-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JQUIKWlUcyQmRm8HCIb76PTAwVRp2hMTUmO8E6NCwyDb2kKIlZtYcfV98VZMDy7t a2IjhtCK6EsAaziYaI/+VQ== 0000728672-03-000211.txt : 20031112 0000728672-03-000211.hdr.sgml : 20031111 20031112093812 ACCESSION NUMBER: 0000728672-03-000211 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031112 EFFECTIVENESS DATE: 20031112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 03991037 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR/A 1 deerfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [X]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DEERFIELD MANAGEMENT Address: 450 Lexington Avenue, Suite 1450 New York, NY 10017 13 File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Darren Levine Title: Phone: Signature, Place and Date of Signing: Darren Levine October 28, 2003 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: 2018788 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AAIPHARMA INC COM STK COMMON STOCK 00252W104 24010 1400000 SH SOLE 1400000 0 0 D ABBOTT LABS USD COM NPV COMMON STOCK 002824100 42550 1000000 SH SOLE 1000000 0 0 D ABGENIX INC COM STK COMMON STOCK 00339B107 28980 2000000 SH SOLE 2000000 0 0 D ALIGN TECH INC COM STK COMMON STOCK 016255101 6630 530000 SH SOLE 530000 0 0 D ALPHARMA INC CL A COMMON STOCK 020813101 37200 2000000 SH SOLE 2000000 0 0 D AMERICAN MEDICAL SYS HLDGS COMMON STOCK 02744M108 22345 1025000 SH SOLE 1025000 0 0 D AMERISOURCEBERGEN CORP COM COMMON STOCK 03073E105 61168 1131700 SH SOLE 1131700 0 0 D AMGEN INC USD COM COMMON STOCK 031162100 64520 1000000 SH SOLE 1000000 0 0 D AMYLIN PHARMACEUTICALS INC COMMON STOCK 032346108 87879 3107470 SH SOLE 3107470 0 0 D APOGENT TECHNOLOGIES INC COM COMMON STOCK 03760A101 15340 735400 SH SOLE 735400 0 0 D ATS MEDICAL INC COM COMMON STOCK 002083103 4262 1110000 SH SOLE 1110000 0 0 D BECKMAN COULTER INC COM COMMON STOCK 075811109 15028 330000 SH SOLE 330000 0 0 D BIOVAIL CORP COM STK COMMON STOCK 09067J109 59440 1600000 SH SOLE 1600000 0 0 D BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 76560 1200000 SH SOLE 1200000 0 0 D CALIPER TECHNOLOGIES CORP COMMON STOCK 130876105 6278 1004000 SH SOLE 1004000 0 0 D CARDINAL HEALTH INC COM COMMON STOCK 14149Y108 70068 1200000 SH SOLE 1200000 0 0 D CEPHALON INC COM COMMON STOCK 156708109 55068 1200000 SH SOLE 1200000 0 0 D CERUS CORP COM COMMON STOCK 157085101 10208 2200000 SH SOLE 2200000 0 0 D CIPHERGEN BIOSY COM STK COMMON STOCK 17252Y104 9696 785083 SH SOLE 785083 0 0 D CORIXA CORP COM COMMON STOCK 21887F100 12120 1500000 SH SOLE 1500000 0 0 D COVANCE INC COM COMMON STOCK 222816100 44760 2000000 SH SOLE 2000000 0 0 D CTI MOLECULAR COMMON STOCK 22943D105 22155 1500000 SH SOLE 1500000 0 0 D CUBIST PHARMACEUTICALS INC COMMON STOCK 229678107 22243 2050000 SH SOLE 2050000 0 0 D Charles River Labora tories In COMMON STOCK 159864107 6752 220000 SH SOLE 220000 0 0 D DENTSPLY INTL INC NEW COM COMMON STOCK 249030107 14748 328900 SH SOLE 328900 0 0 D EMERITUS CORP COM COMMON STOCK 291005106 4011 527800 SH SOLE 527800 0 0 D EPIX MEDICAL INC COM COMMON STOCK 26881Q101 16352 954000 SH SOLE 954000 0 0 D ESPERION THERAPEUTIC INC COM COMMON STOCK 29664R106 12212 626890 SH SOLE 626890 0 0 D FOREST LABS INC COM COMMON STOCK 345838106 46305 900000 SH SOLE 900000 0 0 D FST HORIZON PHM COM STK COMMON STOCK 32051K106 20448 3194982 SH SOLE 3194982 0 0 D FISHER IMAGING COMMON STOCK 337719108 10590 1675000 SH SOLE 1675000 0 0 D GENENTECH INC COM STK COMMON STOCK 368710406 80140 1000000 SH SOLE 1000000 0 0 D GUILFORD PHARMACEUTICALS INC COMMON STOCK 401829106 17980 2904667 SH SOLE 2904667 0 0 D HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 27460 2000000 SH SOLE 2000000 0 0 D HUMANA INC COM COMMON STOCK 444859102 31631 1752400 SH SOLE 1752400 0 0 D IDEC PHARMACEUTICALS CORP COMMON STOCK 449370105 22304 670000 SH SOLE 670000 0 0 D IMMUCOR INC COM COMMON STOCK 452526106 3699 137247 SH SOLE 137247 0 0 D IMMUNOGEN INC COM COMMON STOCK 45253H101 3212 721900 SH SOLE 721900 0 0 D INCYTE CORP COM COMMON STOCK 45337C102 23150 5000000 SH SOLE 5000000 0 0 D INSPIRE PHARMA COM STK COMMON STOCK 457733103 17290 1000000 SH SOLE 1000000 0 0 D INTUITIVE SURGICAL INC COMMON STOCK 46120E602 11877 712500 SH SOLE 712500 0 0 D KYPHON INC Com COMMON STOCK 501577100 4537 233000 SH SOLE 233000 0 0 D LA JOLLA PHARMACEUTICAL CO COMMON STOCK 503459109 2856 719400 SH SOLE 719400 0 0 D LIGAND PHARMACEUTICALS INC COMMON STOCK 53220K207 68954 5345264 SH SOLE 5345264 0 0 D MEDAREX INC COM COMMON STOCK 583916101 5922 1003700 SH SOLE 1003700 0 0 D MEDIMMUNE INC COM COMMON STOCK 584699102 42939 1300000 SH SOLE 1300000 0 0 D MEDTRONIC INC COM COMMON STOCK 585055106 51612 1100000 SH SOLE 1100000 0 0 D MERCK & CO INC COM COMMON STOCK 589331107 65806 1300000 SH SOLE 1300000 0 0 D MILLENNIUM PHARMACEUTICALS INC COMMON STOCK 599902103 23175 1500000 SH SOLE 1500000 0 0 D MYLAN LABS INC COM COMMON STOCK 628530107 38650 1000000 SH SOLE 1000000 0 0 D NABI BIOPHARMACEUTIC ALS COMMON STOCK 629519109 35406 4200000 SH SOLE 4200000 0 0 D ONYX PHARMACEUTICAL INC, COM COMMON STOCK 683399109 17687 820000 SH SOLE 820000 0 0 D OSI PHARMACEUTICALS INC COMMON STOCK 671040103 45814 1403200 SH SOLE 1403200 0 0 D OXFORD HEALTH PLANS INC COMMON STOCK 691471106 37179 900000 SH SOLE 900000 0 0 D PACIFICARE HEALTH SYSTEMS INC COMMON STOCK 695112102 39040 800000 SH SOLE 800000 0 0 D PHARMACEUTICAL PROD DEV INC CO COMMON STOCK 717124101 23990 1000000 SH SOLE 1000000 0 0 D PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 17929 1046670 SH SOLE 1046670 0 0 D SEPRACOR INC COM COMMON STOCK 817315104 87694 3175000 SH SOLE 3175000 0 0 D SEROLOGICALS CORP COM COMMON STOCK 817523103 13162 1000900 SH SOLE 1000900 0 0 D ST JUDE MED INC COM COMMON STOCK 790849103 78907 1467500 SH SOLE 1467500 0 0 D TRIPATH IMAGING INC COM STK COMMON STOCK 896942109 8640 1000000 SH SOLE 1000000 0 0 D TRIPOS INC COM COMMON STOCK 896928108 3799 448500 SH SOLE 448500 0 0 D VICURON PHARMACEUTIC ALS INC C COMMON STOCK 926471103 32252 1822130 SH SOLE 1822130 0 0 D WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 79311 1902400 SH SOLE 1902400 0 0 D ZYMOGENETICS INC Com COMMON STOCK 98985T109 14650 1000000 SH SOLE 1000000 0 0 S REPORT SUMMARY 65 DATA RECORDS 2018788 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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