-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Crm2aZfWQJb1KC512uRI1g8zhi0CTltn4UYLVd7V/DPA99vc8V5kZPMoRRMAQzgW osYzo+vIac8GqRH1GdpkfQ== 0000728672-04-000176.txt : 20040813 0000728672-04-000176.hdr.sgml : 20040813 20040813160019 ACCESSION NUMBER: 0000728672-04-000176 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040812 FILED AS OF DATE: 20040813 EFFECTIVENESS DATE: 20040813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 04974399 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DEERFIELD MANAGEMENT Address: 450 Lexington Avenue, Suite 1450 New York, NY 10017 13 File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Darren Levine Title: Phone: Signature, Place and Date of Signing: Darren Levine July 23, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 83 Form 13F Information Table Value Total: 1907206 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AAIPHARMA INC COM STK COMMON STOCK 00252W104 9756 1800000 SH SOLE 1800000 0 0 D ABBOTT LABS USD COM NPV COMMON STOCK 002824100 46874 1150000 SH SOLE 1150000 0 0 D ABGENIX INC COM STK COMMON STOCK 00339B107 23440 2000000 SH SOLE 2000000 0 0 D ALKERMES INC COM COMMON STOCK 01642T108 27200 2000000 SH SOLE 2000000 0 0 D ALPHARMA INC CL A COMMON STOCK 020813101 25786 1259100 SH SOLE 1259100 0 0 D AMERICAN MEDICAL SYS HLDGS COMMON STOCK 02744M108 23590 700000 SH SOLE 700000 0 0 D AMGEN INC USD COM COMMON STOCK 031162100 98226 1800000 SH SOLE 1800000 0 0 D AMYLIN PHARMACEUTICALS INC COMMON STOCK 032346108 73569 3226700 SH SOLE 3226700 0 0 D ANADYS PHARMACEUTICA LS INC CO COMMON STOCK 03252Q408 7100 1000000 SH SOLE 1000000 0 0 D ANGIOTECH PHARMACEUT ICALS INC COMMON STOCK 034918102 2219 110100 SH SOLE 110100 0 0 D ANIMAS COMMON STOCK 03525Y105 5595 300025 SH SOLE 300025 0 0 D APOGENT TECHNOLOGIES INC COM COMMON STOCK 03760A101 19200 600000 SH SOLE 600000 0 0 D ARRAY BIOPHARMA COMMON STOCK 04269X105 11905 1497500 SH SOLE 1497500 0 0 D ASTRAZENECA PLC SPONS ADR ADRS STOCKS 046353108 4564 100000 SH SOLE 100000 0 0 D ATHEROGENICS COM STK COMMON STOCK 047439104 28545 1500000 SH SOLE 1500000 0 0 D ATRIX LABS INC COM COMMON STOCK 04962L101 4960 144700 SH SOLE 144700 0 0 D ATS MEDICAL INC COM COMMON STOCK 002083103 5693 1510000 SH SOLE 1510000 0 0 D BARRIER THERAPEUTICS INC COM COMMON STOCK 06850R108 20343 1452000 SH SOLE 1452000 0 0 D BECKMAN COULTER INC COM COMMON STOCK 075811109 45750 750000 SH SOLE 750000 0 0 D BIOVAIL CORP COM STK COMMON STOCK 09067J109 36062 1900000 SH SOLE 1900000 0 0 D BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 85600 2000000 SH SOLE 2000000 0 0 D BRUKER BIOSCIENCES CORP COMMON STOCK 116794108 6462 1326900 SH SOLE 1326900 0 0 D CALIPER LIFE SCIENCE S INC COMMON STOCK 130872104 978 210216 SH SOLE 210216 0 0 D CAREMARK RX COMMON STOCK COMMON STOCK 141705103 29646 900000 SH SOLE 900000 0 0 D CHIRON CORP COM COMMON STOCK 170040109 26784 600000 SH SOLE 600000 0 0 D CIPHERGEN BIOSY COM STK COMMON STOCK 17252Y104 3660 500000 SH SOLE 500000 0 0 D CONCEPTUS INC COM COMMON STOCK 206016107 13512 1200000 SH SOLE 1200000 0 0 D CTI MOLECULAR COMMON STOCK 22943D105 28360 2000000 SH SOLE 2000000 0 0 D CUBIST PHARMACEUTICALS INC COMMON STOCK 229678107 22755 2050000 SH SOLE 2050000 0 0 D CURAGEN CORP COM COMMON STOCK 23126R101 11149 1855000 SH SOLE 1855000 0 0 D CURIS INC COM COMMON STOCK 231269101 2911 658608 SH SOLE 658608 0 0 D CYPRESS BIOSCIENCE INC COMMON STOCK 232674507 5898 429550 SH SOLE 429550 0 0 D CYTOGEN CORP COMMON STOCK 232824300 15900 1000000 SH SOLE 1000000 0 0 D CYTOKINETICS COMMON STOCK 23282W100 14858 1000562 SH SOLE 1000562 0 0 D DYNAVAX TECHS COMMON STOCK 268158102 7992 1200000 SH SOLE 1200000 0 0 D EMERITUS CORP COM COMMON STOCK 291005106 3959 527800 SH SOLE 527800 0 0 D EPIX MEDICAL INC COM COMMON STOCK 26881Q101 13985 662800 SH SOLE 662800 0 0 D EXELIXIS INC COM STK COMMON STOCK 30161Q104 35315 3500000 SH SOLE 3500000 0 0 D FISHER IMAGING CORP COM COMMON STOCK 337719108 3852 1675000 SH SOLE 1675000 0 0 D FISHER SCIENTIFIC INTL INC COM COMMON STOCK 338032204 23533 407500 SH SOLE 407500 0 0 D GUILFORD PHARMACEUTICALS INC COMMON STOCK 401829106 15925 3352547 SH SOLE 3352547 0 0 D HEALTHSOUTH CORP COM COMMON STOCK 421924101 24000 4000000 SH SOLE 4000000 0 0 D HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 23260 2000000 SH SOLE 2000000 0 0 D INCYTE CORP COM COMMON STOCK 45337C102 45840 6000000 SH SOLE 6000000 0 0 D INTUITIVE SURGICAL INC COMMON STOCK 46120E602 9484 499180 SH SOLE 499180 0 0 D INVERESK RSCH COMMON STOCK 461238107 30840 1000000 SH SOLE 1000000 0 0 D INVITROGEN CORP COMMON STOCK 46185R100 720 10000 SH SOLE 10000 0 0 D K V PHARMACEUTICAL CL A COMMON STOCK 482740206 23090 1000000 SH SOLE 1000000 0 0 D KERYX BIOPHARMA COM STK COMMON STOCK 492515101 22155 1750000 SH SOLE 1750000 0 0 D KYPHON INC Com COMMON STOCK 501577100 28180 1000000 SH SOLE 1000000 0 0 D LA JOLLA PHARMACEUTICAL CO COMMON STOCK 503459109 7290 3000000 SH SOLE 3000000 0 0 D LEXICON GENETIC COMMON STOCK 528872104 5103 650900 SH SOLE 650900 0 0 D MACROCHEM CORP DEL COM COMMON STOCK 555903103 3541 2442368 SH SOLE 2442368 0 0 D MAGELLAN HLTH COMMON STOCK 559079207 18403 550155 SH SOLE 550155 0 0 D MENTOR CORP MINN COM COMMON STOCK 587188103 17145 500000 SH SOLE 500000 0 0 D MERCK & CO INC COM COMMON STOCK 589331107 40375 850000 SH SOLE 850000 0 0 D NABI BIOPHARMACEUTIC ALS COMMON STOCK 629519109 63990 4500000 SH SOLE 4500000 0 0 D NEUROCRINE BIOSCIENCES INC COMMON STOCK 64125C109 32210 621220 SH SOLE 621220 0 0 D NORTHFIELD LABS INC COM OPTIONS - PUTS 6661350TW 2852 200000 SH PUT SOLE 200000 0 0 D ODYSSEY HLTHCR COMMON STOCK 67611V101 26348 1400002 SH SOLE 1400002 0 0 D ONYX PHARMACEUTICAL INC COM COMMON STOCK 683399109 120727 2850030 SH SOLE 2850030 0 0 D OSI PHARMACEUTICALS INC COMMON STOCK 671040103 21484 305000 SH SOLE 305000 0 0 D PAR PHARMACEUTICAL COS INC COMMON STOCK 69888P106 10563 300000 SH SOLE 300000 0 0 D PFIZER INC COM COMMON STOCK 717081103 34280 1000000 SH SOLE 1000000 0 0 D PHARMACEUTICAL PROD DEV INC CO COMMON STOCK 717124101 63540 2000000 SH SOLE 2000000 0 0 D PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 21682 1286747 SH SOLE 1286747 0 0 D REGENERON PHARMACEUTICALS INC COMMON STOCK 75886F107 22648 2150770 SH SOLE 2150770 0 0 D SEATTLE GENETIC COMMON STOCK 812578102 5376 764700 SH SOLE 764700 0 0 D SEPRACOR INC COM COMMON STOCK 817315104 30418 575000 SH SOLE 575000 0 0 D SIERRA HEALTH SVCS INC COM COMMON STOCK 826322109 8046 180000 SH SOLE 180000 0 0 D SIRNA THERAPEUTICS INC COMMON STOCK 829669100 2940 1000000 SH SOLE 1000000 0 0 D ST JUDE MED INC COM COMMON STOCK 790849103 56738 750000 SH SOLE 750000 0 0 D SUPERGEN UNC COM COMMON STOCK 868059106 13868 2150000 SH SOLE 2150000 0 0 D SURMODICS INC COM OPTIONS - PUTS 8688730TD 12320 500000 SH PUT SOLE 500000 0 0 D TERCICA INC COMMON STOCK 88078L105 2183 265898 SH SOLE 265898 0 0 D THIRD WAVE TECH COMMON STOCK 88428W108 8711 1975300 SH SOLE 1975300 0 0 D TRIPATH IMAGING INC COM STK COMMON STOCK 896942109 9645 1025000 SH SOLE 1025000 0 0 D TRIPOS INC COM COMMON STOCK 896928108 2157 431300 SH SOLE 431300 0 0 D UNIVERSAL HEALTH SVCS INC CL B COMMON STOCK 913903100 10807 235500 SH SOLE 235500 0 0 D VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 10840 1000000 SH SOLE 1000000 0 0 D VICURON PHARMACEUTIC ALS INC C COMMON STOCK 926471103 28888 2300000 SH SOLE 2300000 0 0 D VION PHARMACEUTICALS INC COM COMMON STOCK 927624106 9360 2250000 SH SOLE 2250000 0 0 D WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 43040 1600000 SH SOLE 1600000 0 0 D WYETH SHS COMMON STOCK 983024100 36160 1000000 SH SOLE 1000000 0 0 D ZYMOGENETICS INC Com COMMON STOCK 98985T109 30400 1600000 SH SOLE 1600000 0 0 S REPORT SUMMARY 83 DATA RECORDS 1907206 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
-----END PRIVACY-ENHANCED MESSAGE-----