-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KAQxat+gQyR80Hw57q9YhGIrQTX9mpZx0GGYHZZd+qQGTpxuUQcAsfvRqbnRcIMe v4vEgGdnX+2Scc6Q16VrLw== 0001026710-04-000002.txt : 20040114 0001026710-04-000002.hdr.sgml : 20040114 20040114154928 ACCESSION NUMBER: 0001026710-04-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040114 EFFECTIVENESS DATE: 20040114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05876 FILM NUMBER: 04524986 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f0312.txt 13F FILING FOR DECEMBER 31, 2003 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending December 31, 2003 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 14th day of January, 2004. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White Executive Vice President FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADTRAN COM 00738A106 11370 365600 SH SOLE 82200 283400 ADVISORY BOARD COM 00762W107 7448 213850 SH SOLE 2200 211650 ALLIANCE DATA COM 018581108 29075 1050400 SH SOLE 233400 817000 ANN TAYLOR COM 036115103 643 16500 SH SOLE 16500 APPLERA/APP'D BIOSYS COM 038020103 8400 405600 SH SOLE 5600 400000 APPLIED FILMS COM 038197109 14360 434900 SH SOLE 118200 316700 ARBITRON INC COM 03875Q108 730 17500 SH SOLE 17500 ARROW INT'L COM 042764100 28924 1157900 SH SOLE 249600 908300 ARTISAN COMP. COM 042923102 4760 232200 SH SOLE 2500 229700 ASHFORD HOSPITALITY COM 044103109 1878 200000 SH SOLE 200000 AT ROAD COM 04648K105 16121 1212100 SH SOLE 243400 968700 AVALON BAY COM 053484101 21022 439800 SH SOLE 6400 433400 AVIALL COM 05366B102 11660 751800 SH SOLE 366500 385300 AXCAN PHARMA COM 054923107 11111 710000 SH SOLE 396600 313400 BAUSCH & LOMB COM 071707103 57718 1112100 SH SOLE 231000 881100 BEVERLY ENT. COM 087851309 24557 2858800 SH SOLE 497700 2361100 BIOGEN IDEC COM 09062X103 14772 402500 SH SOLE 402500 BISYS GROUP COM 055472104 432 29000 SH SOLE 29000 BLOCKBUSTER INC COM 093679108 5367 299000 SH SOLE 4800 294200 BOMBAY COMPANY COM 097924104 427 52500 SH SOLE 52500 BRIGHT HORIZONS FAMILY SOLUTIO COM 109195107 546 13000 SH SOLE 13000 BROCADE COMM. COM 111621108 22429 3880400 SH SOLE 850300 3030100 BRUNSWICK CORP COM 117043109 22389 703400 SH SOLE 145100 558300 C.H. ROBINSON COM 12541W100 42747 1127600 SH SOLE 191000 936600 CACI INT'L COM 127190304 17664 363300 SH SOLE 77300 286000 CADENCE DESIGN COM 127387108 11380 632900 SH SOLE 8000 624900 CAL DIVE INT'L COM 127914109 482 20000 SH SOLE 20000 CAL. PIZZA KITCHEN COM 13054D109 7688 381900 SH SOLE 4600 377300 CALIPER TECHNOLOGIES COM 130876105 7530 1130600 SH SOLE 442200 688400 CALLAWAY GOLF COM 131193104 4253 252400 SH SOLE 2300 250100 CARBO CERAMICS COM 140781105 17584 343100 SH SOLE 4300 338800 CARMAX COM 143130102 634 20500 SH SOLE 20500 CELL GENESYS INC COM 150921104 3543 277000 SH SOLE 3700 273300 CHECKFREE COM 162813109 5383 194700 SH SOLE 2200 192500 CHIC. BRIDGE & IRON COM 167250109 24146 835500 SH SOLE 175800 659700 CHICAGO PIZZA AND BREWERY COM 167889104 821 55000 SH SOLE 55000 CHICOS FAS COM 168615102 29401 795700 SH SOLE 181400 614300 CHIRON COM 170040109 20228 355000 SH SOLE 355000 CITRIX SYSTEMS COM 177376100 5478 258900 SH SOLE 3900 255000 CLAIRE'S STORES COM 179584107 754 40000 SH SOLE 40000 CONMED CORP COM 207410101 21106 886800 SH SOLE 236000 650800 COOPER COMPANIES COM 216648402 22523 477900 SH SOLE 96200 381700 CORE LABS COM n22717107 7909 473900 SH SOLE 6200 467700 CORP EXEC BOARD COM 21988R102 29477 631600 SH SOLE 127700 503900 COSTAR CORP COM 22160N109 8273 198400 SH SOLE 40700 157700 COTT CORPORATION COM 22163N106 728 26000 SH SOLE 26000 CRAY COM 225223106 25339 2551800 SH SOLE 503870 2047930 CREE INC COM 225447101 5272 298000 SH SOLE 3700 294300 CUBIST PHARMACEUTICALS COM 229678107 488 40000 SH SOLE 40000 CULLEN FROST BANKERS COM 229899109 446 11000 SH SOLE 11000 CV THERAPEUTICS COM 126667104 8249 560400 SH SOLE 6300 554100 DENBURY RESOURCES COM 247916208 7667 551200 SH SOLE 6200 545000 DENTSPLY COM 249030107 16236 359450 SH SOLE 5400 354050 DEVRY INC COM 251893103 528 21000 SH SOLE 21000 DIAMONDCLUSTER COM 25278P106 6820 668600 SH SOLE 8600 660000 DICKS SPORTING GOODS COM 253393102 584 12000 SH SOLE 12000 DIGITAS COM 25388K104 24573 2636600 SH SOLE 460600 2176000 DONALDSON COM 257651109 18547 313500 SH SOLE 4300 309200 DSP GROUP COM 23332B106 15372 616100 SH SOLE 141700 474400 DUN AND BRADSTREET COM 26483E100 50416 994200 SH SOLE 169050 825150 DUPONT PHOTOMASKS COM 26613X101 13224 547800 SH SOLE 126100 421700 DYCOM INDUSTRIES COM 267475101 25213 940100 SH SOLE 204100 736000 EDUCATION MGMT COM 28139T101 12413 399900 SH SOLE 113800 286100 EMBARCADERO TECHNOLOGIES COM 290787100 9948 623680 SH SOLE 304580 319100 EMCOR GROUP COM 29084Q100 615 14000 SH SOLE 14000 ENTERCOM COMM COM 293639100 741 14000 SH SOLE 14000 EPIQ SYSTEMS COM 26882D109 1181 69000 SH SOLE 69000 EQUITY INNS COM 294703103 5257 580900 SH SOLE 308100 272800 FAIRMONT HOTELS COM 305204109 353 13000 SH SOLE 13000 FINLAY ENTERPRISES COM 317884203 1283 90800 SH SOLE 5691 85109 FIRST ALBANY CORPORATION COM 318465101 8281 591100 SH SOLE 294200 296900 FLIR COM 302445101 48574 1330800 SH SOLE 379800 951000 FOOT LOCKER COM 344849104 19853 846600 SH SOLE 11600 835000 FOUNDRY NTWRKS COM 35063R100 59951 2193600 SH SOLE 427000 1766600 FRED'S INC COM 356108100 16257 524600 SH SOLE 123400 401200 FREE MARKETS COM 356602102 13270 1980600 SH SOLE 498100 1482500 FRIEDMAN BILLINGS RAMSEY COM 358434108 21351 925100 SH SOLE 152000 773100 GARMIN LTD COM G37260109 34047 624950 SH SOLE 115100 509850 GENERAL COMM COM 369385109 15690 1803500 SH SOLE 403500 1400000 GLENBOROUGH REALTY TRUST COM 37803P105 9486 475500 SH SOLE 220600 254900 GUESS INC COM 401617105 603 50000 SH SOLE 50000 HARTE HANKS INC COM 416196103 529 24300 SH SOLE 24300 HEARTLAND EXPR COM 422347104 34178 1412915 SH SOLE 414268 998647 HELEN OF TROY COM G4388N106 20398 881500 SH SOLE 182400 699100 HENRY SCHEIN COM 806407102 52030 769900 SH SOLE 160000 609900 HIBBETT SPORT GOODS COM 428565105 22618 759000 SH SOLE 172050 586950 HIGHLAND HOSPITALITY TRUST COM 430141101 1362 125000 SH SOLE 125000 HOLLYWOOD ENT COM 436141105 6758 491500 SH SOLE 5600 485900 HOLOGIC COM 436440101 7729 448080 SH SOLE 219180 228900 HOT TOPIC INC COM 441339108 19287 654900 SH SOLE 155800 499100 HUGHES SUPPLY COM 444482103 22587 455200 SH SOLE 100700 354500 HUMAN GENOME COM 444903108 18187 1372600 SH SOLE 277200 1095400 HUTCHINSON TECH COM 448407106 25178 818800 SH SOLE 180600 638200 ICOS CORP COM 449295104 2510 60800 SH SOLE 800 60000 ILLUMINA COM 452327109 1586 225000 SH SOLE 225000 IMAX CORP COM 45245E109 672 85015 SH SOLE 85015 IMCLONE COM 45245W109 2411 60800 SH SOLE 800 60000 IMMUCOR COM 452526106 4910 240800 SH SOLE 110800 130000 IMMUNOGEN COM 45253H101 3028 599700 SH SOLE 7700 592000 IMMUNOMEDICS COM 452907108 1366 299500 SH SOLE 3100 296400 IMS HEALTH COM 449934108 17690 711600 SH SOLE 11600 700000 INET TECHNOLOGIES COM 45662v105 6916 576300 SH SOLE 281900 294400 INKINE PHARMACEUTICALS COM 457214104 362 75000 SH SOLE 75000 INSIGHT COMM COM 45768V108 10465 1012100 SH SOLE 11100 1001000 INTRAWEST CORP COM 460915200 15244 824450 SH SOLE 192150 632300 IRON MOUNTAIN COM 462846106 593 15000 SH SOLE 15000 IVILLAGE COM 46588H105 7448 2080500 SH SOLE 2080500 JDA SOFTWARE COM 46612K108 264 16000 SH SOLE 16000 JEFFERIES GROUP COM 472319102 27083 820200 SH SOLE 228400 591800 JOHN HARLAND COM 412693103 8411 308100 SH SOLE 3100 305000 KENSEY NASH COM 490057106 1395 60000 SH SOLE 60000 KEY ENERGY SVCS COM 492914106 8995 872500 SH SOLE 9500 863000 KIRKLAND'S INC COM 497498105 9090 514700 SH SOLE 250400 264300 KRISPY KREME COM 501014104 549 15000 SH SOLE 15000 KVH INDUSTRIES COM 482738101 6068 220100 SH SOLE 2100 218000 LABOR READY COM 505401208 917 70000 SH SOLE 70000 LAMAR AD COM 512815101 10524 282000 SH SOLE 5000 277000 LEGG MASON COM 524901105 19542 253200 SH SOLE 55300 197900 LINDSAY MFG COM 535555106 11933 472600 SH SOLE 3100 469500 MANTECH COM 564563104 17211 689800 SH SOLE 136400 553400 MANUFACT HOME COM 564682102 8014 212850 SH SOLE 35900 176950 MARCUS COM 566330106 11198 682800 SH SOLE 9200 673600 MARINEMAX INC COM 567908108 12387 637500 SH SOLE 326800 310700 MAXTOR COM 577729205 56940 5129700 SH SOLE 1018900 4110800 MCGRATH RENT COM 580589109 1689 62000 SH SOLE 62000 MEDAREX COM 583916101 4181 671100 SH SOLE 5800 665300 MENTOR COM 587188103 37618 1563500 SH SOLE 301900 1261600 METTLER TOLEDO COM 592688105 30113 713400 SH SOLE 145700 567700 MICROS SYS INC COM 594901100 520 12000 SH SOLE 12000 MKS INSTRUMENTS COM 55306N104 24940 860000 SH SOLE 181500 678500 MOBILITY ELEC COM 60741U101 5546 620300 SH SOLE 7100 613200 MONRO MUFFLER BRAKE COM 610236101 8422 421950 SH SOLE 199500 222450 MOVIE GALLERY COM 624581104 6975 373400 SH SOLE 6400 367000 MSC INDUSTRIAL COM 553530106 18923 688100 SH SOLE 129200 558900 MYOGEN COM 62856E104 1430 100000 SH SOLE 100000 NEOWARE SYSTEMS COM 64065P102 137 10000 SH SOLE 10000 NETFLIX COM 64110L106 24895 455200 SH SOLE 90950 364250 NEXTEL PARTNERS COM 65333F107 19817 1473400 SH SOLE 325900 1147500 O'REILLY AUTO COM 686091109 8082 209600 SH SOLE 2600 207000 ORTHOFIX INT'L COM N6748L102 14616 298400 SH SOLE 148000 150400 OXFORD INDUSTRIES COM 691497309 678 20000 SH SOLE 20000 PACKETEER COM 695210104 2652 156200 SH SOLE 1100 155100 PALM HARBOR HMS COM 696639103 13433 767125 SH SOLE 186009 581116 PEET'S COFFEE & TEA COM 705560100 1121 64200 SH SOLE 64200 PHILLIPS VAN HEUSEN CP COM 718592108 19154 1079700 SH SOLE 265300 814400 PHOTON DYNAMICS COM 719364101 26462 657600 SH SOLE 124200 533400 PHOTRONICS INC COM 719405102 16559 831300 SH SOLE 165000 666300 PLANTRONICS COM 727493108 33215 1017300 SH SOLE 213900 803400 POLARIS COM 731068102 28257 319000 SH SOLE 60300 258700 POWER INTEGRATIONS COM 739276103 7060 211000 SH SOLE 2600 208400 PRAECIS PHARMACEUTICALS COM 739421105 515 80000 SH SOLE 80000 PRENTISS PROP COM 740706106 22662 686950 SH SOLE 125100 561850 PRINCETON REVIEW COM 742352107 643 66000 SH SOLE 66000 PROTEIN DESIGN COM 74369L103 19504 1089600 SH SOLE 218500 871100 QUIKSILVER COM 74838C106 27458 1548700 SH SOLE 352900 1195800 RADIO ONE COM 75040P405 738 38000 SH SOLE 38000 RED HAT INC COM 756577102 55079 2934400 SH SOLE 595100 2339300 REGENCY CENTERS COM 758849103 31928 801200 SH SOLE 131000 670200 REGENERON COM 75886F107 4679 318100 SH SOLE 3300 314800 RENT-A-CENTER COM 76009N100 17036 567858 SH SOLE 135158 432700 RESOURCES CONNECTION COM 76122Q105 874 32000 SH SOLE 32000 ROSS STORES COM 778296103 7523 284300 SH SOLE 3500 280800 RUBY TUESDAY COM 781182100 10103 354600 SH SOLE 4300 350300 RUDOLPH TECH COM 781270103 4967 202400 SH SOLE 2400 200000 SAPIENT COM 803062108 20142 3571300 SH SOLE 655600 2915700 SCIENTIFIC GAMES COM 80874P109 560 33000 SH SOLE 33000 SEACHANGE COM 811699107 19550 1269500 SH SOLE 314700 954800 SELECT COMFORT COM 81616X103 23037 930400 SH SOLE 213400 717000 SHUFFLE MASTER COM 825549108 17906 518700 SH SOLE 100400 418300 SILICON LABS COM 826919102 16299 376600 SH SOLE 85800 290800 SIRNA THERAPEUTICS COM 829669100 216 41500 SH SOLE 41500 SMITH INT'L COM 832110100 9342 225000 SH SOLE 2500 222500 SPECTRALINK COM 847580107 6851 357400 SH SOLE 4000 353400 ST MARY LAND&EX COM 792228108 26229 920300 SH SOLE 130400 789900 STRATEX NETWORKS COM 86279T109 9180 2134900 SH SOLE 23800 2111100 SUN COMMUNITIES COM 866674104 2109 54500 SH SOLE 8700 45800 SYCAMORE NTWKS COM 871206108 5512 1055900 SH SOLE 40200 1015700 TBC CORP COM 872180104 11434 443000 SH SOLE 218700 224300 TETRA TECH INC COM 88162G103 9056 364300 SH SOLE 4200 360100 TIBCO SOFTWARE COM 88632Q103 17064 2520500 SH SOLE 539900 1980600 TIDEWATER COM 886423102 22276 745500 SH SOLE 139000 606500 TIFFANY & CO COM 886547108 6468 143100 SH SOLE 2600 140500 TOO INC COM 890333107 5981 354300 SH SOLE 3000 351300 TRADESTATION COM 89267P105 620 70000 SH SOLE 70000 TRANSKARYOTIC COM 893735100 7435 476300 SH SOLE 5100 471200 TRIMBLE NAV COM 896239100 27761 745466 SH SOLE 162636 582830 TUESDAY MORNING COM 899035505 817 27000 SH SOLE 27000 TULARIK INC COM 899165104 16557 1027100 SH SOLE 201400 825700 ULTICOM COM 903844108 5042 522500 SH SOLE 5600 516900 UNIT COM 909218109 22667 962500 SH SOLE 234650 727850 UNITED ONLINE COM 911268100 252 15000 SH SOLE 15000 UNIVERSAL DISPLAY COM 91347P105 8627 628800 SH SOLE 314500 314300 URS CORP COM 903236107 7661 306300 SH SOLE 3800 302500 VALMONT COM 920253101 6819 294550 SH SOLE 3500 291050 VERTEX PHARM COM 92532F100 7094 685400 SH SOLE 7100 678300 WATSCO COM 942622200 24453 1075800 SH SOLE 245300 830500 WATSON PHARM COM 942683103 22158 481700 SH SOLE 6700 475000 WEBEX COMM COM 94767L109 24951 1238900 SH SOLE 270500 968400 WEST MARINE COM 954235107 10266 373300 SH SOLE 180600 192700 WESTERN DIGITAL COM 958102105 35109 2977900 SH SOLE 600400 2377500 WIRELESS FACILITIES COM 97653A103 14230 957600 SH SOLE 10900 946700 ZYGO COM 989855101 14041 851500 SH SOLE 171700 679800 j2 GLOBAL COMMUNICATIONS COM 46626E205 4279 172600 SH SOLE 1400 171200
Report Summary: Number of Other Included Managers: None Table Entry Total: 203 Table Value $2,671 Million -----END PRIVACY-ENHANCED MESSAGE-----