-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WSlJjDdrVc03BzFDQKdyHV9WBJpN2ifTTHy8SGTig0y7vLRHm4caPJOpS50dfOkY 3z6F4fl2gpbWIJMJv0osxA== 0001026710-04-000004.txt : 20040428 0001026710-04-000004.hdr.sgml : 20040428 20040428120634 ACCESSION NUMBER: 0001026710-04-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040428 EFFECTIVENESS DATE: 20040428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05876 FILM NUMBER: 04759385 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f0403.txt 13F FILING FOR MARCH 31, 2004 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending March 31, 2004 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 28th day of April, 2004. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White Executive Vice President FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADTRAN COM 00738A106 13889 462500 SH SOLE 110700 351800 ADVISORY BOARD COM 00762W107 7834 213450 SH SOLE 2800 210650 AFFYMETRIX COM 00826T108 6754 200000 SH SOLE 3500 196500 ALLIANCE DATA COM 018581108 38361 1143400 SH SOLE 229000 914400 ANN TAYLOR COM 036115103 621 14500 SH SOLE 14500 APPLERA/APP'D BIOSYS COM 038020103 8048 406900 SH SOLE 6900 400000 APPLIED FILMS COM 038197109 12070 430900 SH SOLE 115300 315600 ARBITRON INC COM 03875Q108 350 8700 SH SOLE 8700 ARROW INT'L COM 042764100 34350 1149200 SH SOLE 243700 905500 ARTISAN COMP. COM 042923102 11261 505200 SH SOLE 5500 499700 ASHFORD HOSPITALITY COM 044103109 2038 200000 SH SOLE 200000 AT ROAD COM 04648K105 20238 1649400 SH SOLE 367200 1282200 AVALON BAY COM 053484101 17896 334000 SH SOLE 5600 328400 AVIALL COM 05366B102 10500 690800 SH SOLE 354500 336300 AXCAN PHARMA COM 054923107 13343 700400 SH SOLE 426000 274400 AXONYX COM 05461R101 6978 1068600 SH SOLE 482700 585900 BAUSCH & LOMB COM 071707103 56804 947200 SH SOLE 224100 723100 BEVERLY ENT. COM 087851309 13941 2178300 SH SOLE 31900 2146400 BIG 5 SPORT GOODS COM 08915P101 656 26000 SH SOLE 26000 BIOCRYST PHARMA COM 09058V103 1336 160000 SH SOLE 160000 BIOGEN IDEC COM 09062X103 22379 402500 SH SOLE 402500 BISYS GROUP COM 055472104 402 24000 SH SOLE 24000 BRIGHT HORIZONS FAMILY SOLUTIO COM 109195107 5140 109000 SH SOLE 1500 107500 BROCADE COMM. COM 111621108 26847 4043200 SH SOLE 883500 3159700 BRUNSWICK CORP COM 117043109 26311 644400 SH SOLE 140400 504000 C.H. ROBINSON COM 12541W100 34901 841000 SH SOLE 140400 700600 CACI INT'L COM 127190304 17355 403600 SH SOLE 89500 314100 CADENCE DESIGN COM 127387108 10168 689800 SH SOLE 9900 679900 CAL DIVE INT'L COM 127914109 22129 857700 SH SOLE 138000 719700 CAL. PIZZA KITCHEN COM 13054D109 5744 287200 SH SOLE 4200 283000 CALIPER LIFE SCIENCES COM 130872104 8366 1212500 SH SOLE 610300 602200 CALLAWAY GOLF COM 131193104 4806 253200 SH SOLE 3100 250100 CARBO CERAMICS COM 140781105 21661 344100 SH SOLE 5300 338800 CARMAX COM 143130102 599 20500 SH SOLE 20500 CARMIKE CINEMAS COM 143436400 669 18000 SH SOLE 18000 CELL GENESYS INC COM 150921104 3347 278000 SH SOLE 4700 273300 CENTRAL EUROPEAN DIST COM 153435102 7460 230400 SH SOLE 3100 227300 CEPHALON COM 156708109 5974 104200 SH SOLE 3100 101100 CHECKFREE COM 162813109 4737 160800 SH SOLE 2200 158600 CHIC. BRIDGE & IRON COM 167250109 13742 493800 SH SOLE 144400 349400 CHICAGO PIZZA AND BREWERY COM 167889104 660 50500 SH SOLE 50500 CHICOS FAS COM 168615102 38067 820400 SH SOLE 202100 618300 CHIRON COM 170040109 14083 320000 SH SOLE 320000 CLAIRE'S STORES COM 179584107 7805 374500 SH SOLE 4500 370000 COIN STAR COM 19259P300 7328 464100 SH SOLE 4100 460000 CONCUR TECHN COM 206708109 248 22100 SH SOLE 22100 CONMED CORP COM 207410101 16687 564900 SH SOLE 159500 405400 COOPER COMPANIES COM 216648402 25250 467600 SH SOLE 93900 373700 CORE LABS COM n22717107 10085 475700 SH SOLE 8000 467700 CORP EXEC BOARD COM 21988R102 29488 627400 SH SOLE 124900 502500 COSTAR CORP COM 22160N109 16798 455600 SH SOLE 89800 365800 COTT CORPORATION COM 22163N106 632 21500 SH SOLE 21500 CRAY COM 225223106 18609 2806800 SH SOLE 602370 2204430 CUBIST PHARMACEUTICALS COM 229678107 827 90000 SH SOLE 90000 CULLEN FROST BANKERS COM 229899109 470 11000 SH SOLE 11000 CV THERAPEUTICS COM 126667104 15239 1007200 SH SOLE 261500 745700 DENBURY RESOURCES COM 247916208 22557 1337900 SH SOLE 292200 1045700 DENTSPLY COM 249030107 15974 360350 SH SOLE 6300 354050 DEVRY INC COM 251893103 844 28000 SH SOLE 28000 DIAMONDCLUSTER COM 25278P106 6466 670100 SH SOLE 10100 660000 DICKS SPORTING GOODS COM 253393102 698 12000 SH SOLE 12000 DIGITAS COM 25388K104 18088 1757800 SH SOLE 310200 1447600 DONALDSON COM 257651109 12514 471700 SH SOLE 7900 463800 DSP GROUP COM 23332B106 15761 610900 SH SOLE 138100 472800 DUN AND BRADSTREET COM 26483E100 36573 683600 SH SOLE 146150 537450 DUPONT PHOTOMASKS COM 26613X101 18944 814800 SH SOLE 176100 638700 DYCOM INDUSTRIES COM 267475101 21431 808100 SH SOLE 198200 609900 EDUCATION MGMT COM 28139T101 7216 226700 SH SOLE 2900 223800 ELECTRONICS BOUTIQUE COM 286045109 9210 314000 SH SOLE 4000 310000 EMBARCADERO TECHNOLOGIES COM 290787100 7787 610280 SH SOLE 294480 315800 EMCOR GROUP COM 29084Q100 404 11000 SH SOLE 11000 ENTERCOM COMM COM 293639100 634 14000 SH SOLE 14000 EQUITY INNS COM 294703103 2073 225300 SH SOLE 225300 EURONET WORLDWIDE COM 298736109 7513 395200 SH SOLE 5200 390000 EXACTECH INC COM 30064E109 920 50000 SH SOLE 50000 F5 NETWORKS COM 315616102 8387 248000 SH SOLE 3000 245000 FIRST ALBANY CORPORATION COM 318465101 7738 555500 SH SOLE 285200 270300 FLIR COM 302445101 50174 1316200 SH SOLE 369300 946900 FOOT LOCKER COM 344849104 15854 614500 SH SOLE 9500 605000 FORBES MEDI TECH COM 344907100 796 109100 SH SOLE 109100 FORRESTER RESEARCH COM 346563109 7479 395300 SH SOLE 199300 196000 FOUNDRY NTWRKS COM 35063R100 35506 2067900 SH SOLE 415600 1652300 FRED'S INC COM 356108100 13435 554700 SH SOLE 139900 414800 FREE MARKETS COM 356602102 14723 1788900 SH SOLE 440700 1348200 FRIEDMAN BILLINGS RAMSEY COM 358434108 24847 920600 SH SOLE 149200 771400 FURNITURE BRANDS INT'L COM 360921100 8485 263500 SH SOLE 3500 260000 GARMIN LTD COM G37260109 20533 480750 SH SOLE 82900 397850 GENERAL COMM COM 369385109 18968 2084400 SH SOLE 507400 1577000 GLENBOROUGH REALTY TRUST COM 37803P105 1399 62600 SH SOLE 62600 GUESS INC COM 401617105 5249 291100 SH SOLE 4700 286400 HARTE HANKS INC COM 416196103 569 24300 SH SOLE 24300 HEARTLAND EXPR COM 422347104 24828 1089415 SH SOLE 245368 844047 HELEN OF TROY COM G4388N106 26734 862100 SH SOLE 178500 683600 HENRY SCHEIN COM 806407102 45519 638500 SH SOLE 148000 490500 HIBBETT SPORT GOODS COM 428565105 27293 715600 SH SOLE 165850 549750 HIGHLAND HOSPITALITY TRUST COM 430141101 5232 446400 SH SOLE 193200 253200 HOLLYWOOD ENT COM 436141105 4355 321200 SH SOLE 5300 315900 HOLOGIC COM 436440101 8274 408580 SH SOLE 211580 197000 HOT TOPIC INC COM 441339108 17087 646000 SH SOLE 151800 494200 HUGHES SUPPLY COM 444482103 30402 580200 SH SOLE 125300 454900 HUMAN GENOME COM 444903108 16835 1343600 SH SOLE 271100 1072500 HUTCHINSON TECH COM 448407106 9355 333400 SH SOLE 4700 328700 ILLUMINA COM 452327109 1687 225000 SH SOLE 225000 IMAX CORP COM 45245E109 383 65015 SH SOLE 65015 IMCLONE COM 45245W109 16489 324900 SH SOLE 104700 220200 IMMUNOGEN COM 45253H101 4039 601100 SH SOLE 9100 592000 IMMUNOMEDICS COM 452907108 1215 299900 SH SOLE 3500 296400 IMS HEALTH COM 449934108 11695 502800 SH SOLE 12000 490800 INET TECHNOLOGIES COM 45662v105 6954 564000 SH SOLE 272600 291400 INKINE PHARMACEUTICALS COM 457214104 389 75000 SH SOLE 75000 INSIGHT COMM COM 45768V108 16407 1634200 SH SOLE 373800 1260400 INTEGRATED ELECTRICAL COM 45811E103 517 46000 SH SOLE 46000 INTER-TEL COM 458372109 8156 270700 SH SOLE 270700 INTRAWEST CORP COM 460915200 6369 374450 SH SOLE 6050 368400 IRON MOUNTAIN COM 462846106 580 13000 SH SOLE 13000 IVILLAGE COM 46588H105 14231 2080500 SH SOLE 2080500 JEFFERIES GROUP COM 472319102 22816 645800 SH SOLE 127200 518600 JUPITERMEDIA CORP COM 48207D101 6287 547200 SH SOLE 189700 357500 KENSEY NASH COM 490057106 1965 80000 SH SOLE 80000 KEY ENERGY SVCS COM 492914106 22004 2000400 SH SOLE 427900 1572500 KING PHARMACEUTICALS COM 495582108 5586 331700 SH SOLE 9400 322300 KIRKLAND'S INC COM 497498105 1382 84000 SH SOLE 84000 KRISPY KREME COM 501014104 1758 51200 SH SOLE 3100 48100 LABOR READY COM 505401208 7391 546700 SH SOLE 6700 540000 LAMAR AD COM 512815101 11371 281800 SH SOLE 4800 277000 LEGG MASON COM 524901105 13101 141200 SH SOLE 2500 138700 LINDSAY MFG COM 535555106 11380 472600 SH SOLE 3100 469500 LKQ CORP COM 501889208 350 20000 SH SOLE 20000 LOOKSMART LTD COM 543442107 1576 800000 SH SOLE 800000 MANTECH COM 564563104 14048 685600 SH SOLE 133500 552100 MAP INFO COM 565105103 7045 550000 SH SOLE 221700 328300 MARCHEX INC COM 56624R108 741 83400 SH SOLE 83400 MARCUS COM 566330106 9931 572400 SH SOLE 8800 563600 MARINEMAX INC COM 567908108 15084 567700 SH SOLE 316300 251400 MAVERICK TUBE CORP COM 577914104 23731 1007700 SH SOLE 135400 872300 MAXTOR COM 577729205 41556 5098900 SH SOLE 996400 4102500 MCGRATH RENT COM 580589109 1890 62000 SH SOLE 62000 MEDAREX COM 583916101 14874 1658200 SH SOLE 471500 1186700 MENTOR COM 587188103 46327 1539100 SH SOLE 295300 1243800 METTLER TOLEDO COM 592688105 23496 529200 SH SOLE 141300 387900 MICROS SYS INC COM 594901100 7550 167100 SH SOLE 2100 165000 MKS INSTRUMENTS COM 55306N104 20495 853600 SH SOLE 177300 676300 MOBILITY ELEC COM 60741U101 8978 986700 SH SOLE 13500 973200 MONRO MUFFLER BRAKE COM 610236101 9932 397450 SH SOLE 193400 204050 MOVIE GALLERY COM 624581104 7284 371800 SH SOLE 4800 367000 MPS GROUP COM 553409103 7646 687600 SH SOLE 2500 685100 MSC INDUSTRIAL COM 553530106 23490 784300 SH SOLE 156700 627600 MYOGEN COM 62856E104 1314 120000 SH SOLE 120000 NEKTAR THERAPEUTICS COM 640268108 15146 703800 SH SOLE 204300 499500 NET2PHONE COM 64108N106 5070 986400 SH SOLE 986400 NETFLIX COM 64110L106 12635 370300 SH SOLE 5400 364900 NETOPIA COM 64114K104 3862 313500 SH SOLE 3500 310000 NETWORK ENGINES COM 64121A107 952 250000 SH SOLE 250000 NEXTEL PARTNERS COM 65333F107 26908 2125400 SH SOLE 447600 1677800 O'REILLY AUTO COM 686091109 8533 213100 SH SOLE 3100 210000 OPEN TEXT COM 683715106 17108 574100 SH SOLE 106300 467800 ORTHOFIX INT'L COM N6748L102 13642 275600 SH SOLE 143300 132300 ORTHOVITA COM 68750U102 2010 500000 SH SOLE 500000 OXFORD INDUSTRIES COM 691497309 485 10500 SH SOLE 10500 PACKETEER COM 695210104 231 17500 SH SOLE 17500 PALM HARBOR HMS COM 696639103 9404 446300 SH SOLE 4300 442000 PATTERSON ENERGY COM 703481101 12277 346700 SH SOLE 84500 262200 PC-TEL COM 69325Q105 258 25000 SH SOLE 25000 PHILLIPS VAN HEUSEN CP COM 718592108 19782 1069300 SH SOLE 259100 810200 PHOENIX COMPANIES COM 71902E109 4079 304200 SH SOLE 4200 300000 PHOTON DYNAMICS COM 719364101 261 8000 SH SOLE 8000 PHOTRONICS INC COM 719405102 10392 587100 SH SOLE 8500 578600 PLANTRONICS COM 727493108 23332 637300 SH SOLE 164800 472500 POLARIS COM 731068102 28823 634300 SH SOLE 118300 516000 POWER INTEGRATIONS COM 739276103 9588 327900 SH SOLE 4500 323400 PRAECIS PHARMACEUTICALS COM 739421105 473 80000 SH SOLE 80000 PRENTISS PROP COM 740706106 17812 482700 SH SOLE 7200 475500 PRINCETON REVIEW COM 742352107 443 51000 SH SOLE 51000 PROTEIN DESIGN COM 74369L103 24008 1007900 SH SOLE 161300 846600 QUIKSILVER COM 74838C106 37746 1727500 SH SOLE 399800 1327700 RADIO ONE COM 75040P405 703 38000 SH SOLE 38000 RED HAT INC COM 756577102 66857 2900500 SH SOLE 582100 2318400 REGENCY CENTERS COM 758849103 18743 401100 SH SOLE 6100 395000 REGENERON COM 75886F107 4337 319400 SH SOLE 4600 314800 RESOURCES CONNECTION COM 76122Q105 1412 32000 SH SOLE 32000 RITA MEDICAL SYSTEMS COM 76774E103 1112 200000 SH SOLE 200000 ROSS STORES COM 778296103 6322 206400 SH SOLE 3400 203000 RUBY TUESDAY COM 781182100 5713 177700 SH SOLE 2600 175100 RUDOLPH TECH COM 781270103 3795 202600 SH SOLE 2600 200000 SAPIENT COM 803062108 21417 3551800 SH SOLE 642600 2909200 SCIENTIFIC GAMES COM 80874P109 8641 461600 SH SOLE 6600 455000 SEACHANGE COM 811699107 19841 1296800 SH SOLE 306000 990800 SELECT COMFORT COM 81616X103 28404 1029500 SH SOLE 252400 777100 SEPRACOR INC COM 817315104 30746 639200 SH SOLE 161400 477800 SHIRE PHARM GROUP COM 82481R106 5418 184800 SH SOLE 4500 180300 SHUFFLE MASTER COM 825549108 23952 515200 SH SOLE 97200 418000 SILICON LABS COM 826919102 19740 373300 SH SOLE 83600 289700 SIRNA THERAPEUTICS COM 829669100 168 41500 SH SOLE 41500 SMITH INT'L COM 832110100 18728 350000 SH SOLE 76500 273500 ST MARY LAND&EX COM 792228108 30649 916800 SH SOLE 128100 788700 STRATEX NETWORKS COM 86279T109 10176 2142400 SH SOLE 31300 2111100 SYCAMORE NTWKS COM 871206108 5592 1370600 SH SOLE 29900 1340700 TBC CORP COM 872180104 12726 433300 SH SOLE 211900 221400 TETRA TECH INC COM 88162G103 8309 387200 SH SOLE 5100 382100 TIBCO SOFTWARE COM 88632Q103 21686 2654400 SH SOLE 529100 2125300 TIDEWATER COM 886423102 20847 741100 SH SOLE 136200 604900 TIFFANY & CO COM 886547108 580 15200 SH SOLE 1200 14000 TOO INC COM 890333107 7441 355200 SH SOLE 3900 351300 TRADESTATION COM 89267P105 5556 829300 SH SOLE 9300 820000 TRANSKARYOTIC COM 893735100 8210 477300 SH SOLE 6100 471200 TRIMBLE NAV COM 896239100 21100 918194 SH SOLE 214201 703993 TUESDAY MORNING COM 899035505 10042 291400 SH SOLE 4400 287000 ULTICOM COM 903844108 6005 584700 SH SOLE 7800 576900 UNIT COM 909218109 26161 954100 SH SOLE 229150 724950 UNIVERSAL DISPLAY COM 91347P105 12915 1006600 SH SOLE 339600 667000 URBAN OUTFITTERS COM 917047102 8185 170300 SH SOLE 2300 168000 URS CORP COM 903236107 9002 312800 SH SOLE 4300 308500 VALMONT COM 920253101 3346 167450 SH SOLE 2000 165450 VALUECLICK COM 92046N102 9116 844100 SH SOLE 9100 835000 VAXGEN INC COM 922390208 907 80000 SH SOLE 80000 VERTEX PHARM COM 92532F100 6469 686700 SH SOLE 8400 678300 WATSCO COM 942622200 30946 1067100 SH SOLE 239300 827800 WATSON PHARM COM 942683103 20680 483300 SH SOLE 8300 475000 WEBEX COMM COM 94767L109 24979 840200 SH SOLE 197300 642900 WEBMD CORP COM 94769M105 1806 203100 SH SOLE 3100 200000 WEST MARINE COM 954235107 11189 351300 SH SOLE 174400 176900 WESTERN DIGITAL COM 958102105 33234 2959400 SH SOLE 587000 2372400 WIRELESS FACILITIES COM 97653A103 15995 1452800 SH SOLE 277200 1175600 ZYGO COM 989855101 13195 844200 SH SOLE 166600 677600
Report Summary: Number of Other Included Managers: None Table Entry Total: 224 Table Value $2,848 Million -----END PRIVACY-ENHANCED MESSAGE-----