-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DhX2CmFXXXnum55iDdH4OFnJfbraCQDvCcjqDBgN+UidYrp3YTTE1dB1b/wVMM6z eyLzrIFqVEFZFJxhq+jK9Q== 0000764532-02-000007.txt : 20020610 0000764532-02-000007.hdr.sgml : 20020610 20020607145509 ACCESSION NUMBER: 0000764532-02-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020607 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY MANAGEMENT INC /WI/ CENTRAL INDEX KEY: 0000764532 IRS NUMBER: 391346018 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-01526 FILM NUMBER: 02673555 BUSINESS ADDRESS: STREET 1: 225 EAST MASON ST CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142264545 MAIL ADDRESS: STREET 1: 225 EAST MASON STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR/A 1 mar02mod.txt FORM 13F COVER PAGE FOR FORM 13F REPORT FOR THE CALENDER QUARTER ENDED March 31, 2002 FIDUCIARY MANAGEMENT, INC. 225 EAST MASON STREET MILWAUKEE, WI 53202 FORM 13F FILE NUMBER 028-01526 THE INSITITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS AND TABLES, ARE CONSIDERED INTERGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: TED D KELLNER TITLE: CHAIRMAN AND CEO PHONE: (414) 226-4545 REPORT TYPE: 13F HOLDINGS REPORT NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT TO WHICH THIS SCHEDULE IS FILED. 1. RESOURCE BANK AND TRUST CO 2. HAROLD MCCOMAS - FOLEY AND LARDNER FORM 13F SUMMARY PAGE: OTHER INSTITUTIONAL INVESTMENT MANAGERS TOTAL: 2 1. RESOURCE BANK AND TRUST CO 2. HAROLD MCCOMAS - FOLEY AND LARDNER FORM 13F INFORMATION TABLE ENTRY TOTAL: 165 FORM 13F INFORMATION TABLE VALUE TOTAL: 1,388,831 "Name of Reporting Manager: Fiduciary Management, Inc." Item I Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 Name of Issuer Title Cusip Fair Shares/(a)Sole (b) Shared (c)Shared Sole Shared M/V Prin Amt inst Anchor Bancorp COM 032839102 3565 178,000 178,000 178,000 ABM Indust COM 000957100 16682 454,540 388,740 65,800 388,740 65,800 ADC Telecomm COM 000886101 1524 374,560 374,560 374,560 Adelphia Commun COM 006848105 5489 368,422 368,422 368,422 AK Steel Hold COM 001547108 4855 339,500 339,500 339,500 Allete Inc COM 018522102 1673 575,105 493,105 82,000 493,105 82,000 Allegiant Banc COM 017476102 2955 171,800 171,800 171,800 Amcore Finl COM 023912108 2587 110,022 110,022 110,022 Andrew Corp COM 034425108 1983 118,500 118,500 118,500 Anaren Microwave Com 032744104 3102 213,500 213,500 213,500 Apogent Tech COM 03760A101 15412 624,462 537,562 86,900 537,562 86,900 Alamosa Holding COM 011589108 4154 825,900 825,900 825,900 Airgas Inc COM 009363102 4430 220,400 220,400 220,400 Arrow Elec COM 042735100 18101 647,174 557,974 89,200 557,974 89,200 Assctd Bancorp COM 045487105 17303 454,970 454,970 454,970 Asyst Tech COM 04648X107 6508 357,600 357,600 357,600 Alltel Corp COM 020039103 608 10,950 10,950 10,950 Aptar Group COM 038336103 28476 812,436 705,336 107,100 705,336 107,100 Aware Inc COM 05453N100 1067 168,000 168,000 168,000 Aspen Tech COM 045327103 23146 1,010,750 1,010,750 1,010,750 Boeing Company COM 097023105 612 12,690 12,690 12,690 Becton DickinsonCOM 075887109 1166 30,899 30,899 30,899 Briggs&Stratton COM 107043109 9269 201,500 201,500 201,500 BJ Wholesale COM 05548J106 4828 108,000 108,000 108,000 Blackhawk Bcorp COM 09237E105 350 37,412 37,412 37,412 BankNorth Group COM 06646L100 4058 154,000 154,000 154,000 Bristol-Myers SqCOM 110122108 413 10,212 10,212 10,212 Bowne & Co COM 103043105 485 34,500 34,500 34,500 Berkshire Hath Cl A 084670108 250 2,500 2,500 2,500 Berkshire Hath Cl B 084670207 1921 8,110 8,110 8,110 Broadwing Inc COM 111620100 14393 2,059,040 1,785,940 273,100 1,785,940 273,100 Casey's Gen'l COM 147528103 25827 1,913,144 1,633,644 279,500 1,633,644 279,500 Cambrex Corp COM 132011107 17838 423,703 360,103 63,600 360,103 63,600 C-Cornet Corp COM 125010108 1849 102,700 102,700 102,700 Channell Coml COM 159186105 302 54,500 54,500 54,500 Circor Int'l COM 17273K109 3640 175,400 175,400 175,400 Comerica Inc COM 200340107 611 9,769 9,769 9,769 Conexant Sys COM 207142100 5995 497,500 497,500 497,500 Computer Scien COM 205363104 1178 23,220 23,220 23,220 CSG Systems COM 126349109 1824 64,065 64,065 64,065 Centurytel Inc COM 156700106 25700 755,892 649,792 106,100 649,792 106,100 Casella Waste SyCOM 147448104 3463 290,500 290,500 290,500 Documentum Inc COM 256159104 7681 301,800 301,800 301,800 Dean Foods New COM 242370104 2881 38,049 38,049 38,049 Delphi Fin'l COM 247131105 32564 830,499 711,599 118,900 711,599 118,900 Echostar Comm COM 278762109 582 20,555 20,555 20,555 Delias Corp COM 24688Q101 701 110,000 110,000 110,000 Daisytek Int'l COM 234053106 3830 240,700 240,700 240,700 Entegris Inc COM 29362U104 7862 486,800 486,800 486,800 E Piphany Inc COM 26881V100 2623 347,000 347,000 347,000 Entravision COM 29382R107 4853 327,900 327,900 327,900 Family Dollar COM 307000109 15525 463,306 398,906 64,400 398,906 64,400 Flowserve Corp COM 34354P105 4433 138,500 138,500 138,500 First Federal COM 319960100 4741 251,500 251,500 251,500 Georgia Gulf COM 373200203 6014 224,000 224,000 224,000 G&K Services Cl A 361268105 34688 930,973 784,573 146,400 784,573 146,400 Grant Prideco COM 38821G101 2886 211,000 211,000 211,000 Gymboree Corp COM 403777105 6682 453,000 453,000 453,000 Halliburton Co COM 406216101 618 36,215 36,215 36,215 Hanover Compres COM 410768105 4893 272,000 272,000 272,000 Harte-Hanks CommCOM 416196103 8981 283,850 243,150 40,700 243,150 40,700 Henry Schein COM 806407102 4625 105,000 105,000 105,000 Hearst-Argyle TVCOM 422317107 7468 302,000 302,000 302,000 Insight Comm COM 45768V108 2367 113,000 113,000 113,000 Idexx Lab COM 45168D104 20379 759,274 649,674 109,600 649,674 109,600 S&P Midcap 400 COM 464287507 17272 160,000 160,000 160,000 CEF Ishares TR COM 464287804 25294 206,500 206,500 206,500 IPC Holdings LTDCOM G4933P101 5597 172,000 172,000 172,000 Intertape Poly COM 460919103 4603 400,300 400,300 400,300 Interwoven Inc COM 46114T102 998 199,600 199,600 199,600 JDA Software COM 46612K108 9883 310,000 310,000 310,000 JD Edwards & CO COM 281667105 13728 761,000 761,000 761,000 Johnson&Johnson COM 478160104 215 3,306 3,306 3,306 Jos.A.Bank ClothCOM 480838101 6670 495,900 495,900 495,900 Joy Global Inc COM 481165108 3985 244,500 244,500 244,500 Kadant Inc COM 48282T104 9612 673,100 673,100 673,100 Keane Inc COM 486665102 22978 1,347,672 1,219,172 128,500 1,219,172 128,500 Kemet Corp COM 488360108 5365 277,000 277,000 277,000 KForce.Com COM 493732101 3643 707,400 707,400 707,400 Kimberly-Clark COM 494368103 1517 23,458 23,458 23,458 Kennametal Inc COM 489170100 6129 151,600 151,600 151,600 Liberty Media COM 530718105 291 23,000 23,000 23,000 Lancaster ColonyCOM 513847103 11630 313,980 269,880 44,100 269,880 44,100 Liz Claiborne COM 539320101 29201 1,029,647 879,047 150,600 879,047 150,600 Lone Star Tech COM 542312103 1939 85,000 85,000 85,000 Manpower COM 56418H100 21248 546,496 465,896 80,600 465,896 80,600 Manugistics Grp COM 565011103 3179 148,000 148,000 148,000 May Department COM 577778103 543 15,567 15,567 15,567 Mercantile Bank COM 587376104 4230 206,325 206,325 206,325 MCP Company Cl B 59021J596 578 4,920 4,920 4,920 Molecular DeviceCOM 60851C107 2616 144,000 144,000 144,000 Midwest Express COM 597911106 3182 174,000 174,000 174,000 Marshall&Ilsley COM 571834100 22365 359,335 359,335 359,335 Motorola Inc COM 620076109 580 40,818 40,818 40,818 Championship COM 158711101 7858 556,925 476,725 80,200 476,725 80,200 MPS Group COM 553409103 12918 1,476,391 1,264,391 212,000 1,264,391 212,000 Metron Tech COM N5665B105 8638 795,500 795,500 795,500 MGIC Investment COM 552848103 600 8,772 8,772 8,772 Minerals Tech COM 603158106 18436 351,372 296,472 54,900 296,472 54,900 Mykrolis Corp COM 62852P103 7171 469,000 469,000 469,000 Newport Corp COM 651824104 3310 138,500 138,500 138,500 National OilwellCOM 637071101 2292 90,500 90,500 90,500 Northwest Air COM 667280101 9211 483,000 483,000 483,000 ONI Systems Corp COM 68273F103 1336 216,500 216,500 216,500 Openwave Syst COM 683718100 2948 463,500 463,500 463,500 Old Republic COM 680223104 45662 1,428,271 1,243,671 184,600 1,243,671 184,600 Phillips Pet COM 718507106 630 10,029 10,029 10,029 Pride Int'l COM 741932107 8587 540,050 540,050 540,050 Petsmart COM 716768106 6088 449,000 449,000 449,000 Progressive COM 743315103 1300 7,800 7,800 7,800 Pharmacia Corp COM 71713U102 587 13,025 13,025 13,025 Pioneer Stand COM 723877106 7870 556,195 556,195 556,195 Protective Life COM 743674103 25711 824,589 707,689 116,900 707,689 116,900 Prologis Trust COM 743410102 30486 1,305,627 1,113,127 192,500 1,113,127 192,500 Parametric Tech COM 699173100 17614 2,916,270 2,636,570 279,700 2,636,570 279,700 Polyone Corp COM 73179P106 7186 589,000 589,000 589,000 Proquest Co COM 74346P102 22928 533,329 456,629 76,700 456,629 76,700 Partnerre LTD COM G6852T105 7753 142,000 142,000 142,000 Primedia Inc COM 74157K101 1336 421,400 421,400 421,400 Proxim Inc COM 744284100 1234 292,500 292,500 292,500 Prosperity Bank COM 743606105 2197 67,500 67,500 67,500 Paxar Corp COM 704227107 23230 1,352,939 1,151,039 201,900 1,151,039 201,900 Nasqaq 100 TrackCOM 631100104 8020 222,400 222,400 222,400 Regal Beloit COM 758750103 23658 925,933 823,033 102,900 823,033 102,900 Robbins & Myers COM 770196103 2757 100,800 100,800 100,800 Renal Care Grp COM 759930100 24745 754,432 644,632 109,800 644,632 109,800 Royalcaribbean COM V7780T103 8614 382,000 382,000 382,000 Polo Ralph Laur COM 731572103 4844 166,000 166,000 166,000 Rockwell Auto COM 773903109 32594 1,624,837 1,486,337 138,500 1,486,337 138,500 Republic ServiceCOM 760759100 48714 2,607,818 2,321,118 286,700 2,321,118 286,700 Symbol Tech COM 871508107 3309 294,400 294,400 294,400 Security Cap Cl B 81413P204 24297 953,944 805,844 148,100 805,844 148,100 Signalsoft Corp COM 82668M102 1279 739,000 739,000 739,000 Snap-On Tools COM 833034101 18789 551,805 503,205 48,600 503,205 48,600 Stone Energy COM 861642106 14120 364,385 314,185 50,200 314,185 50,200 Sigma Aldrich COM 826552101 15222 324,142 281,242 42,900 281,242 42,900 Service Corp COM 817565104 5592 1,055,000 1,055,000 1,055,000 Stratos Light COM 863100103 2314 523,500 523,500 523,500 Supervalu Inc COM 868536103 2877 111,500 111,500 111,500 Sensient Tech COM 81725T100 8877 385,600 385,600 385,600 Sybron Dental COM 871142105 22694 1,129,042 1,009,142 119,900 1,009,142 119,900 Sykes EnterpriseCOM 871237103 2360 243,500 243,500 243,500 Travelers Prop COM 89420G109 2346 120,000 120,000 120,000 Tessco Tech COM 872386107 2956 194,500 194,500 194,500 Triton PCS Hold COM 89677M106 5177 508,000 508,000 508,000 Sports Auth COM 849176102 7152 621,900 621,900 621,900 Tuesday Morning COM 899035505 4908 240,600 240,600 240,600 Trenwick Group COM G9032C109 863 96,200 96,200 96,200 Tower Auto COM 891707101 8170 584,000 584,000 584,000 United Global CL A 913247508 1261 233,000 233,000 233,000 Ulticom COM 903844108 3912 512,000 512,000 512,000 Unumprovident COM 91529Y106 1578 56,500 56,500 56,500 US Bancorp New COM 902973304 246 10,891 10,891 10,891 Vishay IntertechCOM 928298108 1986 97,624 97,624 97,624 Worldcom Inc NewCOM 98155K102 392 58,182 58,182 58,182 Wisconsin EnergyCOM 976657106 15875 638,069 544,469 93,600 544,469 93,600 Wells Fargo&CO COM 949746101 230 4,650 4,650 4,650 Willbros Group COM 969199108 3335 199,800 199,800 199,800 Wind River Sys COM 973149107 1371 100,900 100,900 100,900 Waste Mgmt Inc COM 94106L109 588 21,585 21,585 21,585 Watson Wyatt&CO COM 942712100 12015 439,315 376,915 62,400 376,915 62,400 Dentsply Intl COM 249030107 17351 468,175 408,625 59,550 408,625 59,550 Yellow Corp COM 985509108 8735 331,000 331,000 331,000 Zarlink SemicondCOM 606711109 4859 503,500 503,500 503,500 Zale Corp COM 988858106 6192 152,500 152,500 152,500
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