-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VqmDzvZSsOSNBKFXp6IKiZwWzF6js9tp7pkPzT7nu8NI/UOL/2sQtBis6HFW4lRi Thy0L+30CrIcqXpJbxLFQw== 0001026710-06-000010.txt : 20061031 0001026710-06-000010.hdr.sgml : 20061031 20061031105123 ACCESSION NUMBER: 0001026710-06-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061031 DATE AS OF CHANGE: 20061031 EFFECTIVENESS DATE: 20061031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05876 FILM NUMBER: 061174234 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f0609.txt 13F FILING FOR GRANAHAN INVESTMENT FOR Q3, 2006 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending September 30, 2006 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 31st day of October, 2006. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White Executive Vice President FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AARON RENTS INC COM 002535201 21269 925540 SH SOLE 192200 733340 ADOLOR COM 00724X102 5570 401600 SH SOLE 46300 355300 ADV MAGNETICS COM 00753P103 11565 339138 SH SOLE 146318 192820 ADVANCED MEDICAL OPTICS COM 00763M108 17266 436550 SH SOLE 52350 384200 ADVISORY BOARD COM 00762W107 47382 937877 SH SOLE 159762 778115 AFFILIATED MANAGERS G COM 008252108 16688 166700 SH SOLE 23400 143300 AFFYMETRIX COM 00826T108 14024 650470 SH SOLE 124300 526170 AKAMAI COM 00971T101 37263 745410 SH SOLE 145500 599910 ALBANY INT'L COM 012348108 34373 1080240 SH SOLE 203750 876490 ALIGN TECHNOLOGY COM 016255101 15039 1321495 SH SOLE 364035 957460 ALNYLAM PHARMA COM 02043Q107 6745 468050 SH SOLE 38900 429150 AMER ITALN PASTA COM 027070101 6958 894300 SH SOLE 106600 787700 AMN HEALTHCARE COM 001744101 18658 785590 SH SOLE 181800 603790 ANGIO DYNAMICS COM 03475V101 12326 595155 SH SOLE 195570 399585 APTARGROUP COM 038336103 48098 945320 SH SOLE 148250 797070 ARENA PHARMACEUTICAL COM 040047102 11111 927450 SH SOLE 196000 731450 ARIBA COM 04033V203 19287 2574988 SH SOLE 313374 2261614 ASHFORD HOSP. COM 044103109 3426 287200 SH SOLE 287200 ATHEROS COM 04743P108 27578 1521142 SH SOLE 291032 1230110 AVIGEN COM 053690103 84 16300 SH SOLE 16300 AXCAN PHARMA COM 054923107 16553 1211750 SH SOLE 331900 879850 BAUSCH & LOMB COM 071707103 29474 587948 SH SOLE 111228 476720 BEACON ROOFING SUPPLY COM 073685109 713 35250 SH SOLE 35250 BEBE STORES COM 075571109 5172 208700 SH SOLE 26900 181800 BIOCRYST PHARMA COM 09058V103 2336 187350 SH SOLE 187350 BIOENVISION COM 09059N100 3542 642799 SH SOLE 272729 370070 BJ'S RESTAURANTS COM 09180C106 429 19500 SH SOLE 19500 BOOKHAM COM 09856E105 8095 2513850 SH SOLE 339300 2174550 BRIGHT HORIZONS COM 109195107 8441 202279 SH SOLE 28407 173872 BROCADE COMM. COM 111621108 40746 5771408 SH SOLE 1091738 4679670 BRONCO DRILLING COM 112211107 264 15000 SH SOLE 15000 BRUKER BIOSCIENCES COM 116794108 9369 1336450 SH SOLE 452600 883850 BTU INTERNATIONAL COM 056032105 2814 233920 SH SOLE 77450 156470 BUFFALO WILD WINGS COM 119848109 1729 45200 SH SOLE 45200 BUILD A BEAR WORKSHOP COM 120076104 8855 388900 SH SOLE 48500 340400 CADENCE DESIGN COM 127387108 35395 2086993 SH SOLE 401163 1685830 CARBO CERAMICS COM 140781105 20765 576320 SH SOLE 97960 478360 CASH AMERICA COM 14754D100 49237 1259897 SH SOLE 221311 1038586 CELL GENESYS INC COM 150921104 8107 1773927 SH SOLE 223827 1550100 CENTRAL GARDEN & PET COM 153527106 20668 428270 SH SOLE 100200 328070 CEPHALON COM 156708109 33699 545726 SH SOLE 76826 468900 CEPHEID COM 15670R107 3290 455623 SH SOLE 178296 277327 CHARMING SHOPPES COM 161133103 12197 854100 SH SOLE 102900 751200 CHIC. BRIDGE & IRON COM 167250109 11812 490920 SH SOLE 101100 389820 CIENA COM 171779309 30141 1106105 SH SOLE 194811 911294 CITY NAT'L CORP COM 178566105 376 5600 SH SOLE 5600 CLARIENT COM 180489106 72 87300 SH SOLE 87300 CNET NETWORKS COM 12613R104 13308 1390550 SH SOLE 156100 1234450 COMFORT SYSTEMS COM 199908104 7866 686350 SH SOLE 190000 496350 CONCEPTUS COM 206016107 6864 388003 SH SOLE 152283 235720 CONCUR TECHN COM 206708109 21488 1476846 SH SOLE 320816 1156030 CONNETICS CORP COM 208192104 790 72500 SH SOLE 72500 COSI INC COM 22122P101 5899 1100590 SH SOLE 440100 660490 CRITICAL THERA COM 22674T105 549 228650 SH SOLE 228650 CUBIST PHARMA COM 229678107 14642 673500 SH SOLE 90100 583400 CULLEN FROST COM 229899109 50166 867630 SH SOLE 155300 712330 CURAGEN COM 23126R101 1527 443900 SH SOLE 443900 CV THERAPEUTICS COM 126667104 9282 833213 SH SOLE 170773 662440 CYBERONICS COM 23251P102 25589 1459720 SH SOLE 312900 1146820 CYMER COM 232572107 15044 342600 SH SOLE 39300 303300 CYPRESS BIOSCIENCES COM 232674507 770 105500 SH SOLE 105500 CYTOKINETICS COM 23282W100 8055 1252650 SH SOLE 118951 1133699 DENTSPLY COM 249030107 23855 792246 SH SOLE 110946 681300 DEPOMED COM 249908104 1355 332150 SH SOLE 332150 DIOMED COM 25454R207 59 49320 SH SOLE 49320 DISCOVERY LABS COM 254668106 621 291350 SH SOLE 291350 DIVERSA CORP COM 255064107 6946 866071 SH SOLE 118900 747171 DOLLAR TREE STORES COM 256747106 15935 514700 SH SOLE 61200 453500 DONALDSON COM 257651109 75895 2056771 SH SOLE 374046 1682725 DSP GROUP COM 23332B106 457 20000 SH SOLE 20000 DSW SHOE WAREHOUSE COM 23334L102 12633 401040 SH SOLE 46800 354240 DUN & BRADSTREET COM 26483E100 99303 1324218 SH SOLE 227978 1096240 DURECT CORP COM 266605104 9307 2269900 SH SOLE 207200 2062700 DYNAVAX COM 268158102 491 114000 SH SOLE 114000 EDWARDS LIFESCIENCES COM 28176E108 14556 312418 SH SOLE 43918 268500 EFJ INC COM 26843B101 6762 914955 SH SOLE 316000 598955 EMDEON COM 290849108 14566 1243910 SH SOLE 175010 1068900 ENTEGRIS COM 29362U104 29779 2729560 SH SOLE 556300 2173260 EQUITY INNS COM 294703103 21058 1322740 SH SOLE 281800 1040940 EURONET COM 298736109 32310 1316100 SH SOLE 252750 1063350 EXELIXIS INC COM 30161Q104 7145 820300 SH SOLE 111600 708700 EXFO ELECTRO-OPTICAL ENGINEERI COM 302043104 62 10580 SH SOLE 10580 EXPONENT COM 30214U102 884 53000 SH SOLE 53000 FEI COMPANY COM 30241L109 3084 146100 SH SOLE 146100 FIRST CASH FINANCIAL COM 31942D107 16549 803748 SH SOLE 96748 707000 FOUNDRY NTWRKS COM 35063R100 82978 6310133 SH SOLE 1077900 5232233 FRANKLIN ELECTRIC COM 353514102 21224 399400 SH SOLE 47900 351500 GENESCO INC COM 371532102 21992 637990 SH SOLE 149200 488790 HARRIS & HARRIS COM 413833104 1729 140830 SH SOLE 140830 HARTE HANKS INC COM 416196103 727 27600 SH SOLE 27600 HEALTHWAYS INC COM 422245100 20103 450744 SH SOLE 94494 356250 HEARTLAND EXPR COM 422347104 34783 2218291 SH SOLE 457787 1760504 HEARTLAND PAYMENT SYSTEMS COM 42235N108 24365 937100 SH SOLE 187200 749900 HELEN OF TROY COM G4388N106 25696 1463300 SH SOLE 254600 1208700 HELIX ENERGY SOLUTIONS COM 42330P107 60643 1815654 SH SOLE 319564 1496090 HENRY SCHEIN COM 806407102 40347 804696 SH SOLE 163216 641480 HIBBETT SPORT GDS COM 428565105 36429 1391487 SH SOLE 295774 1095713 HIGHLAND HOSP. COM 430141101 4341 302900 SH SOLE 302900 HORIZON LINES COM 44044K101 17676 1058450 SH SOLE 192900 865550 HORNBECK OFFSHORE SVC COM 440543106 19461 580920 SH SOLE 111100 469820 HUMAN GENOME COM 444903108 21082 1826881 SH SOLE 418171 1408710 HURON CONSULTING COM 447462102 6094 155450 SH SOLE 14900 140550 HUTCHINSON TECH COM 448407106 26925 1279690 SH SOLE 229150 1050540 HYPERCOM COM 44913M105 2817 415430 SH SOLE 104100 311330 IDEXX LABORATORIES COM 45168D104 34015 373222 SH SOLE 65452 307770 ILLUMINA COM 452327109 5010 151638 SH SOLE 43250 108388 IMMUNOGEN COM 45253H101 5498 1553151 SH SOLE 211251 1341900 IMMUNOMEDICS COM 452907108 640 359700 SH SOLE 49300 310400 IMPAX LABS COM 45256B101 7627 1160837 SH SOLE 243427 917410 IMPCO TECHNOLOGIES COM 45255W106 299 23500 SH SOLE 23500 INFORMATICA COM 45666Q102 41175 3029835 SH SOLE 568495 2461340 INSPIRE PHARMACEUTICALS COM 457733103 1049 206000 SH SOLE 206000 INTEGRATED DEVICE TECHNOLOGY COM 458118106 21993 1368600 SH SOLE 193100 1175500 INTERFACE INC COM 458665106 921 71500 SH SOLE 71500 INTERMUNE PHARMA COM 45884X103 12967 789700 SH SOLE 98400 691300 INTERNATIONAL DISPLAYWORK COM 459412102 9126 1432690 SH SOLE 515450 917240 INTERSIL COM 46069S109 12670 516100 SH SOLE 72400 443700 INTRALASE CROP COM 461169104 23670 1200888 SH SOLE 268308 932580 INVERNESS MED INNOVATIONS COM 46126P106 5176 148920 SH SOLE 42300 106620 ISIS PHARMACEUTICALS COM 464330109 13045 1816849 SH SOLE 227650 1589199 JEFFERIES GROUP COM 472319102 46918 1646234 SH SOLE 293644 1352590 JUPITERMEDIA CORP COM 48207D101 962 111100 SH SOLE 111100 KEANE INC COM 486665102 14744 1023150 SH SOLE 144600 878550 KEYSTONE AUTOMOTIVE COM 49338N109 10187 267940 SH SOLE 85200 182740 KING PHARMA COM 495582108 6863 403000 SH SOLE 57400 345600 KNIGHT TRANS COM 499064103 24831 1464975 SH SOLE 206275 1258700 LABOR READY COM 505401208 10013 628540 SH SOLE 112550 515990 LAMAR AD COM 512815101 25900 484922 SH SOLE 68322 416600 LIFE TIME FITNESS COM 53217R207 11498 248400 SH SOLE 30800 217600 LIFECELL CORP COM 531927101 3986 123720 SH SOLE 47900 75820 LITTELFUSE COM 537008104 25579 737140 SH SOLE 89100 648040 LUMINEX CORP COM 55027E102 14962 820740 SH SOLE 158200 662540 MAP INFO COM 565105103 8356 651300 SH SOLE 222600 428700 MARCHEX INC COM 56624R108 21779 1419761 SH SOLE 289891 1129870 MARINEMAX INC COM 567908108 3632 142700 SH SOLE 142700 MASTEC COM 576323109 8015 724000 SH SOLE 83100 640900 MCGRATH RENT COM 580589109 384 15000 SH SOLE 15000 MDI HOSPITALITY COM 55302L102 324 35700 SH SOLE 35700 MEDAREX COM 583916101 35979 3346860 SH SOLE 690000 2656860 MEMORY PHARMACEUTICALS COM 58606R403 28 27850 SH SOLE 27850 METTLER TOLEDO COM 592688105 17490 264404 SH SOLE 37104 227300 MICROSEMI COM 595137100 28750 1525200 SH SOLE 276500 1248700 MILLENNIUM PHARM COM 599902103 16393 1649194 SH SOLE 231494 1417700 MOBILE MINI COM 60740F105 8267 290995 SH SOLE 77550 213445 MONRO MUFFLER COM 610236101 7044 207105 SH SOLE 76750 130355 MPS GROUP COM 553409103 37374 2473470 SH SOLE 304800 2168670 MSC INDUSTRIAL COM 553530106 46046 1130250 SH SOLE 184200 946050 MWI VETERINARY SUPPLY COM 55402X105 16135 481203 SH SOLE 79300 401903 NATUS MEDICAL COM 639050103 7559 553740 SH SOLE 211700 342040 NCI BUILDING SYSTEMS COM 628852105 10788 185450 SH SOLE 31600 153850 NEKTAR COM 640268108 25786 1789430 SH SOLE 364700 1424730 NESS TECHNOLOGY COM 64104X108 9278 694980 SH SOLE 182500 512480 NETLOGIC SYSTEMS COM 64118B100 6700 264080 SH SOLE 92800 171280 NEUROGEN COM 64124E106 303 45000 SH SOLE 45000 NEUROMETRIX COM 641255104 1080 56800 SH SOLE 56800 NEXTEST SYSTEMS CORP COM 653339101 5437 413120 SH SOLE 83000 330120 NOVEN PHARMA COM 670009109 14419 597782 SH SOLE 57302 540480 NUVELO COM 67072M301 16425 900519 SH SOLE 106769 793750 O'REILLY AUTO COM 686091109 44621 1343597 SH SOLE 268857 1074740 ONYX PHARMACEUTICALS COM 683399109 622 36000 SH SOLE 36000 ORTHOVITA COM 68750U102 1187 340200 SH SOLE 340200 PAINCARE HOLDINGS COM 69562E104 104 72000 SH SOLE 72000 PATTERSON ENERGY COM 703481101 15189 639279 SH SOLE 134549 504730 PDL BIOPHARMA COM 69329Y104 34204 1781440 SH SOLE 379400 1402040 PHARMA PRODUCT DEV COM 717124101 16824 471400 SH SOLE 66300 405100 PHILLIPS VAN HEUSEN CP COM 718592108 41877 1002572 SH SOLE 181277 821295 PHOENIX COS. COM 71902E109 11243 803100 SH SOLE 116900 686200 PINNACLE FINANC'L PTNRS COM 72346Q104 508 14200 SH SOLE 14200 PLANETOUT COM 727058109 636 138170 SH SOLE 138170 POOL CORP COM 73278L105 34322 891490 SH SOLE 148950 742540 PRICELINE.COM COM 741503403 25723 699181 SH SOLE 93786 605395 PROGRESS SFTWR COM 743312100 29694 1142072 SH SOLE 221922 920150 PSYCHIATRIC SOLUTIONS COM 74439H108 5762 169030 SH SOLE 45000 124030 QIAGEN NV COM N72482107 16136 1018700 SH SOLE 152800 865900 QLT INC COM 746927102 15138 1991788 SH SOLE 239788 1752000 QUIKSILVER COM 74838C106 27899 2296220 SH SOLE 405400 1890820 RADVISION COM M81869105 683 41380 SH SOLE 41380 RBC BEARINGS COM 75524B104 2887 119550 SH SOLE 119550 RED HAT INC COM 756577102 31478 1493283 SH SOLE 278173 1215110 REGENERON COM 75886F107 10468 667200 SH SOLE 91500 575700 RESOURCES CONN. COM 76122Q105 276 10300 SH SOLE 10300 RF MICRO DEVICES COM 749941100 14742 1944900 SH SOLE 260400 1684500 RIGEL PHARMACEUTICALS COM 766559603 10233 996400 SH SOLE 139000 857400 RITA MEDICAL COM 76774E103 1448 459700 SH SOLE 459700 RUTH'S CHRIS STEAK HOUSE COM 783332109 12468 662500 SH SOLE 86500 576000 SAFEGUARD SCIENTIFICS COM 786449108 42 21600 SH SOLE 21600 SALESFORCE.COM COM 79466L302 8181 228000 SH SOLE 32100 195900 SEATTLE GENETICS COM 812578102 9493 1953204 SH SOLE 230800 1722404 SEI INVESTMENTS COM 784117103 281 5000 SH SOLE 5000 SIRNA THERA COM 829669100 7298 1310200 SH SOLE 114400 1195800 SMITH AND WESSON COM 831756101 4402 317130 SH SOLE 317130 SONIC SOLUTIONS COM 835460106 17783 1166831 SH SOLE 132771 1034060 ST MARY LAND&EX COM 792228108 44959 1224700 SH SOLE 223000 1001700 STAMPS.COM COM 852857200 4748 249100 SH SOLE 105200 143900 STERICYCLE COM 858912108 733 10500 SH SOLE 10500 STRATEX NETWORKS COM 86279T109 26857 6048984 SH SOLE 1031564 5017420 SWIFT TRANS COM 870756103 84358 3556398 SH SOLE 496438 3059960 SYCAMORE NTWKS COM 871206108 22004 5821280 SH SOLE 1214800 4606480 TERCICA COM 88078L105 4431 831350 SH SOLE 343600 487750 THE KNOT INC COM 499184109 12200 551300 SH SOLE 68200 483100 THIRD WAVE TECHNOLOGIES COM 88428W108 85 19000 SH SOLE 19000 TREX CO COM 89531P105 18559 768163 SH SOLE 141633 626530 TRIMBLE NAV COM 896239100 26382 560360 SH SOLE 106500 453860 U-STORE-IT TRUST COM 91274F104 32014 1491800 SH SOLE 209800 1282000 ULTICOM COM 903844108 9627 924789 SH SOLE 111569 813220 UNITED RENTALS COM 911363109 20417 878145 SH SOLE 106145 772000 UNIVERSAL COMPRESSION HOLDINGS COM 913431102 4725 88400 SH SOLE 9900 78500 VARIAN SEMICONDUCTOR COM 922207105 35177 958488 SH SOLE 178462 780026 VASCO DATA SECURITY COM 92230Y104 9768 942880 SH SOLE 343200 599680 VERIFONE HOLDINGS COM 92342Y109 26108 914450 SH SOLE 126000 788450 VERTEX PHARM COM 92532F100 23047 684900 SH SOLE 83253 601647 VIACELL COM 92554J105 918 218500 SH SOLE 218500 VIASAT, INC COM 92552V100 23745 946790 SH SOLE 117550 829240 VISTAPRINT COM G93762204 26238 1011500 SH SOLE 172700 838800 WATSCO COM 942622200 58138 1263595 SH SOLE 212750 1050845 WATSON PHARM COM 942683103 15448 590300 SH SOLE 82800 507500 WEBEX COMM COM 94767L109 38798 994314 SH SOLE 138679 855635 WITNESS SYSTEMS COM 977424100 14055 801782 SH SOLE 187332 614450 WORLD FUEL SERVICES COM 981475106 13114 324200 SH SOLE 40500 283700 XENOPORT INC COM 98411C100 9918 486913 SH SOLE 65900 421013 XOMA LTD COM G9825R107 1892 1000900 SH SOLE 1000900 ZORAN COM 98975F101 20555 1278276 SH SOLE 239176 1039100 icad inc COM 44934S107 66 33000 SH SOLE 33000
Report Summary: Number of Other Included Managers: None Table Entry Total: 223 Table Value $3,612 Million -----END PRIVACY-ENHANCED MESSAGE-----