-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GfA9SmXdfYSXTMt3recEbaVhGUNBbfP4t8IWFKwI+8w717yQ/f8Og15fBmSmnX5g yTkP6FTgTg0KI7tTJMhpjw== 0000950136-01-501076.txt : 20021127 0000950136-01-501076.hdr.sgml : 20021127 20010807111945 ACCESSION NUMBER: 0000950136-01-501076 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 01699475 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 ---------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell ---------------- Address: 645 Madison Avenue, 8th Floor ----------------------------- New York, NY 10022 ------------------ Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Hogan ------------- Title: Treasurer --------- Phone: 212-752-5255 ------------ Signature, Place, and Date of Signing:
/s/ John D. Hogan New York, NY 8/6/01 ---------------------------------------- ----------------------- ------------------ [Signature] [City, State] [Date]
Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 152 ------------------ Form 13F Information Table Value Total: 463,073 --------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
TITLE OF VALUE SHARES/ SH/ PUT/ INVST OTHE VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRET MANA SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---- ----- -------- ---- AAON INC COM PAR $0.004 000360206 4657 179450 SH SOLE 179450 ABBOTT LABS COM 002824100 1498 31205 SH SOLE 31205 ACLN LTD ORD M01764105 1395 44775 SH SOLE 44775 AFLAC INC COM 001055102 3545 112570 SH SOLE 112570 1071 34000 SH OTHER 34000 AG SVCS AMER INC COM 001250109 368 27331 SH SOLE 27331 ALBERTA ENERGY LTD COM 012873105 412 10000 SH SOLE 10000 701 17000 SH OTHER 17000 ALLERGAN INC COM 018490102 7787 91080 SH SOLE 91080 1402 16400 SH OTHER 16400 AMB PROPERTY CORP COM 00163T109 10182 395275 SH SOLE 395275 2231 86600 SH OTHER 86600 AMERICA FIRST MTG INVTS INC COM 023934102 4983 671500 SH SOLE 671500 AMERICAN FINL HLDGS INC COM 026075101 1215 51500 SH SOLE 51500 AMERICAN INTL GROUP INC COM 026874107 2575 29947 SH SOLE 29947 344 4000 SH OTHER 4000 AMGEN INC COM 031162100 583 9600 SH SOLE 9600 ANADARKO PETE CORP COM 032511107 20337 376400 SH SOLE 376400 1162 21500 SH OTHER 21500 ANALOG DEVICES INC COM 032654105 12566 290534 SH SOLE 290534 1003 23200 SH OTHER 23200 ANNALY MTG MGMT INC COM 035710409 13123 957200 SH SOLE 957200 ANTHRACITE CAP INC COM 037023108 257 23300 SH SOLE 23300 APPLERA CORP COM AP BIO GRP 038020103 5411 202275 SH SOLE 202275 206 7700 SH OTHER 7700 AUTODESK INC COM 052769106 4682 125525 SH SOLE 125525 AUTOMATIC DATA PROCESSING INC COM 053015103 177 3556 SH SOLE 3556 800 16100 SH OTHER 16100 BERKSHIRE HATHAWAY INC DEL CL A 084670108 139 2 SH SOLE 2 347 5 SH OTHER 5 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1357 590 SH SOLE 590 106 46 SH OTHER 46 BRISTOL MYERS SQUIBB CO COM 110122108 178 3400 SH SOLE 3400 282 5400 SH OTHER 5400 BROOKFIELD PPTYS CORP COM 112900105 4134 216350 SH SOLE 216350 BROWN TOM INC. COM NEW 115660201 204 8500 SH SOLE 8500 CASCADE NAT GAS CORP COM 147339105 4675 219475 SH SOLE 219475 153 7200 SH OTHER 7200 CELGENE CORP COM 151020104 23413 811550 SH SOLE 811550 CHUBB CORP COM 171232101 240 3100 SH SOLE 3100 COLGATE PALMOLIVE CO COM 194162103 973 16490 SH SOLE 16490 CONCORD EFS INC COM 206197105 2299 44200 SH SOLE 44200 DIME BANCORP INC NEW COM 25429Q102 16125 432875 SH SOLE 432875 1564 42000 SH OTHER 42000 DISNEY WALT CO COM DISNEY 254687106 276 9537 SH SOLE 9537 DOMINION RES INC VA NEW COM 25746U109 812 13511 SH SOLE 13511 DUCOMMUN INC DEL COM 264147109 6232 479400 SH SOLE 479400 DUKE ENERGY CORP COM 264399106 265 6800 SH SOLE 6800 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 8531 263150 SH SOLE 263150 ELECTRONIC DATA SYS NEW COM 285661104 1109 17737 SH SOLE 17737 EXXON MOBIL CORP COM 30231G102 2475 28337 SH SOLE 28337 FIDELITY NATL FINL INC COM 316326107 7967 324250 SH SOLE 324250 369 15000 SH OTHER 15000 FIRST FED BANCSHARES INC DEL COM 32021B103 1557 95200 SH SOLE 95200 FIRST YRS INC COM 337610109 3250 290200 SH SOLE 290200 GENERAL ELEC CO COM 369604103 646 13255 SH SOLE 13255 GENERAL MTRS CORP COM 370442105 1705 26500 SH SOLE 26500 GETTY IMAGES INC COM 374276103 2446 93150 SH SOLE 93150 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 345 6143 SH SOLE 6143 109 1934 SH OTHER 1934 HARLEY DAVIDSON INC COM 412822108 377 8000 SH SOLE 8000 HEWLETT PACKARD CO COM 428236103 240 8400 SH SOLE 8400 217 7600 SH OTHER 7600 HUDSON CITY BANCORP COM 443683107 29941 1296725 SH SOLE 1296725 2187 94700 SH OTHER 94700 HYPERFEED TECHNOLOGIES INC COM 44913S102 103 48500 SH SOLE 48500 IMS HEALTH INC COM 449934108 3352 117600 SH SOLE 117600 INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 16872 671375 SH SOLE 671375 1030 41000 SH OTHER 41000 JOHNSON & JOHNSON COM 478160104 1791 35812 SH SOLE 35812 2650 53000 SH OTHER 53000 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 529 7700 SH SOLE 7700 LESCO INC OHIO COM 526872106 3714 311600 SH SOLE 311600 LEXICON GENETICS INC COM 528872104 222 17800 SH SOLE 17800 M & T BK CORP COM 55261F104 4194 55548 SH SOLE 55548 MACDERMID INC COM 554273102 220 12200 SH SOLE 12200 MAGELLAN HEALTH SVCS INC COM 559079108 8741 682900 SH SOLE 682900 MERCK & CO INC COM 589331107 518 8100 SH SOLE 8100 MERCURY COMPUTER SYS COM 589378108 34380 694555 SH SOLE 694555 3010 60800 SH OTHER 60800 MILLIPORE CORP COM 601073109 6796 109650 SH SOLE 109650 MRV COMMUNICATIONS INC COM 553477100 200 21400 SH SOLE 21400 NETWORK ENGINES INC COM 64121A107 222 240900 SH SOLE 240900 NEW YORK CMNTY BANCORP INC COM 649445103 874 23208 SH SOLE 23208 NORTHWEST NAT GAS CO COM 667655104 2775 111450 SH SOLE 111450 NUI CORP COM 629431107 1555 67385 SH SOLE 67385 ORACLE CORP COM 68389X105 228 12000 SH SOLE 12000 PACIFIC CENTY FINL CORP COM 694058108 39 1500 SH SOLE 1500 619 24000 SH OTHER 24000 PALL CORP COM 696429307 3034 128950 SH SOLE 128950 PARK ELECTROCHEMICAL CORP COM 700416209 365 13821 SH SOLE 13821 PATRIOT BANK CORP PA COM 70335P103 196 19500 SH SOLE 19500 PEPSICO INC COM 713448108 2105 47630 SH SOLE 47630 PFIZER INC COM 717081103 286 7150 SH SOLE 7150 PIONEER NAT RES CO COM 723787107 1311 76900 SH SOLE 76900 PLANTRONICS INC NEW COM 727493108 2376 102650 SH SOLE 102650 PLUM CREEK TIMBER CO INC COM 729251108 1485 52800 SH SOLE 52800 1370 48700 SH OTHER 48700 PMC COML TR SH BEN INT 693434102 6312 452500 SH SOLE 452500 912 65400 SH OTHER 65400 POGO PRODUCING CO COM 730448107 2278 94900 SH SOLE 94900 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 2175 114461 SH SOLE 114461 285 15000 SH OTHER 15000 PORT FINL CORP COM 734119100 7505 370625 SH SOLE 370625 PRESSTEK INC COM 741113104 132 11000 SH SOLE 11000 PROBUSINESS SERVICES INC COM 742674104 2168 81650 SH SOLE 81650 PROCTER & GAMBLE CO COM 742718109 449 7037 SH SOLE 7037 RICHMOND CNTY FINL CORP COM 764556106 13755 366600 SH SOLE 366600 1523 40600 SH OTHER 40600 RPM INC OHIO COM 749685103 6790 738050 SH SOLE 738050 SCOTTS CO CL A 810186106 20992 506448 SH SOLE 506448 1355 32700 SH OTHER 32700 SEALED AIR CORP NEW COM 81211K100 1682 45150 SH SOLE 45150 SIGMA ALDRICH CORP COM 826552101 595 15400 SH SOLE 15400 1487 38500 SH OTHER 38500 SOUTHWESTERN ENERGY CO COM 845467109 2388 194900 SH SOLE 194900 833 68000 SH OTHER 68000 STANCORP FINL GROUP INC COM 852891100 11355 239600 SH SOLE 239600 1294 27300 SH OTHER 27300 STANLEY WKS COM 854616109 19230 459165 SH SOLE 459165 1746 41700 SH OTHER 41700 TELEFLEX INC COM 879369106 10679 242700 SH SOLE 242700 933 21200 SH OTHER 21200 TELEFONICA S A SPONSORED ADR 879382208 877 23555 SH SOLE 23555 TEXACO INC COM 881694103 598 8980 SH SOLE 8980 CHILDRENS PL RETAIL STORES INC COM 168905107 303 11300 SH SOLE 11300 U S PHYSICAL THERAPY INC COM 90337L108 1562 97800 SH SOLE 97800 910 57000 SH OTHER 57000 UNILEVER N V N Y SHS NEW 904784709 890 14936 SH SOLE 14936 USA ED INC COM 90390U102 21404 293200 SH SOLE 293200 2971 40700 SH OTHER 40700 VENTANA MED SYS INC COM 92276H106 1442 45770 SH SOLE 45770 VIAD CORP COM 92552R109 8060 305300 SH SOLE 305300 VINTAGE PETE INC COM 927460105 16397 876831 SH SOLE 876831 823 44000 SH OTHER 44000 WAYPOINT FINL CORP COM 946756103 237 19000 SH SOLE 19000 WEINGARTEN RLTY INVS SH BEN INT 948741103 386 8800 SH SOLE 8800 WESTPORT RES CORP COM 961415106 18504 881150 SH SOLE 881150 WILEY JOHN & SONS INC CL A 968223206 681 28800 SH SOLE 28800 1277 54000 SH OTHER 54000 XO COMMUNICATIONS INC CL A 983764101 49 25550 SH SOLE 25550 YANKEE CANDLE INC COM 984757104 1960 103200 SH SOLE 103200 SEALED AIR CORP NEW PFD CV A $2 81211K209 4291 107400 SH SOLE 107400 1758 44000 SH OTHER 44000 ANALOG DEVICES INC SB NT CV 4.75%05 032654AD7 1613 1765000 PRN SOLE 1765000 ECHOSTAR COMMUNICATIONS NEW SB NT CV4.875%07 278762AD1 8601 9465000 PRN SOLE 9465000 GETTY IMAGES INC SUB NT CONV 5%07 374276AE3 928 1190000 PRN SOLE 1190000 KULICKE & SOFFA INDS INC SUB NT CV4.75%06 501242AE1 876 936000 PRN SOLE 936000 140 150000 PRN OTHER 150000 POGO PRODUCING CO SUB NT CV 5.5%06 730448AE7 3715 4151000 PRN SOLE 4151000 1342 1500000 PRN OTHER 1500000 SPEEDWAY MOTORSPORTS INC SB DB CV 5.75%03 847788AC0 504 500000 PRN SOLE 500000
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