-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTKiBBRQ0jvXXBlsfdbuXQ49qwA8odtCzuKNylbq4wSyK1JZgTllyMuebUaZOeLr 1rw7Sz4pP0T4MGJLt+MTgw== 0000898431-06-000126.txt : 20061114 0000898431-06-000126.hdr.sgml : 20061114 20061114130002 ACCESSION NUMBER: 0000898431-06-000126 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAUSEWAY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001165797 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11728 FILM NUMBER: 061213074 BUSINESS ADDRESS: STREET 1: 11111 SANTA MONICA BOULEVARD STREET 2: SUITE 1550 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3102316100 13F-HR 1 form13f_110706.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 ------------------------ Check here if Amendment [ ]; Amendment Number: ------------------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Causeway Capital Management LLC ------------------------------------------------------ Address: 11111 Santa Monica Blvd ------------------------------------------------------ Suite 1500 ------------------------------------------------------ Los Angeles, CA 90025 ------------------------------------------------------ Form 13F File Number: 28-11728 -------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jean Kim ------------------------------------------------- Title: Compliance Manager ------------------------------------------------- Phone: 310-231-6138 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jean Kim Los Angeles, CA 11/7/06 - ----------------------- --------------------------- ------------------- [Signature] [City, State] [Date] X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------------------- Form 13F Information Table Entry Total: 57 ----------------------------------- Form 13F Information Table Value Total: $226,670 ----------------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None 2 FORM 13-F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------- -------- ----------- ------------ ------------------------ ------------ --------- -------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- -------- ----------- ------------ --------- ----- ------ ------------ --------- ------ ------ ---- ALLSTATE CORP/THE 020002101 1,161 18,503 18,503 COM SH SOLE NONE AON CORP 037389103 870 25,700 25,700 COM SH SOLE NONE BAUSCH & LOMB INC 071707103 1,078 21,500 21,500 COM SH SOLE NONE BRISTOL-MYERS 110122108 1,201 48,200 48,200 SQUIBB CO COM SH SOLE NONE CA INC 12673P105 1,414 59,700 59,700 COM SH SOLE NONE CITIGROUP INC 172967101 1,222 24,600 24,600 COM SH SOLE NONE LEAR CORP 521865105 1,296 62,622 62,622 COM SH SOLE NONE METLIFE INC 59156R108 1,462 25,800 25,800 COM SH SOLE NONE MICROSOFT CORP 594918104 727 26,600 26,600 COM SH SOLE NONE PFIZER INC 717081103 1,341 47,300 47,300 COM SH SOLE NONE RADIOSHACK CORP 750438103 670 34,700 34,700 COM SH SOLE NONE RENT-A-CENTER INC 76009N100 1,432 48,900 48,900 COM SH SOLE NONE SARA LEE CORP 803111103 1,061 66,000 66,000 COM SH SOLE NONE TJX COS INC 872540109 1,225 43,700 43,700 COM SH SOLE NONE - ---------------------------------------------------------------------------------------------------------------------------------- 3 WHIRLPOOL CORP 963320106 1,497 17,800 17,800 COM SH SOLE NONE XL CAPITAL LTD G98255105 1,230 17,900 17,900 CL A SH SOLE NONE ABN AMRO HOLDING SPONSORED ADR 000937102 5,296 181,251 181,251 NV SH SOLE NONE ALLIED IRISH SPON ADR ORD 019228402 4,532 83,825 83,825 BANKS PLC SH SOLE NONE AXA SA SPONSORED ADR 054536107 5,713 154,769 154,769 SH SOLE NONE BP PLC SPONSORED ADR 055622104 6,393 97,478 97,478 SH SOLE NONE BRITISH AMERICAN SPONSORED ADR 110448107 7,610 139,099 139,099 TOBACCO PLC SH SOLE NONE BT GROUP PLC ADR 05577E101 4 80 80 SH SOLE NONE CANON INC 138006309 2 37 37 ADR SH SOLE NONE CREDIT SUISSE SPONSORED ADR 225401108 6,475 111,726 111,726 GROUP SH SOLE NONE CRH PLC 12626K203 5,180 149,533 149,533 ADR SH SOLE NONE E.ON AG SPONSORED ADR 268780103 5,042 127,105 127,105 SH SOLE NONE - ---------------------------------------------------------------------------------------------------------------------------------- 4 FRANCE TELECOM SA SPONSORED ADR 35177Q105 6,183 265,272 265,272 SH SOLE NONE FRONTLINE LTD SHS G3682E127 4,658 120,968 120,968 SH SOLE NONE GLAXOSMITHKLINE SPONSORED ADR 37733W105 6,160 115,718 115,718 PLC SH SOLE NONE HONDA MOTOR CO LTD AMERN SHS 438128308 7,489 222,692 222,692 SH SOLE NONE HSBC HOLDINGS PLC SPON ADR NEW 404280406 3,136 34,259 34,259 SH SOLE NONE ING GROEP NV SPONSORED ADR 456837103 6,118 139,111 139,111 SH SOLE NONE KONINKLIJKE PHILIPS NY REG SH NEW 500472303 4,061 116,007 116,007 ELECTRONICS NV SH SOLE NONE MANULIFE FINANCIAL COM 56501R106 6,171 191,275 191,275 CORP SH SOLE NONE NOVARTIS AG SPONSORED ADR 66987V109 6,111 104,562 104,562 SH SOLE NONE PETROCHINA CO LTD SPONSORED ADR 71646E100 5,697 52,920 52,920 SH SOLE NONE POSCO ADR SPONSORED ADR 693483109 6,171 95,038 95,038 SH SOLE NONE PUBLICIS GROUPE SPONSORED ADR 74463M106 5,875 148,426 148,426 SH SOLE NONE REUTERS GROUP PLC SPONSORED ADR 76132M102 3,259 67,005 67,005 SH SOLE NONE RIO TINTO PLC SPONSORED ADR 767204100 3,671 19,359 19,359 SH SOLE NONE ROGERS CL B 775109200 4,234 77,166 77,166 COMMUNICATIONS INC SH SOLE NONE ROYAL DUTCH SHELL SPON ADR B 780259107 8,725 127,598 127,598 PLC SH SOLE NONE - ---------------------------------------------------------------------------------------------------------------------------------- 5 SANOFI-AVENTIS SPONSORED ADR 80105N105 10,048 225,952 225,952 SH SOLE NONE SHINHAN FINANCIAL SPN ADR RESTRD 824596100 4,352 48,460 48,460 GROUP CO LTD SH SOLE NONE SIEMENS AG SPONSORED ADR 826197501 5,294 60,781 60,781 SH SOLE NONE SK TELECOM ADR SPONSORED ADR 758205108 4,623 195,654 195,654 SH SOLE NONE STOLT-NIELSEN SA SP ADR REG COM 861565109 4,673 180,421 180,421 SH SOLE NONE SUEZ SA SPONSORED ADR 864686100 3,186 71,993 71,993 SH SOLE NONE SYNGENTA AG SPONSORED ADR 87160A100 5,180 171,653 171,653 SH SOLE NONE TECHNIP SA SPONSORED ADR 878546209 3,708 65,080 65,080 SH SOLE NONE TELECOM CORP OF SPONSORED ADR 879278208 1 25 25 NEW ZEALAND LTD SH SOLE NONE TELEFONICA SA SPONSORED ADR 879382208 5,077 97,985 97,985 SH SOLE NONE TELENOR ASA SPONSORED ADR 87944W105 3,136 80,545 80,545 SH SOLE NONE TNT NV SPONSORED ADR 87260W101 4,858 127,763 127,763 SH SOLE NONE TOTAL SA SPONSORED ADR 89151E109 5,002 75,851 75,851 SH SOLE NONE UNILEVER PLC SPON ADR NEW 904767704 6,526 263,052 263,052 SH SOLE NONE VODAFONE GROUP PLC SPONSORED ADR 92857W209 8,155 356,752 356,752 SH SOLE NONE - ---------------------------------------------------------------------------------------------------------------------------------- 6
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