-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VOpLSIv/euJnARDRqeNOHsithxgU3ZQV+j5c6hKnEdoLO10yH03hDx+Jl53RsRvy yncu1W5yevoqGQw1emjTzg== 0000728672-02-000009.txt : 20020414 0000728672-02-000009.hdr.sgml : 20020414 ACCESSION NUMBER: 0000728672-02-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 02534239 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVE STREET 2: SUITE 1930 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE SUITE 1930 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DEERFIELD MANAGEMENT Address: 450 Lexington Avenue, Suite 1450 New York, NY 10017 13 File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Darren Levine Title: Phone: Signature, Place and Date of Signing: Darren Levine January 25, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 85 Form 13F Information Table Value Total: 1657338 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AAIPHARMA INC COM STK COMMON STOCK 00252W104 10411 413800 SH SOLE 413800 0 0 D ABBOTT LABS USD COM NPV COMMON STOCK 002824100 27875 500000 SH SOLE 500000 0 0 D ABGENIX INC COM STK COMMON STOCK 00339B107 37004 1100000 SH SOLE 1100000 0 0 D AFFYMETRIX INC OC-CAP STK COMMON STOCK 00826T108 39562 1048000 SH SOLE 1048000 0 0 D ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 14219 581800 SH SOLE 581800 0 0 D ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 843 260300 SH SOLE 260300 0 0 D AMERICAN HEALTHCORP INC COMMON STOCK 02649V104 2549 79800 SH SOLE 79800 0 0 D AMERISOURCEBERGEN CORP COM COMMON STOCK 03073E105 38130 600000 SH SOLE 600000 0 0 D AMGEN INC USD.0001 COM COMMON STOCK 031162100 39508 700000 SH SOLE 700000 0 0 D AMSURG CORP COMMON COMMON STOCK 03232P405 13590 500000 SH SOLE 500000 0 0 D AMYLIN PHARMACEUTICALS INC COMMON STOCK 032346108 28014 3065000 SH SOLE 3065000 0 0 D ARROW INTERNATIONAL INC COM COMMON STOCK 042764100 15976 400000 SH SOLE 400000 0 0 D ARTHROCARE CORP COM COMMON STOCK 043136100 12551 700000 SH SOLE 700000 0 0 D ASTRAZENECA PLC SPONS ADR ADRS STOCKS 046353108 10485 225000 SH SOLE 225000 0 0 D AVIRON SEE CUSIP 584699102 COMMON STOCK 053762100 59676 1200000 SH SOLE 1200000 0 0 D BAXTER INTERNATIONAL INC USD1 COMMON STOCK 071813109 48267 900000 SH SOLE 900000 0 0 D BIOGEN INC Com COMMON STOCK 090597105 28675 500000 SH SOLE 500000 0 0 D BIOMARIN PHARMACEUTI CAL INC C COMMON STOCK 09061G101 8064 600000 SH SOLE 600000 0 0 D BIORELIANCE CORP COM COMMON STOCK 090951104 3638 127500 SH SOLE 127500 0 0 D BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 15678 650000 SH SOLE 650000 0 0 D CALIPER TECHNOLOGIES CORP COMMON STOCK 130876105 4084 261600 SH SOLE 261600 0 0 D CAREMARK RX COMMON STOCK COMMON STOCK 141705103 16310 1000000 SH SOLE 1000000 0 0 D CERUS CORP COM COMMON STOCK 157085101 21388 467500 SH SOLE 467500 0 0 D CLOSURE MEDICAL CORP COMMON STOCK 189093107 3270 140000 SH SOLE 140000 0 0 D COLLAGENEX PHARMACEUTICALS INC COMMON STOCK 19419B100 2774 342500 SH SOLE 342500 0 0 D CORIXA CORP COM COMMON STOCK 21887F100 11001 730000 SH SOLE 730000 0 0 D COVANCE INC COM COMMON STOCK 222816100 22700 1000000 SH SOLE 1000000 0 0 D CRYOLIFE INC COM COMMON STOCK 228903100 24000 800000 SH SOLE 800000 0 0 D CUBIST PHARMACEUTICALS INC COMMON STOCK 229678107 1816 50500 SH SOLE 50500 0 0 D CURAGEN CORP COM COMMON STOCK 23126R101 15659 700000 SH SOLE 700000 0 0 D DENTSPLY INTL INC NEW COM COMMON STOCK 249030107 40160 800000 SH SOLE 800000 0 0 D ECLIPSYS CORP COM STK COMMON STOCK 278856109 5025 300000 SH SOLE 300000 0 0 D FISHER IMAGING CORP COMMON STOCK 337719108 20167 1675000 SH SOLE 1675000 0 0 D HCA INC COMMON STOCK 404119109 42394 1100000 SH SOLE 1100000 0 0 D HEALTH CARE PPTY INVS INC COMMON STOCK 421915109 36210 1000000 SH SOLE 1000000 0 0 D HEALTHSOUTH CORP COM COMMON STOCK 421924101 14820 1000000 SH SOLE 1000000 0 0 D HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 37092 1100000 SH SOLE 1100000 0 0 D HUMANA INC COM COMMON STOCK 444859102 14148 1200000 SH SOLE 1200000 0 0 D ILLUMINA INC COM COMMON STOCK 452327109 10851 922700 SH SOLE 922700 0 0 D IMMUNOGEN INC COM COMMON STOCK 45253H101 4145 250000 SH SOLE 250000 0 0 D INCARA PHARAMACEUTICALS COMMON STOCK 45324E103 778 617200 SH SOLE 617200 0 0 D INCYTE GENOMICS INC COMMON STOCK 45337C102 23328 1200000 SH SOLE 1200000 0 0 D INTUITIVE SURG COM STK COMMON STOCK 46120E107 12036 1200000 SH SOLE 1200000 0 0 D JOHNSON & JOHNSON COM COMMON STOCK 478160104 62055 1050000 SH SOLE 1050000 0 0 D KINDRED HEALTHCARE INC COMMON STOCK 494580103 19760 380000 SH SOLE 380000 0 0 D LA JOLLA PHARMACEUTICAL CO COMMON STOCK 503459109 9711 1086200 SH SOLE 1086200 0 0 D LABORATORY CRP OF AMER HLDGS COMMON STOCK 50540R409 36383 450000 SH SOLE 450000 0 0 D LEXICON GENETIC COMMON STOCK 528872104 10233 886700 SH SOLE 886700 0 0 D LIFEPOINT HOSPITALS INC COM COMMON STOCK 53219L109 15318 450000 SH SOLE 450000 0 0 D MAGELLAN HEALTH SVCS INC COM COMMON STOCK 559079108 1905 300000 SH SOLE 300000 0 0 D MANOR CARE INC COM STK COMMON STOCK 564055101 23710 1000000 SH SOLE 1000000 0 0 D MARTEK BIOSCIENCES CORP COMMON STOCK 572901106 11963 550000 SH SOLE 550000 0 0 D MEDAREX INC COM COMMON STOCK 583916101 21552 1200000 SH SOLE 1200000 0 0 D MEDTRONIC INC COM COMMON STOCK 585055106 51210 1000000 SH SOLE 1000000 0 0 D MGI PHARMACEUTICALS INC COMMON STOCK 552880106 17294 1131800 SH SOLE 1131800 0 0 D MID ATLANTIC MED SVCS INC COMMON STOCK 59523C107 7378 325000 SH SOLE 325000 0 0 D MILLENNIUM PHARMACEUTICALS INC COMMON STOCK 599902103 14706 600000 SH SOLE 600000 0 0 D MYLAN LABS INC COM COMMON STOCK 628530107 42188 1125000 SH SOLE 1125000 0 0 D NABI INC COM COMMON STOCK 628716102 30960 3000000 SH SOLE 3000000 0 0 D NOVEN PHARMACEUTICALS INC COMMON STOCK 670009109 8442 475600 SH SOLE 475600 0 0 D ODYSSEY HLTHCR COMMON STOCK 67611V101 6485 250000 SH SOLE 250000 0 0 D OMNICARE INC COM COMMON STOCK 681904108 24880 1000000 SH SOLE 1000000 0 0 D OSI PHARMACEUTICALS INC COMMON STOCK 671040103 47570 1040000 SH SOLE 1040000 0 0 D PAREXEL INTL CORP COM COMMON STOCK 699462107 17220 1200000 SH SOLE 1200000 0 0 D PHARMACOPEIA INC COM COMMON STOCK 71713B104 15974 1150000 SH SOLE 1150000 0 0 D PRIORITY HEALTHCARE CORP COMMON STOCK 74264T102 30791 875000 SH SOLE 875000 0 0 D PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 13756 744800 SH SOLE 744800 0 0 D QLT INC COMMON STOCK 746927102 20328 800000 SH SOLE 800000 0 0 D QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 35855 500000 SH SOLE 500000 0 0 D QUOVADX INC COM COMMON STOCK 74913K106 8235 900000 SH SOLE 900000 0 0 D RIBOZYME PHARMACEUTICALS INC COMMON STOCK 762567105 3633 795000 SH SOLE 795000 0 0 D SENIOR HOUSING PROP TRUST COMMON STOCK 81721M109 13910 1000000 SH SOLE 1000000 0 0 D SERONO SA -ADR ADRS STOCKS 81752M101 8951 403360 SH SOLE 403360 0 0 D SHIRE PHARMACEUTICAL GROUP PLC ADRS STOCKS 82481R106 14640 400000 SH SOLE 400000 0 0 D SICOR INC COM COMMON STOCK 825846108 9408 600000 SH SOLE 600000 0 0 D SURMODICS INC COM COMMON STOCK 868873100 14584 400000 SH SOLE 400000 0 0 D TANOX INC COM STK COMMON STOCK 87588Q109 10593 572500 SH SOLE 572500 0 0 D TRIPATH IMAGING INC COM STK COMMON STOCK 896942109 5271 700000 SH SOLE 700000 0 0 D UNIVERSAL HEALTH SVCS INC CL B COMMON STOCK 913903100 17112 400000 SH SOLE 400000 0 0 D VARIAN MED SYSTEMS INC COMMON STOCK 92220P105 31226 438200 SH SOLE 438200 0 0 D VENTAS INC COM COMMON STOCK 92276F100 11500 1000000 SH SOLE 1000000 0 0 D VERSICOR INC COM STK COMMON STOCK 925314106 16555 813500 SH SOLE 813500 0 0 D VIROPHARMA INC COM COMMON STOCK 928241108 34425 1500000 SH SOLE 1500000 0 0 D XOMA LTD COMMON STOCK G9825R107 5221 530000 SH SOLE 530000 0 0 D ZOLL MEDICAL CORP COM COMMON STOCK 989922109 15576 400000 SH SOLE 400000 0 0 S REPORT SUMMARY 85 DATA RECORDS 1657338 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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