-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PhW2UHDOpdk/5hbywPgtoxsWE0agHJq55tGLjDESBPvVHWLzB6zuDZVpsdDaFhx6 +kzZ7+QniG73unsWVaHdDg== 0000950136-02-001367.txt : 20020506 0000950136-02-001367.hdr.sgml : 20020506 ACCESSION NUMBER: 0000950136-02-001367 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 02635005 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 ------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Hogan Title: Treasurer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ John D. Hogan New York, NY 05/06/02 - ----------------- ------------- -------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 --------- Form 13F Information Table Entry Total: 119 --------- Form 13F Information Table Value Total: 637,134 --------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE No. Form 13F File Number Name 1 28 - Richmond Enterprises, Inc. - --- -------------------- -------------------------- 2 28 - New York Community Bank - --- -------------------- ----------------------- 3 28 - New York Community Bancorp, Inc. - --- -------------------- -------------------------------- 13F FORM AS OF MARCH 31, 2002
TITLE OF VALUE SHARES/ SH/ NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN - -------------- ----- ----- ------ ------- --- AAON INC COM PAR $0.004 000360206 437 16125 SH ABBOTT LABS COM 002824100 1609 30592 SH AFLAC INC COM 001055102 4993 169260 SH ALLERGAN INC COM 018490102 2208 34150 SH AMB PROPERTY CORP COM 00163T109 17106 622025 SH AMERICA FIRST MTG INVTS INC COM 023934102 11816 1320200 SH AMERICAN INTL GROUP INC COM 026874107 2401 33279 SH AMGEN INC COM 031162100 573 9600 SH ANADARKO PETE CORP COM 032511107 1609 28500 SH ANALOG DEVICES INC COM 032654105 9680 214929 SH ANNALY MTG MGMT INC COM 035710409 3112 183250 SH APPLIERA CORP COM AP BIO GRP 038020103 583 26100 SH AUTOMATIC DATA PROCESSING IN COM 053015103 1145 19656 SH BANK MUT CORP COM 063748107 1940 114106 SH BANK NEW YORK INC COM 064057102 378 9000 SH BERKSHIRE HATHAWAY INC DEL CL A 084670108 498 7 SH BERKSHIRE HATHAWAY INC DEL CL B 084670207 1601 676 SH BIO RAD LABS INC CL A 090572207 8744 232850 SH BRISTOL MYERS SQUIBB CO COM 110122108 308 7600 SH CAPITOL FED FINL COM 14057C106 4670 205800 SH CASCADE CORP COM 147195101 601 42600 SH CASCADE NAT GAS CORP COM 147339105 4633 218325 SH CELGENE CORP COM 151020104 1131 45700 SH CHARTER FINL CORP WEST PT GA COM 16122M100 3327 137350 SH CHEVRONTEXACO CORP COM 166764100 624 6914 SH CHUBB CORP COM 171232101 227 3100 SH COLGATE PALMOLIVE CO COM 194162103 922 16140 SH COMCAST CORP CL A SPL 200300200 254 8000 SH CONCORD EFS INC COM 206197105 1609 48400 SH COUNTRYWIDE CR INDS INC DEL COM 222372104 9080 202900 SH CREE INC COM 225447101 571 41900 SH D R HORTON INC COM 23331A109 20460 542700 SH DOMINION RES INC VA NEW COM 25746U109 835 12811 SH DOVER CORP COM 260003108 6570 160250 SH DUCOMMUN INC DEL COM 264147109 768 39000 SH DUKE ENERGY CORP WHEN ISSUED 264399106 257 6800 SH ECHOSTAR COMMUNICATIONS NEW CL A 278762109 10056 355100 SH EXXON MOBIL CORP COM 30231G102 2484 56674 SH FEDERAL AGRIC MTG CORP CL C 313148306 23765 534050 SH FIDELITY NATL FINL INC COM 316326107 5048 191420 SH FIRST FED BANCSHARES INC DEL COM 32021B103 1611 96000 SH FISERV INC COM 337738108 552 12000 SH GENERAL ELEC CO COM 369604103 260 6955 SH GETTY IMAGES INC COM 374276103 4975 166050 SH GLOBALSANTAFE CORP SHS G3930E101 1798 55000 SH GOLDEN ST BANCORP INC COM 381197102 1250 42100 SH GREIF BROS CORP CL A 397624107 232 6500 SH HARLEY DAVIDSON INC COM 412822108 331 6000 SH HEWLETT PACKARD CO COM 428236103 205 11400 SH HUDSON CITY BANCORP COM 443683107 40771 1256025 SH ILLINOIS TOOL WKS INC COM 452308109 217 3000 SH IMS HEALTH INC COM 449934108 3084 137350 SH INTERNATIONAL FLAVORS&FRAGRA COM 459506101 25671 734075 SH INTERNATIONAL RECTIFIER CORP COM 460254105 10971 241600 SH INVITROGEN CORP COM 46185R100 2778 80950 SH JOHNSON & JOHNSON COM 478160104 5559 85582 SH KIMCO REALTY CORP COM 49446R109 3085 94350 SH LENNAR CORP COM 526057104 820 15550 SH LEXICON GENETICS INC COM 528872104 1000 105800 SH LIFECORE BIOMEDICAL INC COM 532187101 185 16800 SH M & T BANK CORP COM 55261F104 2769 34457 SH MERCK & CO INC COM 589331107 507 8800 SH MERCURY COMPUTER SYS COM 589378108 30976 969225 SH MILLIPORE CORP COM 601073109 606 13700 SH MRV COMMUNICATIONS INC COM 553477100 65 23000 SH NEW YORK CMNTY BANCORP INC COM 649445103 14181 512879 SH NEWMONT MINING CORP COM 651639106 443 16000 SH NORTHWEST NAT GAS CO COM 667655104 2139 76350 SH NUI CORP COM 629431107 4792 192585 SH ORACLE CORP COM 68389X105 154 12000 SH PACIFIC CENTY FINL CORP COM 694058108 665 25500 SH PALL CORP COM 696429307 2041 99600 SH PARK ELECTROCHEMICAL CORP COM 700416209 2566 88500 SH PATRIOT BANK CORP PA COM 70335P103 152 11000 SH PEPSICO INC COM 713448108 2308 44818 SH PFIZER INC COM 717081103 379 9540 SH PIONEER NAT RES CO COM 723787107 17597 789450 SH PLUM CREEK TIMBER CO INC COM 729251108 8149 274300 SH PMC COML TR SH BEN INT 693434102 7343 512800 SH POGO PRODUCING CO COM 730448107 3603 113650 SH POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 1625 122661 SH PORT FINL CORP COM 734119100 11868 376275 SH PRESSTEK INC COM 741113104 64 11000 SH PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1008 39826 SH PROBUSINESS SERVICES INC COM 742674104 1841 85350 SH PROCTER & GAMBLE CO COM 742718109 634 7037 SH QUEST DIAGNOSTICS INC COM 74834L100 25014 301925 SH RPM INC OHIO COM 749685103 936 60200 SH SCOTTS CO CL A 810186106 4436 96900 SH SEALED AIR CORP NEW COM 81211K100 1721 36550 SH SIGMA ALDRICH CORP COM 826552101 2531 53900 SH SOUTHWESTERN ENERGY CO COM 845467109 3695 293700 SH STANCORP FINL GROUP INC COM 852891100 22902 416400 SH STANLEY WKS COM 854616109 29369 635015 SH SYNTHETECH INC COM 87162E100 102 60000 SH TELEFLEX INC COM 879369106 26345 481900 SH TELEFONICA S A SPONSORED ADR 879382208 393 11860 SH U S PHYSICAL THERAPY INC COM 90337L108 2949 163400 SH UNILEVER N V N Y SHS NEW 904784709 816 14369 SH UNITED PARCEL SERVICE INC CL B 911312106 11373 187050 SH USA ED INC COM 90390U102 33263 340115 SH VENTANA MED SYS INC COM 92276H106 931 45970 SH VERIZON COMMUNICATIONS COM 92343V104 217 4749 SH WEINGARTEN RLTY INVS COM 948741103 324 6300 SH WESTFIELD FINANCIAL INC COM 96008D101 1092 73900 SH WESTPORT RES CORP NEW COM 961418100 20805 1058775 SH WESTWOOD ONE INC COM 961815107 10795 281475 SH WILEY JOHN & SONS INC CL A 968223206 2659 101500 SH YANKEE CANDLE INC COM 984757104 2948 127450 SH SEALED AIR CORP NEW PFD CV A $2 81211K209 1784 38900 SH ANALOG DEVICES INC NOTE 4.750% 10/0 032654AD7 844 890000 PRN ECHOSTAR COMMUNICATIONS NEW NOTE 4.875% 1/0 278762AD1 11617 12872000 PRN GETTY IMAGES INC NOTE 5.000% 3/1 374276AE3 2823 3190000 PRN INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 11533 12451000 PRN INVITROGEN CORP NOTE 5.500% 3/0 46185RAB6 3441 3950000 PRN LEVEL 3 COMMUNICATIONS INC NOTE 6.000% 9/1 52729NAG5 3 10000 PRN POGO PRODUCING CO NOTE 5.500% 6/1 730448AE7 6415 6236000 PRN CD RADIO INC NOTE 8.750% 9/2 125127AJ9 217 500000 PRN SPEEDWAY MOTORSPORTS INC SDCV 5.750% 9/3 847788AC0 381 375000 PRN
VOTING AUTHORITY PUT/ INVST -------------------------------- NAME OF ISSUER CALL DSCR MAN SOLE SHARED NONE - -------------- ---- ---- --- ---- ------ ---- AAON INC DEFINED 1,2,3 16125 ABBOTT LABS DEFINED 1,2,3 30592 AFLAC INC DEFINED 1,2,3 169260 ALLERGAN INC DEFINED 1,2,3 34150 AMB PROPERTY CORP DEFINED 1,2,3 622025 AMERICA FIRST MTG INVTS INC DEFINED 1,2,3 1320200 AMERICAN INTL GROUP INC DEFINED 1,2,3 33279 AMGEN INC DEFINED 1,2,3 9600 ANADARKO PETE CORP DEFINED 1,2,3 28500 ANALOG DEVICES INC DEFINED 1,2,3 214929 ANNALY MTG MGMT INC DEFINED 1,2,3 183250 APPLIERA CORP DEFINED 1,2,3 26100 AUTOMATIC DATA PROCESSING IN DEFINED 1,2,3 19656 BANK MUT CORP DEFINED 1,2,3 114106 BANK NEW YORK INC DEFINED 1,2,3 9000 BERKSHIRE HATHAWAY INC DEL DEFINED 1,2,3 7 BERKSHIRE HATHAWAY INC DEL DEFINED 1,2,3 676 BIO RAD LABS INC DEFINED 1,2,3 232850 BRISTOL MYERS SQUIBB CO DEFINED 1,2,3 7600 CAPITOL FED FINL DEFINED 1,2,3 205800 CASCADE CORP DEFINED 1,2,3 42600 CASCADE NAT GAS CORP DEFINED 1,2,3 218325 CELGENE CORP DEFINED 1,2,3 45700 CHARTER FINL CORP WEST PT GA DEFINED 1,2,3 137350 CHEVRONTEXACO CORP DEFINED 1,2,3 6914 CHUBB CORP DEFINED 1,2,3 3100 COLGATE PALMOLIVE CO DEFINED 1,2,3 16140 COMCAST CORP DEFINED 1,2,3 8000 CONCORD EFS INC DEFINED 1,2,3 48400 COUNTRYWIDE CR INDS INC DEL DEFINED 1,2,3 202900 CREE INC DEFINED 1,2,3 41900 D R HORTON INC DEFINED 1,2,3 542700 DOMINION RES INC VA NEW DEFINED 1,2,3 12811 DOVER CORP DEFINED 1,2,3 160250 DUCOMMUN INC DEL DEFINED 1,2,3 39000 DUKE ENERGY CORP DEFINED 1,2,3 6800 ECHOSTAR COMMUNICATIONS NEW DEFINED 1,2,3 355100 EXXON MOBIL CORP DEFINED 1,2,3 56674 FEDERAL AGRIC MTG CORP DEFINED 1,2,3 534050 FIDELITY NATL FINL INC DEFINED 1,2,3 191420 FIRST FED BANCSHARES INC DEL DEFINED 1,2,3 96000 FISERV INC DEFINED 1,2,3 12000 GENERAL ELEC CO DEFINED 1,2,3 6955 GETTY IMAGES INC DEFINED 1,2,3 166050 GLOBALSANTAFE CORP DEFINED 1,2,3 55000 GOLDEN ST BANCORP INC DEFINED 1,2,3 42100 GREIF BROS CORP DEFINED 1,2,3 6500 HARLEY DAVIDSON INC DEFINED 1,2,3 6000 HEWLETT PACKARD CO DEFINED 1,2,3 11400 HUDSON CITY BANCORP DEFINED 1,2,3 1256025 ILLINOIS TOOL WKS INC DEFINED 1,2,3 3000 IMS HEALTH INC DEFINED 1,2,3 137350 INTERNATIONAL FLAVORS&FRAGRA DEFINED 1,2,3 734075 INTERNATIONAL RECTIFIER CORP DEFINED 1,2,3 241600 INVITROGEN CORP DEFINED 1,2,3 80950 JOHNSON & JOHNSON DEFINED 1,2,3 85582 KIMCO REALTY CORP DEFINED 1,2,3 94350 LENNAR CORP DEFINED 1,2,3 15550 LEXICON GENETICS INC DEFINED 1,2,3 105800 LIFECORE BIOMEDICAL INC DEFINED 1,2,3 16800 M & T BANK CORP DEFINED 1,2,3 34457 MERCK & CO INC DEFINED 1,2,3 8800 MERCURY COMPUTER SYS DEFINED 1,2,3 969225 MILLIPORE CORP DEFINED 1,2,3 13700 MRV COMMUNICATIONS INC DEFINED 1,2,3 23000 NEW YORK CMNTY BANCORP INC DEFINED 1,2,3 512879 NEWMONT MINING CORP DEFINED 1,2,3 16000 NORTHWEST NAT GAS CO DEFINED 1,2,3 76350 NUI CORP DEFINED 1,2,3 192585 ORACLE CORP DEFINED 1,2,3 12000 PACIFIC CENTY FINL CORP DEFINED 1,2,3 25500 PALL CORP DEFINED 1,2,3 99600 PARK ELECTROCHEMICAL CORP DEFINED 1,2,3 88500 PATRIOT BANK CORP PA DEFINED 1,2,3 11000 PEPSICO INC DEFINED 1,2,3 44818 PFIZER INC DEFINED 1,2,3 9540 PIONEER NAT RES CO DEFINED 1,2,3 789450 PLUM CREEK TIMBER CO INC DEFINED 1,2,3 274300 PMC COML TR DEFINED 1,2,3 512800 POGO PRODUCING CO DEFINED 1,2,3 113650 POPE RES DEL LTD PARTNERSHIP DEFINED 1,2,3 122661 PORT FINL CORP DEFINED 1,2,3 376275 PRESSTEK INC DEFINED 1,2,3 11000 PRINCIPAL FINANCIAL GROUP IN DEFINED 1,2,3 39826 PROBUSINESS SERVICES INC DEFINED 1,2,3 85350 PROCTER & GAMBLE CO DEFINED 1,2,3 7037 QUEST DIAGNOSTICS INC DEFINED 1,2,3 301925 RPM INC OHIO DEFINED 1,2,3 60200 SCOTTS CO DEFINED 1,2,3 96900 SEALED AIR CORP NEW DEFINED 1,2,3 36550 SIGMA ALDRICH CORP DEFINED 1,2,3 53900 SOUTHWESTERN ENERGY CO DEFINED 1,2,3 293700 STANCORP FINL GROUP INC DEFINED 1,2,3 416400 STANLEY WKS DEFINED 1,2,3 635015 SYNTHETECH INC DEFINED 1,2,3 60000 TELEFLEX INC DEFINED 1,2,3 481900 TELEFONICA S A DEFINED 1,2,3 11860 U S PHYSICAL THERAPY INC DEFINED 1,2,3 163400 UNILEVER N V DEFINED 1,2,3 14369 UNITED PARCEL SERVICE INC DEFINED 1,2,3 187050 USA ED INC DEFINED 1,2,3 340115 VENTANA MED SYS INC DEFINED 1,2,3 45970 VERIZON COMMUNICATIONS DEFINED 1,2,3 4749 WEINGARTEN RLTY INVS DEFINED 1,2,3 6300 WESTFIELD FINANCIAL INC DEFINED 1,2,3 73900 WESTPORT RES CORP NEW DEFINED 1,2,3 1058775 WESTWOOD ONE INC DEFINED 1,2,3 281475 WILEY JOHN & SONS INC DEFINED 1,2,3 101500 YANKEE CANDLE INC DEFINED 1,2,3 127450 SEALED AIR CORP NEW DEFINED 1,2,3 38900 ANALOG DEVICES INC DEFINED 1,2,3 890000 ECHOSTAR COMMUNICATIONS NEW DEFINED 1,2,3 12872000 GETTY IMAGES INC DEFINED 1,2,3 3190000 INTERNATIONAL RECTIFIER CORP DEFINED 1,2,3 12451000 INVITROGEN CORP DEFINED 1,2,3 3950000 LEVEL 3 COMMUNICATIONS INC DEFINED 1,2,3 10000 POGO PRODUCING CO DEFINED 1,2,3 6236000 CD RADIO INC DEFINED 1,2,3 500000 SPEEDWAY MOTORSPORTS INC DEFINED 1,2,3 375000
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