-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S7ii0GLB6Q+tsMDsN20f+c5bbVSfzBVksgoK6PiYVcDYwI+whcImGiwyUcmoQ2qc s/GVCNFuBciYgef3SOyENw== 0000950159-07-001414.txt : 20071114 0000950159-07-001414.hdr.sgml : 20071114 20071114092525 ACCESSION NUMBER: 0000950159-07-001414 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 071241023 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: ----------- This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Deerfield Management Company, LP Address: 780 Third Avenue, 37th Floor New York, NY 10017 Form 13F File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Flynn Management LLC, its general partner Name: James E. Flynn Title: Managing Member Phone: 212-551-1600 Signature, Place, and Date of Signing: /s/ James E. Flynn New York, NY 11/14/07 - ------------------ ------------ -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AETNA INC COM 00817Y108 27,135 500,000 SH DEFINED 01 500,000 AMERIGROUP CORP COM 03073T102 607 17,600 SH DEFINED 01 17,600 AMICAS INC COM 01712108 4,557 1,550,000 SH DEFINED 01 1,550,000 AMYLIN PHARMACEUTICA LS INC COM 032346108 6,100 122,000 SH DEFINED 01 122,000 AMYLIN PHARMACEUTICA LS INC COM 032346108 25,000 500,000 PUT DEFINED 01 500,000 ANADYS PHARMACEUTICA LS INC COM 03252Q408 5,114 2,494,610 SH DEFINED 01 2,494,610 ANIMAL HEALTH INTL INC COM 03525N109 2,547 228,861 SH DEFINED 01 228,861 AP PHARMA INC COM 00202J203 4,887 2,383,712 SH DEFINED 01 2,383,712 ARADIGM CORP COM 038505301 4,402 3,310,000 SH DEFINED 01 3,310,000 ARENA PHARMACEUTICALS INC COM 040047102 50,651 4,625,643 SH DEFINED 01 4,625,643 ARENA PHARMACEUTICALS INC COM 040047102 10,950 1,000,000 CALL DEFINED 01 1,000,000 ARRAY BIOPHARMA INC COM 04269X105 37,493 3,338,674 SH DEFINED 01 3,338,674 ATS MED INC COM 02083103 3,501 1,934,200 SH DEFINED 01 1,934,200 BIOVAIL CORP COM 09067J109 46,031 2,650,000 SH DEFINED 01 2,650,000 BIOVAIL CORP COM 09067J109 13,028 750,000 CALL DEFINED 01 750,000 BIOVAIL CORP COM 09067J109 6,514 375,000 CALL DEFINED 01 375,000 BOSTON SCIENTIFIC CORP COM 101137107 26,854 1,925,000 SH DEFINED 01 1,925,000 BROOKDALE SR LIVING INC COM 112463104 10,948 275,000 SH DEFINED 01 275,000 CAPITAL SR LIVING CORP COM 140475104 8,850 1,051,100 SH DEFINED 01 1,051,100 CARDINAL HEALTH INC COM 14149Y108 30,691 490,819 SH DEFINED 01 490,819 CARE INVESTMENT TRUST INC REIT COM 141657106 12,205 1,018,750 SH DEFINED 01 1,018,750 CELGENE CORP COM 151020104 48,655 682,302 SH DEFINED 01 682,302 CENTENE CORP COM 15135B101 8,431 391,951 SH DEFINED 01 391,951 CEPHALON INC COM 156708109 15,312 209,583 SH DEFINED 01 209,583 CIGNA CORP COM 125509109 10,674 200,300 SH DEFINED 01 200,300 COLLAGENEX PHARMACEUTICALS INC COM 19419B100 17,742 1,975,760 SH DEFINED 01 1,975,760 COUGAR BIOTECHNOLOGY INC COM 222083107 4,649 182,300 SH DEFINED 01 182,300 CUBIST PHARMACEUTICALS INC COM 229678107 30,110 1,425,000 SH DEFINED 01 1,425,000 CVS CAREMARK CORP COM 126650100 34,197 862,900 SH DEFINED 01 862,900 CYCLACEL PHARMACEUTI CALS INC COM 23254L108 7,158 1,285,115 SH DEFINED 01 1,285,115 CYTOKINETICS INC COM 23282W100 5,968 1,165,700 SH DEFINED 01 1,165,700 DENDREON CORP COM 24823Q107 1,769 230,000 PUT DEFINED 01 230,000 DENDREON CORP COM 24823Q107 769 100,000 PUT DEFINED 01 100,000 DENDREON CORP COM 24823Q107 4,614 600,000 PUT DEFINED 01 600,000 DIALYSIS CORP OF AMERICA COM 252529102 3,901 400,480 SH DEFINED 01 400,480 DYNAVAX TECHS COM 268158102 20,813 4,851,538 SH DEFINED 01 4,851,538 EMAGEON INC COM 29076V109 17,414 2,078,000 SH DEFINED 01 2,078,000 EPIX PHARMACEUTICALS INC COM 26881Q309 577 142,200 SH DEFINED 01 142,200 FAMILYMEDS GROUP INC COM 30706T209 344 327,937 SH DEFINED 01 327,937 FIVE STAR QUALITY CARE INC COM 33832D106 10,565 1,285,328 SH DEFINED 01 1,285,328 FOREST LABORATORIES INC COM 345838106 3,768 101,050 SH DEFINED 01 101,050 FOX HOLLOW TECHNOLOGIES INC COM 35166A103 15,272 578,500 SH DEFINED 01 578,500 GENENTECH INC COM 368710406 7,802 100,000 SH DEFINED 01 100,000 GENZYME CORP COM 372917104 26,389 425,900 SH DEFINED 01 425,900 HANA BIOSCIENCES INC COM 40963P105 2,005 1,743,188 SH DEFINED 01 1,743,188 HEALTH NET INC COM 42222G108 18,793 347,700 SH DEFINED 01 347,700 IDENIX PHARMACEUTICA LS INC COM 45166R204 289 100,000 PUT DEFINED 01 100,000 INFINITY PHARMACEUTI CALS INC COM 45665G303 2,622 289,361 SH DEFINED 01 289,361 INSPIRE PHARMACEUTIC ALS INC COM 457733103 28,224 5,255,955 SH DEFINED 01 5,255,955 INTERMUNE INC COM 45884X103 22,941 1,199,237 SH DEFINED 01 1,199,237 INTERMUNE INC COM 45884X103 12,090 632,000 CALL DEFINED 01 632,000 INTERMUNE INC COM 45884X103 9,565 500,000 CALL DEFINED 01 500,000 ISTA PHARMACEUTICALS INC COM 45031X204 21,270 3,082,620 SH DEFINED 01 3,082,620 JAVELIN PHARMA COM 471894105 1,004 200,000 SH DEFINED 01 200,000 KERYX BIOPHARMA COM 492515101 13,916 1,400,000 SH DEFINED 01 1,400,000 KOSAN BIOSCIENCES INC COM 50064W107 4,435 885,200 SH DEFINED 01 885,200 LIFECELL CORP COM 531927101 3,757 100,000 PUT DEFINED 01 100,000 LINCARE HLDGS INC COM 532791100 10,514 286,872 SH DEFINED 01 286,872 MAGELLAN HEALTH SERVICES INC COM 559079207 15,041 370,661 SH DEFINED 01 370,661 MANNKIND CORP COM 56400P201 9,265 957,143 SH DEFINED 01 957,143 MANNKIND CORP NOTE 56400PAA0 1,247 1,500,000 PRN DEFINED 01 1,500,000 MCKESSON CORP COM 58155Q103 30,242 514,400 SH DEFINED 01 514,400 MEDICINES CO COM 584688105 56,556 3,175,537 SH DEFINED 01 3,175,537 MEDTRONIC INC COM 585055106 79,490 1,409,144 SH DEFINED 01 1,409,144 MERCK & CO INC COM 589331107 31,014 600,000 SH DEFINED 01 600,000 MGI PHARMA INC COM 552880106 23,613 850,000 SH DEFINED 01 850,000 MIDDLEBROOK PHARMA INC COM 596087106 7,911 3,296,236 SH DEFINED 01 3,296,236 NEUROGESX INC COM 641252101 1,653 190,000 SH DEFINED 01 190,000 NIGHTHAWK RADIOLOGY HOLDINGS I COM 65411N105 1,779 72,600 PUT DEFINED 01 72,600 NITROMED INC COM 654798503 2,904 1,650,000 SH DEFINED 01 1,650,000 NORTHSTAR NEUROSCIENCE INC COM 66704V101 1,116 100,000 PUT DEFINED 01 100,000 NXSTAGE MEDICAL INC COM 67072V103 12,775 881,617 SH DEFINED 01 881,617 ODYSSEY HEALTHCARE INC COM 67611V101 1,695 176,343 SH DEFINED 01 176,343 ONYX PHARMACEUTICALS INC COM 683399109 33,252 764,068 SH DEFINED 01 764,068 PAIN THERAPEUTICS INC COM 69562K100 4,675 500,000 PUT DEFINED 01 500,000 PAR PHARMACEUTICAL C OS INC COM 69888P106 16,053 864,950 SH DEFINED 01 864,950 PAR PHARMACEUTICAL C OS INC COM 69888P106 30,624 1,650,000 PUT DEFINED 01 1,650,000 PONIARD PHARMACEUTIC ALS INC COM 732449301 15,630 2,756,568 SH DEFINED 01 2,756,568 REGEN BIOLOGIES INC COM 75884M104 23 195,000 SH DEFINED 01 195,000 RES-CARE INC COM 760943100 11,422 500,104 SH DEFINED 01 500,104 RESPIRONICS INC COM 761230101 17,675 368,000 SH DEFINED 01 368,000 RIGEL PHARMACEUTICALS INC COM 766559603 28,290 3,000,000 SH DEFINED 01 3,000,000 ROSETTA GENOMICS LTD COM M82183100 2,606 375,000 SH DEFINED 01 375,000 SAVIENT PHARMACEUTICALS INC COM 80517Q100 3,638 250,000 PUT DEFINED 01 250,000 SAVIENT PHARMACEUTICALS INC COM 80517Q100 742 51,000 PUT DEFINED 01 51,000 SCIELE PHARMA INC COM 808627103 2,602 100,000 PUT DEFINED 01 100,000 SENIOR HOUSING PROPERTIES TRU SH BEN INT 81721M109 4,200 190,400 SH DEFINED 01 190,400 SEPRACOR INC COM 817315104 30,375 1,104,551 SH DEFINED 01 1,104,551 SOMANETICS CORP COM 834445405 12,932 694,500 SH DEFINED 01 694,500 SPECTRANETICS CORP COM 84760C107 6,491 481,514 SH DEFINED 01 481,514 ST JUDE MED INC COM 790849103 5,729 130,000 SH DEFINED 01 130,000 SUNESIS PHARMACEUTIC ALS INC COM 867328502 3,846 1,665,010 SH DEFINED 01 1,665,010 SUPERGEN INC COM 868059106 8,854 2,040,200 SH DEFINED 01 2,040,200 THE TRIZETTO GROUP INC COM 896882107 9,964 569,064 SH DEFINED 01 569,064 THIRD WAVE TECHNOLOGIES COM 88428W108 36,001 4,171,665 SH DEFINED 01 4,171,665 TUTOGEN MED INC COM 901107102 5,175 450,000 SH DEFINED 01 450,000 UNITED THERAPEUTICS CORP COM 91307C102 39,924 600,000 PUT DEFINED 01 600,000 UNIVERSAL AMERN FINL CORP COM 913377107 3,145 137,900 SH DEFINED 01 137,900 VALEANT PHARMACEUTIC ALS INTL COM 91911X104 22,833 1,475,000 SH DEFINED 01 1,475,000 VIA PHARMACEUTICALS INC COM 92554T103 7,366 2,057,613 SH DEFINED 01 2,057,613 WELLPOINT HEALTH NET WORKS INC COM 94973V107 22,098 280,000 SH DEFINED 01 280,000 ZYMOGENETICS INC COM 98985T109 31,645 2,424,932 SH DEFINED 01 2,424,932 102 1,480,494
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 102 Form 13F Information Table Value Total: $1,480,494 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-11827 Flynn Management LLC -----END PRIVACY-ENHANCED MESSAGE-----