-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUqXx2oG+MJNQhG7IlPDN3HlG4i08VQws0u/buWxXbArnzS18cB7i2ZCOxQ+ymYM T3an5Lc6yBX8NsIe26OIwQ== 0001006364-09-000001.txt : 20090206 0001006364-09-000001.hdr.sgml : 20090206 20090206114100 ACCESSION NUMBER: 0001006364-09-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 EFFECTIVENESS DATE: 20090206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 09575403 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f4q08.txt FORM 13F COVER PAGE Report for the quarter ended: December 31, 2008 Name: Johnston Asset Management Corp. Address: 300 Atlantic Street Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- IShares MSCI Eafe Index Fund 464287465 4058 90470 SH SOLE 90470 iShares MSCI ACWI Ex US Index 464288240 13514 439900 SH SOLE 439900 Citigroup Inc 8.125% Ser. AA ps 172967572 716 44900 SH SOLE 44900 ExSAR Corp ps 210 420000 SH SOLE 420000 ExSar Corp Ser D Pfd ps 75 150000 SH SOLE 150000 PharmaStem Therapeutics, Inc P ps 50 50000 SH SOLE 50000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Targent, Inc. Series C Pfd. ps 26 32845 SH SOLE 32845 Vela Pharmaceuticals Series C ps 107 71356 SH SOLE 71356 Vela Pharmaceuticals, Inc.SerA ps 325 650000 SH SOLE 650000 Vela Pharmaceuticals, Inc.SerB ps 80 160000 SH SOLE 160000 ARM Holdings Ordinary Shares cs 0059585 2671 2153886 SH SOLE 2153886 AT&T Corp New cs 00206r102 7152 250946 SH SOLE 248363 2583 Abbott Labs cs 002824100 10869 203649 SH SOLE 203649 Amgen Inc cs 031162100 13939 241375 SH SOLE 240575 880 Automatic Data Proc cs 053015103 9529 242215 SH SOLE 240215 2200 BHP Billiton PLC Ord Shares cs 0056650 5521 296810 SH SOLE 296810 Bank Of New York cs 064058100 210 7404 SH SOLE 7404 Becton Dickinson cs 075887109 8209 120025 SH SOLE 118500 1525 Biosphere Medical Inc cs 09066v103 77 40000 SH SOLE 40000 Boston Scientific cs 101137107 6763 873728 SH SOLE 868132 5596 Cerner Corp. cs 156782104 6848 178100 SH SOLE 177300 860 Chevron Texaco cs 166764100 263 3556 SH SOLE 3556 China Life Ordinary Shares cs 6718976 5119 1684000 SH SOLE 1684000 Cisco Systems Inc cs 17275R102 11688 717030 SH SOLE 714030 3160 Coca Cola Company cs 191216100 290 6400 SH SOLE 6400 Cognizant Tech Solutions - Cla cs 192446102 6598 365320 SH SOLE 365320 Comcast Corp New Cl A cs 20030N101 12851 761292 SH SOLE 759792 1740 Credit Suisse Group Ordinary S cs 7171589 4959 185160 SH SOLE 185160 DOV Pharmaceutical, Inc. cs 259858108 0 20000 SH SOLE 20000 EMC Corp cs 268648102 10127 967265 SH SOLE 962265 5500 Edwards Lifesciences Corp. cs 28176E108 16712 304130 SH SOLE 302270 1970 Enterprise Prods Partners LP cs 293792107 1901 91702 SH SOLE 88082 3620 Exact Sciences Corp cs 30063P105 37 65000 SH SOLE 65000 Exsar Corp cs 80 531000 SH SOLE 531000 Exxon Mobil cs 30231g102 2741 34335 SH SOLE 34335 Fresenius Medical Care AG Ordi cs 5129074 3532 75590 SH SOLE 75590 Fulton Financial Comp cs 360271100 280 29154 SH SOLE 29154 General Electric cs 369604103 8681 535864 SH SOLE 533164 2810 HRPT Properties Trust cs 40426w101 2134 633280 SH SOLE 627280 6000 Highwood Properties Inc cs 431284108 408 14900 SH SOLE 14900 Hyflux Ltd. Ordinary Shares cs 6320058 2616 2109576 SH SOLE 2109576 IMS Health Inc cs 449934108 9681 638610 SH SOLE 636610 2400 Intel Corporation cs 458140100 11091 756540 SH SOLE 753740 2920 Isis Pharmaceutical cs 464330109 11002 775861 SH SOLE 769861 6280 Johnson & Johnson cs 478160104 13460 224965 SH SOLE 223765 1360 KLA-Tencor Corp cs 482480100 4825 221415 SH SOLE 219060 2355 Kurita Water Industries Ordina cs 6497963 5454 207755 SH SOLE 207755 Liberty Property Tr cs 531172104 1544 67613 SH SOLE 65613 2000 M&T Bank cs 55261F104 511 8905 SH SOLE 8905 Marsh & McLennan cs 571748102 10939 450735 SH SOLE 450735 Maxim Integrated Pdts cs 57772k101 7703 674525 SH SOLE 672745 1930 Medtronic Inc cs 585055106 9401 299212 SH SOLE 299212 100 Microsoft Corp cs 594918104 10362 533050 SH SOLE 531050 2150 Millipore Corp cs 601073109 11139 216213 SH SOLE 215213 1040 NetApp, Inc. cs 64110D104 6679 478090 SH SOLE 475590 2590 Neurobiological Technologies cs 64124w304 10 33000 SH SOLE 33000 Nicor Inc cs 654086107 278 8010 SH SOLE 8010 Nobel Biocare Holding AG Ord cs 7385722 2178 108230 SH SOLE 108230 Pall Corporation cs 696429307 9388 330207 SH SOLE 328207 2140 Pharmos Corp cs 717139307 5 61938 SH SOLE 61938 Plantronics Inc. cs 727493108 6237 472500 SH SOLE 472500 100 Procter & Gamble cs 742718109 1375 22250 SH SOLE 22250 100 Qualcomm Inc cs 747525103 9846 274800 SH SOLE 274800 50 Quest Diagnostics Inc cs 74834L100 9651 185925 SH SOLE 185925 80 Reckitt Benckiser Ordinary Sha cs B24CGK7 4196 113180 SH SOLE 113180 Renewable Energy Corp. AS Ordi cs B01vhw2 522 56690 SH SOLE 56690 Roche Holding Ordinary Shares cs 7110388 5950 38970 SH SOLE 38970 SABMiller Ord Shs cs 0483548 6363 380561 SH SOLE 380561 SGS SA Ordinary Shares cs 4824778 6921 6697 SH SOLE 6697 Schlumberger Ltd cs 806857108 7958 187991 SH SOLE 187391 630 Sepracor Inc cs 817315104 5613 511200 SH SOLE 511000 200 Societe Generale Ordinary Shs cs 5966516 2930 58563 SH SOLE 58563 Solon SE Ordinary Shares cs 7450738 462 23220 SH SOLE 23220 Spectrum Pharmaceuticals Inc cs 84763A108 58 39236 SH SOLE 39236 Spectrum Pharmaceuticals Inc U cs 138 92673 SH SOLE 92673 Standard Chartered Plc Ordinar cs 0408284 1634 129880 SH SOLE 129880 TEPPCO Prt LP Intl cs 872384102 990 50590 SH SOLE 45590 5000 Targent Inc cs 100 400000 SH SOLE 400000 Varian Medical Systems cs 92220p105 12153 346840 SH SOLE 344680 2260 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 Veolia Environnement Ordinary cs 4031879 3928 127274 SH SOLE 127274 Vestas Wind Systems A/S Ordina cs 5964651 1938 34200 SH SOLE 34200 ABB Ltd. Sponsored ADR 000375204 19456 1296197 SH SOLE 1296197 ARM Holdings ADR 042068106 7569 1966041 SH SOLE 1966041 ASML Holding NV NY Reg ADR N07059186 26335 1457366 SH SOLE 1457366 Alcon Inc ADR H01301102 17272 193650 SH SOLE 193650 BHP Billiton ADR 05545E209 18079 468607 SH SOLE 468607 BP Plc-Spons ADR 055622104 471 10076 SH SOLE 10076 China Life Insurance Co ADR 16939P106 17790 383397 SH SOLE 383397 Credit Suisse Group Spon ADR 225401108 18043 638466 SH SOLE 638466 Diageo PLC Spon ADR 25243Q205 30861 543898 SH SOLE 543898 50 Fresenius Medical Care Ag ADR 358029106 32997 699393 SH SOLE 697393 2050 HSBC Holdings PLC ADR 404280406 17162 352615 SH SOLE 352615 ICICI Bank Ltd. ADR 45104G104 24225 1258440 SH SOLE 1258440 National Australia Bank Spon A 632525408 164 11250 SH SOLE 7980 3270 Orthofix Intl ADR N6748L102 1845 120380 SH SOLE 118780 1600 Qiagen NV ADR N72482107 33723 1920435 SH SOLE 1917435 3100 Reckitt Benckiser ADR 756255105 15243 2102530 SH SOLE 2102530 Roche Hldg ADR 771195104 19218 251754 SH SOLE 251754 SABMiller Sp ADR 78572m105 23520 1406624 SH SOLE 1400245 6379 SGS SocGen Surveillance ADR 818800104 19049 1843185 SH SOLE 1843185 SK Telecom Co Ltd ADR 78440p108 1323 72750 SH SOLE 69750 3000 Societe Generale ADR 83364L109 15807 1579420 SH SOLE 1579420 Telefonica Spon ADR 879382208 26868 398700 SH SOLE 398700 Teva Pharmaceutical - ADR 881624209 26099 613078 SH SOLE 613078 Veolia Environnement ADR 92334N103 13724 432806 SH SOLE 432806 40 Vodafone Group ADR 92857W209 30036 1469449 SH SOLE 1467262 2187 Westpac Banking ADS 961214301 286 4746 SH SOLE 4746 Credit Suisse Group Ordinary S cs 7171589 2826 105540 SH SOLE 105540 Nobel Biocare Holding AG (chf) cs 7385722 1074 53360 SH SOLE 53360 Roche Holding Ordinary Shares cs 7110388 2062 13505 SH SOLE 13505 SGS SA Ordinary Shares (chf) cs 4824778 3353 3244 SH SOLE 3244 ASML Holding NV (eur) cs 5949368 1833 103416 SH SOLE 103416 Fresenius Medical Care (eur) cs 5129074 2148 45970 SH SOLE 45970 Qiagen N.V. (eur) cs 5732825 1009 59048 SH SOLE 59048 Societe Generale (eur) cs 5966516 2026 40480 SH SOLE 40480 Solon SE Ord. Share(eur) cs 7450738 257 12910 SH SOLE 12910 Veolia Environnement (eur) cs 4031879 1867 60510 SH SOLE 60510 Vestas Wind Systems A/S (dkk) cs 5964651 947 16700 SH SOLE 16700 ARM Holdings Ordinary Shares ( cs 0059585 1483 1192790 SH SOLE 1192790 BHP Billiton PLC Ordinary Shar cs 0056650 2875 154510 SH SOLE 154510 Diageo Ordinary Shares (gbp) cs 0237400 1007 72890 SH SOLE 72890 Reckitt Benckiser Ordinary Sha cs B24CGK7 1175 31710 SH SOLE 31710 SABMiller PLC (gbp) cs 0483548 3156 188734 SH SOLE 188734 Standard Chartered Plc Ord Sha cs 0408284 373 29620 SH SOLE 29620 Vodafone Group PLC (gbp) cs B16GWD5 902 451172 SH SOLE 451172 China Life (hkd) cs 6718976 1814 596870 SH SOLE 596870 Kurita Water Industries (jpy) cs 6497963 2295 87430 SH SOLE 87430 Renewable Energy Corp. AS (nok cs B01VHW2 254 27610 SH SOLE 27610 Hyflux Ltd. Ordinary Shares (s cs 6320058 651 523773 SH SOLE 523773 Johnston Capital Partners Fund jamlp 3023 3022954.524SH SOLE 3022954.524 Marsh & McLennan ua 571748102 277 11400.0000SH SOLE 11400.0000 Centocor Partners III 0 50000 SH SOLE 50000 Dov Pharmaceutical Warrants wt 0 22000 SH SOLE 22000
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