 PAYCHEX INC COM 704326107 11 417 SH SOLE 0 0 417 PEABODY ENERGY COM 704549104 41 1818 SH SOLE 0 0 1818 CORP PEPSICO INC COM 713448108 1630 29763 SH SOLE 26700 0 3063 PETROCHINA CO LTD SPONSORED ADR 71646E100 4 44 SH SOLE 0 0 44 PFIZER INC COM 717081103 56 3143 SH SOLE 0 0 3143 PHILIP MORRIS INTL COM 718172109 1743 40056 SH SOLE 37700 0 2356 INC PIMCO CORPORATE COM 72200U100 15 1302 SH SOLE 0 0 1302 INCOME FD PIMCO CORPORATE COM 72201B101 14 1310 SH SOLE 0 0 1310 OPP FD PIMCO HIGH INCOME COM SHS 722014107 17 3019 SH SOLE 0 0 3019 FD PINNACLE WEST CAP COM 723484101 13 413 SH SOLE 0 0 413 CORP PIONEER FLOATING COM 72369J102 613 87200 SH SOLE 87200 0 0 RATE TR PITNEY BOWES INC COM 724479100 11 442 SH SOLE 0 0 442 PORTUGAL TELECOM SPONSORED ADR 737273102 10 1221 SH SOLE 0 0 1221 SGPS S A POWERSHARES ETF WATER RESOURCE 73935X575 489 34000 SH SOLE 34000 0 0 TRUST POWERSHARES ETF WNDRHLL CLN EN 73935X500 14 1635 SH SOLE 0 0 1635 TRUST POWERSHARES QQQ UNIT SER 1 73935A104 41625 1399635 SH SOLE 1298000 0 101635 TRUST POWERSHS DB MULTI DB AGRICULT FD 73936B408 1178 45000 SH SOLE 45000 0 0 SECT COMM POWERSHS DB 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SECTOR SPDR SBI INT-ENERGY 81369Y506 17 347 SH SOLE 0 0 347 TR SELECT SECTOR SPDR SBI INT-INDS 81369Y704 3513 150000 SH SOLE 150000 0 0 TR SELECT SECTOR SPDR SBI INT-TECH 81369Y803 10483 680294 SH SOLE 680000 0 294 TR SELECT SECTOR SPDR SBI INT-UTILS 81369Y886 5225 180000 SH SOLE 180000 0 0 TR SELECT SECTOR SPDR SBI MATERIALS 81369Y100 1494 65691 SH SOLE 65000 0 691 TR SENIOR HSG PPTYS SH BEN INT 81721M109 67 3712 SH SOLE 0 0 3712 TR SHAW CL B CONV 82028K200 81 4577 SH SOLE 0 0 4577 COMMUNICATIONS INC SOUTHWESTERN COM 845467109 66 2292 SH SOLE 0 0 2292 ENERGY CO SPDR GOLD TRUST GOLD SHS 78463V107 3501 40459 SH SOLE 40000 0 459 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 8602 195500 SH SOLE 195500 0 0 SPDR INDEX SHS FDS EUROPE ETF 78463X608 4 174 SH SOLE 0 0 174 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 6427 142000 SH SOLE 142000 0 0 SPDR SERIES TRUST LEH MUN BD ETF 78464A458 1276 59560 SH SOLE 0 0 59560 SPDR SERIES TRUST LEHM CALI MUNI 78464A441 135 6410 SH SOLE 0 0 6410 SPDR SERIES TRUST LEHMAN YLD ETF 78464A417 22835 705000 SH SOLE 705000 0 0 SPDR SERIES TRUST LEHMN INTL ETF 78464A516 3155 58000 SH SOLE 58000 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 285 14000 SH SOLE 14000 0 0 SPDR SERIES TRUST SHRT TERM MUNI 78464A425 425 18054 SH SOLE 0 0 18054 SPDR SERIES TRUST SPDR KBW BK 78464A797 12326 560000 SH SOLE 560000 0 0 ETF SPDR SERIES TRUST SPDR KBW CAP 78464A771 5525 210000 SH SOLE 210000 0 0 ETF SPDR TR UNIT SER 1 78462F103 33885 375500 SH SOLE 375500 0 0 SPECTRA ENERGY COM 847560109 29 1827 SH SOLE 0 0 1827 CORP STAPLES INC COM 855030102 35 1977 SH SOLE 0 0 1977 TCF FINL CORP COM 872275102 3 256 SH SOLE 0 0 256 TECK COMINCO LTD CL B 878742204 1 127 SH SOLE 0 0 127 TELUS CORP NON-VTG SHS 87971M202 0 3 SH SOLE 0 0 3 TEMPLETON GLOBAL COM 880198106 9 1138 SH SOLE 0 0 1138 INCOME FD TEVA ADR 881624209 42 985 SH SOLE 0 0 985 PHARMACEUTICAL INDS LTD TEXAS INSTRS INC COM 882508104 63 4045 SH SOLE 0 0 4045 TOTAL S A SPONSORED ADR 89151E109 24 439 SH SOLE 0 0 439 TRANSCANADA CORP COM 89353D107 3 105 SH SOLE 0 0 105 UBS AG SHS NEW H89231338 0 1 SH SOLE 0 0 1 UNION PAC CORP COM 907818108 49 1024 SH SOLE 0 0 1024 UNITED COM 913017109 120 2242 SH SOLE 0 0 2242 TECHNOLOGIES CORP UNITED WESTN COM 913201109 177 18870 SH SOLE 0 0 18870 BANCORP INC US BANCORP DEL COM NEW 902973304 11 430 SH SOLE 0 0 430 UST INC COM 902911106 278 4000 SH SOLE 4000 0 0 V F CORP COM 918204108 7 128 SH SOLE 0 0 128 VAN KAMPEN HIGH SH BEN INT 920913100 151 85000 SH SOLE 85000 0 0 INCOME TR II VAN KAMPEN SENIOR COM 920961109 523 204273 SH SOLE 200000 0 4273 INCOME TR VANGUARD BD INDEX INTERMED TERM 921937819 398 5000 SH SOLE 5000 0 0 FD INC VANGUARD BD INDEX SHORT TRM BOND 921937827 14902 185000 SH SOLE 185000 0 0 FD INC VANGUARD BD INDEX TOTAL BND MRKT 921937835 11767 149000 SH SOLE 149000 0 0 FD INC VANGUARD INDEX FDS GROWTH ETF 922908736 6223 157514 SH SOLE 40000 0 117514 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1871 45916 SH SOLE 40000 0 5916 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1224 36093 SH SOLE 0 0 36093 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 438 13384 SH SOLE 0 0 13384 VANGUARD INDEX FDS MID CAP ETF 922908629 28181 652189 SH SOLE 650000 0 2189 VANGUARD INDEX FDS SMALL CP ETF 922908751 8654 203768 SH SOLE 81000 0 122768 VANGUARD INDEX FDS SML CP GRW ETF 922908595 36 864 SH SOLE 0 0 864 VANGUARD INDEX FDS VALUE ETF 922908744 2659 64592 SH SOLE 0 0 64592 VANGUARD INTL ALLWRLD EX US 922042775 4651 143906 SH SOLE 0 0 143906 EQUITY INDEX F VANGUARD INTL EMR MKT ETF 922042858 15492 657278 SH SOLE 438500 0 218778 EQUITY INDEX F VANGUARD INTL PACIFIC ETF 922042866 15859 361902 SH SOLE 360000 0 1902 EQUITY INDEX F VANGUARD WORLD FD MEGA CAP INDEX 921910873 8256 262000 SH SOLE 262000 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 10304 327000 SH SOLE 327000 0 0 VANGUARD WORLD FD MEGA VALUE 300 921910840 7531 240000 SH SOLE 240000 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 2256 39000 SH SOLE 39000 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 7 151 SH SOLE 0 0 151 VANGUARD WORLD FDS INF TECH ETF 92204A702 679 19932 SH SOLE 10000 0 9932 VANGUARD WORLD FDS MATERIALS ETF 92204A801 5507 121298 SH SOLE 120000 0 1298 VCA ANTECH INC COM 918194101 54 2724 SH SOLE 0 0 2724 VECTREN CORP COM 92240G101 11 449 SH SOLE 0 0 449 VERIZON COM 92343V104 113 3333 SH SOLE 0 0 3333 COMMUNICATIONS INC VODAFONE GROUP PLC SPONS ADR NEW 92857W209 29 1441 SH SOLE 0 0 1441 NEW WAL MART STORES COM 931142103 114 2034 SH SOLE 0 0 2034 INC WALGREEN CO COM 931422109 2 101 SH SOLE 0 0 101 WARREN RES INC COM 93564A100 1 452 SH SOLE 0 0 452 WASTE MGMT INC DEL COM 94106L109 5 151 SH SOLE 0 0 151 WD-40 CO COM 929236107 4 159 SH SOLE 0 0 159 WEATHERFORD COM G95089101 12 1115 SH SOLE 0 0 1115 INTERNATIONAL LT WELLS FARGO & CO COM 949746101 255 8662 SH SOLE 0 0 8662 NEW WESTERN ASSET HIGH COM 95766J102 404 80000 SH SOLE 80000 0 0 INCM FD I WESTPAC BKG CORP SPONSORED ADR 961214301 5 89 SH SOLE 0 0 89 WEYERHAEUSER CO COM 962166104 17 553 SH SOLE 0 0 553 WISDOMTREE TRUST DEFA FD 97717W703 11 287 SH SOLE 0 0 287 YUM BRANDS INC COM 988498101 81 2559 SH SOLE 0 0 2559
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