-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qtofx2UJ3pZUJTeYF9OIbIWQ97EgQVsz2KqFXzz9NyJlAe0nLrHVFYyxZrXimS/1 m2Omtb5M2RdjltUlW3A8YQ== 0001318757-06-000009.txt : 20060811 0001318757-06-000009.hdr.sgml : 20060811 20060811165133 ACCESSION NUMBER: 0001318757-06-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060811 DATE AS OF CHANGE: 20060811 EFFECTIVENESS DATE: 20060811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 061025682 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 marshallwace-uk.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2006 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Address: 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place and Date of Signing: August 11, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: 298750 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ARBINET-THEXCHANGE I NC COM ST COMMON STOCK 03875P100 9638 1718000 SH SOLE 01 1718000 0 0 D ARRIS GROUP INC COM STK COMMON STOCK 04269Q100 3280 250000 SH SOLE 01 250000 0 0 D AVID TECHNOLOGY INC COM STK COMMON STOCK 05367P100 6666 200000 SH SOLE 01 200000 0 0 D CIENA CORP COM STK COMMON STOCK 171779101 1924 400000 SH SOLE 01 400000 0 0 D CLEAR CHANNEL COMMUN ICATIONS COMMON STOCK 184502102 1857 60000 SH SOLE 01 60000 0 0 D COMVERSE TECHNOLOGY INC COM ST COMMON STOCK 205862402 2966 150000 SH SOLE 01 150000 0 0 D CONCURRENT COMPUTER CORP COM S COMMON STOCK 206710204 1305 500000 SH SOLE 01 500000 0 0 D DOBSON COMMUNICATION S CORP CL COMMON STOCK 256069105 17045 2205000 SH SOLE 01 2205000 0 0 D EBAY INC COM STK COMMON STOCK 278642103 2197 75000 SH SOLE 01 75000 0 0 D ELONG INC ADR ADRS STOCKS 290138205 11153 801200 SH SOLE 01 801200 0 0 D F5 NETWORKS INC COM STK COMMON STOCK 315616102 13370 250000 SH SOLE 01 250000 0 0 D GOOGLE INC CL A COM STK COMMON STOCK 38259P508 6290 15000 SH SOLE 01 15000 0 0 D HARMONIC INC COM STK COMMON STOCK 413160102 5588 1247419 SH SOLE 01 1247419 0 0 D IKANOS COMMUNICATION S COM STK COMMON STOCK 45173E105 890 58617 SH SOLE 01 58617 0 0 D ISHARES INC MSCI AUSTRALIA IND INTL ETF'S - US 464286103 20750 1000000 SH SOLE 01 1000000 0 0 D ISHARES MSCI EMERGIN G MKTS IN INTL ETF'S - US 464287234 33335 355000 SH SOLE 01 355000 0 0 D KOOKMIN BANK ADR ADRS STOCKS 50049M109 523 6300 SH SOLE 01 6300 0 0 D LAWSON SOFTWARE INC NEW COM ST COMMON STOCK 52078P102 23650 3529913 SH SOLE 01 3529913 0 0 D MOBILE TELESYSTEMS SP ADR ADRS STOCKS 607409109 6839 232313 SH SOLE 01 232313 0 0 D MOTOROLA INC COM STK COMMON STOCK 620076109 2015 100000 SH SOLE 01 100000 0 0 D NATIONAL SEMICONDUCT OR CORP C COMMON STOCK 637640103 13118 550000 SH SOLE 01 550000 0 0 D NDS GROUP PLC ADR ADRS STOCKS 628891103 12561 269842 SH SOLE 01 269842 0 0 D NEXTEST SYSTEMS CORP COM COMMON STOCK 653339101 10830 668103 SH SOLE 01 668103 0 0 D NOVELL INC COM STK COMMON STOCK 670006105 3315 500000 SH SOLE 01 500000 0 0 D POWERWAVE TECHNOLOGIES INC COMMON STOCK 739363109 2280 250000 SH SOLE 01 250000 0 0 D SEAGATE TECHNOLOGY COM STK COMMON STOCK G7945J104 19244 850000 SH SOLE 01 850000 0 0 D SEMICONDUCTOR MFG INTL CORP SP ADRS STOCKS 81663N206 9005 1288200 SH SOLE 01 1288200 0 0 D SONIC SOLUTIONS COM STK COMMON STOCK 835460106 1980 120000 SH SOLE 01 120000 0 0 D SONUS NETWORKS INC COM STK COMMON STOCK 835916107 2970 600000 SH SOLE 01 600000 0 0 D SPANSION INC COM STK COMMON STOCK 84649R101 12420 779200 SH SOLE 01 779200 0 0 D STOCKERYALE INC COM STK COMMON STOCK 86126T203 4374 3706922 SH SOLE 01 3706922 0 0 D SYNAPTICS INC COM STK COMMON STOCK 87157D109 2140 100000 SH SOLE 01 100000 0 0 D TAIWAN SEMICONDUCTOR MANUFACT ADRS STOCKS 874039100 430 46864 SH SOLE 01 46864 0 0 D TESSERA TECHNOLOGIES INC COM COMMON STOCK 88164L100 2750 100000 SH SOLE 01 100000 0 0 D UNITED MICROELECTRON ICS CORP ADRS STOCKS 910873207 12098 3890000 SH SOLE 01 3890000 0 0 D VIMPEL COMMUNICATION S OJSC M ADRS STOCKS 68370R109 3437 75000 SH SOLE 01 75000 0 0 D WARNER MUSIC GROUP CORP COM COMMON STOCK 934550104 5457 185100 SH SOLE 01 185100 0 0 D XILINX INC COM STK COMMON STOCK 983919101 9060 400000 SH SOLE 01 400000 0 0 S REPORT SUMMARY 38 DATA RECORDS 298750 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
-----END PRIVACY-ENHANCED MESSAGE-----