-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V4PmEoQsqqa2BN9soploUE6Ov9Xw5MER2OVdnTZI2zpoIWo2zzeHlgocK/STx5Dx kmdh9u7oOzSERg0tYQDIKA== 0000950136-04-001387.txt : 20040503 0000950136-04-001387.hdr.sgml : 20040503 20040503120854 ACCESSION NUMBER: 0000950136-04-001387 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040503 EFFECTIVENESS DATE: 20040503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 04772303 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 ----------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Mittelman Title: Treasurer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Paul Mittelman New York, NY 04/28/04 ------------------------ ------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ---------------------- Form 13F Information Table Entry Total: 122 ---------------------- Form 13F Information Table Value Total: 1,057,614 ---------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. ----- --------------- -------------------------- 2 28 - 10207 New York Community Bank ----- --------------- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. ----- --------------- --------------------------------
13F REPORT AS OF MARCH 31, 2004 TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANA SOLE SHARED NONE - ------------------------------ ----------- --------- --------- --------- --- ---- ------- ------- ------ -------- ---- ABBOTT LABS COM 002824100 990 24083 SH DEFINED 1,2,3 24083 AFLAC INC COM 001055102 6169 153690 SH DEFINED 1,2,3 153690 AGILENT TECHNOLOGIES INC COM 00846U101 848 26800 SH DEFINED 1,2,3 26800 ALICO INC COM 016230104 421 13210 SH DEFINED 1,2,3 13210 ALLERGAN INC COM 018490102 3808 45250 SH DEFINED 1,2,3 45250 AMB PROPERTY CORP COM 00163T109 13391 360275 SH DEFINED 1,2,3 360275 AMERICAN FINL RLTY TR COM 02607P305 9634 568400 SH DEFINED 1,2,3 568400 AMERICAN INTL GROUP INC COM 026874107 2567 35977 SH DEFINED 1,2,3 35977 AMGEN INC COM 031162100 675 11600 SH DEFINED 1,2,3 11600 ANADARKO PETE CORP COM 032511107 1895 36540 SH DEFINED 1,2,3 36540 ANALOG DEVICES INC COM 032654105 46205 962395 SH DEFINED 1,2,3 962395 ANNALY MTG MGMT INC COM 035710409 219 11200 SH DEFINED 1,2,3 11200 APACHE CORP COM 037411105 4101 95000 SH DEFINED 1,2,3 95000 APPLERA CORP COM AP BIO GRP 038020103 911 46050 SH DEFINED 1,2,3 46050 AUTOMATIC DATA PROCESSING IN COM 053015103 529 12600 SH DEFINED 1,2,3 12600 BANK MUTUAL CORP NEW COM 063750103 158 14134 SH DEFINED 1,2,3 14134 BANK HAWAII CORP COM 062540109 996 21500 SH DEFINED 1,2,3 21500 BAXTER INTL INC COM 071813109 2643 85575 SH DEFINED 1,2,3 85575 BERKSHIRE HATHAWAY INC DEL CL A 084670108 560 6 SH DEFINED 1,2,3 6 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1867 600 SH DEFINED 1,2,3 600 BIO RAD LABS INC CL A 090572207 3289 58350 SH DEFINED 1,2,3 58350 BRASCAN CORP CL A LTD VT SH 10549P606 47847 1188450 SH DEFINED 1,2,3 1188450 BRISTOL MYERS SQUIBB CO COM 110122108 1522 62800 SH DEFINED 1,2,3 62800 BROOKFIELD HOMES CORP COM 112723101 38097 1085700 SH DEFINED 1,2,3 1085700 CAPITOL FED FINL COM 14057C106 2960 82450 SH DEFINED 1,2,3 82450 CASCADE NAT GAS CORP COM 147339105 2356 108135 SH DEFINED 1,2,3 108135 CEDAR FAIR L P DEPOSITRY UNIT 150185106 965 27600 SH DEFINED 1,2,3 27600 CELGENE CORP COM 151020104 13767 288925 SH DEFINED 1,2,3 288925 CHARTER FINL CORP WEST PT GA COM 16122M100 3656 92850 SH DEFINED 1,2,3 92850 CHEVRONTEXACO CORP COM 166764100 607 6914 SH DEFINED 1,2,3 6914 CIMAREX ENERGY CO COM 171798101 7676 265600 SH DEFINED 1,2,3 265600 CISCO SYS INC COM 17275R102 539 22850 SH DEFINED 1,2,3 22850 CITADEL BROADCASTING CORP COM 17285T106 29737 1704100 SH DEFINED 1,2,3 1704100 COLGATE PALMOLIVE CO COM 194162103 732 13280 SH DEFINED 1,2,3 13280 COMPUTER SCIENCES CORP COM 205363104 3226 80000 SH DEFINED 1,2,3 80000 COUNTRYWIDE FINANCIAL CORP COM 222372104 48949 510413 SH DEFINED 1,2,3 510413 CREE INC COM 225447101 1476 66400 SH DEFINED 1,2,3 66400 D R HORTON INC COM 23331A109 13991 394899 SH DEFINED 1,2,3 394899 DIEBOLD INC COM 253651103 1723 35800 SH DEFINED 1,2,3 35800 DISNEY WALT CO COM DISNEY 254687106 943 37746 SH DEFINED 1,2,3 37746 DOMINION RES INC VA NEW COM 25746U109 824 12811 SH DEFINED 1,2,3 12811 DUKE ENERGY CORP COM 264399106 1803 79800 SH DEFINED 1,2,3 79800 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 31942 975325 SH DEFINED 1,2,3 975325 EXXON MOBIL CORP COM 30231G102 1506 36208 SH DEFINED 1,2,3 36208 FIRST DATA CORP COM 319963104 6377 151255 SH DEFINED 1,2,3 151255 FORDING CDN COAL TR TR UNIT 345425102 282 7000 SH DEFINED 1,2,3 7000 GENERAL ELEC CO COM 369604103 307 10055 SH DEFINED 1,2,3 10055 HARLEY DAVIDSON INC COM 412822108 320 6000 SH DEFINED 1,2,3 6000 HEINZ H J CO COM 423074103 738 19800 SH DEFINED 1,2,3 19800 HUDSON CITY BANCORP COM 443683107 42828 1136915 SH DEFINED 1,2,3 1136915 IDT CORP CL B 448947309 6355 315375 SH DEFINED 1,2,3 315375 INTERNATIONAL RECTIFIER CORP COM 460254105 1858 40400 SH DEFINED 1,2,3 40400 JOHNSON & JOHNSON COM 478160104 2790 55008 SH DEFINED 1,2,3 55008 K2 INC COM 482732104 3616 225550 SH DEFINED 1,2,3 225550 KIMCO REALTY CORP COM 49446R109 3650 71600 SH DEFINED 1,2,3 71600 LENNAR CORP CL A 526057104 611 11300 SH DEFINED 1,2,3 11300 M & T BK CORP COM 55261F104 2926 32562 SH DEFINED 1,2,3 32562 MASSEY ENERGY CORP COM 576206106 41877 1897475 SH DEFINED 1,2,3 1897475 MCCORMICK & CO INC COM NON VTG 579780206 3687 110000 SH DEFINED 1,2,3 110000 MERCK & CO INC COM 589331107 1264 28600 SH DEFINED 1,2,3 28600 MERCURY COMPUTER SYS COM 589378108 15153 594711 SH DEFINED 1,2,3 594711 MFA MTG INVTS INC COM 55272X102 8598 851300 SH DEFINED 1,2,3 851300 MILLIPORE CORP COM 601073109 1087 21150 SH DEFINED 1,2,3 21150 MONTPELIER RE HOLDINGS LTD SHS G62185106 36628 983575 SH DEFINED 1,2,3 983575 MURPHY OIL CORP COM 626717102 4244 67400 SH DEFINED 1,2,3 67400 NEW YORK COMNTY BANCORP INC COM 649445103 22015 642222 SH DEFINED 1,2,3 642222 NISOURCE INC COM 65473P105 3718 174950 SH DEFINED 1,2,3 174950 NORANDA INC COM 655422103 7411 412650 SH DEFINED 1,2,3 412650 NORTHROP GRUMMAN CORP COM 666807102 8031 81600 SH DEFINED 1,2,3 81600 NORTHWEST NAT GAS CO COM 667655104 300 9600 SH DEFINED 1,2,3 9600 ORACLE CORP COM 68389X105 144 12000 SH DEFINED 1,2,3 12000 PALL CORP COM 696429307 1737 76550 SH DEFINED 1,2,3 76550 PARTNERS TRUST FINCL GROUP I COM 70213A103 8852 258750 SH DEFINED 1,2,3 258750 PEP BOYS MANNY MOE & JACK COM 713278109 35141 1266325 SH DEFINED 1,2,3 1266325 PEPSICO INC COM 713448108 601 11155 SH DEFINED 1,2,3 11155 PFIZER INC COM 717081103 335 9550 SH DEFINED 1,2,3 9550 PIONEER NAT RES CO COM 723787107 26807 829950 SH DEFINED 1,2,3 829950 PLUM CREEK TIMBER CO INC COM 729251108 4151 127800 SH DEFINED 1,2,3 127800 PMC COML TR SH BEN INT 693434102 6866 441540 SH DEFINED 1,2,3 441540 POGO PRODUCING CO COM 730448107 38727 844275 SH DEFINED 1,2,3 844275 POLARIS INDS INC COM 731068102 963 21200 SH DEFINED 1,2,3 21200 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1263 35450 SH DEFINED 1,2,3 35450 PROCTER & GAMBLE CO COM 742718109 654 6232 SH DEFINED 1,2,3 6232 PRUDENTIAL FINL INC COM 744320102 609 13600 SH DEFINED 1,2,3 13600 QUEST DIAGNOSTICS INC COM 74834L100 911 11000 SH DEFINED 1,2,3 11000 QUINTON CARDIOLOGY SYS INC COM 748773108 10979 923375 SH DEFINED 1,2,3 923375 RAINIER PAC FINL GROUP INC COM 75087U101 278 17243 SH DEFINED 1,2,3 17243 RAYONIER INC COM 754907103 41659 953073 SH DEFINED 1,2,3 953073 REGENCY CTRS CORP COM 758849103 4313 92300 SH DEFINED 1,2,3 92300 RESMED INC COM 761152107 9620 212875 SH DEFINED 1,2,3 212875 SAFECO CORP COM 786429100 20792 482200 SH DEFINED 1,2,3 482200 SCHERING PLOUGH CORP COM 806605101 1516 93466 SH DEFINED 1,2,3 93466 SCOTTS CO COM 810186106 33753 526150 SH DEFINED 1,2,3 526150 SHARPER IMAGE CORP COM 820013100 1290 39600 SH DEFINED 1,2,3 39600 SHIRE PHARMACEUTICALS GRP PL SPONSORED ADR 82481R106 4123 140605 SH DEFINED 1,2,3 140605 SIGMA ALDRICH CORP COM 826552101 2985 53900 SH DEFINED 1,2,3 53900 SLM CORP COM 78442P106 8094 193411 SH DEFINED 1,2,3 193411 SOUTHWESTERN ENERGY CO COM 845467109 4573 189600 SH DEFINED 1,2,3 189600 SPX CORP COM 784635104 16729 367825 SH DEFINED 1,2,3 367825 ST JOE CO COM 790148100 1396 34300 SH DEFINED 1,2,3 34300 STANCORP FINL GROUP INC COM 852891100 3210 49200 SH DEFINED 1,2,3 49200 STANLEY WKS COM 854616109 23601 552965 SH DEFINED 1,2,3 552965 TELEFLEX INC COM 879369106 25899 526085 SH DEFINED 1,2,3 526085 TIERONE CORP COM 88650R108 28479 1213950 SH DEFINED 1,2,3 1213950 UNILEVER N V N Y SHS NEW 904784709 1879 27054 SH DEFINED 1,2,3 27054 VASOGEN INC COM 92232F103 1842 301550 SH DEFINED 1,2,3 301550 VENTANA MED SYS INC COM 92276H106 1145 27950 SH DEFINED 1,2,3 27950 VERIZON COMMUNICATIONS COM 92343V104 532 14564 SH DEFINED 1,2,3 14564 W P CAREY & CO LLC COM 92930Y107 480 15500 SH DEFINED 1,2,3 15500 WASHINGTON FED INC COM 938824109 11785 461610 SH DEFINED 1,2,3 461610 WATTS WATER TECHNOLOGIES INC CL A 942749102 1875 80150 SH DEFINED 1,2,3 80150 WEINGARTEN RLTY INVS SH BEN INT 948741103 480 13875 SH DEFINED 1,2,3 13875 WESTFIELD FINANCIAL INC COM 96008D101 11204 455075 SH DEFINED 1,2,3 455075 WESTPORT RES CORP NEW COM 961418100 33480 1014850 SH DEFINED 1,2,3 1014850 WILEY JOHN & SONS INC COM 968223206 3017 100800 SH DEFINED 1,2,3 100800 YANKEE CANDLE INC COM 984757104 11564 419300 SH DEFINED 1,2,3 419300 ZOLL MED CORP COM 989922109 3976 100000 SH DEFINED 1,2,3 100000 BAXTER INTL INC CORP UNITS 7% 071813406 1004 18600 SH DEFINED 1,2,3 18600 WESTPORT RES CORP NEW PFD CONV 961418209 5837 229800 SH DEFINED 1,2,3 229800 COMMSCOPE INC NOTE 4.000%12/1 203372AB3 2269 2230000 PRN DEFINED 1,2,3 2230000 INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 6586 6525000 PRN DEFINED 1,2,3 6525000 PEP BOYS MANNY MOE & JACK NOTE 4.250% 6/0 713278AP4 2218 1670000 PRN DEFINED 1,2,3 1670000
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