-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, COknCw3TJvJl82BzaMX8PDwnpqAKqb1PhDnF3XDU/rGQNxgTHh5g2gTmid/qE9PO ylb/JJDpmqmr/DP4QLlFwg== 0000950136-02-002252.txt : 20020806 0000950136-02-002252.hdr.sgml : 20020806 20020805162056 ACCESSION NUMBER: 0000950136-02-002252 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 02719745 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 ---------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Hogan ------------- Title: Treasurer ------------- Phone: 212-752-5255 ------------- Signature, Place, and Date of Signing: /s/ John D. Hogan New York, NY 08/05/02 --------------------- ----------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 -------------- Form 13F Information Table Entry Total: 117 -------------- Form 13F Information Table Value Total: 645,911 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. ----- ---------------- -------------------------- 2 28 - 10207 New York Community Bank ----- ---------------- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. ----- ---------------- -------------------------------- 13F FORM AS OF JUNE 30, 2002
VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVST OTH ---------------- NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCR MAN DEFINED SHARED NONE - ------------------------------ --------------- --------- ------ -------- ---- ---- ------ ----- -------- ------ ---- ABBOTT LABS COM 002824100 1146 30442 SH DEFINED 1,2,3 30442 AFLAC INC COM 001055102 5458 170560 SH DEFINED 1,2,3 170560 AGILENT TECHNOLOGIES INC COM 00846U101 222 9400 SH DEFINED 1,2,3 9400 ALLERGAN INC COM 018490102 4451 66675 SH DEFINED 1,2,3 66675 AMB PROPERTY CORP COM 00163T109 19636 633425 SH DEFINED 1,2,3 633425 AMERICA FIRST MTG INVTS INC COM 023934102 14448 1466850 SH DEFINED 1,2,3 1466850 AMERICAN INTL GROUP INC COM 026874107 2424 35529 SH DEFINED 1,2,3 35529 AMGEN INC COM 031162100 402 9600 SH DEFINED 1,2,3 9600 ANADARKO PETE CORP COM 032511107 3409 69150 SH DEFINED 1,2,3 69150 ANALOG DEVICES INC COM 032654105 8007 269601 SH DEFINED 1,2,3 269601 ANWORTH MORTGAGE ASSET CP COM 037347101 1679 120000 SH DEFINED 1,2,3 120000 APPLERA CORP COM AP BIO GRP 038020103 672 34500 SH DEFINED 1,2,3 34500 AUTOMATIC DATA PROCESSING IN COM 053015103 856 19656 SH DEFINED 1,2,3 19656 BANK MUT CORP COM 063748107 2460 120756 SH DEFINED 1,2,3 120756 BANK NEW YORK INC COM 064057102 304 9000 SH DEFINED 1,2,3 9000 BANK HAWAII CORP COM 062540109 714 25500 SH DEFINED 1,2,3 25500 BERKSHIRE HATHAWAY INC DEL CL A 084670108 468 7 SH DEFINED 1,2,3 7 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1510 676 SH DEFINED 1,2,3 676 BIO RAD LABS INC CL A 090572207 19146 420700 SH DEFINED 1,2,3 420700 BRISTOL MYERS SQUIBB CO COM 110122108 456 17750 SH DEFINED 1,2,3 17750 CAPITOL FED FINL COM 14057C106 4581 175650 SH DEFINED 1,2,3 175650 CASCADE CORP COM 147195101 660 42600 SH DEFINED 1,2,3 42600 CASCADE NAT GAS CORP COM 147339105 3893 186255 SH DEFINED 1,2,3 186255 CELGENE CORP COM 151020104 496 32400 SH DEFINED 1,2,3 32400 CHARTER FINL CORP WEST PT GA COM 16122M100 4088 143650 SH DEFINED 1,2,3 143650 CHEVRONTEXACO CORP COM 166764100 630 7114 SH DEFINED 1,2,3 7114 CHUBB CORP COM 171232101 219 3100 SH DEFINED 1,2,3 3100 COLGATE PALMOLIVE CO COM 194162103 808 16140 SH DEFINED 1,2,3 16140 CONCORD EFS INC COM 206197105 1459 48400 SH DEFINED 1,2,3 48400 CORNING INC COM 219350105 43 12000 SH DEFINED 1,2,3 12000 COUNTRYWIDE CR INDS INC DEL COM 222372104 10523 218100 SH DEFINED 1,2,3 218100 CREE INC COM 225447101 693 52400 SH DEFINED 1,2,3 52400 D R HORTON INC COM 23331A109 25679 986499 SH DEFINED 1,2,3 986499 DIEBOLD INC COM 253651103 8390 225300 SH DEFINED 1,2,3 225300 DOMINION RES INC VA NEW COM 25746U109 848 12811 SH DEFINED 1,2,3 12811 DUCOMMUN INC DEL COM 264147109 388 14800 SH DEFINED 1,2,3 14800 DUKE ENERGY CORP COM 264399106 211 6800 SH DEFINED 1,2,3 6800 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 8248 444400 SH DEFINED 1,2,3 444400 EXXON MOBIL CORP COM 30231G102 2352 57474 SH DEFINED 1,2,3 57474 FIDELITY NATL FINL INC COM 316326107 6489 205348 SH DEFINED 1,2,3 205348 FLEMING COS INC COM 339130106 397 21900 SH DEFINED 1,2,3 21900 GENERAL ELEC CO COM 369604103 231 7950 SH DEFINED 1,2,3 7950 GETTY IMAGES INC COM 374276103 4884 224350 SH DEFINED 1,2,3 224350 GLOBALSANTAFE CORP SHS G3930E101 1667 60950 SH DEFINED 1,2,3 60950 GOLDEN ST BANCORP INC COM 381197102 1570 43300 SH DEFINED 1,2,3 43300 GREIF BROS CORP CL A 397624107 217 6500 SH DEFINED 1,2,3 6500 HARLEY DAVIDSON INC COM 412822108 308 6000 SH DEFINED 1,2,3 6000 HUDSON CITY BANCORP COM 443683107 37720 1909850 SH DEFINED 1,2,3 1909850 IHOP CORP COM 449623107 265 9000 SH DEFINED 1,2,3 9000 ILLINOIS TOOL WKS INC COM 452308109 205 3000 SH DEFINED 1,2,3 3000 IMS HEALTH INC COM 449934108 2456 136850 SH DEFINED 1,2,3 136850 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 11521 354600 SH DEFINED 1,2,3 354600 INTERNATIONAL RECTIFIER CORP COM 460254105 9941 341025 SH DEFINED 1,2,3 341025 INVITROGEN CORP COM 46185R100 375 11700 SH DEFINED 1,2,3 11700 JOHNSON & JOHNSON COM 478160104 4484 85797 SH DEFINED 1,2,3 85797 KIMBERLY CLARK CORP COM 494368103 11371 183400 SH DEFINED 1,2,3 183400 KIMCO REALTY CORP COM 49446R109 3307 98750 SH DEFINED 1,2,3 98750 KYPHON INC COM 501577100 2048 140500 SH DEFINED 1,2,3 140500 LENNAR CORP COM 526057104 615 10050 SH DEFINED 1,2,3 10050 LEXICON GENETICS INC COM 528872104 77 18800 SH DEFINED 1,2,3 18800 LIFECORE BIOMEDICAL INC COM 532187101 192 16800 SH DEFINED 1,2,3 16800 M & T BK CORP COM 55261F104 2950 34394 SH DEFINED 1,2,3 34394 MAYTAG CORP COM 578592107 16487 386575 SH DEFINED 1,2,3 386575 MERCK & CO INC COM 589331107 610 12050 SH DEFINED 1,2,3 12050 MERCURY COMPUTER SYS COM 589378108 14677 677280 SH DEFINED 1,2,3 677280 MILLIPORE CORP COM 601073109 492 15400 SH DEFINED 1,2,3 15400 MRV COMMUNICATIONS INC COM 553477100 26 17000 SH DEFINED 1,2,3 17000 NEW YORK COMNTY BANCORP INC COM 649445103 13638 511172 SH DEFINED 1,2,3 511172 NEWMONT MINING CORP COM 651639106 500 19000 SH DEFINED 1,2,3 19000 NORTHWEST NAT GAS CO COM 667655104 1870 65050 SH DEFINED 1,2,3 65050 NUI CORP COM 629431107 8685 315810 SH DEFINED 1,2,3 315810 ORACLE CORP COM 68389X105 114 12000 SH DEFINED 1,2,3 12000 PALL CORP COM 696429307 1961 94500 SH DEFINED 1,2,3 94500 PARK ELECTROCHEMICAL CORP COM 700416209 2722 102700 SH DEFINED 1,2,3 102700 PATRIOT BANK CORP PA COM 70335P103 154 11000 SH DEFINED 1,2,3 11000 PEPSICO INC COM 713448108 2116 43908 SH DEFINED 1,2,3 43908 PFIZER INC COM 717081103 351 10035 SH DEFINED 1,2,3 10035 PIONEER NAT RES CO COM 723787107 21461 823825 SH DEFINED 1,2,3 823825 PLUM CREEK TIMBER CO INC COM 729251108 9558 311350 SH DEFINED 1,2,3 311350 PMC COML TR SH BEN INT 693434102 7064 497450 SH DEFINED 1,2,3 497450 POGO PRODUCING CO COM 730448107 13598 416850 SH DEFINED 1,2,3 416850 PORT FINL CORP COM 734119100 13369 333475 SH DEFINED 1,2,3 333475 PRESSTEK INC COM 741113104 44 11000 SH DEFINED 1,2,3 11000 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 16356 527600 SH DEFINED 1,2,3 527600 PROBUSINESS SERVICE INC COM 742674104 1603 110000 SH DEFINED 1,2,3 110000 PROCTER & GAMBLE CO COM 742718109 628 7037 SH DEFINED 1,2,3 7037 QUEST DIAGNOSTICS INC COM 74834L100 26927 312925 SH DEFINED 1,2,3 312925 QUINTON CARDIOLOGY SYS INC COM 748773108 1855 204800 SH DEFINED 1,2,3 204800 RPM INC OHIO COM 749685103 918 60200 SH DEFINED 1,2,3 60200 SEALED AIR CORP NEW COM 81211K100 1583 39300 SH DEFINED 1,2,3 39300 SIGMA ALDRICH CORP COM 826552101 2703 53900 SH DEFINED 1,2,3 53900 SLM CORP COM 78442P106 30950 319402 SH DEFINED 1,2,3 319402 SOUTHWESTERN ENERGY CO COM 845467109 4448 292800 SH DEFINED 1,2,3 292800 STANCORP FINL GROUP INC COM 852891100 18271 329200 SH DEFINED 1,2,3 329200 STANLEY WKS COM 854616109 27475 669965 SH DEFINED 1,2,3 669965 TELEFLEX INC COM 879369106 27908 488325 SH DEFINED 1,2,3 488325 TELEFONICA S A SPONSORED ADR 879382208 300 12092 SH DEFINED 1,2,3 12092 U S PHYSICAL THERAPY IN COM 90337L108 3420 168400 SH DEFINED 1,2,3 168400 UNILEVER N V N Y SHS NEW 904784709 931 14369 SH DEFINED 1,2,3 14369 UNITED PARCEL SERVICE INC CL B 911312106 10201 165200 SH DEFINED 1,2,3 165200 VENTANA MED SYS INC COM 92276H106 1301 59270 SH DEFINED 1,2,3 59270 WEINGARTEN RLTY INVS SH BEN INT 948741103 335 9450 SH DEFINED 1,2,3 9450 WESTFIELD FINANCIAL INC COM 96008D101 3727 240450 SH DEFINED 1,2,3 240450 WESTPORT RES CORP NEW COM 961418100 18253 1112975 SH DEFINED 1,2,3 1112975 WESTWOOD ONE INC COM 961815107 4883 146100 SH DEFINED 1,2,3 146100 WILEY JOHN & SONS INC CL A 968223206 2434 101500 SH DEFINED 1,2,3 101500 YANKEE CANDLE INC COM 984757104 2807 103600 SH DEFINED 1,2,3 103600 SEALED AIR CORP NEW PFD CV A $2 81211K209 1589 38900 SH DEFINED 1,2,3 38900 WESTPORT RES CORP NEW PFD CONV 961418209 2653 131000 SH DEFINED 1,2,3 131000 ANALOG DEVICES INC NOTE 4.750%10/0 032654AD7 850 890000 PRN DEFINED 1,2,3 890000 ECHOSTAR COMMUNICATIONS NEW NOTE 4.875% 1/0 278762AD1 9406 12001000 PRN DEFINED 1,2,3 12001000 GETTY IMAGES INC NOTE 5.000% 3/1 374276AE3 3125 3765000 PRN DEFINED 1,2,3 3765000 INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 13338 16046000 PRN DEFINED 1,2,3 16046000 INVITROGEN CORP NOTE 5.500% 3/0 46185RAB6 6160 7060000 PRN DEFINED 1,2,3 7060000 LEVEL 3 COMMUNICATIONS INC NOTE 6.000% 9/1 52729NAG5 3 10000 PRN DEFINED 1,2,3 10000 POGO PRODUCING CO NOTE 5.500% 6/1 730448AE7 3492 3475000 PRN DEFINED 1,2,3 3475000 CD RADIO INC NOTE 8.750% 9/2 125127AJ9 214 500000 PRN DEFINED 1,2,3 500000
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