0000764532-01-500014.txt : 20011107 0000764532-01-500014.hdr.sgml : 20011107 ACCESSION NUMBER: 0000764532-01-500014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY MANAGEMENT INC /WI/ CENTRAL INDEX KEY: 0000764532 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 391346018 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01526 FILM NUMBER: 1773893 BUSINESS ADDRESS: STREET 1: 225 EAST MASON ST CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142264545 MAIL ADDRESS: STREET 1: 225 EAST MASON STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 sep01mod.txt SEPT 2001 13F-HR FORM 13F COVER PAGE FOR FORM 13F REPORT FOR THE CALENDER QUARTER ENDED SEPTEMBER 30, 2001 FIDUCIARY MANAGEMENT, INC. 225 EAST MASON STREET MILWAUKEE, WI 53202 FORM 13F FILE NUMBER 028-01526 THE INSITITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS AND TABLES, ARE CONSIDERED INTERGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: TED D KELLNER TITLE: CHAIRMAN AND CEO PHONE: (414) 226-4545 REPORT TYPE: 13F HOLDINGS REPORT NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT TO WHICH THIS SCHEDULE IS FILED. 1. RESOURCE BANK AND TRUST CO 2. HAROLD MCCOMAS - FOLEY AND LARDNER FORM 13F SUMMARY PAGE: OTHER INSTITUTIONAL INVESTMENT MANAGERS TOTAL: 2 1. RESOURCE BANK AND TRUST CO 2. HAROLD MCCOMAS - FOLEY AND LARDNER FORM 13F INFORMATION TABLE ENTRY TOTAL: 137 FORM 13F INFORMATION TABLE VALUE TOTAL: 902,832 "Name of Reporting Manager: Fiduciary Management, Inc." Item I Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 Name of Issuer Title Cusip Fair Shares/(a)Sole (b) Shared (c)Shared Sole Shared M/V Prin Amt inst Ace Limited COM G0070K103 3768 130,500 130,500 130,500 ADC Telecom COM 000886101 1152 330,060 330,060 330,060 Adelphia Commun COM 006848105 5149 231,922 231,922 231,922 Airgas Inc COM 009363102 4358 328,400 328,400 328,400 Alaska Air Grp COM 011659109 270 13,500 13,500 13,500 Allegiant Banc COM 017476102 1825 152,700 152,700 152,700 Alltel Corp COM 020039103 1894 32,680 32,680 32,680 Amcore Fincl COM 023912108 2136 94,022 94,022 94,022 Anchor Bancorp COM 032839102 3021 182,000 182,000 182,000 Andrew Corp COM 034425108 3336 183,500 183,500 183,500 Apogent Tech COM 03760A101 14108 590,275 503,375 86,900 503,375 86,900 Aptar Group Inc COM 038336103 21887 688,255 581,755 106,500 581,755 106,500 Arrow Elec COM 042735100 18783 900,445 765,145 135,300 765,145 135,300 Aspen Tech COM 045327103 7973 797,250 797,250 797,250 Assctd Bancorp COM 045487105 9115 268,970 268,970 268,970 Asyst Tech COM 04648X107 3114 344,100 344,100 344,100 Atwood Oceanics COM 050095108 2600 100,000 100,000 100,000 Aware Inc COM 05453N100 680 172,500 172,500 172,500 Banknorth Group COM 06646L100 1663 74,500 74,500 74,500 Big Lots Inc COM 089302103 17195 2,074,203 1,777,303 296,900 1,777,303 296,900 Blackhawk Bcorp COM 09237E105 337 37,412 37,412 37,412 Blair Corp COM 092828102 170 11,700 11,700 11,700 Block, H & R COM 093671105 14652 379,980 324,480 55,500 324,480 55,500 C-Cornet Corp COM 125010108 1216 177,500 177,500 177,500 Cambrex Corp COM 132011107 13512 402,980 339,380 63,600 339,380 63,600 Capital Trust Cl A 14Q52H100 220 40,000 40,000 40,000 Casella Waste COM 147448104 3802 341,600 341,600 341,600 Casey's Gen St COM 147528103 21460 1,804,879 1,525,379 279,500 1,525,379 279,500 Centurytel Inc COM 156700106 24284 724,890 618,790 106,100 618,790 106,100 Channell Coml COM 159186105 169 54,500 54,500 54,500 Charming ShoppesCOM 161133103 98 20,000 20,000 20,000 Circor Int'l COM 17273K109 3471 231,400 231,400 231,400 Computer ScienceCOM 205363104 282 8,500 8,500 8,500 Conexant Sys COM 207142100 3382 407,500 407,500 407,500 Covance Inc COM 222816100 473 26,400 26,400 26,400 Covanta Energy COM 22281N103 1421 121,700 121,700 121,700 Daisytek Inc COM 234053106 2836 250,100 250,100 250,100 Dean Foods COM 242361103 5772 124,800 124,800 124,800 Delphi Fin'l Gr COM 247131105 27812 822,851 703,951 118,900 703,951 118,900 Dentsply Int'l COM 249030107 22373 487,006 410,406 76,600 410,406 76,600 Documentum Inc COM 256159104 2980 363,800 363,800 363,800 E Piphany Inc COM 26881V100 1135 267,000 267,000 267,000 Entravision COM 29382R107 2356 275,600 275,600 275,600 Entegris Inc COM 29362U104 2394 303,000 303,000 303,000 Everest Re Grp COM G3223R108 3740 57,800 57,800 57,800 Family Dollar COM 307000109 22570 820,119 700,319 119,800 700,319 119,800 First Fed Cap COM 319960100 3464 232,500 232,500 232,500 Flowserve Corp COM 34354P105 2805 142,000 142,000 142,000 G&K Services CL A 361268105 28104 1,058,536 891,186 167,350 891,186 167,350 Gen'l Semicond COM 370787103 1665 173,400 173,400 173,400 Great Lakes Chm COM 390568103 8648 391,313 326,513 64,800 326,513 64,800 Georgia Gulf COM 373200203 2044 127,200 127,200 127,200 Guidant Corp COM 401698105 397 10,300 10,300 10,300 Heller Finance COM 423328103 2148 40,700 40,700 40,700 Idexx LaboratoryCOM 451680104 13131 561,866 473,966 87,900 473,966 87,900 Insight Comm COM 45768V108 1426 77,500 77,500 77,500 Interwoven Inc COM 46114T102 832 215,600 215,600 215,600 Jos A Bank ClothCOM 480838101 1760 370,500 370,500 370,500 Joy Global COM 481165108 11368 765,500 765,500 765,500 Kadant Inc COM 48282T104 5466 423,700 423,700 423,700 Keane Inc COM 486665102 10433 764,300 637,000 127,300 637,000 127,300 Kemet Corp COM 488360108 3934 239,000 239,000 239,000 Kennamental COM 489170100 3578 112,100 112,100 112,100 Kforce.com COM 493732101 1742 346,400 346,400 346,400 Kimball Int'l CL B 494274103 145 11,000 11,000 11,000 Kimberly Clark COM 494368103 632 10,200 10,200 10,200 Liz Claiborne COM 539320101 18102 480,150 404,850 75,300 404,850 75,300 Loews Corp COM 540424108 361 7,800 7,800 7,800 MGIC Investment COM 552848103 6366 97,423 83,523 13,900 83,523 13,900 Manhattan Assoc COM 562750109 1543 91,000 91,000 91,000 Manpower COM 56418H100 14483 550,070 467,770 82,300 467,770 82,300 Marshall&Ilsley COM 571834100 30701 541,552 541,552 541,552 May Dept Store COM 577778103 261 9,000 9,000 9,000 Mercantile Bk COM 587376104 3208 195,000 195,000 195,000 Metron Tech COM N5665B105 2161 343,000 343,000 343,000 Mineral Tech COM 603158106 12715 336,911 281,811 55,100 281,811 55,100 Modis Prof Svcs COM 607830106 5727 1,431,780 1,219,780 212,000 1,219,780 212,000 Molecular Dvcs COM 60851C107 2554 137,000 137,000 137,000 Motorola Inc COM 620076109 351 22,500 22,500 22,500 Mykrolis Corp COM 62852P103 1987 221,500 221,500 221,500 Nasdaq 100 Tr COM 631100104 3869 133,500 133,500 133,500 Nat'l Oilwell COM 637071101 763 52,600 52,600 52,600 Old Republic COM 680223104 31683 1,208,797 1,053,197 155,600 1,053,197 155,600 Pall Corp COM 696429307 4474 230,000 230,000 230,000 Parametric Tech COM 699173100 7101 1,368,250 1,162,950 205,300 1,162,950 205,300 Partneere Ltd. COM G6852T105 9279 196,000 197,000 197,000 Paxar Corp COM 704227107 16723 1,311,580 1,109,680 201,900 1,109,680 201,900 Petsmart COM 716768106 3231 459,000 459,000 459,000 Phillips Pete COM 718507106 307 5,700 5,700 5,700 Pioneer Stndrd COM 723877106 5297 587,295 587,295 587,295 Polyone Corp COM 73179P106 3034 389,000 389,000 389,000 Powerwave Tech COM 739363109 1669 140,000 140,000 140,000 Pride Intl COM 741932107 3942 379,050 379,050 379,050 Primedia Inc COM 74157K101 820 349,000 349,000 349,000 Progressive Cor COM 743315103 1044 7,800 7,800 7,800 Prologis Tr COM 743410102 26143 1,238,998 1,046,498 192,500 1,046,498 192,500 Proquest Co COM 74346P102 13511 410,660 343,960 66,700 343,960 66,700 Prosperity Banc COM 743606105 2878 112,000 112,000 112,000 Protective Life COM 743674103 19320 666,220 570,720 95,500 570,720 95,500 RPM Inc COM 749685103 5679 601,000 601,000 601,000 Regal Beloit COM 758750103 13952 764,471 686,371 78,100 686,371 78,100 Renal Care Grp COM 759930100 13972 454,081 391,481 62,600 391,481 62,600 Republic Svcs COM 760759100 34076 2,103,470 1,867,520 235,950 1,867,520 235,950 Retek Inc COM 76128Q109 1925 152,500 152,500 152,500 Robbins & Myers COM 770196103 3875 157,200 157,200 157,200 Rockwell Intl COM 773903109 22264 1,516,635 1,378,135 138,500 1,378,135 138,500 Russell Corp COM 782352108 2022 147,300 147,300 147,300 S&P SMCP 600 IDXCOM 464287804 8070 84,500 84,500 84,500 Schnitzer Steel Cl A 806882106 177 16,200 16,200 16,200 Schwab, Charles COM 808513105 216 18,800 18,800 18,800 Security Cap CL B 81413P204 17993 961,665 813,565 148,100 813,565 148,100 Service Corp COM 817565104 1727 286,900 286,900 286,900 Sigma Aldrich COM 826552101 6274 138,812 117,712 21,100 117,712 21,100 SignalSoft Corp COM 82668M102 2246 571,500 571,500 571,500 Southside Banc COM 844700104 1014 67,300 67,300 67,300 Sports AuthorityCOM 849176102 2022 511,900 511,900 511,900 Stone Energy COM 861642106 10882 337,960 287,760 50,200 287,760 50,200 Stratos Ltwave COM 863100103 706 204,500 204,500 204,500 Summit Bancshs COM 866011109 1953 103,000 103,000 103,000 SunGard Data COM 867363103 13671 584,970 519,770 65,200 519,770 65,200 Supervalu Inc COM 868536103 2387 118,000 118,000 118,000 Sybron Dental COM 871142105 17408 935,935 821,335 114,600 821,335 114,600 Sykes EnterpriseCOM 871237103 1189 213,000 213,000 213,000 Symbol Tech COM 871508107 2983 284,400 284,400 284,400 Tessco Tech COM 872386107 2020 156,000 156,000 156,000 Timken Co COM 887389104 260 19,000 19,000 19,000 Tower Auto COM 891707101 1248 174,100 174,100 174,100 Tuesday Morning COM 899035505 2218 241,600 241,600 241,600 URS Corp COM 903236107 2532 110,100 110,100 110,100 USEC Inc COM 90333E108 273 42,500 42,500 42,500 Ulticom COM 903844108 1769 217,000 217,000 217,000 Unumprovident COM 91529Y106 1932 76,500 76,500 76,500 Willbros Group COM 969199108 2473 182,900 182,900 182,900 Wisconsin EnergyCOM 976657106 13678 607,900 514,300 93,600 514,300 93,600 Worldcom MCI GrpCOM 98157D304 13704 899,831 785,231 114,600 785,231 114,600 Zale Corp COM 988858106 2820 106,500 106,500 106,500 Zarlink Semi COM 606711109 2948 375,500 375,500 375,500