-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ng2bznezZRsUNfWN36duhkwBADqNf+s+IGb1oiHMXlyGpTlyeMOA3WsloYdc0siL +FU/MRYcuvvR4+jtOVE0Yg== 0000950136-01-500288.txt : 20010509 0000950136-01-500288.hdr.sgml : 20010509 ACCESSION NUMBER: 0000950136-01-500288 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01221 FILM NUMBER: 1624310 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 -------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Hogan Title: Treasurer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ John D. Hogan New York, NY 5/7/01 ------------- ------------ ------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 157 ---------- Form 13F Information Table Value Total: 473,530 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F
TITLE OF VALUE SHARES/ SH/ PUT/ INVST OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AM PRN CALL DSCR MANA SOLE SHARED NONE - -------------- -------- ----- -------- ------ --- ---- ----- ----- ---- ------ ----- AAON INC COM PAR $0.004 000360206 3686 190225 SH SOLE 190225 ABBOTT LABS COM 002824100 1473 31205 SH SOLE 31205 ACLN LTD ORD M01764105 394 16425 SH SOLE 16425 AFLAC INC COM 001055102 3119 113270 SH SOLE 113270 936 34000 SH OTHER 34000 AG SVCS AMER INC COM 001250109 1521 104557 SH SOLE 104557 AGILENT TECHNOLOGIES INC COM 00846U101 428 13920 SH SOLE 13920 27 877 SH OTHER 877 ALBERTA ENERGY LTD COM 012873105 443 10000 SH SOLE 10000 753 17000 SH OTHER 17000 ALLERGAN INC COM 018490102 6672 89980 SH SOLE 89980 1216 16400 SH OTHER 16400 AMB PROPERTY CORP COM 00163T109 10084 409925 SH SOLE 409925 2130 86600 SH OTHER 86600 AMERICAN FINL HLDGS INC COM 026075101 1101 51500 SH SOLE 51500 AMERICAN INTL GROUP INC COM 026874107 2411 29947 SH SOLE 29947 322 4000 SH OTHER 4000 AMERICAN MED SYS HLDGS INC COM 02744M108 330 40000 SH SOLE 40000 AMGEN INC COM 031162100 578 9600 SH SOLE 9600 ANADARKO PETE CORP COM 032511107 25358 403925 SH SOLE 403925 1350 21500 SH OTHER 21500 ANALOG DEVICES INC COM 032654105 11429 315361 SH SOLE 315361 949 26200 SH OTHER 26200 ANNALY MTG MGMT INC COM 035710409 5538 491800 SH SOLE 491800 APPLERA CORP COM AP BIO GRP 038020103 6031 217350 SH SOLE 217350 769 27700 SH OTHER 27700 AUTOMATIC DATA PROCESSING INC COM 053015103 193 3556 SH SOLE 3556 876 16100 SH OTHER 16100 BERKSHIRE HATHAWAY INC DEL CL A 084670108 131 2 SH SOLE 2 327 5 SH OTHER 5 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1284 590 SH SOLE 590 100 46 SH OTHER 46 BRISTOL MYERS SQUIBB CO COM 110122108 226 3800 SH SOLE 3800 321 5400 SH OTHER 5400 BROOKFIELD PPTYS CORP COM 112900105 3581 215050 SH SOLE 215050 CASCADE NAT GAS CORP COM 147339105 4396 216005 SH SOLE 216005 147 7200 SH OTHER 7200 CELGENE CORP COM 151020104 14231 569248 SH SOLE 569248 CHUBB CORP COM 171232101 239 3300 SH SOLE 3300 CITIGROUP INC COM 172967101 273 6070 SH SOLE 6070 CITIZENS FIRST BANCORP INC DEL COM 17461R106 2606 195750 SH SOLE 195750 COLGATE PALMOLIVE CO COM 194162103 911 16490 SH SOLE 16490 CONCORD EFS INC COM 206197105 1787 44200 SH SOLE 44200 CORRPRO COS INC COM 220317101 29 17750 SH SOLE 17750 DIME BANCORP INC NEW COM 25429Q102 14201 433625 SH SOLE 433625 1375 42000 SH OTHER 42000 DISNEY WALT CO COM DISNEY 254687106 301 10533 SH SOLE 10533 DOMINION RES INC VA NEW COM 25746U109 878 13611 SH SOLE 13611 DUCOMMUN INC DEL COM 264147109 5465 426950 SH SOLE 426950 DUKE ENERGY CORP COM 264399106 291 6800 SH SOLE 6800 DUN & BRADSTREET CORP DEL NEW COM 26483E100 233 9900 SH SOLE 9900 ELECTRONIC DATA SYS NEW COM 285661104 1315 23537 SH SOLE 23537 EXXON MOBIL CORP COM 30231G102 2305 28451 SH SOLE 28451 FIRST FED BANCSHARES INC DEL COM 32021B103 1526 106600 SH SOLE 106600 FIRST YRS INC COM 337610109 2802 293000 SH SOLE 293000 GENERAL ELEC CO COM 369604103 601 14355 SH SOLE 14355 GENERAL MTRS CORP COM 370442105 1374 26500 SH SOLE 26500 GETTY IMAGES INC COM 374276103 1695 105100 SH SOLE 105100 GILLETTE CO COM 375766102 842 27000 SH OTHER 27000 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 321 6143 SH SOLE 6143 101 1934 SH OTHER 1934 HARLEY DAVIDSON INC COM 412822108 304 8000 SH SOLE 8000 HEWLETT PACKARD CO COM 428236103 291 9312 SH SOLE 9312 238 7600 SH OTHER 7600 HUDSON CITY BANCORP COM 443683107 20725 1046075 SH SOLE 1046075 1797 90700 SH OTHER 90700 GENERAL MTRS CORP CL H NEW 370442832 300 15400 SH SOLE 15400 HYPERFEED TECHNOLOGIES INC COM 44913S102 16 10000 SH SOLE 10000 IMS HEALTH INC COM 449934108 2928 117600 SH SOLE 117600 INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 2223 100775 SH SOLE 100775 INTERNATIONAL BUSINESS MACHS COM 459200101 294 3060 SH SOLE 3060 JOHNSON & JOHNSON COM 478160104 1566 17906 SH SOLE 17906 2318 26500 SH OTHER 26500 KEYNOTE SYS INC COM 493308100 200 17900 SH SOLE 17900 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 435 6900 SH SOLE 6900 LESCO INC OHIO COM 526872106 4427 354150 SH SOLE 354150 M & T BK CORP COM 55261F104 3958 56622 SH SOLE 56622 MACDERMID INC COM 554273102 221 12200 SH SOLE 12200 MAGELLAN HEALTH SVCS INC COM 559079108 6752 729900 SH SOLE 729900 MERCK & CO INC COM 589331107 615 8100 SH SOLE 8100 137 1800 SH OTHER 1800 MERCURY COMPUTER SYS COM 589378108 31117 810860 SH SOLE 810860 2333 60800 SH OTHER 60800 MILLIPORE CORP COM 601073109 4892 105750 SH SOLE 105750 MRV COMMUNICATIONS INC COM 553477100 170 24400 SH SOLE 24400 NETWORK ENGINES INC COM 64121A107 341 340600 SH SOLE 340600 NEW YORK CMNTY BANCORP INC COM 649445103 673 23208 SH SOLE 23208 NORTHWEST NAT GAS CO COM 667655104 2718 113250 SH SOLE 113250 NUI CORP COM 629431107 2841 105235 SH SOLE 105235 OCCIDENTAL PETE CORP DEL COM 674599105 403 16300 SH SOLE 16300 ORACLE CORP COM 68389X105 180 12000 SH SOLE 12000 PACIFIC CENTY FINL CORP COM 694058108 28 1500 SH SOLE 1500 456 24000 SH OTHER 24000 PALL CORP COM 696429307 2875 131150 SH SOLE 131150 PARK ELECTROCHEMICAL CORP COM 700416209 312 13821 SH SOLE 13821 PATRIOT BANK CORP PA COM 70335P103 124 16500 SH SOLE 16500 PEPSICO INC COM 713448108 2102 47830 SH SOLE 47830 PFIZER INC COM 717081103 293 7150 SH SOLE 7150 PLANTRONICS INC NEW COM 727493108 1819 102345 SH SOLE 102345 PLUM CREEK TIMBER CO INC COM 729251108 1485 61350 SH SOLE 61350 1179 48700 SH OTHER 48700 PMC CAP INC COM 693430100 471 54800 SH SOLE 54800 PMC COML TR SH BEN INT 693434102 5799 442650 SH SOLE 442650 857 65400 SH OTHER 65400 POGO PRODUCING CO COM 730448107 2800 94900 SH SOLE 94900 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 2289 114461 SH SOLE 114461 300 15000 SH OTHER 15000 PORT FINL CORP COM 734119100 5241 287200 SH SOLE 287200 PROBUSINESS SERVICES INC COM 742674104 4150 189175 SH SOLE 189175 PROCTER & GAMBLE CO COM 742718109 441 7037 SH SOLE 7037 RICHMOND CNTY FINL CORP COM 764556106 17167 584400 SH SOLE 584400 1545 52600 SH OTHER 52600 RPM INC OHIO COM 749685103 5201 509950 SH SOLE 509950 SCOTTS CO CL A 810186106 16362 430020 SH SOLE 430020 940 24700 SH OTHER 24700 SEALED AIR CORP NEW COM 81211K100 1505 45150 SH SOLE 45150 SIEMENS A G SPONSORED ADR 826197501 7266 71050 SH SOLE 71050 245 2400 SH OTHER 2400 SIGMA ALDRICH CORP COM 826552101 737 15400 SH SOLE 15400 1843 38500 SH OTHER 38500 SIRIUS SATELLITE RADIO INC COM 82966U103 5085 408880 SH SOLE 408880 SOUTHWESTERN ENERGY CO COM 845467109 2209 223100 SH SOLE 223100 574 58000 SH OTHER 58000 STANCORP FINL GROUP INC COM 852891100 4867 115600 SH SOLE 115600 1023 24300 SH OTHER 24300 STANLEY WKS COM 854616109 13584 412265 SH SOLE 412265 1170 35500 SH OTHER 35500 TELEFLEX INC COM 879369106 13075 319300 SH SOLE 319300 868 21200 SH OTHER 21200 TELEFONICA S A SPONSORED ADR 879382208 1116 23299 SH SOLE 23299 TEXACO INC COM 881694103 596 8980 SH SOLE 8980 CHILDRENS PL RETAIL STORES INC COM 168905107 343 14300 SH SOLE 14300 U S PHYSICAL THERAPY INC COM 90337L108 959 73800 SH SOLE 73800 UNILEVER N V N Y SHS NEW 904784709 786 14936 SH SOLE 14936 USA ED INC COM 90390U102 24401 335875 SH SOLE 335875 2957 40700 SH OTHER 40700 VALSPAR CORP COM 920355104 339 11800 SH SOLE 11800 VENTANA MED SYS INC COM 92276H106 1064 45770 SH SOLE 45770 VINTAGE PETE INC COM 927460105 19332 949981 SH SOLE 949981 895 44000 SH OTHER 44000 WAYPOINT FINL CORP COM 946756103 202 19000 SH SOLE 19000 WEINGARTEN RLTY INVS SH BEN INT 948741103 372 8800 SH SOLE 8800 WESTPORT RES CORP COM 961415106 19005 905000 SH SOLE 905000 WILEY JOHN & SONS INC CL A 968223206 590 31200 SH SOLE 31200 1021 54000 SH OTHER 54000 WINSTAR COMMUNICATIONS INC COM 975515107 28 12950 SH SOLE 12950 XO COMMUNICATIONS INC CL A 983764101 168 24000 SH SOLE 24000 YANKEE CANDLE INC COM 984757104 1700 129050 SH SOLE 129050 SEALED AIR CORP NEW PFD CV A $2 81211K209 3912 106300 SH SOLE 106300 1509 41000 SH OTHER 41000 DIME BANCORP INC NEW WT EXP 000002 25429Q110 10 42000 SH OTHER 42000 GETTY IMAGES INC SUB NT CONV 5%07 374276AE3 751 1190000 PRN SOLE 1190000 INVITROGEN CORP SB NT CV 5.5%07 46185RAB6 964 1000000 PRN SOLE 1000000 KULICKE & SOFFA INDS INC SUB NT CV4.75%06 501242AE1 2668 3215000 PRN SOLE 3215000 124 150000 PRN OTHER 150000 POGO PRODUCING CO SUB NT CV 5.5%06 730448AE7 3977 4236000 PRN SOLE 4236000 1408 1500000 PRN OTHER 1500000
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