-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5c4tZc82rFaDvbG9bi5KZwbT7hlkAZz6kq5g8y7ikpwONq1OBf9XB055EXYpIdH 7rtCkmJ8pcFrQbYTK+bUOA== 0000728672-01-500018.txt : 20010516 0000728672-01-500018.hdr.sgml : 20010516 ACCESSION NUMBER: 0000728672-01-500018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05366 FILM NUMBER: 1634979 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVE STREET 2: SUITE 1930 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE SUITE 1930 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 30, 2001 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DEERFIELD MANAGEMENT Address: 450 Lexington Avenue, Suite 1450 New York, NY 10017 13 File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Darren Levine Title: Phone: Signature, Place and Date of Signing: Darren Levine May 3, 2001 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 92 Form 13F Information Table Value Total: 1304532 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AAIPHARMA INC COM STK COMMON STOCK 00252W104 5450 431700 SH SOLE 431700 0 0 D ABGENIX INC COM STK COMMON STOCK 00339B107 32097 1355000 SH SOLE 1355000 0 0 D ABIOMED INC COM COMMON STOCK 003654100 5906 375000 SH SOLE 375000 0 0 D AFFYMETRIX INC OC-CAP STK COMMON STOCK 00826T108 27813 1000000 SH SOLE 1000000 0 0 D ALBANY MOLECULAR RESEARCH COMMON STOCK 012423109 5495 157000 SH SOLE 157000 0 0 D ALPHARMA INC CL A COMMON STOCK 020813101 24555 750000 SH SOLE 750000 0 0 D ALZA CORP COM FORMERLY CL A UN COMMON STOCK 022615108 8100 200000 SH SOLE 200000 0 0 D AMYLIN PHARMACEUTICALS INC COMMON STOCK 032346108 29813 3000000 SH SOLE 3000000 0 0 D ANGIOTECH PHARMACEUT ICALS INC COMMON STOCK 034918102 7248 183500 SH SOLE 183500 0 0 D APRIA HEALTHCARE GROUP INC COM COMMON STOCK 037933108 12090 500000 SH SOLE 500000 0 0 D ARADIGM CORP COM COMMON STOCK 038505103 1265 220000 SH SOLE 220000 0 0 D ARIAD PHARMACEUTICALS INC COMMON STOCK 04033A100 5500 1000000 SH SOLE 1000000 0 0 D ARROW INTERNATIONAL INC COM COMMON STOCK 042764100 15100 400000 SH SOLE 400000 0 0 D ARTHROCARE CORP COM COMMON STOCK 043136100 8120 580000 SH SOLE 580000 0 0 D ASTRAZENECA PLC SPONS ADR ADRS STOCKS 046353108 6031 125000 SH SOLE 125000 0 0 D ATS MEDICAL INC COM COMMON STOCK 002083103 3850 400000 SH SOLE 400000 0 0 D AVIRON COM COMMON STOCK 053762100 33250 800000 SH SOLE 800000 0 0 D BARD C R INC COM COMMON STOCK 067383109 16398 361200 SH SOLE 361200 0 0 D BAXTER INTERNATIONAL INC USD1 COMMON STOCK 071813109 32949 350000 SH SOLE 350000 0 0 D BEVERLY ENTERPRISES INC COM COMMON STOCK 087851309 8000 1000000 SH SOLE 1000000 0 0 D BIORELIANCE CORP COM COMMON STOCK 090951104 3010 280000 SH SOLE 280000 0 0 D BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 28252 1400000 SH SOLE 1400000 0 0 D CAREMARK RX COMMON STOCK COMMON STOCK 141705103 19560 1500000 SH SOLE 1500000 0 0 D CERUS CORP COM COMMON STOCK 157085101 14341 325000 SH SOLE 325000 0 0 D COLLAGENEX PHARMACEUTICALS INC COMMON STOCK 19419B100 1713 342500 SH SOLE 342500 0 0 D COLUMBIA LABS INC COM COMMON STOCK 197779101 361 60000 SH SOLE 60000 0 0 D COMPUGEN LTD COM COMMON STOCK M25722105 1243 365000 SH SOLE 365000 0 0 D CONNECTICS CORP COM COMMON STOCK 208192104 3797 750000 SH SOLE 750000 0 0 D CORIXA CORP COM COMMON STOCK 21887F100 8000 1000000 SH SOLE 1000000 0 0 D CUBIST PHARMACEUTICALS INC COMMON STOCK 229678107 19845 810000 SH SOLE 810000 0 0 D DAVITA INC COM COMMON STOCK 23918K108 3396 200000 SH SOLE 200000 0 0 D DENTSPLY INTL INC NEW COM COMMON STOCK 249030107 18250 500000 SH SOLE 500000 0 0 D ELAN CORP PLC ADR (REPR 1 ORD) ADRS STOCKS 284131208 8964 171568 SH SOLE 171568 0 0 D FIRST HEALTH GROUP CORP COM COMMON STOCK 320960107 19744 450000 SH SOLE 450000 0 0 D FISHER IMAGING CORP COMMON STOCK 337719108 7328 1675000 SH SOLE 1675000 0 0 D GENENTECH INC COM STK COMMON STOCK 368710406 42925 850000 SH SOLE 850000 0 0 D GENTIVA HEALTH SERV INC COM COMMON STOCK 37247A102 15904 834300 SH SOLE 834300 0 0 D GENZYME TRANSGENICS CORP COM COMMON STOCK 37246E105 968 147500 SH SOLE 147500 0 0 D GUILFORD PHARMACEUTICALS INC COMMON STOCK 401829106 24513 1325000 SH SOLE 1325000 0 0 D HCA - THE HEALTHCARE COMPANY COMMON STOCK 404119109 52351 1300000 SH SOLE 1300000 0 0 D HEALTH CARE PPTY INVS INC COMMON STOCK 421915109 20352 600000 SH SOLE 600000 0 0 D HEALTH NET INC COMMON STOCK 42222G108 16488 800000 SH SOLE 800000 0 0 D HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 34500 750000 SH SOLE 750000 0 0 D HUMANA INC COM COMMON STOCK 444859102 10480 1000000 SH SOLE 1000000 0 0 D HYSEQ INC COM COMMON STOCK 449163302 3863 412000 SH SOLE 412000 0 0 D IDEXX LABORATORIES INC COM COMMON STOCK 45168D104 4936 225000 SH SOLE 225000 0 0 D INCYTE GENOMICS INC COMMON STOCK 45337C102 6370 415000 SH SOLE 415000 0 0 D INFORMAX INC COM STK COMMON STOCK 45677N205 5625 1250000 SH SOLE 1250000 0 0 D INSPIRE PHARMA COM STK COMMON STOCK 457733103 405 60000 SH SOLE 60000 0 0 D INTUITIVE SURG COM STK COMMON STOCK 46120E107 4875 1000000 SH SOLE 1000000 0 0 D JOHNSON & JOHNSON COM COMMON STOCK 478160104 26241 300000 SH SOLE 300000 0 0 D LA JOLLA PHARMACEUTICAL CO COMMON STOCK 503459109 4874 812300 SH SOLE 812300 0 0 D LABORATORY CRP OF AMER HLDGS COMMON STOCK 50540R409 23208 193000 SH SOLE 193000 0 0 D LEXICON GENETIC COMMON STOCK 528872104 2625 400000 SH SOLE 400000 0 0 D LIFEPOINT HOSPITALS INC COM COMMON STOCK 53219L109 10496 293600 SH SOLE 293600 0 0 D MAGELLAN HEALTH SVCS INC COM COMMON STOCK 559079108 5550 600000 SH SOLE 600000 0 0 D MANOR CARE INC COM STK COMMON STOCK 564055101 14627 717000 SH SOLE 717000 0 0 D MEDAREX INC COM COMMON STOCK 583916101 16688 1000000 SH SOLE 1000000 0 0 D MERCK & CO INC COM COMMON STOCK 589331107 22770 300000 SH SOLE 300000 0 0 D MID ATLANTIC MED SVCS INC COMMON STOCK 59523C107 7105 350000 SH SOLE 350000 0 0 D MYLAN LABS INC COM COMMON STOCK 628530107 25850 1000000 SH SOLE 1000000 0 0 D NABI INC COM COMMON STOCK 628716102 15484 2502500 SH SOLE 2502500 0 0 D NEORX CORP COM PAR $0.02 COMMON STOCK 640520300 2230 532500 SH SOLE 532500 0 0 D NEUROCRINE BIOSCIENCES INC COMMON STOCK 64125C109 15623 757500 SH SOLE 757500 0 0 D NEXMED INC COM STK COMMON STOCK 652903105 875 200000 SH SOLE 200000 0 0 D OMNICARE INC COM COMMON STOCK 681904108 18233 850000 SH SOLE 850000 0 0 D ONYX PHARMACEUTICAL INC, COM COMMON STOCK 683399109 8288 850000 SH SOLE 850000 0 0 D OSI PHARMACEUTICALS INC COMMON STOCK 671040103 31700 800000 SH SOLE 800000 0 0 D OXFORD HEALTH PLANS INC COMMON STOCK 691471106 9363 350000 SH SOLE 350000 0 0 D PAREXEL INTL CORP COM COMMON STOCK 699462107 6841 550000 SH SOLE 550000 0 0 D PFIZER INC COM COMMON STOCK 717081103 40950 1000000 SH SOLE 1000000 0 0 D PHARMACEUTICAL PROD DEV INC CO COMMON STOCK 717124101 16850 400000 SH SOLE 400000 0 0 D PHARMACOPEIA INC COM COMMON STOCK 71713B104 7475 418200 SH SOLE 418200 0 0 D PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 8292 725000 SH SOLE 725000 0 0 D QLT INC COMMON STOCK 746927102 13163 650000 SH SOLE 650000 0 0 D QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 37770 425000 SH SOLE 425000 0 0 D SIERRA HEALTH SVCS INC COM COMMON STOCK 826322109 6510 1427700 SH SOLE 1427700 0 0 D STARR SURGICAL CO COM NEW PAR COMMON STOCK 852312305 2141 500000 SH SOLE 500000 0 0 D SYBRON DENTAL SPECIALTIES, INC COMMON STOCK 871142105 10500 500000 SH SOLE 500000 0 0 D TANOX INC COM STK COMMON STOCK 87588Q109 12634 650000 SH SOLE 650000 0 0 D TARGETED GENETICS CORP COMMON STOCK 87612M108 4675 1100000 SH SOLE 1100000 0 0 D TENET HEALTHCARE CORP COM COMMON STOCK 88033G100 48400 1100000 SH SOLE 1100000 0 0 D TRIAD HOSPITALS INC COM COMMON STOCK 89579K109 11300 400000 SH SOLE 400000 0 0 D TRIGON HEALTHCARE INC COMMON STOCK 89618L100 20600 400000 SH SOLE 400000 0 0 D TRIPATH IMAGING INC COM STK COMMON STOCK 896942109 3438 550000 SH SOLE 550000 0 0 D VARIAN MED SYSTEMS INC COMMON STOCK 92220P105 15200 250000 SH SOLE 250000 0 0 D VENTIV HLTH INC COMMON STOCK 922793104 15375 1000000 SH SOLE 1000000 0 0 D VERSICOR INC COM STK COMMON STOCK 925314106 3455 428500 SH SOLE 428500 0 0 D VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 19411 530000 SH SOLE 530000 0 0 D VIROPHARMA INC COM COMMON STOCK 928241108 30561 1058400 SH SOLE 1058400 0 0 D VISIBLE GENETICS COM COMMON STOCK 92829S104 3740 220000 SH SOLE 220000 0 0 D ZOLL MEDICAL CORP COM COMMON STOCK 989922109 12032 345000 SH SOLE 345000 0 0 S REPORT SUMMARY 92 DATA RECORDS 1304532 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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