-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KT1CX09ShI2MFxDwwsZVde3tFPz/eI9UBIXGkCjbAK2E/jrvbC7k2oTNlyBTyYlr hRrc45S7m/oMEsm94/x72w== 0000728672-04-000012.txt : 20040213 0000728672-04-000012.hdr.sgml : 20040213 20040212191428 ACCESSION NUMBER: 0000728672-04-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 EFFECTIVENESS DATE: 20040213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 04593820 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DEERFIELD MANAGEMENT Address: 450 Lexington Avenue, Suite 1450 New York, NY 10017 13 File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Darren Levine Title: Phone: Signature, Place and Date of Signing: Darren Levine January 26, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 68 Form 13F Information Table Value Total: 1876204 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AAIPHARMA INC COM STK COMMON STOCK 00252W104 30168 1200000 SH SOLE 1200000 0 0 D ABBOTT LABS USD COM NPV COMMON STOCK 002824100 46600 1000000 SH SOLE 1000000 0 0 D ABGENIX INC COM STK COMMON STOCK 00339B107 24700 2000000 SH SOLE 2000000 0 0 D ALIGN TECH INC COM STK COMMON STOCK 016255101 8750 530000 SH SOLE 530000 0 0 D ALKERMES INC COM COMMON STOCK 01642T108 21574 1598085 SH SOLE 1598085 0 0 D ALPHARMA INC CL A COMMON STOCK 020813101 38190 1900000 SH SOLE 1900000 0 0 D AMERICAN MEDICAL SYS HLDGS COMMON STOCK 02744M108 24548 1125000 SH SOLE 1125000 0 0 D AMGEN INC USD COM COMMON STOCK 031162100 86506 1400000 SH SOLE 1400000 0 0 D AMYLIN PHARMACEUTICALS INC COMMON STOCK 032346108 62756 2824298 SH SOLE 2824298 0 0 D APOGENT TECHNOLOGIES INC COM COMMON STOCK 03760A101 11520 500000 SH SOLE 500000 0 0 D ASTRAZENECA PLC SPONS ADR ADRS STOCKS 046353108 4838 100000 SH SOLE 100000 0 0 D ATS MEDICAL INC COM COMMON STOCK 002083103 4496 1110000 SH SOLE 1110000 0 0 D BARR PHARMACEUTICALS INC COM COMMON STOCK 068306109 23085 300000 SH SOLE 300000 0 0 D BECKMAN COULTER INC COM COMMON STOCK 075811109 4590 90300 SH SOLE 90300 0 0 D BIO RAD LABS INC CL A COMMON STOCK 090572207 20185 350000 SH SOLE 350000 0 0 D BIOVAIL CORP COM STK COMMON STOCK 09067J109 40831 1900000 SH SOLE 1900000 0 0 D BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 73520 2000000 SH SOLE 2000000 0 0 D BRISTOL MYERS SQUIBB CO USD.10 COMMON STOCK 110122108 8580 300000 SH SOLE 300000 0 0 D CALIPER TECHNOLOGIES CORP COMMON STOCK 130876105 6687 1004000 SH SOLE 1004000 0 0 D CEPHALON INC COM COMMON STOCK 156708109 51205 1057727 SH SOLE 1057727 0 0 D CERUS CORP COM COMMON STOCK 157085101 9988 2200000 SH SOLE 2200000 0 0 D COLUMBIA LABS INC COM COMMON STOCK 197779101 6300 1000000 SH SOLE 1000000 0 0 D CONCEPTUS INC COM COMMON STOCK 206016107 12744 1200000 SH SOLE 1200000 0 0 D CTI MOLECULAR COMMON STOCK 22943D105 33820 2000000 SH SOLE 2000000 0 0 D CUBIST PHARMACEUTICALS INC COMMON STOCK 229678107 26535 2175000 SH SOLE 2175000 0 0 D CURAGEN CORP COM COMMON STOCK 23126R101 7330 1000000 SH SOLE 1000000 0 0 D DIVERSA CORP COM STK COMMON STOCK 255064107 4440 480000 SH SOLE 480000 0 0 D EMERITUS CORP COM COMMON STOCK 291005106 4333 527800 SH SOLE 527800 0 0 D EPIX MEDICAL INC COM COMMON STOCK 26881Q101 7389 453871 SH SOLE 453871 0 0 D ESPERION THERAPEUTIC INC COM COMMON STOCK 29664R106 29180 843350 SH SOLE 843350 0 0 D FISCHER IMAGING CORP COMMON STOCK 337719108 74537 1675000 SH SOLE 1675000 0 0 D FST HORIZON PHM COM STK COMMON STOCK 32051K106 27462 2441031 SH SOLE 2441031 0 0 D GENENTECH INC COM STK COMMON STOCK 368710406 93570 1000000 SH SOLE 1000000 0 0 D GLAXO SMITHKLINE SPONS PLC ADR ADRS STOCKS 37733W105 4662 100000 SH SOLE 100000 0 0 D GUILFORD PHARMACEUTICALS INC COMMON STOCK 401829106 22730 3352547 SH SOLE 3352547 0 0 D HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 26500 2000000 SH SOLE 2000000 0 0 D HUMANA INC COM COMMON STOCK 444859102 22160 969800 SH SOLE 969800 0 0 D IMMUCOR INC COM COMMON STOCK 452526106 7340 360000 SH SOLE 360000 0 0 D INCYTE CORP COM COMMON STOCK 45337C102 41040 6000000 SH SOLE 6000000 0 0 D INTUITIVE SURGICAL INC COMMON STOCK 46120E602 12177 712500 SH SOLE 712500 0 0 D LEXICON GENETIC COMMON STOCK 528872104 517 87700 SH SOLE 87700 0 0 D LIGAND PHARMACEUTICALS INC COMMON STOCK 53220K207 62099 4227265 SH SOLE 4227265 0 0 D MCKESSON CORP COM COMMON STOCK 58155Q103 18492 575000 SH SOLE 575000 0 0 D MEDAREX INC COM COMMON STOCK 583916101 7499 1203700 SH SOLE 1203700 0 0 D MEDTRONIC INC COM COMMON STOCK 585055106 48610 1000000 SH SOLE 1000000 0 0 D MERCK & CO INC COM COMMON STOCK 589331107 60060 1300000 SH SOLE 1300000 0 0 D MYLAN LABS INC COM COMMON STOCK 628530107 47438 1878000 SH SOLE 1878000 0 0 D NABI BIOPHARMACEUTIC ALS COMMON STOCK 629519109 53382 4200000 SH SOLE 4200000 0 0 D ODYSSEY HLTHCR COMMON STOCK 67611V101 8838 300000 SH SOLE 300000 0 0 D ONYX PHARMACEUTICAL INC, COM COMMON STOCK 683399109 76786 2720000 SH SOLE 2720000 0 0 D OSI PHARMACEUTICALS INC COMMON STOCK 671040103 13632 422700 SH SOLE 422700 0 0 D OXFORD HEALTH PLANS INC COMMON STOCK 691471106 1740 40000 SH SOLE 40000 0 0 D PACIFICARE HEALTH SYSTEMS INC COMMON STOCK 695112102 39729 587700 SH SOLE 587700 0 0 D PFIZER INC COM COMMON STOCK 717081103 17665 500000 SH SOLE 500000 0 0 D PHARMACEUTICAL PROD DEV INC CO COMMON STOCK 717124101 41804 1550000 SH SOLE 1550000 0 0 D PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 28783 1526140 SH SOLE 1526140 0 0 D REGENERON PHARMACEUTICALS INC COMMON STOCK 75886F107 21388 1454000 SH SOLE 1454000 0 0 D SEPRACOR INC COM COMMON STOCK 817315104 10529 440000 SH SOLE 440000 0 0 D SEROLOGICALS CORP COM COMMON STOCK 817523103 18617 1000900 SH SOLE 1000900 0 0 D ST JUDE MED INC COM COMMON STOCK 790849103 54240 884100 SH SOLE 884100 0 0 D SUPERGEN UNC COM COMMON STOCK 868059106 3324 302208 SH SOLE 302208 0 0 D THIRD WAVE TECH COMMON STOCK 88428W108 4573 1005000 SH SOLE 1005000 0 0 D TRIPATH IMAGING INC COM STK COMMON STOCK 896942109 6045 775000 SH SOLE 775000 0 0 D TRIPOS INC COM COMMON STOCK 896928108 3000 448500 SH SOLE 448500 0 0 D VICURON PHARMACEUTIC ALS INC C COMMON STOCK 926471103 49423 2650000 SH SOLE 2650000 0 0 D WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 64400 1400000 SH SOLE 1400000 0 0 D WYETH SHS COMMON STOCK 983024100 21225 500000 SH SOLE 500000 0 0 D ZYMOGENETICS INC Com COMMON STOCK 98985T109 24800 1600000 SH SOLE 1600000 0 0 S REPORT SUMMARY 68 DATA RECORDS 1876204 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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