-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KzjOjq87es++33hbnlDtdAUtChAMwnrg5wA1NW3YgbfoIEbxAl+Fjx4yqg71XOqS krkhh9Wm/esZ4tlqNSFFVg== 0000950136-04-000365.txt : 20040212 0000950136-04-000365.hdr.sgml : 20040212 20040212095139 ACCESSION NUMBER: 0000950136-04-000365 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040212 EFFECTIVENESS DATE: 20040212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 04588500 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 ----------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Hogan Title: Treasurer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ John D. Hogan New York, NY 02/11/03 ----------------- ------------ -------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ----------- Form 13F Information Table Entry Total: 138 ----------- Form 13F Information Table Value Total: 968,036 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. - ---- ----- -------------------------- 2 28 - 10207 New York Community Bank - ---- ----- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. - ---- ----- -------------------------------- 13F REPORT AS OF DECEMBER 31, 2003
- ------------------------------------------------------------------------------------------------------------------------------------ VOTING AUTHORITY TITLE VALUE SHARES/ SH/ PUT INVST OTHER ------------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCR MANA SOLE SHARED NONE - ------------------------------ ----------- --------- -------- -------- --- ---- ------- ------- ------- -------- ------- 3M CO COM 88579Y101 204 2400 SH DEFINED 1,2,3 2400 ABBOTT LABS COM 002824100 1149 24660 SH DEFINED 1,2,3 24660 AFLAC INC COM 001055102 5754 159030 SH DEFINED 1,2,3 159030 AGILENT TECHNOLOGIES INC COM 00846U101 1218 41650 SH DEFINED 1,2,3 41650 ALICO INC COM 016230104 372 10710 SH DEFINED 1,2,3 10710 ALLERGAN INC COM 018490102 13332 173575 SH DEFINED 1,2,3 173575 AMB PROPERTY CORP COM 00163T109 17381 528615 SH DEFINED 1,2,3 528615 AMERICAN FINL RLTY TR COM 02607P305 19998 1172900 SH DEFINED 1,2,3 1172900 AMERICAN INTL GROUP INC COM 026874107 2593 39119 SH DEFINED 1,2,3 39119 AMGEN INC COM 031162100 685 11091 SH DEFINED 1,2,3 11091 ANADARKO PETE CORP COM 032511107 5631 110390 SH DEFINED 1,2,3 110390 ANALOG DEVICES INC COM 032654105 39594 867345 SH DEFINED 1,2,3 867345 ANNALY MTG MGMT INC COM 035710409 221 12000 SH DEFINED 1,2,3 12000 APACHE CORP COM 037411105 3852 47500 SH DEFINED 1,2,3 47500 APPLERA CORP COM AP BIO GRP 038020103 815 39350 SH DEFINED 1,2,3 39350 AUTOMATIC DATA PROCESSING IN COM 053015103 618 15600 SH DEFINED 1,2,3 15600 BANK MUTUAL CORP NEW COM 063750103 224 19657 SH DEFINED 1,2,3 19657 BANK HAWAII CORP COM 062540109 1076 25500 SH DEFINED 1,2,3 25500 BAXTER INTL INC COM 071813109 2445 80125 SH DEFINED 1,2,3 80125 BERKSHIRE HATHAWAY INC DEL CL A 084670108 505 6 SH DEFINED 1,2,3 6 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1757 624 SH DEFINED 1,2,3 624 BIO RAD LABS INC CL A 090572207 8865 153725 SH DEFINED 1,2,3 153725 BRASCAN CORP CL A LTD VT SH 10549P606 31792 1041000 SH DEFINED 1,2,3 1041000 BRISTOL MYERS SQUIBB CO COM 110122108 5194 181600 SH DEFINED 1,2,3 181600 BROOKFIELD HOMES CORP COM 112723101 39874 1547290 SH DEFINED 1,2,3 1547290 CAPITOL FED FINL COM 14057C106 2981 82650 SH DEFINED 1,2,3 82650 CASCADE NAT GAS CORP COM 147339105 2789 132235 SH DEFINED 1,2,3 132235 CEDAR FAIR L P DEPOSITRY UNIT 150185106 849 27600 SH DEFINED 1,2,3 27600 CELGENE CORP COM 151020104 12360 275400 SH DEFINED 1,2,3 275400 CHARTER FINL CORP WEST PT GA COM 16122M100 3578 94150 SH DEFINED 1,2,3 94150 CHEVRONTEXACO CORP COM 166764100 597 6914 SH DEFINED 1,2,3 6914 CIMAREX ENERGY CO COM 171798101 6283 235400 SH DEFINED 1,2,3 235400 CISCO SYS INC COM 17275R102 1330 54900 SH DEFINED 1,2,3 54900 CITADEL BROADCASTING CORP COM 17285T106 21776 973450 SH DEFINED 1,2,3 973450 CLOROX CO DEL COM 189054109 204 4200 SH DEFINED 1,2,3 4200 COLGATE PALMOLIVE CO COM 194162103 787 15715 SH DEFINED 1,2,3 15715 COMPUTER SCIENCES CORP COM 205363104 3538 80000 SH DEFINED 1,2,3 80000 CONCORD EFS INC COM 206197105 2193 147760 SH DEFINED 1,2,3 147760 CONSOLIDATED TOMOKA LD CO COM 210226106 327 10000 SH DEFINED 1,2,3 10000 COUNTRYWIDE FINANCIAL CORP COM 222372104 41852 551777 SH DEFINED 1,2,3 551777 CREE INC COM 225447101 1303 73650 SH DEFINED 1,2,3 73650 D R HORTON INC COM 23331A109 23981 554340 SH DEFINED 1,2,3 554340 DIEBOLD INC COM 253651103 1985 36850 SH DEFINED 1,2,3 36850 DISNEY WALT CO COM DISNEY 254687106 1099 47096 SH DEFINED 1,2,3 47096 DOMINION RES INC VA NEW COM 25746U109 818 12811 SH DEFINED 1,2,3 12811 DUKE ENERGY CORP COM 264399106 1632 79800 SH DEFINED 1,2,3 79800 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 29241 860275 SH DEFINED 1,2,3 860275 EXXON MOBIL CORP COM 30231g102 1575 38408 SH DEFINED 1,2,3 38408 FIRST DATA CORP COM 319963104 337 8200 SH DEFINED 1,2,3 8200 GENERAL ELEC CO COM 369604103 293 9455 SH DEFINED 1,2,3 9455 HARLEY DAVIDSON INC COM 412822108 285 6000 SH DEFINED 1,2,3 6000 HEINZ H J CO COM 423074103 732 20100 SH DEFINED 1,2,3 20100 HOME DEPOT INC COM 437076102 774 21800 SH DEFINED 1,2,3 21800 HUDSON CITY BANCORP COM 443683107 46060 1206378 SH DEFINED 1,2,3 1206378 ILLINOIS TOOL WKS INC COM 452308109 210 2500 SH DEFINED 1,2,3 2500 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 4685 134150 SH DEFINED 1,2,3 134150 INTERNATIONAL RECTIFIER CORP COM 460254105 2095 42400 SH DEFINED 1,2,3 42400 JOHNSON & JOHNSON COM 478160104 3891 75328 SH DEFINED 1,2,3 75328 KIMCO REALTY CORP COM 49446R109 3741 83600 SH DEFINED 1,2,3 83600 LABORATORY CORP AMER HLDGS COM NEW 50540R409 12393 335400 SH DEFINED 1,2,3 335400 LENNAR CORP CL A 526057104 542 5650 SH DEFINED 1,2,3 5650 LIFECORE BIOMEDICAL INC COM 532187101 90 14900 SH DEFINED 1,2,3 14900 M & T BK CORP COM 55261F104 3231 32866 SH DEFINED 1,2,3 32866 MASSEY ENERGY CORP COM 576206106 26406 1269500 SH DEFINED 1,2,3 1269500 MCCORMICK & CO INC COM NON VTG 579780206 3311 110000 SH DEFINED 1,2,3 110000 MERCK & CO INC COM 589331107 587 12700 SH DEFINED 1,2,3 12700 MERCURY COMPUTER SYS COM 589378108 17672 709735 SH DEFINED 1,2,3 709735 MFA MTG INVTS INC COM 55272X102 5997 615050 SH DEFINED 1,2,3 615050 MILLIPORE CORP COM 601073109 204 4750 SH DEFINED 1,2,3 4750 MONTPELIER RE HOLDINGS LTD COM G62185106 17814 485400 SH DEFINED 1,2,3 485400 MRV COMMUNICATIONS INC COM 553477100 49 13000 SH DEFINED 1,2,3 13000 MURPHY OIL CORP COM 626717102 634 9700 SH DEFINED 1,2,3 9700 NEW YORK COMNTY BANCORP INC COM 649445103 21999 578158 SH DEFINED 1,2,3 578158 NEW YORK TIMES CO CL A 650111107 311 6500 SH DEFINED 1,2,3 6500 NISOURCE INC COM 65473P105 3816 173950 SH DEFINED 1,2,3 173950 NORTHROP GRUMMAN CORP COM 666807102 1623 16975 SH DEFINED 1,2,3 16975 NORTHWEST NATURAL GAS CO COM 667655104 1016 33050 SH DEFINED 1,2,3 33050 ORACLE CORP COM 68389X105 159 12000 SH DEFINED 1,2,3 12000 PALL CORP COM 696429307 2101 78300 SH DEFINED 1,2,3 78300 PARTNERS TRUST FINCL GROUP I COM 70213A103 6890 202650 SH DEFINED 1,2,3 202650 PEP BOYS MANNY MOE & JACK COM 713278109 16954 741300 SH DEFINED 1,2,3 741300 PEPSICO INC COM 713448108 604 12955 SH DEFINED 1,2,3 12955 PFIZER INC COM 717081103 443 12550 SH DEFINED 1,2,3 12550 PIONEER NAT RES CO COM 723787107 16645 521300 SH DEFINED 1,2,3 521300 PLUM CREEK TIMBER CO INC COM 729251108 13048 428500 SH DEFINED 1,2,3 428500 PMC CAP INC COM 693430100 362 65000 SH DEFINED 1,2,3 65000 PMC COML TR SH BEN INT 693434102 6758 443700 SH DEFINED 1,2,3 443700 POGO PRODUCING CO COM 730448107 36314 751850 SH DEFINED 1,2,3 751850 POLARIS INDS INC COM 731068102 939 10600 SH DEFINED 1,2,3 10600 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7060 213500 SH DEFINED 1,2,3 213500 PROCTER & GAMBLE CO COM 742718109 635 6362 SH DEFINED 1,2,3 6362 PROVIDENT FINL SVCS INC COM 74386T105 393 20800 SH DEFINED 1,2,3 20800 PRUDENTIAL FINL INC COM 744320102 747 17889 SH DEFINED 1,2,3 17889 QUEST DIAGNOSTICS INC COM 74834L100 907 12400 SH DEFINED 1,2,3 12400 QUINTON CARDIOLOGY SYS INC COM 748773108 8115 1008100 SH DEFINED 1,2,3 1008100 RAINIER PAC FINL GROUP INC COM 75087U101 268 16847 SH DEFINED 1,2,3 16847 RAYONIER INC COM 754907103 34367 827920 SH DEFINED 1,2,3 827920 REGENCY CTRS CORP COM 758849103 3746 94000 SH DEFINED 1,2,3 94000 RESMED INC COM 761152107 4633 111525 SH DEFINED 1,2,3 111525 RIGHT MGMT CONSULTANTS INC COM 766573109 194 10400 SH DEFINED 1,2,3 10400 SAFECO CORP COM 786429100 20724 532350 SH DEFINED 1,2,3 532350 SCHERING PLOUGH CORP COM 806605101 727 41800 SH DEFINED 1,2,3 41800 SCOTTS CO COM 810186106 26850 453850 SH DEFINED 1,2,3 453850 SEALED AIR CORP NEW COM 81211K100 525 9700 SH DEFINED 1,2,3 9700 SHARPER IMAGE CORP COM 820013100 4258 130800 SH DEFINED 1,2,3 130800 SHIRE PHARMACEUTICALS GRP PL SPONSORED ADR 82481R106 4173 143600 SH DEFINED 1,2,3 143600 SIGMA ALDRICH CORP COM 826552101 3082 53900 SH DEFINED 1,2,3 53900 SLM CORP COM 78442P106 4100 108811 SH DEFINED 1,2,3 108811 SOUTHWESTERN ENERGY CO COM 845467109 5380 225100 SH DEFINED 1,2,3 225100 SPX CORP COM 784635104 14094 239650 SH DEFINED 1,2,3 239650 ST JOE CO COM 790148100 4225 113300 SH DEFINED 1,2,3 113300 STANCORP FINL GROUP INC COM 852891100 4757 75650 SH DEFINED 1,2,3 75650 STANLEY WKS COM 854616109 8002 211290 SH DEFINED 1,2,3 211290 TELEFLEX INC COM 879369106 19816 410010 SH DEFINED 1,2,3 410010 THERASENSE INC COM 883381105 412 20400 SH DEFINED 1,2,3 20400 THORNBURG MTG INC COM 885218107 209 7700 SH DEFINED 1,2,3 7700 TIERONE CORP COM 88650R108 23814 1037216 SH DEFINED 1,2,3 1037216 U S PHYSICAL THERAPY INC COM 90337L108 2393 152100 SH DEFINED 1,2,3 152100 UNILEVER N V N Y SHS NEW 904784709 1814 27954 SH DEFINED 1,2,3 27954 VASOGEN INC COM 92232F103 2109 281250 SH DEFINED 1,2,3 281250 VENTANA MED SYS INC COM 92276H106 4122 104620 SH DEFINED 1,2,3 104620 VERIZON COMMUNICATIONS COM 92343V104 511 14564 SH DEFINED 1,2,3 14564 W P CAREY & CO LLC COM 92930Y107 473 15500 SH DEFINED 1,2,3 15500 WASHINGTON FED INC COM 938824109 10969 386500 SH DEFINED 1,2,3 386500 WATTS WATER TECHNOLOGIES INC CL A 942749102 2410 108550 SH DEFINED 1,2,3 108550 WEINGARTEN RLTY INVS SH BEN INT 948741103 419 9450 SH DEFINED 1,2,3 9450 WESTFIELD FINANCIAL INC COM 96008D101 10556 444275 SH DEFINED 1,2,3 444275 WESTPORT RES CORP NEW COM 961418100 33493 1121660 SH DEFINED 1,2,3 1121660 WILEY JOHN & SONS INC COM 968223206 2637 101300 SH DEFINED 1,2,3 101300 WILLBROS GROUP INC COM 969199108 132 11000 SH DEFINED 1,2,3 11000 YANKEE CANDLE INC COM 984757104 17680 646900 SH DEFINED 1,2,3 646900 BAXTER INTL INC CORP UNITS 7% 071813406 1028 18600 SH DEFINED 1,2,3 18600 WESTPORT RES CORP NEW PFD CONV 961418209 6196 243000 SH DEFINED 1,2,3 243000 COMMSCOPE INC NOTE 4.000%12/1 203372AB3 2213 2230000 PRN DEFINED 1,2,3 2230000 INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 6558 6525000 PRN DEFINED 1,2,3 6525000 INVITROGEN CORP NOTE 5.500% 3/0 46185RAB6 4466 4325000 PRN DEFINED 1,2,3 4325000 LEVEL 3 COMMUNICATIONS INC NOTE 6.000% 9/1 52729NAG5 7 10000 PRN DEFINED 1,2,3 10000 PEP BOYS MANNY MOE & JACK NOTE 4.250% 6/0 713278AP4 1395 1170000 PRN DEFINED 1,2,3 1170000
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