-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KFpeTPduJxKcvD1YxrVPum+0+dQtqRka//PLtkUb3bHLi0zr1yStdxmM8io8pEXy XjQsmLmEbHKbwAaSjQjjfg== 0001026710-03-000010.txt : 20031020 0001026710-03-000010.hdr.sgml : 20031020 20031020150102 ACCESSION NUMBER: 0001026710-03-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031020 EFFECTIVENESS DATE: 20031020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05876 FILM NUMBER: 03947672 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f0309.txt 13F FILING FOR SEPTEMBER 30, 2003 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending September 30, 2003 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 20th day of October, 2003. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White Executive Vice President FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADTRAN COM 00738A106 4525 73800 SH SOLE 800 73000 ADVISORY BOARD COM 00762W107 18823 414150 SH SOLE 106400 307750 ALLIANCE DATA COM 018581108 13205 500200 SH SOLE 85600 414600 AMERICAN EAGLE OUTFITTERS COM 02553E106 6535 438300 SH SOLE 438300 AMERITRADE HOLDING CORP COM 03074K100 744 65000 SH SOLE 65000 ANN TAYLOR COM 036115103 530 16500 SH SOLE 16500 APPLERA/APPLIED BIOSYS COM 038020103 8924 400000 SH SOLE 400000 APPLIED FILMS COM 038197109 5897 197900 SH SOLE 101500 96400 ARBITRON INC COM 03875Q108 618 17500 SH SOLE 17500 ARROW INT'L COM 042764100 25249 1097300 SH SOLE 229800 867500 ARTISAN COMPONENTS COM 042923102 9096 541400 SH SOLE 106500 434900 ASHFORD HOSPITALITY COM 044103109 4570 509500 SH SOLE 249800 259700 AVALON BAY COM 053484101 23105 493700 SH SOLE 5900 487800 AVIALL COM 05366B102 7780 628400 SH SOLE 320700 307700 AXCAN PHARMA COM 054923107 9550 702200 SH SOLE 360800 341400 BAUSCH & LOMB COM 071707103 46596 1055400 SH SOLE 210000 845400 BEVERLY ENTERPRISE COM 087851309 17507 2957300 SH SOLE 573200 2384100 BIOGEN COM 090597105 13414 351900 SH SOLE 1900 350000 BISYS GROUP COM 055472104 381 29000 SH SOLE 29000 BLOCKBUSTER INC COM 093679108 7247 345100 SH SOLE 3900 341200 BRIGHT HORIZONS FAMILY SOLUTIO COM 109195107 599 15000 SH SOLE 15000 BROCADE COMMUNICATIONS COM 111621108 11244 2154000 SH SOLE 403500 1750500 BRUNSWICK CORP COM 117043109 21728 846100 SH SOLE 174100 672000 C.H. ROBINSON COM 12541W100 43281 1161900 SH SOLE 176500 985400 CACI INTERNATIONAL COM 127190304 4204 98100 SH SOLE 1100 97000 CADENCE DESIGN COM 127387108 7481 558300 SH SOLE 5900 552400 CALIFORNIA PIZZA KITCHEN COM 13054D109 7190 413200 SH SOLE 3900 409300 CALIPER TECHNOLOGIES COM 130876105 5749 919400 SH SOLE 360900 558500 CALLAWAY GOLF COM 131193104 3600 252300 SH SOLE 2200 250100 CARBO CERAMICS COM 140781105 12388 342600 SH SOLE 3800 338800 CARMAX COM 143130102 621 19000 SH SOLE 19000 CDI CORP COM 125071100 487 18000 SH SOLE 18000 CELL GENESYS INC COM 150921104 3482 276800 SH SOLE 3500 273300 CHECKFREE COM 162813109 10443 519300 SH SOLE 109850 409450 CHICAGO BRIDGE & IRON COM 167250109 17836 656700 SH SOLE 139200 517500 CHICAGO PIZZA AND BREWERY COM 167889104 646 55000 SH SOLE 55000 CHICOS FAS COM 168615102 21276 694400 SH SOLE 119800 574600 CHIRON COM 170040109 18396 355000 SH SOLE 355000 CITRIX SYSTEMS COM 177376100 5072 229200 SH SOLE 4200 225000 CLAIRE'S STORES COM 179584107 736 22000 SH SOLE 22000 CONCORD COMMUNICATIONS COM 206186108 3242 248600 SH SOLE 2000 246600 CONMED CORP COM 207410101 19195 930000 SH SOLE 274700 655300 COOPER COMPANIES COM 216648402 18639 457400 SH SOLE 91100 366300 CORE LABS COM n22717107 11010 783650 SH SOLE 126950 656700 CORPORATE EXEC BOARD COM 21988R102 25676 545600 SH SOLE 110600 435000 COTT CORPORATION COM 22163N106 655 28000 SH SOLE 28000 CRAY COM 225223106 22676 2070900 SH SOLE 399270 1671630 CREE INC COM 225447101 39136 2113200 SH SOLE 418700 1694500 CULLEN FROST BANKERS COM 229899109 372 10000 SH SOLE 10000 CV THERAPEUTICS COM 126667104 6606 300000 SH SOLE 3200 296800 DENBURY RESOURCES COM 247916208 6202 501800 SH SOLE 6800 495000 DENTSPLY COM 249030107 27352 610000 SH SOLE 113100 496900 DEVRY INC COM 251893103 213 9000 SH SOLE 9000 DIAMONDCLUSTER INT'L COM 25278P106 3996 584300 SH SOLE 4300 580000 DIGITAS COM 25388K104 17023 2344800 SH SOLE 457700 1887100 DOLLAR THRIFTY COM 256743105 4658 205000 SH SOLE 105900 99100 DONALDSON COM 257651109 16871 313000 SH SOLE 3800 309200 DUN AND BRADSTREET COM 26483E100 42176 1015300 SH SOLE 157550 857750 DUPONT PHOTOMASKS INC COM 26613X101 6958 306400 SH SOLE 2800 303600 DYCOM INDUSTRIES COM 267475101 29080 1426200 SH SOLE 366700 1059500 EDUCATION MANAGEMENT COM 28139T101 10792 186650 SH SOLE 52700 133950 EMBARCADERO TECHNOLOGIES COM 290787100 804 80000 SH SOLE 80000 EMCOR GROUP COM 29084Q100 298 7000 SH SOLE 7000 ENTERCOM COMM COM 293639100 493 11000 SH SOLE 11000 EPIQ SYSTEMS COM 26882D109 1172 69000 SH SOLE 69000 EQUITY INNS COM 294703103 1697 225300 SH SOLE 225300 FAIRMONT HOTELS COM 305204109 386 15000 SH SOLE 15000 FINLAY ENTERPRISES COM 317884203 5884 405200 SH SOLE 208300 196900 FIRST ALBANY CORPORATION COM 318465101 6016 473700 SH SOLE 213900 259800 FLIR COM 302445101 25125 988400 SH SOLE 331200 657200 FOOT LOCKER COM 344849104 21324 1316300 SH SOLE 16300 1300000 FOUNDRY NETWORKS COM 35063R100 50183 2334100 SH SOLE 447600 1886500 FRED'S INC COM 356108100 527 16000 SH SOLE 16000 FREE MARKETS COM 356602102 13759 1768300 SH SOLE 496100 1272200 FRIEDMAN BILLINGS RAMSEY COM 358434108 13065 757400 SH SOLE 66000 691400 FRIEDMAN'S INC COM 358438109 8201 587900 SH SOLE 301900 286000 GARMIN LTD COM G37260109 27425 654850 SH SOLE 104100 550750 GATX CORP COM 361448103 9494 448900 SH SOLE 94600 354300 GENERAL COMM COM 369385109 14290 1717600 SH SOLE 380300 1337300 GLENBOROUGH REALTY TRUST COM 37803P105 8355 443000 SH SOLE 219500 223500 HARTE HANKS INC COM 416196103 448 24300 SH SOLE 24300 HEARTLAND EXPR COM 422347104 29338 1221415 SH SOLE 367768 853647 HELEN OF TROY COM G4388N106 852 35000 SH SOLE 35000 HENRY SCHEIN COM 806407102 47784 842600 SH SOLE 166000 676600 HIBBETT SPORTING GOODS COM 428565105 17520 730000 SH SOLE 171750 558250 HOLLYWOOD ENTERTAINMENT COM 436141105 13333 784300 SH SOLE 193200 591100 HOLOGIC COM 436440101 5408 397680 SH SOLE 204380 193300 HOT TOPIC INC COM 441339108 496 22000 SH SOLE 22000 HUGHES SUPPLY COM 444482103 13726 423000 SH SOLE 86700 336300 HUMAN GENOME SCIENCES COM 444903108 2702 196800 SH SOLE 1800 195000 HUTCHINSON TECHNOLOGY COM 448407106 23851 724500 SH SOLE 154000 570500 IMMUCOR COM 452526106 8268 306800 SH SOLE 157400 149400 IMMUNOGEN COM 45253H101 2937 660000 SH SOLE 8000 652000 IMMUNOMEDICS COM 452907108 2209 299300 SH SOLE 2900 296400 IMPAX LABORATORIES COM 45256B101 768 61400 SH SOLE 31500 29900 IMS HEALTH COM 449934108 20277 961000 SH SOLE 11000 950000 INET TECHNOLOGIES COM 45662v105 4787 373100 SH SOLE 191800 181300 INSIGHT COMM COM 45768V108 16055 1684700 SH SOLE 366750 1317950 INTER-TEL COM 458372109 368 15000 SH SOLE 15000 INTRAWEST CORP COM 460915200 11440 817750 SH SOLE 191250 626500 IRON MOUNTAIN COM 462846106 538 15000 SH SOLE 15000 IVILLAGE COM 46588H105 4619 2080500 SH SOLE 2080500 JDA SOFTWARE COM 46612K108 237 16000 SH SOLE 16000 JEFFERIES GROUP COM 472319102 45684 1589000 SH SOLE 346900 1242100 JOHN H HARLAND CO COM 412693103 6498 245500 SH SOLE 2500 243000 KEY ENERGY SERVICES COM 492914106 13703 1420000 SH SOLE 327700 1092300 KIRKLAND'S INC COM 497498105 7614 474400 SH SOLE 244100 230300 KRISPY KREME DOUGHNUTS INC COM 501014104 539 14000 SH SOLE 14000 KVH INDUSTRIES COM 482738101 455 18000 SH SOLE 18000 LABOR READY COM 505401208 904 90000 SH SOLE 90000 LAMAR ADVERTISING COM 512815101 13325 452300 SH SOLE 5300 447000 LEGG MASON COM 524901105 43782 606400 SH SOLE 118900 487500 LEXICON GENETICS COM 528872104 1238 239900 SH SOLE 4600 235300 LINDSAY MFG COM 535555106 11793 586700 SH SOLE 99000 487700 MANTECH COM 564563104 14877 598200 SH SOLE 118000 480200 MANUFACT HOME COM 564682102 28294 722150 SH SOLE 133500 588650 MARCUS COM 566330106 10398 681400 SH SOLE 7800 673600 MARINEMAX INC COM 567908108 10801 744400 SH SOLE 370200 374200 MAXTOR COM 577729205 55077 4525600 SH SOLE 932600 3593000 MCGRATH RENT COM 580589109 4550 162500 SH SOLE 83300 79200 MEDAREX COM 583916101 2771 469700 SH SOLE 4400 465300 MENTOR COM 587188103 33990 1490800 SH SOLE 279100 1211700 METTLER TOLEDO COM 592688105 35634 991200 SH SOLE 194600 796600 MICROS SYS INC COM 594901100 339 10000 SH SOLE 10000 MKS INSTRUMENTS COM 55306N104 10548 487000 SH SOLE 93100 393900 MOLDFLOW COM 608507109 3160 329500 SH SOLE 1000 328500 MONOLITHIC SYSTEMS COM 609842109 10128 1202800 SH SOLE 259900 942900 MONRO MUFFLER BRAKE COM 610236101 7646 259200 SH SOLE 133600 125600 MOVIE GALLERY COM 624581104 12873 650800 SH SOLE 172100 478700 MSC INDUSTRIAL DIRECT COM 553530106 14042 673500 SH SOLE 127600 545900 MTR GAMING COM 553769100 4301 496100 SH SOLE 3800 492300 NEOWARE SYSTEMS COM 64065P102 171 10000 SH SOLE 10000 NETFLIX COM 64110L106 22086 658100 SH SOLE 140050 518050 O'REILLY AUTOMOTIVE COM 686091109 7699 209200 SH SOLE 2200 207000 ONYX PHARMACEUTICALS COM 683399109 7077 328100 SH SOLE 168900 159200 ORTHOFIX INT'L COM N6748L102 12224 334000 SH SOLE 171600 162400 OXFORD INDUSTRIES COM 691497309 642 10000 SH SOLE 10000 PACKETEER COM 695210104 4454 369600 SH SOLE 2900 366700 PALM HARBOR HMS COM 696639103 18459 1076970 SH SOLE 274009 802961 PEET'S COFFEE & TEA COM 705560100 5639 286700 SH SOLE 147800 138900 PHILLIPS VAN HEUSEN CP COM 718592108 12739 848700 SH SOLE 178500 670200 PHOTON DYNAMICS COM 719364101 14323 492700 SH SOLE 70400 422300 PHOTRONICS INC COM 719405102 14329 670500 SH SOLE 121000 549500 PLANTRONICS COM 727493108 20237 847800 SH SOLE 148100 699700 PLATO LEARNING COM 72764Y100 2388 309766 SH SOLE 2000 307766 POLARIS COM 731068102 22519 303700 SH SOLE 54400 249300 POWER INTEGRATIONS COM 739276103 6276 188800 SH SOLE 1900 186900 PRENTISS PROPERTIES COM 740706106 21410 690650 SH SOLE 123700 566950 PRINCETON REVIEW COM 742352107 329 51000 SH SOLE 51000 PROTEIN DESIGN COM 74369L103 16590 1180800 SH SOLE 219700 961100 QUIKSILVER COM 74838C106 20182 1265300 SH SOLE 224000 1041300 RADIO ONE COM 75040P405 522 35500 SH SOLE 35500 RED HAT INC COM 756577102 25324 2532400 SH SOLE 513200 2019200 REGENCY CENTERS CORP COM 758849103 30884 838100 SH SOLE 125500 712600 REGENERON COM 75886F107 5619 318000 SH SOLE 3200 314800 RENT-A-CENTER COM 76009N100 10686 331650 SH SOLE 73950 257700 RESOURCES CONNECTION COM 76122Q105 1060 44000 SH SOLE 44000 ROSS STORES COM 778296103 10067 217000 SH SOLE 3100 213900 RUBY TUESDAY COM 781182100 8533 353900 SH SOLE 3600 350300 RUDOLPH TECHNOLOGIES COM 781270103 3907 202000 SH SOLE 2000 200000 SAPIENT COM 803062108 7980 2222800 SH SOLE 22800 2200000 SCHOLASTIC CORP COM 807066105 8372 290800 SH SOLE 3200 287600 SCIENTIFIC ATLANTA COM 808655104 374 12000 SH SOLE 12000 SELECT COMFORT CORP COM 81616X103 21458 808500 SH SOLE 138800 669700 SHUFFLE MASTER COM 825549108 18745 689400 SH SOLE 131300 558100 SICOR INC COM 825846108 23848 1235000 SH SOLE 220400 1014600 SILICON LABORATORIES COM 826919102 9334 207800 SH SOLE 59400 148400 SOURCECORP COM 836167106 11146 479000 SH SOLE 90300 388700 SPECTRALINK COM 847580107 8891 475700 SH SOLE 4400 471300 ST MARY LAND&EX COM 792228108 22608 892900 SH SOLE 122000 770900 STEINER LEISURE LTD COM P8744Y102 6174 322553 SH SOLE 169853 152700 STRATEX NETWORKS COM 86279T109 7289 1892800 SH SOLE 13200 1879600 SUN COMMUNITIES COM 866674104 24627 625050 SH SOLE 113700 511350 SYBRON DENTAL SPEC COM 871142105 5484 218733 SH SOLE 2600 216133 TBC CORP COM 872180104 9674 386200 SH SOLE 198300 187900 TETRA TECH INC COM 88162G103 6446 322600 SH SOLE 2500 320100 TIBCO SOFTWARE COM 88632Q103 6479 1211000 SH SOLE 11000 1200000 TIDEWATER COM 886423102 27270 963600 SH SOLE 198900 764700 TIFFANY & CO COM 886547108 10034 268800 SH SOLE 3300 265500 TOO INC COM 890333107 16811 1141300 SH SOLE 253900 887400 TRANSKARYOTIC THERAPIES COM 893735100 4988 476000 SH SOLE 4800 471200 TRIMBLE NAVIGATION COM 896239100 16243 704666 SH SOLE 147536 557130 TULARIK INC COM 899165104 7593 759300 SH SOLE 7600 751700 ULTICOM COM 903844108 5477 521200 SH SOLE 4300 516900 UNIT COM 909218109 17020 903400 SH SOLE 212050 691350 UNITED ONLINE COM 911268100 348 10000 SH SOLE 10000 UNIVERSAL DISPLAY COM 91347P105 4675 450000 SH SOLE 210800 239200 URS CORP COM 903236107 5304 273400 SH SOLE 2400 271000 VALMONT COM 920253101 7881 398250 SH SOLE 3700 394550 VERITY COM 92343c106 13354 1018600 SH SOLE 195000 823600 VERTEX PHARM COM 92532F100 8425 685000 SH SOLE 6700 678300 WATSCO COM 942622200 11237 588000 SH SOLE 60600 527400 WATSON PHARMACEUTICALS COM 942683103 20032 480500 SH SOLE 5500 475000 WEBEX COMMUNICATIONS COM 94767L109 20634 1092900 SH SOLE 229000 863900 WEIGHT WATCHERS COM 948626106 4955 119100 SH SOLE 1100 118000 WEST MARINE COM 954235107 8348 438200 SH SOLE 224000 214200 WESTERN DIGITAL COM 958102105 33527 2601000 SH SOLE 531200 2069800 WILD OATS COM 96808B107 634 58000 SH SOLE 58000 ZYGO COM 989855101 9485 580100 SH SOLE 5400 574700 j2 GLOBAL COMMUNICATIONS COM 46626E205 5584 147600 SH SOLE 1400 146200
Report Summary: Number of Other Included Managers: None Table Entry Total: 200 Table Value $2,360 Million -----END PRIVACY-ENHANCED MESSAGE-----