-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UDmsBSsx+F+JaJU5W9UIgJuwJnjKDViYGPQc3vYNdXhjRi6lMix0cYpy7b9rSQnR QDX3wb19UtNaZnzEvVxwxg== 0001026710-04-000006.txt : 20040803 0001026710-04-000006.hdr.sgml : 20040803 20040803152710 ACCESSION NUMBER: 0001026710-04-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040803 EFFECTIVENESS DATE: 20040803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05876 FILM NUMBER: 04948318 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f0406.txt 13F FILING FOR JUNE 30, 2004 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending June 30, 2004 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 3rd day of August, 2004. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White Executive Vice President FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- @ROAD COM 04648K105 5894 770400 SH SOLE 14500 755900 AC MOORE ARTS & CRAFTS COM 00086T103 413 15000 SH SOLE 15000 ADOLOR COM 00724X102 761 60000 SH SOLE 60000 ADTRAN COM 00738A106 19328 579200 SH SOLE 135500 443700 ADVANCED MEDICAL OPTICS COM 00763M108 11647 273600 SH SOLE 4600 269000 ADVISORY BOARD COM 00762W107 516 14500 SH SOLE 14500 AFFYMETRIX COM 00826T108 6572 200800 SH SOLE 4300 196500 AKAMAI COM 00971T101 20298 1130800 SH SOLE 233800 897000 ALLIANCE DATA COM 018581108 49175 1163900 SH SOLE 242600 921300 ANN TAYLOR COM 036115103 630 21750 SH SOLE 21750 APPLERA/APP'D BIOSYS COM 038020103 8889 408700 SH SOLE 8700 400000 APPLIED FILMS COM 038197109 12310 424200 SH SOLE 108600 315600 ARBITRON INC COM 03875Q108 318 8700 SH SOLE 8700 ARROW INT'L COM 042764100 35063 1171900 SH SOLE 265900 906000 ARTISAN COMP. COM 042923102 26824 1039700 SH SOLE 219100 820600 ASHFORD HOSPITALITY COM 044103109 1670 200000 SH SOLE 200000 ASK JEEVES COM 045174109 18231 467100 SH SOLE 97000 370100 AVALON BAY COM 053484101 18979 335800 SH SOLE 7400 328400 AVIALL COM 05366B102 9959 523900 SH SOLE 256600 267300 AXCAN PHARMA COM 054923107 14264 676000 SH SOLE 419500 256500 AXONYX COM 05461R101 6522 1244700 SH SOLE 595600 649100 BAUSCH & LOMB COM 071707103 55153 847600 SH SOLE 155200 692400 BEVERLY ENT. COM 087851309 18339 2132400 SH SOLE 42100 2090300 BIG 5 SPORT GOODS COM 08915P101 681 26000 SH SOLE 26000 BIOCRYST PHARMA COM 09058V103 1104 160000 SH SOLE 160000 BIOGEN IDEC COM 09062X103 25458 402500 SH SOLE 402500 BISYS GROUP COM 055472104 337 24000 SH SOLE 24000 BRIGHT HORIZONS FAMILY SOLUTIO COM 109195107 5870 109500 SH SOLE 2000 107500 BROCADE COMM. COM 111621108 25164 4208100 SH SOLE 943100 3265000 BRUNSWICK CORP COM 117043109 26504 649600 SH SOLE 146400 503200 C.H. ROBINSON COM 12541W100 39097 852900 SH SOLE 149100 703800 CACI INT'L COM 127190304 16115 398500 SH SOLE 84800 313700 CADENCE DESIGN COM 127387108 10130 692400 SH SOLE 12500 679900 CAL DIVE INT'L COM 127914109 27726 914450 SH SOLE 176350 738100 CAL. PIZZA KITCHEN COM 13054D109 5524 288300 SH SOLE 5300 283000 CALIPER LIFE SCIENCES COM 130872104 5465 1175300 SH SOLE 575700 599600 CARBO CERAMICS COM 140781105 17772 260400 SH SOLE 6300 254100 CARMAX COM 143130102 448 20500 SH SOLE 20500 CELL GENESYS INC COM 150921104 2902 279300 SH SOLE 6000 273300 CENTRAL EUROPEAN DIST COM 153435102 17103 660100 SH SOLE 167150 492950 CEPHALON COM 156708109 5584 103400 SH SOLE 2300 101100 CHECKFREE COM 162813109 4863 162100 SH SOLE 3500 158600 CHIC. BRIDGE & IRON COM 167250109 8361 300200 SH SOLE 5200 295000 CHICAGO PIZZA AND BREWERY COM 167889104 768 50500 SH SOLE 50500 CHICOS FAS COM 168615102 36503 808300 SH SOLE 190700 617600 CHIRON COM 170040109 14285 320000 SH SOLE 320000 CITY NAT'L CORP COM 178566105 348 5300 SH SOLE 5300 CLAIRE'S STORES COM 179584107 8170 376500 SH SOLE 6500 370000 COIN STAR COM 19259P300 11110 505700 SH SOLE 8700 497000 CONCUR TECHN COM 206708109 6641 620700 SH SOLE 10700 610000 CONMED CORP COM 207410101 9532 347900 SH SOLE 5900 342000 COOPER COMPANIES COM 216648402 29197 462200 SH SOLE 89000 373200 CORE LABS COM n22717107 8266 359400 SH SOLE 8600 350800 CORP EXEC BOARD COM 21988R102 36847 637600 SH SOLE 130400 507200 COSTAR CORP COM 22160N109 24678 537300 SH SOLE 93100 444200 COTT CORPORATION COM 22163N106 616 19000 SH SOLE 19000 CRAY COM 225223106 19835 2996161 SH SOLE 637170 2358991 CUBIST PHARMACEUTICALS COM 229678107 999 90000 SH SOLE 90000 CULLEN FROST BANKERS COM 229899109 604 13500 SH SOLE 13500 CV THERAPEUTICS COM 126667104 16698 996300 SH SOLE 251500 744800 DENBURY RESOURCES COM 247916208 20707 988400 SH SOLE 207700 780700 DENTSPLY COM 249030107 18873 362250 SH SOLE 8200 354050 DEVRY INC COM 251893103 494 18000 SH SOLE 18000 DIAMONDCLUSTER COM 25278P106 5858 674100 SH SOLE 14100 660000 DICKS SPORTING GOODS COM 253393102 434 13000 SH SOLE 13000 DIGITAS COM 25388K104 17355 1573400 SH SOLE 279900 1293500 DONALDSON COM 257651109 13897 474300 SH SOLE 10500 463800 DSP GROUP COM 23332B106 16829 617810 SH SOLE 145310 472500 DUN AND BRADSTREET COM 26483E100 37025 686800 SH SOLE 148950 537850 DUPONT PHOTOMASKS COM 26613X101 16353 804400 SH SOLE 168200 636200 DYCOM INDUSTRIES COM 267475101 8842 315800 SH SOLE 5100 310700 EDUCATION MGMT COM 28139T101 7476 227500 SH SOLE 3700 223800 ELECTRONICS BOUTIQUE COM 286045109 8705 330500 SH SOLE 5500 325000 EMBARCADERO TECHNOLOGIES COM 290787100 7879 637480 SH SOLE 310980 326500 EMCOR GROUP COM 29084Q100 396 9000 SH SOLE 9000 ENTERCOM COMM COM 293639100 597 16000 SH SOLE 16000 EQUITY INNS COM 294703103 2093 225300 SH SOLE 225300 EURONET WORLDWIDE COM 298736109 19839 857700 SH SOLE 180900 676800 EXACTECH INC COM 30064E109 1085 50000 SH SOLE 50000 F5 NETWORKS COM 315616102 7261 274200 SH SOLE 4700 269500 FIRST ALBANY CORPORATION COM 318465101 4336 431900 SH SOLE 191700 240200 FLIR COM 302445101 35559 647700 SH SOLE 154300 493400 FOOT LOCKER COM 344849104 15042 618000 SH SOLE 13000 605000 FORBES MEDI TECH COM 344907100 279 109100 SH SOLE 109100 FORMFACTOR COM 346375108 6921 308300 SH SOLE 18100 290200 FORRESTER RESEARCH COM 346563109 7285 390600 SH SOLE 195500 195100 FOUNDRY NTWRKS COM 35063R100 32517 2311100 SH SOLE 398100 1913000 FRED'S INC COM 356108100 18368 831500 SH SOLE 200600 630900 FREE MARKETS COM 356602102 6682 1024900 SH SOLE 6700 1018200 FRIEDMAN BILLINGS RAMSEY COM 358434108 14508 733100 SH SOLE 14300 718800 FURNITURE BRANDS INT'L COM 360921100 8550 341300 SH SOLE 5800 335500 GARMIN LTD COM G37260109 27869 752000 SH SOLE 120100 631900 GENERAL COMM COM 369385109 17419 2193800 SH SOLE 501200 1692600 GLENBOROUGH REALTY TRUST COM 37803P105 1149 62600 SH SOLE 62600 GUESS INC COM 401617105 3977 247000 SH SOLE 5000 242000 GYMBOREE COM 403777105 7227 470500 SH SOLE 6500 464000 HARTE HANKS INC COM 416196103 593 24300 SH SOLE 24300 HEARTLAND EXPR COM 422347104 33319 1217815 SH SOLE 335468 882347 HELEN OF TROY COM G4388N106 30886 837700 SH SOLE 186800 650900 HENRY SCHEIN COM 806407102 33363 528400 SH SOLE 111400 417000 HIBBETT SPORT GOODS COM 428565105 28717 1050000 SH SOLE 232075 817925 HIGHLAND HOSPITALITY TRUST COM 430141101 5751 572200 SH SOLE 249500 322700 HOLLYWOOD ENT COM 436141105 4317 323100 SH SOLE 7200 315900 HOLOGIC COM 436440101 1939 83400 SH SOLE 83400 HOT TOPIC INC COM 441339108 13157 642100 SH SOLE 143400 498700 HUGHES SUPPLY COM 444482103 30299 514160 SH SOLE 117260 396900 HUMAN GENOME COM 444903108 16152 1388800 SH SOLE 258100 1130700 HUTCHINSON TECH COM 448407106 12342 501900 SH SOLE 7900 494000 ILLUMINA COM 452327109 1424 225000 SH SOLE 225000 IMCLONE COM 45245W109 27813 324200 SH SOLE 101600 222600 IMMUNOGEN COM 45253H101 3671 604800 SH SOLE 12800 592000 IMMUNOMEDICS COM 452907108 1475 302900 SH SOLE 6500 296400 IMS HEALTH COM 449934108 11774 502300 SH SOLE 11500 490800 INET TECHNOLOGIES COM 45662v105 8098 649400 SH SOLE 324355 325045 INKINE PHARMACEUTICALS COM 457214104 290 75000 SH SOLE 75000 INSIGHT COMM COM 45768V108 14936 1613000 SH SOLE 353400 1259600 INTEGRATED ELECTRICAL COM 45811E103 370 46000 SH SOLE 46000 INTER-TEL COM 458372109 6942 278000 SH SOLE 4800 273200 INTRAWEST CORP COM 460915200 6580 412550 SH SOLE 7350 405200 IRON MOUNTAIN COM 462846106 627 13000 SH SOLE 13000 IVILLAGE COM 46588H105 16123 2539100 SH SOLE 324100 2215000 JEFFERIES GROUP COM 472319102 19761 639100 SH SOLE 121000 518100 JUPITERMEDIA CORP COM 48207D101 12827 905200 SH SOLE 440700 464500 KENSEY NASH COM 490057106 6748 195600 SH SOLE 98300 97300 KEY ENERGY SVCS COM 492914106 5479 580400 SH SOLE 12800 567600 KING PHARMACEUTICALS COM 495582108 3768 329100 SH SOLE 6800 322300 KIRKLAND'S INC COM 497498105 1002 84000 SH SOLE 84000 LABOR READY COM 505401208 8049 519300 SH SOLE 9300 510000 LAMAR AD COM 512815101 12272 283100 SH SOLE 6100 277000 LEGG MASON COM 524901105 12914 141900 SH SOLE 3200 138700 LINDSAY MFG COM 535555106 11787 490700 SH SOLE 2100 488600 LKQ CORP COM 501889208 4641 249500 SH SOLE 96300 153200 LOOKSMART LTD COM 543442107 1736 800000 SH SOLE 800000 MANTECH COM 564563104 12741 678800 SH SOLE 126600 552200 MAP INFO COM 565105103 9530 899100 SH SOLE 438600 460500 MARCHEX INC COM 56624R108 1901 170000 SH SOLE 170000 MARCUS COM 566330106 9933 575800 SH SOLE 12200 563600 MARINEMAX INC COM 567908108 15734 548600 SH SOLE 268700 279900 MAVERICK TUBE CORP COM 577914104 39482 1503500 SH SOLE 320100 1183400 MAXTOR COM 577729205 34312 5175300 SH SOLE 1051800 4123500 MEDAREX COM 583916101 12599 1728300 SH SOLE 465200 1263100 MENTOR COM 587188103 47975 1399100 SH SOLE 296976 1102124 METTLER TOLEDO COM 592688105 22840 464800 SH SOLE 94400 370400 MICROS SYS INC COM 594901100 7085 147700 SH SOLE 2700 145000 MIM CORP COM 553044108 652 75000 SH SOLE 75000 MKS INSTRUMENTS COM 55306N104 19262 844100 SH SOLE 168400 675700 MOBILITY ELEC COM 60741U101 8335 986400 SH SOLE 17000 969400 MONRO MUFFLER BRAKE COM 610236101 9448 389450 SH SOLE 189300 200150 MOVIE GALLERY COM 624581104 5496 281100 SH SOLE 6100 275000 MPS GROUP COM 553409103 28144 2322100 SH SOLE 230900 2091200 MSC INDUSTRIAL COM 553530106 27073 824400 SH SOLE 149600 674800 MYOGEN COM 62856E104 634 81900 SH SOLE 81900 NEKTAR THERAPEUTICS COM 640268108 13794 691100 SH SOLE 192400 498700 NET2PHONE COM 64108N106 4531 1000200 SH SOLE 17300 982900 NETFLIX COM 64110L106 13396 372100 SH SOLE 7200 364900 NETOPIA COM 64114K104 3423 518700 SH SOLE 8700 510000 NETWORK ENGINES COM 64121A107 685 250000 SH SOLE 250000 NEXTEL PARTNERS COM 65333F107 41411 2601200 SH SOLE 554300 2046900 NOVATEL COM 66987M604 9360 353200 SH SOLE 6200 347000 O'REILLY AUTO COM 686091109 9510 210400 SH SOLE 3900 206500 OCULAR SCIENCES COM 675744106 11313 297700 SH SOLE 4800 292900 OPEN TEXT COM 683715106 18974 594800 SH SOLE 119200 475600 ORBITZ COM 68556Y100 605 28000 SH SOLE 28000 ORTHOFIX INT'L COM N6748L102 10196 238400 SH SOLE 116900 121500 ORTHOVITA COM 68750U102 6522 1268900 SH SOLE 492100 776800 OXFORD INDUSTRIES COM 691497309 457 10500 SH SOLE 10500 PACKETEER COM 695210104 371 23000 SH SOLE 23000 PALM HARBOR HMS COM 696639103 6177 348400 SH SOLE 3300 345100 PATTERSON ENERGY COM 703481101 9819 293900 SH SOLE 5900 288000 PC-TEL COM 69325Q105 413 35000 SH SOLE 35000 PENWEST PHARMA COM 709754105 256 20000 SH SOLE 20000 PHILLIPS VAN HEUSEN CP COM 718592108 20459 1062800 SH SOLE 248900 813900 PHOENIX COMPANIES COM 71902E109 4352 355300 SH SOLE 5300 350000 PHOTON DYNAMICS COM 719364101 281 8000 SH SOLE 8000 PHOTRONICS INC COM 719405102 11161 589300 SH SOLE 10700 578600 PLANTRONICS COM 727493108 24801 589100 SH SOLE 123700 465400 PLUG POWER COM 72919P103 188 25114 SH SOLE 3 25112 POLARIS COM 731068102 24941 519600 SH SOLE 92800 426800 POWER INTEGRATIONS COM 739276103 8195 329100 SH SOLE 5700 323400 PRAECIS PHARMACEUTICALS COM 739421105 304 80000 SH SOLE 80000 PRENTISS PROP COM 740706106 16261 485100 SH SOLE 9600 475500 PRICELINE.COM COM 741503403 592 22000 SH SOLE 22000 PRINCETON REVIEW COM 742352107 386 51000 SH SOLE 51000 PROTEIN DESIGN COM 74369L103 20352 1063900 SH SOLE 183300 880600 PSYCHIATRIC SOLUTIONS COM 74439H108 1695 68000 SH SOLE 68000 QUIKSILVER COM 74838C106 28951 1215900 SH SOLE 341000 874900 RADIO ONE COM 75040P405 608 38000 SH SOLE 38000 RED HAT INC COM 756577102 29128 1268100 SH SOLE 319400 948700 REGENCY CENTERS COM 758849103 17297 403200 SH SOLE 8200 395000 REGENERON COM 75886F107 3376 320600 SH SOLE 5800 314800 RENOVIS INC COM 759885106 275 30000 SH SOLE 30000 RESOURCES CONNECTION COM 76122Q105 1134 29000 SH SOLE 29000 RITA MEDICAL SYSTEMS COM 76774E103 852 200000 SH SOLE 200000 ROSS STORES COM 778296103 535 20000 SH SOLE 20000 RUDOLPH TECH COM 781270103 3711 204000 SH SOLE 4000 200000 SAPIENT COM 803062108 19879 3307700 SH SOLE 611000 2696700 SCIENTIFIC GAMES COM 80874P109 8295 433400 SH SOLE 8400 425000 SEACHANGE COM 811699107 21476 1272300 SH SOLE 284300 988000 SELECT COMFORT COM 81616X103 25642 902900 SH SOLE 238000 664900 SEPRACOR INC COM 817315104 33036 624500 SH SOLE 152400 472100 SHIRE PHARM GROUP COM 82481R106 4922 184200 SH SOLE 3900 180300 SILICON LABS COM 826919102 17085 368600 SH SOLE 79200 289400 SIRNA THERAPEUTICS COM 829669100 122 41500 SH SOLE 41500 SMITH INT'L COM 832110100 11124 199500 SH SOLE 4000 195500 SS&C TECHNOLOGIES COM 85227Q100 6764 361700 SH SOLE 21700 340000 ST MARY LAND&EX COM 792228108 24745 694100 SH SOLE 102100 592000 STRATEX NETWORKS COM 86279T109 6343 2150200 SH SOLE 39100 2111100 SYCAMORE NTWKS COM 871206108 5775 1365300 SH SOLE 24600 1340700 TBC CORP COM 872180104 10310 433200 SH SOLE 216400 216800 TETRA TECH INC COM 88162G103 539 33000 SH SOLE 33000 TIBCO SOFTWARE COM 88632Q103 22196 2626700 SH SOLE 503500 2123200 TIDEWATER COM 886423102 23819 799300 SH SOLE 147700 651600 TIFFANY & CO COM 886547108 442 12000 SH SOLE 12000 TOO INC COM 890333107 4598 275300 SH SOLE 3600 271700 TRADESTATION COM 89267P105 5997 834100 SH SOLE 14100 820000 TRANSKARYOTIC COM 893735100 7182 480100 SH SOLE 8900 471200 TRIMBLE NAV COM 896239100 25203 906894 SH SOLE 203101 703793 TUESDAY MORNING COM 899035505 9178 316500 SH SOLE 5500 311000 TYLER TECHNOLOGIES COM 902252105 331 35000 SH SOLE 35000 ULTICOM COM 903844108 6866 586800 SH SOLE 9900 576900 UNIT COM 909218109 22936 729300 SH SOLE 180350 548950 UNIVERSAL DISPLAY COM 91347P105 12718 1189700 SH SOLE 334900 854800 URBAN OUTFITTERS COM 917047102 10537 173000 SH SOLE 3000 170000 URS CORP COM 903236107 8623 314700 SH SOLE 6200 308500 VALUECLICK COM 92046N102 24391 2036000 SH SOLE 269200 1766800 VAXGEN INC COM 922390208 1133 80000 SH SOLE 80000 VERTEX PHARM COM 92532F100 7488 690800 SH SOLE 12500 678300 WARNACO GROUP COM 934390402 702 33000 SH SOLE 33000 WATSCO COM 942622200 30240 1077300 SH SOLE 246400 830900 WATSON PHARM COM 942683103 13068 485800 SH SOLE 10800 475000 WEBEX COMM COM 94767L109 22539 1035800 SH SOLE 213500 822300 WEBMD CORP COM 94769M105 1900 203900 SH SOLE 3900 200000 WEST MARINE COM 954235107 9089 338500 SH SOLE 162400 176100 WESTERN DIGITAL COM 958102105 25987 3000800 SH SOLE 614500 2386300 WIRELESS FACILITIES COM 97653A103 14655 1490892 SH SOLE 302092 1188800 ZYGO COM 989855101 9605 858400 SH SOLE 155700 702700
Report Summary: Number of Other Included Managers: None Table Entry Total: 236 Table Value $2,856 Million -----END PRIVACY-ENHANCED MESSAGE-----