-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SgNbH6cf9DzHgg4FJh1ecrQr4JPUs4F1b9pFMz/r1N4hBYyrce477C9ycZNahqhY 066O14FwxCMSbBfWPYstfg== 0001193125-09-025228.txt : 20090211 0001193125-09-025228.hdr.sgml : 20090211 20090211135022 ACCESSION NUMBER: 0001193125-09-025228 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 EFFECTIVENESS DATE: 20090211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management, L.P. CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 09588880 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR 1 d13fhr.txt FORM 13F - HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [_]; Amendment Number: ------ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP Address: 120 Broadway, 40th Floor New York, New York 10271 Form 13F File Number: 028-12909 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler Title: Chief Operating Officer Phone: (212) 571-1244 Signature, Place, and Date of Signing: /s/ Charles Winkler New York, NY 02/11/09 - ------------------------ ------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total: $131,366 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- 2020 CHINACAP ACQUIRCO INC COM 90212G109 2,226 307,000 SH SOLE 307,000 ACM MANAGED DLR INCOME FD COM 000949107 719 151,007 SH SOLE 151,007 ADVANCED TECHNOLOGY ACQU COR COM 07556103 423 56,500 SH SOLE 56,500 ALCON INC COM SHS H01301102 1,372 15,379 SH SOLE 15,379 ALCON INC COM SHS H01301952 210 45,600 SH PUT SOLE 45,600 ALLIANCE DATA SYSTEMS CORP CALL 018581108 1,046 22,471 SH SOLE 22,471 ALLIANCE DATA SYSTEMS CORP COM 018581958 210 260,000 SH PUT SOLE 260,000 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 20 20,200 SH CALL SOLE 20,200 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 1,358 147,000 SH SOLE 147,000 AMERICAN EXPRESS CO COM 025816109 783 42,206 SH SOLE 42,206 AMERICAN EXPRESS CO COM 025816909 24 40,000 SH CALL SOLE 40,000 AMERICAN EXPRESS CO COM 025816959 131 65,000 SH PUT SOLE 65,000 AMERICAN INTL GROUP INC UNIT 99/99/9999 026874115 2,085 255,189 SH SOLE 255,189 BANK OF AMERICA CORPORATION COM 060505104 2,480 176,129 SH SOLE 176,129 BANK OF AMERICA CORPORATION COM 060505904 37 30,200 SH CALL SOLE 30,200 BANK OF AMERICA CORPORATION COM 060505954 238 130,200 SH PUT SOLE 130,200 BEACON POWER CORP COM 073677106 115 217,088 SH SOLE 217,088 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 1,790 100,669 SH SOLE 100,669 BORDERS GROUP INC COM 099709107 36 90,900 SH SOLE 90,900 BRISTOW GROUP INC NOTE 110394AC7 1,818 3,250,000 PRN SOLE 3,250,000 CAPITOL ACQUISITION CORP DEL COM 14055E104 506 55,600 SH SOLE 55,600 CAPSTONE TURBINE CORP COM 14067D952 80 48,000 SH PUT SOLE 48,000 CHINA DIRECT INC COM 169384953 63 50,000 SH PUT SOLE 50,000 CITIGROUP INC COM 172967901 131 30,000 SH CALL SOLE 30,000 CNA FINL CORP COM 126117100 3,071 186,794 SH SOLE 186,794
CREDIT SUISSE GROUP SPONSORED ADR 225401108 826 29,223 SH SOLE 29,223 CREDIT SUISSE GROUP SPONSORED ADR 225401958 90 99,100 SH PUT SOLE 99,100 DISCOVER FINL SVCS COM 254709108 185 19,400 SH SOLE 19,400 DISCOVER FINL SVCS COM 254709958 30 132,500 SH PUT SOLE 132,500 DOW CHEM CO COM 260543103 1,506 99,786 SH SOLE 99,786 DOW CHEM CO COM 260543953 549 151,200 SH PUT SOLE 151,200 FACET BIOTECH CORP SHS 30303Q103 1,120 116,739 SH SOLE 116,739 FORD MTR CO DEL NOTE 345370CF5 3,918 15,000,000 PRN SOLE 15,000,000 FORD MTR CO DEL COM 345370950 3,156 388,400 SH PUT SOLE 388,400 GENERAL STEEL HOLDINGS INC COM 370853953 326 150,000 SH PUT SOLE 150,000 GENEVA ACQUISITION CORP COM 37185Y104 454 76,900 SH SOLE 76,900 GLOBAL CONSUMER ACQST CORP COM 378983100 1,966 217,000 SH SOLE 217,000 GOLDEN POND HEALTHCARE INC COM 38116J109 325 45,000 SH SOLE 45,000 GOLDMAN SACHS GROUP INC NOTE 38141G104 12,543 148,634 PRN SOLE 148,634 GOLDMAN SACHS GROUP INC COM 38141G904 907 124,900 SH CALL SOLE 124,900 GOLDMAN SACHS GROUP INC COM 38141G954 7,694 186,300 SH PUT SOLE 186,300 HICKS ACQUISITION CO I INC *W EXP 09/28/201 429086309 1,096 120,000 SH SOLE 120,000 HIGHLANDS ACQUISITION CORP COM 430880104 397 43,100 SH SOLE 43,100 HUNTSMAN CORP COM 447011107 500 145,224 SH SOLE 145,224 IDEATION ACQUISITION CORP COM 451665103 1,442 200,000 SH SOLE 200,000 INTER ATLANTIC FINANCIAL INC COM 45890H100 230 31,300 SH SOLE 31,300 ISTAR FINL INC FRNT 45031UBF7 8,706 29,679,000 PRN SOLE 29,679,000 KBL HEALTHCARE ACQUIS CORP I COM 48241N107 832 112,499 SH SOLE 112,499 KRAFT FOODS INC CL A 50075N104 634 23,621 SH SOLE 23,621 KRAFT FOODS INC CL A 50075N954 30 30,000 SH PUT SOLE 30,000 LORILLARD INC COM 544147901 5 12,000 SH CALL SOLE 12,000 MENTOR CORP MINN NOTE 587188103 1,197 38,700 PRN SOLE 38,700 MERRILL LYNCH & CO INC COM 590188108 3,356 277,330 SH SOLE 277,330 MERRILL LYNCH & CO INC COM 590188958 565 249,800 SH PUT SOLE 249,800 METLIFE INC COM 59156R108 889 25,503 SH SOLE 25,503 MEXICO FD INC CALL 592835102 2,943 193,598 SH SOLE 193,598
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822904 99 79,000 SH CALL SOLE 79,000 NORTEL NETWORKS CORP NEW NOTE 656568AE2 750 5,000,000 PRN SOLE 5,000,000 NATIONAL CITY CORP COM 635405103 8,744 4,831,042 SH SOLE 4,831,042 OCEANAUT INC COM 675227102 762 96,758 SH SOLE 96,758 OVERTURE ACQUISITION CORP SHS G6830P100 623 68,400 SH SOLE 68,400 PDL BIOPHARMA INC COM 69329Y104 2,623 424,452 SH SOLE 424,452 PET DRX CORPORATION COM 715813101 322 767,400 SH SOLE 767,400 POLARIS ACQUISITION CORP COM 73104R102 774 85,000 SH SOLE 85,000 PROCTER & GAMBLE CO COM 742718109 9,805 158,608 SH SOLE 158,608 PROLOGIS NOTE 743410AS1 1,052 2,500,000 PRN SOLE 2,500,000 PROSPECT ACQUISITION CORP COM 74347T103 457 49,920 SH SOLE 49,920 REGIONS FINANCIAL CORP NEW CALL 7591EP100 930 116,833 SH SOLE 116,833 REGIONS FINANCIAL CORP NEW COM 7591EP950 276 127,500 SH PUT SOLE 127,500 RENAISSANCE ACQUISITION CORP *W EXP 01/28/201 75966C305 487 88,500 SH SOLE 88,500 RODMAN & RENSHAW CAP GP INC COM 77487R100 74 85,900 SH SOLE 85,900 SAPPHIRE INDUSTRIALS CORP COM 80306T109 1,830 200,000 SH SOLE 200,000 SIRIUS XM RADIO INC CALL 82967N108 18 146,160 SH SOLE 146,160 SIRIUS XM RADIO INC COM 82967N908 36 725,900 SH CALL SOLE 725,900 SLM CORP CALL 78442P106 669 75,201 SH SOLE 75,201 SLM CORP COM 78442P906 175 123,000 SH CALL SOLE 123,000 SLM CORP COM 78442P956 784 287,000 SH PUT SOLE 287,000 SMITHFIELD FOODS INC NOTE 832248AR9 7,614 9,940,000 PRN SOLE 9,940,000 SOVEREIGN BANCORP INC CALL 845905108 2,859 959,416 SH SOLE 959,416 SPECTRUM PHARMACEUTICALS INC COM 84763A908 2 37,700 SH CALL SOLE 37,700 SPORTS PPTYS ACQUISITION COR COM 84920F107 1,356 149,000 SH SOLE 149,000 TECK COMINCO LTD CL B 878742904 1 15,200 SH CALL SOLE 15,200 TM ENTMT & MEDIA INC COM 87260T108 264 36,100 SH SOLE 36,100 TRANS-INDIA ACQUISITION CORP COM 893237107 569 73,850 SH SOLE 73,850 TREMISIS ENERGY ACQ CORP II COM 89472N101 2,630 365,300 SH SOLE 365,300 TRIAN ACQUISITION I CORP COM 89582E108 2,346 263,300 SH SOLE 263,300 UNITED COM 911360105 3,051 330,500 SH SOLE 330,500
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