-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U9nftrqaaMZqqjiG6mXNuW9Ik7MKdvkisrH5MNUnrzY3/01qOKuhpv3aqfO8zj9Z cWFl8uIX/TTmtkNnKVBZHw== 0000950136-02-000348.txt : 20020414 0000950136-02-000348.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950136-02-000348 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 02536604 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 -------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell ---------------- Address: 645 Madison Avenue, 8th Floor ----------------------------- New York, NY 10022 ------------------ Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Hogan ------------- Title: Treasurer --------- Phone: 212-752-5255 ------------ Signature, Place, and Date of Signing: /s/ John D. Hogan New York, NY 02/12/02 ---------------------- ----------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 164 --------------- Form 13F Information Table Value Total: 597,230 --------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 13F REPORT AS OF DECEMBER 31, 2001
VALUE SHS SH/ PUT/ INVT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN PRN CALL DSCRE MANA SOLE SHARED NONE - -------------- -------------- ----- -------- --- --- ---- ----- ----- ---- ------ ---- AAON INC COM PAR $0.004 000360206 3506 143275 SH SOLE 143275 ABBOTT LABS COM 002824100 1736 31142 SH SOLE 31142 AFLAC INC COM 001055102 2853 116170 SH SOLE 116170 835 34000 SH OTHER 34000 ALLERGAN INC COM 018490102 2188 29150 SH SOLE 29150 AMB PROPERTY CORP COM 00163T109 10566 406375 SH SOLE 406375 2252 86600 SH OTHER 86600 AMERICA FIRST MTG INVTS INC COM 023934102 8375 957100 SH SOLE 957100 AMERICAN INTL GROUP INC COM 026874107 2329 29329 SH SOLE 29329 318 4000 SH OTHER 4000 AMGEN INC COM 031162100 542 9600 SH SOLE 9600 ANADARKO PETE CORP COM 032511107 15257 268375 SH SOLE 268375 466 8200 SH OTHER 8200 ANALOG DEVICES INC COM 032654105 8584 193374 SH SOLE 193374 1030 23200 SH OTHER 23200 ANNALY MTG MGMT INC COM 035710409 3900 243750 SH SOLE 243750 APPLERA CORP COM AP BIO GRP 038020103 9791 249325 SH SOLE 249325 1170 29800 SH OTHER 29800 AUTODESK INC COM 052769106 410 11000 SH SOLE 11000 AUTOMATIC DATA PROCESSING INC COM 053015103 209 3556 SH SOLE 3556 948 16100 SH OTHER 16100 BANK MUT CORP COM 063748107 1103 72206 SH SOLE 72206 BANK NEW YORK INC COM 064057102 367 9000 SH SOLE 9000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 151 2 SH SOLE 2 378 5 SH OTHER 5 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1591 630 SH SOLE 630 116 46 SH OTHER 46 BRISTOL MYERS SQUIBB CO COM 110122108 194 3800 SH SOLE 3800 275 5400 SH OTHER 5400 BROWN TOM INC COM NEW 115660201 211 7800 SH SOLE 7800 CAPITOL FED FINL COM 14057C106 4059 194750 SH SOLE 194750 604 29000 SH OTHER 29000 CASCADE CORP COM 147195101 404 33600 SH SOLE 33600 CASCADE NAT GAS CORP COM 147339105 4474 202925 SH SOLE 202925 159 7200 SH OTHER 7200 CELGENE CORP COM 151020104 20255 634570 SH SOLE 634570 CHARTER FINL CORP WEST PT GA COM 16122M100 2138 122200 SH SOLE 122200 CHEVRONTEXACO CORP COM 166764100 620 6914 SH SOLE 6914 CHUBB CORP COM 171232101 214 3100 SH SOLE 3100 COLGATE PALMOLIVE CO COM 194162103 1048 18140 SH SOLE 18140 CONCORD EFS INC COM 206197105 1662 50700 SH SOLE 50700 DIME BANCORP INC NEW COM 25429Q102 2848 78925 SH SOLE 78925 1155 32000 SH OTHER 32000 DOMINION RES INC VA NEW COM 25746U109 770 12811 SH SOLE 12811 DOVER CORP COM 260003108 4141 111700 SH SOLE 111700 DUCOMMUN INC DEL COM 264147109 1790 161300 SH SOLE 161300 DUKE ENERGY CORP COM 264399106 267 6800 SH SOLE 6800 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 8648 314825 SH SOLE 314825 ELECTRONIC DATA SYS NEW COM 285661104 1188 17337 SH SOLE 17337 EQUITY OFFICE PROPERTIES TRUST COM 294741103 1624 54000 SH SOLE 54000 EXXON MOBIL CORP COM 30231G102 2227 56674 SH SOLE 56674 FEDERAL AGRIC MTG CORP CL C 313148306 18649 460475 SH SOLE 460475 814 20100 SH OTHER 20100 FIDELITY NATL FINL INC COM 316326107 6541 263740 SH SOLE 263740 459 18500 SH OTHER 18500 FIRST FED BANCSHARES INC DEL COM 32021B103 1586 96400 SH SOLE 96400 FISERV INC COM 337738108 169 4000 SH SOLE 4000 508 12000 SH OTHER 12000 FPL GROUP INC COM 302571104 863 15300 SH SOLE 15300 GENERAL ELEC CO COM 369604103 631 15755 SH SOLE 15755 GETTY IMAGES INC COM 374276103 2414 105050 SH SOLE 105050 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 142 2844 SH SOLE 2844 96 1934 SH OTHER 1934 GOLDEN ST BANCORP INC COM 381197102 813 31100 SH SOLE 31100 GREIF BROS CORP CL A 397624107 214 6500 SH SOLE 6500 HARLEY DAVIDSON INC COM 412822108 434 8000 SH SOLE 8000 HEWLETT PACKARD CO COM 428236103 173 8400 SH SOLE 8400 156 7600 SH OTHER 7600 HUDSON CITY BANCORP COM 443683107 34502 1309375 SH SOLE 1309375 2653 100700 SH OTHER 100700 ILLINOIS TOOL WKS INC COM 452308109 203 3000 SH SOLE 3000 IMS HEALTH INC COM 449934108 2647 135650 SH SOLE 135650 INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 22837 768675 SH SOLE 768675 1901 64000 SH OTHER 64000 INTERNATIONAL BUSINESS MACHS COM 459200101 266 2200 SH SOLE 2200 INTERNATIONAL RECTIFIER CORP COM 460254105 5509 157950 SH SOLE 157950 JOHNSON & JOHNSON COM 478160104 2044 34582 SH SOLE 34582 3132 53000 SH OTHER 53000 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 582 15400 SH SOLE 15400 LEXICON GENETICS INC COM 528872104 2009 174100 SH SOLE 174100 LIFECORE BIOMEDICAL INC COM 532187101 510 45800 SH SOLE 45800 M & T BK CORP COM 55261F104 4041 55473 SH SOLE 55473 MAGELLAN HEALTH SVCS INC COM 559079108 2927 461000 SH SOLE 461000 MERCK & CO INC COM 589331107 600 10200 SH SOLE 10200 MERCURY COMPUTER SYS COM 589378108 30803 787605 SH SOLE 787605 2378 60800 SH OTHER 60800 MILLIPORE CORP COM 601073109 4531 74650 SH SOLE 74650 MRV COMMUNICATIONS INC COM 553477100 120 28400 SH SOLE 28400 NEW YORK CMNTY BANCORP INC COM 649445103 13715 599674 SH SOLE 599674 1092 47736 SH OTHER 47736 NORTHWEST NAT GAS CO COM 667655104 5115 200600 SH SOLE 200600 NUI CORP COM 629431107 1561 65885 SH SOLE 65885 ORACLE CORP COM 68389X105 173 12500 SH SOLE 12500 PACIFIC CENTY FINL CORP COM 694058108 39 1500 SH SOLE 1500 621 24000 SH OTHER 24000 PALL CORP COM 696429307 2275 94550 SH SOLE 94550 PARK ELECTROCHEMICAL CORP COM 700416209 386 14621 SH SOLE 14621 PATRIOT BANK CORP PA COM 70335P103 176 16500 SH SOLE 16500 PEPSICO INC COM 713448108 2229 45770 SH SOLE 45770 PFIZER INC COM 717081103 448 11240 SH SOLE 11240 PIONEER NAT RES CO COM 723787107 5936 308200 SH SOLE 308200 PLANTRONICS INC NEW COM 727493108 12501 487550 SH SOLE 487550 279 10900 SH OTHER 10900 PLUM CREEK TIMBER CO INC COM 729251108 3153 111200 SH SOLE 111200 1537 54200 SH OTHER 54200 PMC COML TR SH BEN INT 693434102 6126 453800 SH SOLE 453800 883 65400 SH OTHER 65400 POGO PRODUCING CO COM 730448107 2681 102050 SH SOLE 102050 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 1662 112661 SH SOLE 112661 221 15000 SH OTHER 15000 PORT FINL CORP COM 734119100 10369 397725 SH SOLE 397725 939 36000 SH OTHER 36000 PRESSTEK INC COM 741113104 101 11000 SH SOLE 11000 PROBUSINESS SERVICES INC COM 742674104 1529 81350 SH SOLE 81350 PROCTER & GAMBLE CO COM 742718109 557 7037 SH SOLE 7037 QUEST DIAGNOSTICS INC COM 74834L100 13358 186275 SH SOLE 186275 394 5500 SH OTHER 5500 RPM INC OHIO COM 749685103 870 60200 SH SOLE 60200 SCOTTS CO CL A 810186106 22255 467550 SH SOLE 467550 719 15100 SH OTHER 15100 SEALED AIR CORP NEW COM 81211K100 1492 36550 SH SOLE 36550 SIGMA ALDRICH CORP COM 826552101 607 15400 SH SOLE 15400 1517 38500 SH OTHER 38500 SOUTHWESTERN ENERGY CO COM 845467109 2017 193900 SH SOLE 193900 707 68000 SH OTHER 68000 STANCORP FINL GROUP INC COM 852891100 18685 395450 SH SOLE 395450 1399 29600 SH OTHER 29600 STANLEY WKS COM 854616109 24259 520915 SH SOLE 520915 1942 41700 SH OTHER 41700 TELEFLEX INC COM 879369106 16962 358525 SH SOLE 358525 1003 21200 SH OTHER 21200 TELEFONICA S A SPONSORED ADR 879382208 472 11779 SH SOLE 11779 U S PHYSICAL THERAPY INC COM 90337L108 1738 107550 SH SOLE 107550 970 60000 SH OTHER 60000 UNILEVER N V N Y SHS NEW 904784709 828 14369 SH SOLE 14369 UNITED PARCEL SERVICE INC CL B 911312106 6819 125125 SH SOLE 125125 USA ED INC COM 90390U102 27098 322515 SH SOLE 322515 3420 40700 SH OTHER 40700 VENTANA MED SYS INC COM 92276H106 1035 45770 SH SOLE 45770 VERIZON COMMUNICATIONS COM 92343V104 217 4563 SH SOLE 4563 VIAD CORP COM 92552R109 407 17200 SH SOLE 17200 VINTAGE PETE INC COM 927460105 4847 335400 SH SOLE 335400 72 5000 SH OTHER 5000 WAYPOINT FINL CORP COM 946756103 173 11500 SH SOLE 11500 WEINGARTEN RLTY INVS SH BEN INT 948741103 341 7100 SH SOLE 7100 WESTPORT RES CORP NEW COM 961418100 18072 1041600 SH SOLE 1041600 WESTWOOD ONE INC COM 961815107 8330 277200 SH SOLE 277200 WILEY JOHN & SONS INC CL A 968223206 1094 47500 SH SOLE 47500 1244 54000 SH OTHER 54000 YANKEE CANDLE INC COM 984757104 2813 124150 SH SOLE 124150 SEALED AIR CORP NEW PFD CV A $2 81211K209 1998 48200 SH SOLE 48200 166 4000 SH OTHER 4000 ANALOG DEVICES INC SB NT CV 4.75%05 032654AD7 842 890000 PRN SOLE 890000 ECHOSTAR COMMUNICATIONS NEW SB NT CV4.875%07 278762AD1 9871 11138000 PRN SOLE 11138000 886 1000000 PRN OTHER 1000000 GETTY IMAGES INC SUB NT CONV 5%07 374276AE3 2624 3190000 PRN SOLE 3190000 INTERNATIONAL RECTIFIER CORP SUB NT CV4.25%07 460254AE5 7236 8797000 PRN SOLE 8797000 247 300000 PRN OTHER 300000 KULICKE & SOFFA INDS INC SUB NT CV4.75%06 501242AE1 187 195000 PRN SOLE 195000 144 150000 PRN OTHER 150000 POGO PRODUCING CO SUB NT CV 5.5%06 730448AE7 4579 4751000 PRN SOLE 4751000 1446 1500000 PRN OTHER 1500000 SPEEDWAY MOTORSPORTS INC SB DB CV 5.75%03 847788AC0 507 500000 PRN SOLE 500000 WIND RIVER SYSTEMS INC SUB NT CONV 5%02 973149AC1 1214 1245000 PRN SOLE 1245000
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