-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BVlWkg0TQW+HOjuNKmHyVjPA74QGVpWKB8FGer8jvO2H2iF3ni7YBivO/WGrKXpW rbZofOYZm2D4+woMfFyxmQ== 0000728672-03-000135.txt : 20030812 0000728672-03-000135.hdr.sgml : 20030812 20030812122535 ACCESSION NUMBER: 0000728672-03-000135 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030812 EFFECTIVENESS DATE: 20030812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 03836653 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DEERFIELD MANAGEMENT Address: 450 Lexington Avenue, Suite 1450 New York, NY 10017 13 File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Darren Levine Title: Phone: Signature, Place and Date of Signing: Darren Levine July 28, 2003 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 69 Form 13F Information Table Value Total: 1981038 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AAIPHARMA INC COM STK COMMON STOCK 00252W104 27804 1400000 SH SOLE 1400000 0 0 D ABBOTT LABS USD COM NPV COMMON STOCK 002824100 43760 1000000 SH SOLE 1000000 0 0 D ABGENIX INC COM STK COMMON STOCK 00339B107 36575 3500000 SH SOLE 3500000 0 0 D AETNA INC OPTIONS - PUTS 00817Y0SL 30100 500000 SH PUT SOLE 500000 0 0 D ALPHARMA INC CL A COMMON STOCK 020813101 43200 2000000 SH SOLE 2000000 0 0 D AMERISOURCEBERGEN CORP COM COMMON STOCK 03073E105 55480 800000 SH SOLE 800000 0 0 D AMGEN INC USD COM COMMON STOCK 031162100 79128 1200000 SH SOLE 1200000 0 0 D AMYLIN PHARMACEUTICALS INC COMMON STOCK 032346108 68364 3107470 SH SOLE 3107470 0 0 D APOGENT TECHNOLOGIES INC COM COMMON STOCK 03760A101 14708 735400 SH SOLE 735400 0 0 D ARROW INTERNATIONAL INC COM COMMON STOCK 042764100 2280 51177 SH SOLE 51177 0 0 D ASTRAZENECA PLC SPONS ADR ADRS STOCKS 046353108 14270 350000 SH SOLE 350000 0 0 D BAXTER INTERNATIONAL INC USD1 COMMON STOCK 071813109 20800 800000 SH SOLE 800000 0 0 D BIOGEN INC COM OPTIONS - CALLS 0905970HI 37970 1000000 SH CALL SOLE 1000000 0 0 D BIOVAIL CORP COM STK COMMON STOCK 09067J109 61178 1300000 SH SOLE 1300000 0 0 D BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 67210 1100000 SH SOLE 1100000 0 0 D CALIPER TECHNOLOGIES CORP COMMON STOCK 130876105 4015 880500 SH SOLE 880500 0 0 D CARDINAL HEALTH INC COM COMMON STOCK 14149Y108 51440 800000 SH SOLE 800000 0 0 D CERUS CORP COM COMMON STOCK 157085101 16168 2150000 SH SOLE 2150000 0 0 D CIPHERGEN BIOSY COM STK COMMON STOCK 17252Y104 13363 1303700 SH SOLE 1303700 0 0 D COVANCE INC COM COMMON STOCK 222816100 36200 2000000 SH SOLE 2000000 0 0 D CUBIST PHARMACEUTICALS INC COMMON STOCK 229678107 28133 2604900 SH SOLE 2604900 0 0 D CYBERONICS INC COM OPTIONS - CALLS 23251P0GE 19792 918000 SH CALL SOLE 918000 0 0 D DENTSPLY INTL INC NEW COM COMMON STOCK 249030107 40960 1000000 SH SOLE 1000000 0 0 D EMERITUS CORP COM COMMON STOCK 291005106 2217 527800 SH SOLE 527800 0 0 D FISHER IMAGING CORP COMMON STOCK 337719108 8275 1675000 SH SOLE 1675000 0 0 D FOREST LABS INC COM COMMON STOCK 345838106 49275 900000 SH SOLE 900000 0 0 D FST HORIZON PHM COM STK COMMON STOCK 32051K106 11400 3000000 SH SOLE 3000000 0 0 D GENENTECH INC COM STK COMMON STOCK 368710406 72120 1000000 SH SOLE 1000000 0 0 D GUILFORD PHARMACEUTICALS INC COMMON STOCK 401829106 12955 2904667 SH SOLE 2904667 0 0 D HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 18975 1500000 SH SOLE 1500000 0 0 D HUMANA INC COM COMMON STOCK 444859102 30200 2000000 SH SOLE 2000000 0 0 D IDEC PHARMACEUTICALS CORP OPTIONS - CALLS 4493701HH 33960 1000000 SH CALL SOLE 1000000 0 0 D IDEXX LABORATORIES INC COM COMMON STOCK 45168D104 3333 100000 SH SOLE 100000 0 0 D IGEN INTL INC COM COMMON STOCK 449536101 28029 894644 SH SOLE 894644 0 0 D IMMUNOGEN INC COM COMMON STOCK 45253H101 1931 452200 SH SOLE 452200 0 0 D INSPIRE PHARMA COM STK COMMON STOCK 457733103 20596 1900000 SH SOLE 1900000 0 0 D INTUITIVE SURG COM STK COMMON STOCK 46120E107 10816 1425000 SH SOLE 1425000 0 0 D INVERESK RSCH COMMON STOCK 461238107 8950 500000 SH SOLE 500000 0 0 D INVITROGEN CORP COMMON STOCK 46185R100 26880 700000 SH SOLE 700000 0 0 D KYPHON INC Com COMMON STOCK 501577100 2485 165800 SH SOLE 165800 0 0 D LIGAND PHARMACEUTICALS INC COMMON STOCK 53220K207 72837 5359599 SH SOLE 5359599 0 0 D MEDAREX INC COM COMMON STOCK 583916101 6544 1003700 SH SOLE 1003700 0 0 D MEDIMMUNE INC COM COMMON STOCK 584699102 21822 600000 SH SOLE 600000 0 0 D MEDTRONIC INC COM COMMON STOCK 585055106 52767 1100000 SH SOLE 1100000 0 0 D MGI PHARMACEUTICALS INC OPTIONS - PUTS 5528800ME 15348 600000 SH PUT SOLE 600000 0 0 D MILLENNIUM PHARMACEUTICALS INC COMMON STOCK 599902103 11640 740000 SH SOLE 740000 0 0 D MYLAN LABS INC COM COMMON STOCK 628530107 34770 1000000 SH SOLE 1000000 0 0 D NABI BIOPHARMACEUTIC ALS COMMON STOCK 629519109 22240 3200000 SH SOLE 3200000 0 0 D NOVARTIS AG USD SPON ADR ADRS STOCKS 66987V109 7365 185000 SH SOLE 185000 0 0 D ONYX PHARMACEUTICAL INC, COM COMMON STOCK 683399109 24140 2000000 SH SOLE 2000000 0 0 D OSI PHARMACEUTICALS INC COMMON STOCK 671040103 73294 2276200 SH SOLE 2276200 0 0 D OSI PHARMACEUTICALS INC OPTIONS - CALLS 6710401HG 4202 130500 SH CALL SOLE 130500 0 0 D OXFORD HEALTH PLANS INC COMMON STOCK 691471106 21015 500000 SH SOLE 500000 0 0 D PACIFICARE HEALTH SYSTEMS INC COMMON STOCK 695112102 29751 603100 SH SOLE 603100 0 0 D PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 15060 1000000 SH SOLE 1000000 0 0 D SEPRACOR INC COM COMMON STOCK 817315104 72168 4025000 SH SOLE 4025000 0 0 D ST JUDE MED INC COM COMMON STOCK 790849103 58305 1014000 SH SOLE 1014000 0 0 D THE MEDICINES COM STK COMMON STOCK 584688105 17559 900000 SH SOLE 900000 0 0 D TRIPATH IMAGING INC COM STK COMMON STOCK 896942109 6800 1000000 SH SOLE 1000000 0 0 D TRIPOS INC COM COMMON STOCK 896928108 3525 448500 SH SOLE 448500 0 0 D UNITEDHEALTH GROUP INC COM STK OPTIONS - PUTS 91324P1SJ 25125 500000 SH PUT SOLE 500000 0 0 D VICURON PHARMACEUTIC ALS INC C COMMON STOCK 926471103 28400 2000000 SH SOLE 2000000 0 0 D VIROPHARMA INC COM COMMON STOCK 928241108 2439 938000 SH SOLE 938000 0 0 D WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 80740 2000000 SH SOLE 2000000 0 0 D WELLPOINT HEALTH NETWORKS INC OPTIONS - PUTS 94973H0SQ 33720 400000 SH PUT SOLE 400000 0 0 D WILSON GREATBTCH COMMON STOCK 972232102 10920 302500 SH SOLE 302500 0 0 D WYETH SHS COMMON STOCK 983024100 45550 1000000 SH SOLE 1000000 0 0 D ZOLL MEDICAL CORP COM COMMON STOCK 989922109 17554 528100 SH SOLE 528100 0 0 D ZYMOGENETICS INC Com COMMON STOCK 98985T109 10143 869900 SH SOLE 869900 0 0 S REPORT SUMMARY 69 DATA RECORDS 1981038 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
-----END PRIVACY-ENHANCED MESSAGE-----