-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ANH+0pT2Nt3SPxYkmhmxWlFy344uf9R+Yk6sD2rRV3S3wKGYfSi3T8YZpITuY3n7 /c8/LXBTB8RqaaZ6FMDzlA== 0001314440-09-000002.txt : 20090211 0001314440-09-000002.hdr.sgml : 20090211 20090211142448 ACCESSION NUMBER: 0001314440-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 EFFECTIVENESS DATE: 20090211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stephens Investment Management Group LLC CENTRAL INDEX KEY: 0001314440 IRS NUMBER: 203456509 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11261 FILM NUMBER: 09589083 BUSINESS ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: SUITE 1050 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 800-458-6589 MAIL ADDRESS: STREET 1: 111 CENTER STREET CITY: LITTLE ROCK STATE: AR ZIP: 72203 FORMER COMPANY: FORMER CONFORMED NAME: Stephens Inc. DATE OF NAME CHANGE: 20050114 13F-HR 1 simg084th.txt 13F QUARTERLY FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephens Investment Management Group Address: 111 Center Street Little Rock, AR 72201 13F File Number: 28-11261 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David C. Prince Title: Executive Vice President, Chief Compliance Officer Phone: (501) 377-2151 Signature, Place, and Date of Signing: /s/ David C. Prince Little Rock, Arkansas February 10, 2009 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 149 Form 13F Information Table Value Total: $367,491 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE TITLE OF VALUE PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) SHARES SH CALL DSCRETN MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------------------------------------------------------- AARON RENTS INC COM 002535201 5742 215692 SH DEFINED 0 215692 0 ACTIVISION BLIZZARD INC COM 00507V109 341 39477 SH DEFINED 0 39477 0 ADVISORY BRD CO COM 00762W107 2353 105511 SH DEFINED 0 105511 0 AFFILIATED MANAGERS GROUP COM 008252108 1228 29300 SH DEFINED 0 29300 0 AIXTRON AKTIENGESELLSCHAFT SPONSORE 009606104 1116 163700 SH DEFINED 0 163700 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1371 90875 SH DEFINED 0 90875 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 400 8605 SH DEFINED 0 8605 0 AMERICAN SUPERCONDUCTOR CORP COM 030111108 1487 91171 SH DEFINED 0 91171 0 ANSYS INC COM 03662Q105 5638 202145 SH DEFINED 0 202145 0 APPLE INC COM 037833100 20 240 SH DEFINED 0 240 0 ARM HLDGS PLC SPONSORE 042068106 2112 548542 SH DEFINED 0 548542 0 ATHENAHEALTH INC COM 04685W103 7318 194517 SH DEFINED 0 194517 0 ATHEROS COMMUNICATIONS INC COM 04743P108 2846 198863 SH DEFINED 0 198863 0 AUTODESK INC COM 052769106 212 10790 SH DEFINED 0 10790 0 AXSYS TECHNOLOGIES INC COM 054615109 3093 56378 SH DEFINED 0 56378 0 BIG LOTS INC COM 089302103 1488 102721 SH DEFINED 0 102721 0 BJS RESTAURANTS INC COM 09180C106 1655 153663 SH DEFINED 0 153663 0 BLACKBAUD INC COM 09227Q100 3289 243639 SH DEFINED 0 243639 0 BLUE NILE INC COM 09578R103 2012 82146 SH DEFINED 0 82146 0 CAPELLA EDUCATION COMPANY COM 139594105 4290 73014 SH DEFINED 0 73014 0 CARRIZO OIL & CO INC COM 144577103 1028 63831 SH DEFINED 0 63831 0 CEPHEID COM 15670R107 1925 185446 SH DEFINED 0 185446 0 CERNER CORP COM 156782104 473 12300 SH DEFINED 0 12300 0 CITI TRENDS INC COM 17306X102 2571 174680 SH DEFINED 0 174680 0 CONCEPTUS INC COM 206016107 4218 277157 SH DEFINED 0 277157 0 CONCUR TECHNOLOGIES INC COM 206708109 4192 127718 SH DEFINED 0 127718 0 CORNELL COMPANIES INC COM 219141108 2291 123261 SH DEFINED 0 123261 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 273 16685 SH DEFINED 0 16685 0 COSTAR GROUP INC COM 22160N109 4695 142521 SH DEFINED 0 142521 0 COVANCE INC COM 222816100 451 9807 SH DEFINED 0 9807 0 CYBERSOURCE CORP COM 23251J106 7749 646263 SH DEFINED 0 646263 0 DG FASTCHANNEL INC COM 23326R109 1972 158035 SH DEFINED 0 158035 0 DXP ENTERPRISES INC NEW COM NEW 233377407 1089 74540 SH DEFINED 0 74540 0 DATA DOMAIN INC COM 23767P109 2589 137716 SH DEFINED 0 137716 0 DECKERS OUTDOOR CORP COM 243537107 1381 17285 SH DEFINED 0 17285 0 DEVRY INC DEL COM 251893103 225 3925 SH DEFINED 0 3925 0 DIALYSIS CORP AMER COM 252529102 2395 342133 SH DEFINED 0 342133 0 DIGITAL RIV INC COM 25388B104 2561 103272 SH DEFINED 0 103272 0 DOLBY LABORATORIES INC COM 25659T107 276 8430 SH DEFINED 0 8430 0 DRIL-QUIP INC COM 262037104 1873 91331 SH DEFINED 0 91331 0 EPIQ SYS INC COM 26882D109 6624 396387 SH DEFINED 0 396387 0 ECLIPSYS CORP COM 278856109 4726 333051 SH DEFINED 0 333051 0 EXPRESS SCRIPTS INC COM 302182100 542 9860 SH DEFINED 0 9860 0 EZCORP INC CL A NON 302301106 3233 212535 SH DEFINED 0 212535 0 FLIR SYS INC COM 302445101 5984 195042 SH DEFINED 0 195042 0 FTI CONSULTING INC COM 302941109 2416 54070 SH DEFINED 0 54070 0 FACTSET RESH SYS INC COM 303075105 3103 70149 SH DEFINED 0 70149 0 F5 NETWORKS INC COM 315616102 2741 119882 SH DEFINED 0 119882 0 FIRST CASH FINL SVCS INC COM 31942D107 2932 153825 SH DEFINED 0 153825 0 GEO GROUP INC COM 36159R103 3840 212970 SH DEFINED 0 212970 0 GAMESTOP CORP NEW CL A 36467W109 2540 117260 SH DEFINED 0 117260 0 GEN-PROBE INC NEW COM 36866T103 6092 142212 SH DEFINED 0 142212 0 GLOBAL PMTS INC COM 37940X102 423 12900 SH DEFINED 0 12900 0 GOODRICH PETE CORP COM NEW 382410405 2633 87923 SH DEFINED 0 87923 0 GREENHILL & CO INC COM 395259104 2408 34510 SH DEFINED 0 34510 0 GUESS INC COM 401617105 1702 110900 SH DEFINED 0 110900 0 HCC INS HLDGS INC COM 404132102 359 13410 SH DEFINED 0 13410 0 HAIN CELESTIAL GROUP INC COM 405217100 4277 224043 SH DEFINED 0 224043 0 HANSEN NAT CORP COM 411310105 2338 69715 SH DEFINED 0 69715 0 HITTITE MICROWAVE CORP COM 43365Y104 3154 107052 SH DEFINED 0 107052 0 HOLOGIC INC COM 436440101 3670 280820 SH DEFINED 0 280820 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 1757 107540 SH DEFINED 0 107540 0 ICF INTL INC COM 44925C103 1505 61260 SH DEFINED 0 61260 0 ICON PUB LTD CO SPONSORE 45103T107 4881 247884 SH DEFINED 0 247884 0 IDEXX LABS INC COM 45168D104 344 9530 SH DEFINED 0 9530 0 IHS INC CL A 451734107 279 7450 SH DEFINED 0 7450 0 ILLUMINA INC COM 452327109 1388 53275 SH DEFINED 0 53275 0 IMAX CORP COM 45245E109 2902 650722 SH DEFINED 0 650722 0 INTERSIL CORP CL A 46069S109 147 16005 SH DEFINED 0 16005 0 INTUITIVE SURGICAL INC COM NEW 46120E602 257 2025 SH DEFINED 0 2025 0 IRON MTN INC COM 462846106 623 25197 SH DEFINED 0 25197 0 ITRON INC COM 465741106 3554 55765 SH DEFINED 0 55765 0 KENDLE INTERNATIONAL INC COM 48880L107 4063 157985 SH DEFINED 0 157985 0 LKQ CORP COM 501889208 4033 345892 SH DEFINED 0 345892 0 MSC INDL DIRECT INC CL A 553530106 2018 54798 SH DEFINED 0 54798 0 MERCADOLIBRE INC COM 58733R102 2063 125698 SH DEFINED 0 125698 0 MICROS SYS INC COM 594901100 3351 205359 SH DEFINED 0 205359 0 MICROCHIP TECHNOLOGY INC COM 595017104 295 15110 SH DEFINED 0 15110 0 MICROSEMI CORP COM 595137100 2478 196032 SH DEFINED 0 196032 0 MONOLITHIC PWR SYS INC COM 609839105 1206 95640 SH DEFINED 0 95640 0 MOOG INC CL A 615394202 3946 107908 SH DEFINED 0 107908 0 MYRIAD GENETICS INC COM 62855J104 1959 29570 SH DEFINED 0 29570 0 NCI INC CL A 62886K104 4405 146216 SH DEFINED 0 146216 0 NII HLDGS INC CL B NEW 62913F201 157 8620 SH DEFINED 0 8620 0 NATIONAL CINEMEDIA INC COM 635309107 3495 344712 SH DEFINED 0 344712 0 NATIONAL INSTRS CORP COM 636518102 2801 114997 SH DEFINED 0 114997 0 NATIONAL OILWELL VARCO INC COM 637071101 260 10640 SH DEFINED 0 10640 0 NEOGEN CORP COM 640491106 3070 122915 SH DEFINED 0 122915 0 NUANCE COMMUNICATIONS INC COM 67020Y100 107 10290 SH DEFINED 0 10290 0 NUVASIVE INC COM 670704105 6157 177678 SH DEFINED 0 177678 0 OCEANEERING INTL INC COM 675232102 2206 75710 SH DEFINED 0 75710 0 OIL STS INTL INC COM 678026105 769 41125 SH DEFINED 0 41125 0 OMNITURE INC COM 68212S109 3659 343891 SH DEFINED 0 343891 0 ONLINE RES CORP COM 68273G101 1983 418374 SH DEFINED 0 418374 0 PSS WORLD MED INC COM 69366A100 4598 244318 SH DEFINED 0 244318 0 PANERA BREAD CO CL A 69840W108 3422 65499 SH DEFINED 0 65499 0 PAREXEL INTL CORP COM 699462107 992 102195 SH DEFINED 0 102195 0 PETROQUEST ENERGY INC COM 716748108 920 136044 SH DEFINED 0 136044 0 PHASE FORWARD INC COM 71721R406 5669 452828 SH DEFINED 0 452828 0 PINNACLE FINL PARTNERS INC COM 72346Q104 5015 168223 SH DEFINED 0 168223 0 POLYPORE INTL INC COM 73179V103 694 91815 SH DEFINED 0 91815 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 3709 109610 SH DEFINED 0 109610 0 POWER INTEGRATIONS INC COM 739276103 2624 131979 SH DEFINED 0 131979 0 PRECISION CASTPARTS CORP COM 740189105 210 3535 SH DEFINED 0 3535 0 PROS HOLDINGS INC COM 74346Y103 1445 251309 SH DEFINED 0 251309 0 PSYCHIATRIC SOLUTIONS INC COM 74439H108 5858 210340 SH DEFINED 0 210340 0 QUALITY SYS INC COM 747582104 5415 124144 SH DEFINED 0 124144 0 RANGE RES CORP COM 75281A109 376 10930 SH DEFINED 0 10930 0 RESMED INC COM 761152107 434 11590 SH DEFINED 0 11590 0 REX ENERGY CORPORATION COM 761565100 358 121884 SH DEFINED 0 121884 0 ROSS STORES INC COM 778296103 332 11180 SH DEFINED 0 11180 0 STEC INC COM 784774101 1594 374264 SH DEFINED 0 374264 0 SVB FINL GROUP COM 78486Q101 1847 70425 SH DEFINED 0 70425 0 SEMTECH CORP COM 816850101 2534 224836 SH DEFINED 0 224836 0 SMUCKER J M CO COM NEW 832696405 1326 30570 SH DEFINED 0 30570 0 SOUTHWESTERN ENERGY CO COM 845467109 351 12120 SH DEFINED 0 12120 0 STANLEY INC COM 854532108 4017 110906 SH DEFINED 0 110906 0 STERICYCLE INC COM 858912108 496 9530 SH DEFINED 0 9530 0 STIFEL FINL CORP COM 860630102 3343 72918 SH DEFINED 0 72918 0 STRATASYS INC COM 862685104 1899 176676 SH DEFINED 0 176676 0 STRAYER ED INC COM 863236105 6399 29845 SH DEFINED 0 29845 0 SUNPOWER CORP COM CL A 867652109 1874 50639 SH DEFINED 0 50639 0 T-3 ENERGY SRVCS INC COM 87306E107 640 67787 SH DEFINED 0 67787 0 TEAM INC COM 878155100 3290 118761 SH DEFINED 0 118761 0 TESCO CORP COM 88157K101 826 115654 SH DEFINED 0 115654 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 1365 280884 SH DEFINED 0 280884 0 TETRA TECH INC NEW COM 88162G103 3273 135511 SH DEFINED 0 135511 0 TIVO INC COM 888706108 3073 429215 SH DEFINED 0 429215 0 TOWER GROUP INC COM 891777104 6293 223073 SH DEFINED 0 223073 0 TRIMBLE NAVIGATION LTD COM 896239100 2212 102363 SH DEFINED 0 102363 0 TRIUMPH GROUP INC NEW COM 896818101 2369 55804 SH DEFINED 0 55804 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 3134 378527 SH DEFINED 0 378527 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 745 51017 SH DEFINED 0 51017 0 UNITED NAT FOODS INC COM 911163103 3274 183745 SH DEFINED 0 183745 0 URBAN OUTFITTERS INC COM 917047102 1001 66855 SH DEFINED 0 66855 0 VCA ANTECH INC COM 918194101 3495 175781 SH DEFINED 0 175781 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 2750 151768 SH DEFINED 0 151768 0 VOCUS INC COM 92858J108 5681 311994 SH DEFINED 0 311994 0 VOLCANO CORPORATION COM 928645100 3737 249153 SH DEFINED 0 249153 0 WHITING PETE CORP NEW COM 966387102 809 24165 SH DEFINED 0 24165 0 WIND RIVER SYSTEMS INC COM 973149107 1662 184031 SH DEFINED 0 184031 0 ZOLTEK COS INC COM 98975W104 879 97792 SH DEFINED 0 97792 0 ZOLL MED CORP COM 989922109 2193 116115 SH DEFINED 0 116115 0 IPC HLDGS LTD ORD G4933P101 4853 162299 SH DEFINED 0 162299 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 2429 92860 SH DEFINED 0 92860 0 VISTAPRINT LIMITED SHS G93762204 3913 210261 SH DEFINED 0 210261 0 ASML HOLDING N V NY REG S N07059186 270 14917 SH DEFINED 0 14917 0 CORE LABORATORIES N V COM N22717107 5091 85041 SH DEFINED 0 85041 0 QIAGEN N V ORD N72482107 390 22200 SH DEFINED 0 22200 0
-----END PRIVACY-ENHANCED MESSAGE-----