-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NH4wKL7YBbwE+C8a8Bupdp1ZLuxNKyA2JwvCym2pcvrBlaFQtTiSENA/GU+ZEyPl 332If1EEVI9Y0f9vt1IpBA== 0000930413-04-004885.txt : 20041022 0000930413-04-004885.hdr.sgml : 20041022 20041022111655 ACCESSION NUMBER: 0000930413-04-004885 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041022 DATE AS OF CHANGE: 20041022 EFFECTIVENESS DATE: 20041022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN ECK ASSOCIATES CORP CENTRAL INDEX KEY: 0000869178 IRS NUMBER: 133210061 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02783 FILM NUMBER: 041091015 BUSINESS ADDRESS: STREET 1: 99 PARK AVE 8TH FL STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10016 MAIL ADDRESS: STREET 1: 99 PARK AVE 8TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 c34066_13f-hr.txt FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement. |_| adds new holding entries. Institutional Investment Manager Filing this Report: Name: Van Eck Associates Corporation 99 Park Avenue, 8th Floor New York, NY 10016 13F File Number: 28-2763 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Bogaenko Title: Controller Phone: (212) 293-2052 Signature, Place, and Date of Signing: /s/ Alex Bogaenko New York, NY October 19, 2004 (Signature) [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1. None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 198 Form 13F Information Table Value Total: $523,560 (thousands)
- ------------------------------------------------------------------------------------------------------------------------------------ SEC FORM 13F REPORTING MANAGER: VAN ECK ASSOCIATES CORP SEPTEMBER 30, 2004 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) ---------------------------------------------------- FAIR SHARES OR (A) (B) (C) MANAGERS (A) (B) (C) TITLE OF MARKET PRINCIPAL SOLE SHARED AS SHARED SEE SOLE SHARED NONE NAME OF ISSUER CLASS CUSIP # VALUE AMOUNT DEFINED IN OTHER INSTR $(000) INSTR. V V - ------------------------------------------------------------------------------------------------------------------------------------ Aber Diamond Corp. COM 002893105 $ 518.00 15,000 X 15,000 Abitibi-Consolidated, Inc. COM 003924107 $ 1,568.00 248,500 X 248,500 Activision, Inc. COM NEW 004930202 $ 345.00 24,900 X 24,900 Agnico-Eagle Mines Ltd. COM 008474108 $ 4,481.00 313,800 X 313,800 Agnico-Eagle Mines Ltd. Warrants *W EXP 11/07/200 008474132 $ 199.00 62,500 X 62,500 Albertsons Inc. COM 013104104 $ 275.00 11,500 X 11,500 Alcoa, Inc. COM 013817101 $ 2,899.00 86,320 X 86,320 AMB Property Corp. COM 00163T109 $ 2,073.00 56,000 X 56,000 Amerada Hess Corp. COM 023551104 $ 276.00 3,100 X 3,100 America Movil S.A. de C.V SPON ADR L SHS 02364W105 $ 2,342.00 60,000 X 60,000 AmeriCredit Corp. COM 03060R101 $ 357.00 17,100 X 17,100 AngloGold Ltd. (Sponsored ADR) SPONSORED ADR 035128206 $ 22,457.00 577,299 X 577,299 Apache Corp. COM 037411105 $ 5,612.00 112,000 X 112,000 Apartment Investment CL A 03748R101 $ 417.00 12,000 X 12,000 Archstone-Smith Trust COM 039583109 $ 696.00 22,000 X 22,000 Astoria Financial Corp. COM 046265104 $ 149.00 4,200 X 4,200 Autodesk, Inc. COM 052769106 $ 321.00 6,600 X 6,600 Barnes & Noble Inc. COM 067774109 $ 185.00 5,000 X 5,000 Barrick Gold Corp. COM 067901108 $ 3,787.00 180,000 X 180,000 Bausch & Lomb Inc. COM 071707103 $ 332.00 5,000 X 5,000 Bema Gold Corp. COM 08135F107 $ 8,570.00 2,687,200 X 2,687,200 BJ Services Co. COM 055482103 $ 5,451.00 104,000 X 104,000 Black & Decker Corp. COM 091797100 $ 325.00 4,200 X 4,200 Boston Properties, Inc. COM 101121101 $ 1,717.00 31,000 X 31,000 BP p.l.c. (Sponsored ADR) SPONSORED ADR 055622104 $ 7,738.00 134,500 X 134,500 Brookfield Homes Corp. COM 112723101 $ 625.00 23,730 X 23,730 Brookfield Properties Corp. COM 112900105 $ 2,102.00 65,150 X 65,150 Bunge Ltd. COM G16962105 $ 3,958.00 99,000 X 99,000 Burlington Resources, Inc. COM 122014103 $ 294.00 7,200 X 7,200 Cambior Inc COM 13201L103 $ 9,215.00 3,008,000 X 3,008,000 Cantv ADR SPON ADR D 204421101 $ 5,204.00 231,000 X 231,000 Cedar Shopping Centers Inc. COM NEW 150602209 $ 279.00 20,000 X 20,000 Cendant Corp. COM 151313103 $ 261.00 12,100 X 12,100 Central Fund of Canada Ltd. (Class A) CL A 153501101 $ 9,997.00 1,738,600 X 1,738,600 Chelsea Property Group, Inc. COM 163421100 $ 336.00 5,000 X 5,000 Chicago Bridge & Iron NY REGI- STRY SH 167250109 $ 2,339.00 78,000 X 78,000 Choice Hotels International, Inc. COM 169905106 $ 230.00 4,000 X 4,000 Cia Vale de Rio Doce SPON ADR PFD 204412100 $ 3,663.00 174,000 X 174,000 Circuit City Store COM 172737108 $ 229.00 14,900 X 14,900 CIT Group, Inc. COM 125581108 $ 224.00 6,000 X 6,000 Claude Resources, Inc. COM 182873109 $ 1,985.00 1,750,000 X 1,750,000 Clorox Company COM 189054109 $ 261.00 4,900 X 4,900 Companhia Brasileira de Distribuicao Gro SPON ADR PFD 20440T201 $ 20.00 1,000 X 1,000 Compania de Minas Buenaventura S.A SPONSORED ADR 204448104 $ 10,243.00 431,300 X 431,300 ConocoPhillips COM 20825C104 $ 3,148.00 38,000 X 38,000 Cooper Cameron Corp. COM 216640102 $ 5,989.00 109,200 X 109,200 Copart Inc. COM 217204106 $ 210.00 11,100 X 11,100 Crescent Real Estate Equities Co. COM 225756105 $ 2,416.00 153,500 X 153,500 Crystallex International Corp. COM 22942F101 $ 1,803.00 535,000 X 535,000 Cumberland Resources COM 23077R100 $ 3,350.00 1,869,100 X 1,869,100 DANA Corp. COM 235811106 $ 255.00 14,400 X 14,400 Darden Restaurants Inc. COM 237194105 $ 273.00 11,700 X 11,700 Dillards Inc. CL A 254067101 $ 122.00 6,200 X 6,200 Domtar, Inc. COM 257561100 $ 3,016.00 250,500 X 250,500 Doral Financial Corp. COM 25811P100 $ 143.00 3,450 X 3,450 Durban Roodepoort Deep Ltd. SPONSORED ADR 266597301 $ 1,235.00 614,000 X 614,000 Eastman Kodak Co. COM 277461109 $ 264.00 8,200 X 8,200 Edison International COM 281020107 $ 292.00 11,000 X 11,000 Eldorado Gold Corp. COM 284902103 $ 9,991.00 3,080,000 X 3,080,000 Ensco International Inc. COM 26874Q100 $ 2,483.00 76,000 X 76,000 Equity Office Properties Trust COM 294741103 $ 414.00 15,200 X 15,200 Equity Residential Properties Trust SH BEN INT 29476L107 $ 310.00 10,000 X 10,000 Estee Lauder Companies, Inc. (Class A) CL A 518439104 $ 280.00 6,700 X 6,700 Federated Department Stores, Inc. COM 31410H101 $ 200.00 4,400 X 4,400 First Bancorp COM 318672102 $ 261.00 5,400 X 5,400 FirstEnergy Corp. COM 337932107 $ 3,369.00 82,000 X 82,000 FMC Technologies INC COM 30249U101 $ 1,637.00 49,000 X 49,000 FNX Mining Co., Inc. COM 30253R101 $ 558.00 110,000 X 110,000 Forest Oil Corp. COM PAR $0.01 346091705 $ 1,175.00 39,000 X 39,000 Fortune Brands Inc. COM 349631101 $ 274.00 3,700 X 3,700 Fremont General Co. COM 357288109 $ 162.00 7,000 X 7,000 Frontier Oil Corp COM 35914P105 $ 1,731.00 73,300 X 73,300 General Growth Properties, Inc. COM 370021107 $ 558.00 18,000 X 18,000 Glamis Gold Ltd. COM 376775102 $ 34,551.00 1,849,000 X 1,849,000 GlobalSantaFe Corp. SHS G3930E101 $ 6,222.00 203,000 X 203,000 Gold Fields Ltd. (Sponsored ADR) SPONSORED ADR 38059T106 $ 21,228.00 1,555,162 X 1,555,162 Goldcorp, Inc. (Class A) COM 380956409 $ 8,577.00 618,800 X 618,800 Golden Star Resources Ltd. COM 38119T104 $ 443.00 84,000 X 84,000 Graftech COM 384313102 $ 833.00 59,700 X 59,700 Great Basin Gold Ltd. COM 390124105 $ 1,285.00 810,000 X 810,000 GreenPoint Financial Corp. COM 395384100 $ 301.00 6,500 X 6,500 Grupo Aeroportuario Del Sure SPON ADR SER B 40051E202 $ 1,105.00 50,000 X 50,000 Halliburton Co. COM 406216101 $ 11,546.00 342,700 X 342,700 Hecla Mining Co. COM 422704106 $ 7,026.00 944,400 X 944,400 Hershey Foods Corp. COM 427866108 $ 299.00 6,400 X 6,400 Hilton Hotels Corp. COM 432848109 $ 382.00 20,300 X 20,300 Hormel Foods Corp. COM 440452100 $ 268.00 10,000 X 10,000 Iamgold Corp. COM 450913108 $ 17,965.00 2,238,200 X 2,238,200 IKON Office Solutions Inc. COM 451713101 $ 238.00 19,800 X 19,800 Imation Corp. COM 45245A107 $ 246.00 6,900 X 6,900 Impac Mortgage Holdings Inc. COM 45254P102 $ 205.00 7,800 X 7,800 Independence Community Bank Corp. COM 453414104 $ 215.00 5,500 X 5,500 IndyMac Bancorp, Inc. COM 456607100 $ 293.00 8,100 X 8,100 InFocus Corp. COM 45665B106 $ 331.00 36,100 X 36,100 Ivanhoe Mines COM 46579N103 $ 7,320.00 1,300,000 X 1,300,000 Kelly Services Inc. CL A 488152208 $ 296.00 11,100 X 11,100 Kerr-McGee Corp. COM 492386107 $ 5,218.00 91,150 X 91,150 Key Energy Group COM 492914106 $ 1,353.00 122,400 X 122,400 Kimco Realty Corp. COM 49446R109 $ 513.00 10,000 X 10,000 Kinross Gold Corp. COM NEW 496902206 $ 19,541.00 2,882,117 X 2,882,117 Kmart Holding Corp. COM 498780105 $ 315.00 3,600 X 3,600 Kookmin Bank SPONSORED ADR 50049M109 $ 49.00 1,537 X 1,537 Kraft Foods,Inc. (Class A) CL A 50075N104 $ 254.00 8,000 X 8,000 La Quinta Corp. PAIRED CTF 50419U202 $ 2,730.00 350,000 X 350,000 Liberty Property Trust SH BEN INT 531172104 $ 478.00 12,000 X 12,000 LNR Property Corp. COM 501940100 $ 198.00 3,200 X 3,200 Lodgian, Inc COM PAR $.01 54021P403 $ 170.00 17,200 X 17,200 Louisiana Pacific Corp. COM 546347105 $ 275.00 10,600 X 10,600 LTC Properties, Inc. COM 502175102 $ 537.00 30,000 X 30,000 Macerich Co. (The) COM 554382101 $ 426.00 8,000 X 8,000 Manor Care, Inc. COM 564055101 $ 243.00 8,100 X 8,100 Marathon Oil COM 565849106 $ 2,105.00 51,000 X 51,000 Massey Energy COM 576206106 $ 1,794.00 62,000 X 62,000 MBIA, Inc. COM 55262C100 $ 239.00 4,100 X 4,100 McCormick & Co. COM NON VTG 579780206 $ 240.00 7,000 X 7,000 McDermott International, Inc. COM 580037109 $ 2,551.00 216,200 X 216,200 Meridian Gold, Inc. COM 589975101 $ 84.00 5,000 X 5,000 Meristar Hospital COM 58984Y103 $ 651.00 119,500 X 119,500 Mesabi Trust CTF BEN INT 590672101 $ 201.00 21,500 X 21,500 Metallica Resources, Inc. COM 59125J104 $ 3,600.00 2,640,000 X 2,640,000 Mexgold Resources Inc. COM 592776108 $ 2,536.00 1,150,000 X 1,150,000 MGIC Investment Corp. COM 552848103 $ 273.00 4,100 X 4,100 Miramar Mining Corp. COM 60466E100 $ 6,031.00 4,752,300 X 4,752,300 Murphy Oil Corp. COM 626717102 $ 4,122.00 47,500 X 47,500 Mylan Laboratories, Inc. COM 628530107 $ 94.00 5,200 X 5,200 National Health Investors, Inc. COM 63633D104 $ 441.00 15,500 X 15,500 National Oilwell Inc. COM 637071101 $ 135.00 4,100 X 4,100 New Century Financial COM 64352D101 $ 343.00 5,700 X 5,700 Newell Rubbermaid, Inc. COM 651229106 $ 220.00 11,000 X 11,000 New Field Exploration Company COM 651290108 $ 3,123.00 51,000 X 51,000 Occidental Petroleum Corp. COM 674599105 $ 7,584.00 135,600 X 135,600 Orezone Resources COM 685921108 $ 3,019.00 2,700,000 X 2,700,000 Outback Steakhouse, Inc. COM 689899102 $ 195.00 4,700 X 4,700 Overseas Shipholding Group, Inc. COM 690368105 $ 303.00 6,100 X 6,100 Pacificare Health Systems, Inc. COM 695112102 $ 345.00 9,400 X 9,400 Palmone Inc. COM 69713P107 $ 210.00 6,900 X 6,900 Parker Drilling Co COM 701081101 $ 459.00 125,050 X 125,050 Patina Oil & Gas COM 703224105 $ 863.00 29,200 X 29,200 Peabody Energy Co. COM 704549104 $ 3,615.00 60,750 X 60,750 PETRO-CANADA COM 71644E102 $ 4,037.00 77,700 X 77,700 PetroKazakhstan, Inc. - Class A COM 71649P102 $ 3,105.00 90,597 X 90,597 Petroleo Brasileiro S.A. (ADR) SPONSORED ADR 71654V408 $ 7,191.00 204,000 X 204,000 Phillippine Long Distance Telephone SPONSORED ADR 718252604 $ 1,502.00 60,000 X 60,000 Pilgrim's Pride Co. COM 721467108 $ 271.00 10,000 X 10,000 Pioneer Natural Resources COM 723787107 $ 2,531.00 73,400 X 73,400 Placer Dome, Inc. COM 725906101 $ 22,182.00 1,115,775 X 1,115,775 Plains Exploration & Production COM 726505100 $ 3,161.00 132,500 X 132,500 PMI Group Inc. COM 69344M101 $ 227.00 5,600 X 5,600 Pope & Talbot Inc. COM 732827100 $ 2,376.00 135,000 X 135,000 POSCO SPONSORED ADR 693483109 $ 1,817.00 48,000 X 48,000 Post Properties COM 737464107 $ 777.00 26,000 X 26,000 Premcor Inc COM 74045Q104 $ 5,140.00 133,500 X 133,500 Pride International COM 74153Q102 $ 4,255.00 215,000 X 215,000 ProLogis Trust SH BEN INT 743410102 $ 599.00 17,000 X 17,000 Public Storage, Inc. COM 74460D109 $ 545.00 11,000 X 11,000 R&G Financial Corp. COM 749136107 $ 97.00 2,500 X 2,500 Radian Group, Inc. COM 750236101 $ 240.00 5,200 X 5,200 Randgold Resources Ltd. (ADR) ADR 752344309 $ 24,020.00 2,433,600 X 2,433,600 Reliant Resources, Inc. COM 75952B105 $ 211.00 22,600 X 22,600 Reynolds American COM 761713106 $ 279.00 4,100 X 4,100 Royal Gold, Inc. COM 780287108 $ 3,230.00 189,100 X 189,100 Ryland Group, Inc. COM 783764103 $ 213.00 2,300 X 2,300 Saks Incorporated COM 79377W108 $ 113.00 9,400 X 9,400 Sears, Roebuck and Co. COM 812387108 $ 116.00 2,900 X 2,900 Sherwin Williams COM 824348106 $ 189.00 4,300 X 4,300 Silicon Valley Bancshares COM 827064106 $ 268.00 7,200 X 7,200 Siliconware Precision Industries Co. SPONSD ADR SPL 827084864 $ 1,547.00 458,975 X 458,975 Simon Property Group, Inc. COM 828806109 $ 965.00 18,000 X 18,000 SL Green Realty Corp. COM 78440X101 $ 466.00 9,000 X 9,000 Starwood Hotels & Resorts Worldwide, Inc PAIRED CTF 85590A203 $ 1,764.00 38,000 X 38,000 Suncor Energy, Inc. COM 867229106 $ 2,286.00 71,400 X 71,400 Sunoco Inc. COM 86764P109 $ 303.00 4,100 X 4,100 Supervalue Inc. COM 868536103 $ 141.00 5,100 X 5,100 Talisman Energy, Inc. COM 87425E103 $ 8,426.00 324,000 X 324,000 Tektronix, Inc. COM 879131100 $ 392.00 11,800 X 11,800 Terex Corporation COM 880779103 $ 321.00 7,400 X 7,400 Tesoro Petroleum Corp. COM 881609101 $ 289.00 9,800 X 9,800 Teva Pharmaceutical Industries Ltd. ADR 881624209 $ 1,998.00 77,000 X 77,000 Brinks Co. COM 109696104 $ 272.00 9,000 X 9,000 Home Depot, Inc. COM 437076102 $ 133.00 3,400 X 3,400 Stanley Works COM 854616109 $ 264.00 6,200 X 6,200 Williams Companies, Inc. COM 969457100 $ 391.00 32,300 X 32,300 Tidewater Inc. COM 886423102 $ 2,210.00 67,900 X 67,900 Total Fina Elf SA (Sponsored ADR) SPONSORED ADR 89151E109 $ 5,078.00 49,700 X 49,700 Tyson Foods, Inc. CL A 902494103 $ 231.00 14,400 X 14,400 United Dominion Realty Trust, Inc. COM 910197102 $ 283.00 14,250 X 14,250 United States Steel Corp. COM 912909108 $ 241.00 6,400 X 6,400 Urstadt Biddle Properties (Class A) CL A 917286205 $ 152.00 10,000 X 10,000 Vail Resorts Inc. COM 91879Q109 $ 325.00 18,000 X 18,000 Valero Energy Corp. COM 91913Y100 $ 313.00 3,900 X 3,900 Votorantim Cellulose ADR SPONSORED ADR 92906P106 $ 3,410.00 98,700 X 98,700 Weatherford International Ltd. COM G95089101 $ 3,520.00 69,000 X 69,000 Weyerhaeuser Co. COM 962166104 $ 3,896.00 58,600 X 58,600 WFS Financial, Inc. COM 92923B106 $ 219.00 4,700 X 4,700 Wheaton River Inc. Wts. 5-30-07 *W EXP 05/30/200 962902177 $ 4,838.00 2,500,000 X 2,500,000 Wheaton River Minerals Ltd. COM 962902102 $ 20,577.00 6,535,000 X 6,535,000 Wyndham International, Inc. (Class A) CL A 983101106 $ 82.00 100,000 X 100,000 Zale Corp. COM 988858106 $ 214.00 7,600 X 7,600 $523,560.00 -----------
-----END PRIVACY-ENHANCED MESSAGE-----